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Dow Jones 30 Stocks SEC Filings — March 13, 2026

USA Dow Jones 30

38 high priority12 medium priority50 total filings analysed

Executive Summary

Across 50 SEC filings from March 13, 2026, primarily regional banks and select energy/financial firms (despite DJ30 stream focus, data spans broader US blue-chips and mid-caps), FY2025 10-Ks reveal mixed resilience: 9/15 banks reported asset growth averaging 6-62% YoY (e.g., ChoiceOne +62%), NIM expansions in 7/15 (avg +20bps, e.g., Red River +14% to 3.38%), but provisions spiked sharply in outliers (ChoiceOne +2,367% to $14.8M). Energy sector shines with accretive M&A (Battalion Oil adds 30 drilling locations) and mega-financings (Venture Global $20.7B CP2 LNG FID). Capital allocation tilts shareholder-friendly (buybacks/dividends in CCEP €1B, First Northern 1M+ shares, Universal $0.105/share), amid neutral insider plans (Walmart exec 10b5-1 sales for diversification). Forward catalysts cluster in April-May AGMs (10+ meetings) and deadlines (Olenox registration Apr 11); sentiments mixed/neutral dominate (28/50), with positive outliers in growth stories. Portfolio implication: overweight regional banks with NIM tailwinds/strong ROE (Red River 12.58%), monitor provision risks; energy M&A offers alpha amid LNG demand.

Tracking the trend? Catch up on the prior Dow Jones 30 Stocks SEC Filings digest from March 12, 2026.

Investment Signals(12)

  • Red River Bancshares (RRBI)(BULLISH)

    Net income +25% YoY to $42.8M, assets +6% to $3.35B, loans +8% to $2.25B, NIM +14% to 3.38%, ROA 1.33%, ROE 12.58%, efficiency -440bps to 55.84%

  • Net income +82% YoY to $18.6M, NII +14% to $75.8M, NIM +20bps to 3.58%, EPS +74% to $2.73, dividends +4% to $1.25/share despite flat loans

  • Fidelity D&D Bancorp (FDBC)(BULLISH)

    Assets +6.3% to $2.75B, loans +6.2% to $1.91B, deposits +5.4% to $2.47B, NII FTE +16.7% to $75.8M, efficiency -590bps to 60.3%, TBVPS +18.4% to $37.88

  • Q4 net income +69% YoY to $34.8M, loan production record +12.6% to $634.6M, portfolio +28.4% to $6.5B, FY net income +53.6% to $105.1M, op ex ratio -420bps to 25.7%

  • FY2025 revenue €20.9B (+ comparable €21.3B FX-neutral), op profit €2.8B, ROIC 10.9% (11.5% comparable), €1B buyback completed, leverage target 2.5-3.0x, digital rev €2.38B

  • Battalion Oil (BATL)(BULLISH)

    Acquired 7,090 net acres adjoining assets adding 30 Wolfcamp drilling locations + $700k NPV well, all-stock (485k shares), enhances efficiencies post-Targa agreement

  • CP2 LNG Phase 2 FID/$8.6B financing (total $20.7B), positions as top US LNG exporter >100 MTPA, 29 MTPA peak nearly fully contracted Europe/Asia

  • NII +4.8% to $67.5M, NIM +17bps to 3.77%, loan yields +23bps to 5.53%, active buyback up to 1.03M shares thru Apr 30 2026, 5% stock dividend Mar 25

  • Credit agreement amended +$100M rev commitments (total $150M), no Events of Default, solvency affirmed, supports working capital expansion

  • Vaxart(BULLISH)

    FY2025 revenue +727% YoY to $237k (gov contracts +803% to $225k), swung to op income $18k/net income $16k from losses

  • Assets +3.6% to $1.30B, deposits +7.5% to $1.10B, equity +12.3% to $137M, NPAs -50bps to 0.28% of assets

  • KORE Group(BULLISH)

    Regained NYSE compliance with >$50M avg mkt cap/stockholders equity, resolves Sep 2024 deficiency

Risk Flags(9)

  • ChoiceOne Financial (COFS)[HIGH RISK]

    ROA -31% to 0.69%, ROE -40% to 7.04%, EPS -38% to $2.01, provisions +2,367% to $14.8M from $0.6M, nonint exp +100%+ to $112.7M post-acquisition

  • Net income -39% YoY to $7.5M, provisions +110% to $10.4M, nonint income -16% to $12.8M, gain on loan sales -33% to $7.3M, loan yields -111bps to 6.02%

  • Q4 rev -17.1% YoY to $385.4M, op income -54% to $17.5M (margin -370bps to 4.5%), FY net loss $99.9M vs +$129.9M (impairment $124.4M), net debt $797.6M

  • Vaxart[MEDIUM RISK]

    Op ex +131% YoY to $219k (R&D +172% to $202k), royalty rev -50%, risks from Inavir patent expiry 2024 generics, Relenza expired 2019

  • First Northern[MEDIUM RISK]

    Demand deposits -7.3% to $650M, time certs -7.7% to $141M despite NII growth

  • Red River Bancshares (RRBI)[MEDIUM RISK]

    Nonint income -2% to $20M (mortgage -4%, SBIC -96%), NPAs + to 0.11%, risk-based capital - to 18.03%

  • Portfolio NIM -11bps to 3.59%, charge-offs +188.8% to $2.0M, REO net loss $3.7M vs gain $3.6M, short-term loans -23.5% YoY

  • Q1 net loss +17% worse to $119k, op cash flow -$155k vs +$46k, exploration +4% to $75k despite G&A -33%

  • Basel Medical[MEDIUM RISK]

    Op cash flow swings - to -S$4.0M from +S$2.5M, investing outflows US$8.6M, individual rev -1.4% to S$6.6M

Opportunities(8)

  • All-stock acquisition 7,090 acres/30 locations at accretive terms adjoining assets, leverage Targa efficiencies, regulatory approvals pending

  • $20.7B financing enables 29 MTPA CP2 (fully contracted), total >100 MTPA capacity, largest US bank financing

  • Completed merger $26.40/share cash + $5M contingent fund (up to $1.51/share), delisting Mar 13 creates clean exit

  • S-1 enables $33M 401(k) investment at $10/share post-MHC conversion, Nasdaq-listed RBKB with depositor priorities

  • Added oil/gas hedges thru 2027 (67% 2026 oil prod at $63-67/Bbl), supports dividend amid volatility

  • CCEP/Buyback(OPPORTUNITY)

    Completed €1B program, authority for 10% shares, leverage 2.5-3x, ROIC 11.5% comparable

  • Mobivity/MSA(OPPORTUNITY)

    New PayPal agreement for marketing services (1-yr renewable), assigned to Mistplay post-asset sale, performance pay monthly

  • $15M common stock at-market via Jefferies (3% fee), flexible capital raise on effective S-3

Sector Themes(6)

  • Regional Banks NIM Tailwinds(BULLISH TREND)

    7/15 banks expanded NIM YoY (avg +25bps e.g., Princeton +20bps/3.58%, Fidelity + implied via NII +16.7%), offsetting provision hikes in 4/15 (ChoiceOne/Hanover extremes); overweight stable ROE plays like RRBI 12.58%

  • Bank Provision Pressures(BEARISH OUTLIER)

    Provisions surged in 5/10 detailed banks (ChoiceOne +2,367%, Hanover +110%, Princeton +30%), charge-offs up (Velocity +189%), NPAs stable/mild up; efficiency improved avg -300bps but watch CRE exposure (Rhinebeck $418M)

  • Energy Expansion Catalysts(BULLISH SECTOR)

    3 filings show M&A/FID (Battalion 30 locations, Venture Global 29 MTPA, Nine resignation neutral); hedging opportunistic (Vitesse 67% oil 2026), positions for LNG/oil demand

  • Capital Allocation Shareholder Focus(POSITIVE)

    Buybacks/divs in 5/50 (CCEP €1B/10% auth, First Northern 1M shares/5% stock div, Universal $0.105 Apr 3); notes issuance (Indivior/Post $600M); ATM flexibility (Silvaco $15M) signal confidence

  • Deposit/Asset Growth Resilient(MILD BULLISH)

    8/12 banks +assets/deposits (ChoiceOne +62%/63%, Rhinebeck +3.6%/7.5%), loans +avg 6-95% but select declines (First Northern auto -42%); cash builds (Fidelity +78% to $148M)

  • Proxy/AGM Cluster(MONITOR)

    12/50 filings on Apr-May 2026 meetings (Republic/Edison Apr 23, Wesbanco Apr 15); director changes/resignations neutral (no disagreements), watch say-on-pay opposition (Veru 736k against)

Watch List(8)

  • Olenox Industries/Registration
    👁

    File resale S-1 by Apr 11 2026 post-$810k Series C close, effectiveness 30-60 days; monitor dilution/liquidity [Apr 11]

  • Apr 23 2026 meeting elect 13 dirs/ratify auditors, materials req by Apr 13, record Feb 13; NPS 73.4 (+12%) [Apr 23]

  • Virtual Apr 23 2026, monitor $38-41B 2026-30 grid capex/wildfire comp ($185M offers thru Nov 30); exec pay cuts [Apr 23]

  • May 7 2026 elect 8 dirs post-retirement, ratify EisnerAmper; efficiency 55.84% watch provisions [May 7]

  • Post-AGM Mar 12 equity plan approved but 975k against/736k say-on-pay against; monitor dilution from +3.25M shares [Ongoing]

  • Monitor post-Chernoff resignation Mar 13, hedging supports 2026 div (67% oil hedged Q1-Q4) [Q1-Q4 2026]

  • Remaining 8 hotels remarketed $93M post-$820M/105 hotels; pro forma impacts Jan 1 2025 basis [Q2 2026]

  • Exec 10b5-1 plans (McMillon 155k shares Jun 2026-Jan 2027); compliant w/5x salary ownership, report Forms 144/4 [Jun 2026+]

Filing Analyses(50)
SAFE & GREEN HOLDINGS CORP.8-Kneutralmateriality 8/10

13-03-2026

Olenox Industries Inc. (formerly Safe & Green Holdings Corp., Nasdaq: OLOX) completed a Second Closing on March 12, 2026, under its November 25, 2025 Securities Purchase Agreement with JAK Industrial Ventures I LLC, issuing 900 shares of Series C Convertible Preferred Stock with $900,000 Stated Value for $810,000 gross proceeds and netting approximately $718,300 after 7% placement agent fees to WestPark Capital Inc. The preferred shares are convertible into common stock per the Certificate of Designation filed November 26, 2025, and the company entered a new Registration Rights Agreement requiring a resale registration statement filed within 30 days (by April 11, 2026) and effective shortly thereafter. The sale relied on exemptions under Section 4(a)(2) of the Securities Act and Rule 506(b) of Regulation D.

  • ·Registration statement filing deadline: no later than 30 days from March 12, 2026 (April 11, 2026)
  • ·SEC effectiveness deadlines: 30 days after filing (extendable to 45/60 days for partial/full review)
  • ·Initial closing disclosed in 8-K filed December 2, 2025
  • ·Sale exempted under Section 4(a)(2) of Securities Act and Rule 506(b) of Regulation D
BAR HARBOR BANKSHARES10-Kneutralmateriality 8/10

13-03-2026

Bar Harbor Bankshares (BHB), a Maine-based state commercial bank (SIC 6022, CIK 0000743367), filed its 10-K annual report on March 13, 2026, covering the fiscal year ended December 31, 2025. The provided content lists recent SEC filings including multiple 8-K current reports, 10-Q quarterly reports, 13F-NT institutional manager notices, and 13G ownership filings, with no specific financial performance metrics, improvements, or declines detailed.

  • ·Business Address: 82 MAIN ST PO BOX 400 BAR HARBOR ME 04609-0400
  • ·Phone: 2076696784
  • ·State of Incorporation: ME
  • ·Fiscal Year End: December 31
Nine Energy Service, Inc.8-Kneutralmateriality 6/10

13-03-2026

Nine Energy Service, Inc. disclosed that Theodore R. Moore resigned from his position as Executive Vice President, General Counsel and Secretary, effective March 24, 2026, to accept a position at another company. Mr. Moore notified the company of his decision on March 9, 2026. The Form 8-K was filed on March 13, 2026.

REPUBLIC BANCORP INC /KY/DEFA14Aneutralmateriality 4/10

13-03-2026

Republic Bancorp, Inc. (RBCAA) filed definitive additional proxy materials (DEFA14A) on March 13, 2026, for its 2026 Annual Meeting of Shareholders on April 23, 2026, at 10:00 A.M. EDT in Louisville, Kentucky. The agenda includes the election of 13 director nominees and ratification of Forvis Mazars as the independent registered public accounting firm for the fiscal year ending December 31, 2026. Shareholders must access materials online at www.investorvote.com/RBCAA or request paper copies by April 13, 2026, to vote.

  • ·Proxy materials request deadline: April 13, 2026
  • ·Meeting location: Republic Bank Building, Lower Level, 9600 Brownsboro Road, Louisville, Kentucky 40241
  • ·Contact: Republic Corporate Center, 601 West Market Street, Louisville, Kentucky 40202; Phone: (502) 560-8628
Bitwise Avalanche ETFS-1/Aneutralmateriality 8/10

13-03-2026

Bitwise Avalanche ETF filed Amendment No. 3 to its S-1 registration statement on March 13, 2026, outlining its operational structure including staking via agents like Attestant, Ltd., approved Avalanche Trading Counterparties such as Cumberland DRW LLC and FalconX, and service providers including Coinbase Custody as custodian and BNY Mellon as administrator. The Trust will charge a unitary Sponsor Fee of 0.34% per annum on Avalanche holdings, fully waived on the first $500M of assets for the initial one-month period post-listing. No financial performance data or period comparisons are provided in the filing.

  • ·Trust formed as Delaware statutory trust; Trust Agreement and Sponsor Agreement dated November 25, 2025.
  • ·Sponsor formed June 4, 2018; Avalanche Custodian chartered in 2018.
  • ·Pricing Benchmark calculated at 4:00 p.m. ET using data from Bitstamp, Coinbase, Crypto.com, and Kraken.
  • ·Indicative Trust Value (ITV) disseminated every 15 seconds during 9:30 a.m. to 4:00 p.m. ET trading hours.
REPUBLIC BANCORP INC /KY/DEF 14Apositivemateriality 8/10

13-03-2026

Republic Bancorp, Inc. (RBCAA) filed its 2026 Proxy Statement for the Annual Meeting on April 23, 2026, seeking shareholder approval to elect 13 directors and ratify Forvis Mazars, LLP as independent auditors for the fiscal year ending December 31, 2026. As of December 31, 2025, the company reported total assets of $7.0B, deposits of $5.2B, and shareholders' equity of $1.1B, operating 47 banking centers across five states. Customer NPS score rose 12% to 73.4 in Q3 2025 from Q1 2025, with the Community Loan Fund providing over $5.7M in funding to low-to-moderate income communities.

  • ·Record date: close of business on February 13, 2026
  • ·Annual Meeting location: Republic Bank Building, Lower Level, 9600 Brownsboro Road, Louisville, Kentucky 40241
  • ·NPS score in Q3 2025: 73.4 (nearly 2.5x average for all banks)
  • ·Banking centers breakdown as of Dec 31, 2025: 22 in Louisville MSA, 6 in Lexington MSA, 8 in Cincinnati MSA, 7 in Tampa MSA, 4 in Nashville MSA
  • ·Community and Multicultural Banking Division established in 2023
BATTALION OIL CORP8-Kpositivemateriality 8/10

13-03-2026

Battalion Oil Corporation (BATL) entered a Purchase and Sale Agreement on March 10, 2026, to acquire 7,090 net acres in Ward County, Texas, from RoadRunner Resource Holding LLC (formerly Sundown Energy LP) in an all-stock deal issuing 485,000 shares, effective March 1, 2026. The assets adjoin Battalion's Monument Draw position, adding 30 high-quality net drilling locations targeting Wolfcamp A, B, and 3rd Bone Spring formations, plus an existing well valued at approximately $700,000 on a 10% discounted NPV basis. The transaction enhances operational efficiencies leveraging a recent Targa Resources acid gas treating agreement, with no production or financial declines noted.

  • ·Transaction subject to customary closing adjustments, conditions, registration rights, and regulatory approvals.
  • ·Previous joint venture with Sundown where Battalion operated, drilled, and evaluated the acreage.
INDIVIOR PLC8-Kneutralmateriality 6/10

13-03-2026

Indivior Pharmaceuticals, Inc. (INDV) announced on March 12, 2026, the pricing of its offering of 0.625% convertible senior notes due 2031. A press release providing further details is filed as Exhibit 99.1 to this Form 8-K. No additional financial metrics, period-over-period comparisons, or performance data were disclosed in the filing.

  • ·Notes registered under Section 12(b) of the Act: Common stock, $0.001 par value per share (INDV).
  • ·Registrant incorporated in Delaware (Commission File Number 001-37835, IRS EIN 41-2520873).
  • ·Principal executive offices: 10710 Midlothian Turnpike, Suite 125, North Chesterfield, VA 23235.
FIRST NORTHERN COMMUNITY BANCORP10-Kmixedmateriality 8/10

13-03-2026

First Northern Community Bancorp's 10-K reports average total assets slightly declined to $1.89B in 2025 from $1.89B in 2024, while average loans remained nearly flat at $1.05B with yields improving to 5.53% from 5.30%. Net interest income rose 4.8% to $67.5M with margin expanding to 3.77% from 3.60%; however, demand deposits fell 7.3% to $650M and time certificates declined 7.7% to $141M. The company maintains an active stock repurchase program authorizing up to 1,028,680 shares through April 30, 2026.

  • ·Stock repurchase program approved March 27, 2024, effective May 1, 2024, until April 30, 2026.
  • ·5% stock dividend declared January 22, 2026, payable March 25, 2026 to shareholders of record February 27, 2026.
Global Medical REIT Inc.8-Kneutralmateriality 7/10

13-03-2026

Global Medical REIT Inc. filed an 8-K disclosing entry into a Master Forward Confirmation dated March 12, 2026, between Chiron Real Estate Inc. (Ticker: XRN) and a Dealer for Issuer Share Forward Sale Transactions, pursuant to a Sales Agreement of the same date involving Chiron Real Estate LP. The agreement incorporates ISDA Equity Derivatives Definitions and establishes terms for forward transactions on XRN shares, including settlement methods (Physical, Cash, or Net Share Settlement) and cross-default thresholds. No specific transaction volumes, prices, or financial impacts are quantified in the filing.

  • ·Shares have par value $0.001 per Share
  • ·Governing law: New York law
  • ·Settlement Notice for Cash/Net Share Settlement: no later than 60th Scheduled Trading Day preceding Maturity Date
  • ·Filing Items: 1.01, 5.03, 8.01, 9.01
COCA-COLA EUROPACIFIC PARTNERS plc20-Fpositivemateriality 10/10

13-03-2026

CCEP's 2025 annual results showed reported revenue of €20.9B and operating profit of €2.8B, with comparable and FX-neutral figures slightly higher at €21.3B and €2.9B respectively, alongside ROIC of 10.9% reported and 11.5% comparable. Sustainability achievements included an 18.9% absolute reduction in GHG emissions vs 2019, 75.7% of primary packaging collected for recycling, and 105.2% water replenished relative to sales volume. The company completed a €1B share buyback programme announced on 14 February 2025, while highlighting ongoing investments in digital platforms like MyCCEP.com which generated €2.38B in revenue.

  • ·Leverage target range: 2.5–3.0x net debt to comparable EBITDA
  • ·Share buyback authority: up to 10% of shares (excluding treasury shares)
  • ·Digital revenue from MyCCEP.com: €2.38B in 2025
Vaxart, Inc.10-Kmixedmateriality 8/10

13-03-2026

Vaxart reported FY2025 revenue of $237K, up 727% YoY from $29K in FY2024, driven by government contracts surging 803% to $225K, leading to operating income of $18K and net income of $16K versus prior-year losses. However, operating expenses rose 131% to $219K, primarily due to R&D increasing 172% to $202K, while non-cash royalty revenue declined 50% and future royalties face risks from Inavir's compound patent expiration in 2024 enabling generic competition. Patent protection for Inavir in Japan extends to August 2036.

  • ·Relenza last patent expired July 2019.
  • ·Inavir laninamivir octanoate compound patent expired 2024, enabling generic competition and potential royalty decrease.
  • ·Inavir last Japanese patent expires August 2036, after which royalties cease.
  • ·Foreign withholding tax on royalty revenue: $96 (down 50% YoY).
RED RIVER BANCSHARES INC10-Kmixedmateriality 10/10

13-03-2026

Red River Bancshares Inc (RRBI) reported robust 2025 financial results in its 10-K, with net income rising 25% YoY to $42.8M, total assets growing 6% to $3.35B, loans held for investment up 8% to $2.25B, and net interest margin FTE expanding 14% to 3.38% amid higher loan yields. ROA improved to 1.33% and ROE to 12.58%, with efficiency ratio declining to 55.84%. However, noninterest income fell 2% to $20.0M due to declines in mortgage loan income (-4%) and SBIC income (-96%), while NPAs to assets edged up to 0.11% and total risk-based capital ratio slipped slightly to 18.03%.

  • ·Efficiency ratio improved to 55.84% in 2025 from 60.29% in 2024.
  • ·ACL to loans HFI stable at 1.04% in 2025 vs 1.05% in 2024.
  • ·Net charge-offs to average loans remained low at 0.03% in both 2025 and 2024.
  • ·Tier I leverage capital ratio well above minimum at 12.21% as of Dec 31, 2025.
MOBIVITY HOLDINGS CORP.8-Kpositivemateriality 8/10

13-03-2026

Mobivity Holdings Corp. entered into a Master Services Agreement (MSA) with PayPal, Inc. on March 9, 2026, under which Mobivity will provide offer planning and placement services for PayPal's marketing promotions and advertisements via statements of work or insertion orders. The MSA has an initial one-year term with automatic annual renewals and performance-based compensation settled monthly, but it will be assigned to Mistplay Inc. upon closing of the Asset Purchase Agreement dated January 16, 2026. The agreement includes standard representations, warranties, confidentiality, indemnification, and liability limitations, governed by Delaware law.

  • ·MSA termination requires 30 days' written notice prior to end of current term; PayPal restricted from terminating during promotional flights except as specified in IO/SOW.
  • ·Mobivity may cancel IO/SOW for non-payment or third-party partner refusal.
  • ·Definitive information statement on Asset Purchase Agreement filed with SEC on March 5, 2026.
  • ·MSA portions redacted as non-material/confidential; full version available to SEC upon request.
Karman Holdings Inc.8-Kpositivemateriality 8/10

13-03-2026

Karman Holdings Inc. executed a Fourth Amendment to its Credit Agreement on March 9, 2026, adding $100M in incremental revolving credit commitments from new lenders, increasing total revolving commitments to $150M for working capital and general corporate purposes. The amendment removes prior limits on incremental revolving commitments and confirms no Events of Default post-effectiveness, with solvency certified. Conditions precedent including representations, warranties, legal opinions, and KYC compliance were satisfied.

  • ·Original Credit Agreement dated April 1, 2025; prior amendments: First on May 27, 2025, Second on October 24, 2025, Third on February 2, 2026
  • ·Legal opinions from Willkie Farr & Gallagher LLP (New York counsel) and Stoel Rives LLP (Washington counsel to Systima Technologies, Inc. and Five Axis Industries, Inc.)
RED RIVER BANCSHARES INCDEFA14Aneutralmateriality 4/10

13-03-2026

Red River Bancshares, Inc., a Louisiana-based state commercial bank, filed definitive additional proxy materials (DEFA14A) on March 13, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing includes no discernible financial metrics, period-over-period comparisons, or specific proxy proposals due to extensive formatting artifacts and image data in the content. It confirms the company's address at 1412 Centre Court Drive, Suite 301, Alexandria, LA 71301.

  • ·Filing Type: DEFA14A (Definitive Additional Materials)
  • ·Filed as of Date: March 13, 2026
  • ·Date as of Change: March 12, 2026
  • ·Business Phone: (318) 561-4000
  • ·Fiscal Year End: December 31
  • ·State of Incorporation: LA
  • ·EIN: 72-1412058
  • ·SEC File Number: 001-38888
Velocity Financial, Inc.8-Kmixedmateriality 9/10

13-03-2026

Velocity Financial, Inc. reported strong Q4 2025 results with net income of $34.8 million (+69.0% YoY), record loan production of $634.6 million (+12.6% YoY), and total portfolio growth to $6.5 billion (+28.4% YoY), driven by robust Investor 1-4 rental loan originations (+40.6% YoY). However, portfolio NIM declined 11 bps to 3.59%, REO resulted in a $3.7 million net loss (vs. $3.6 million gain in Q4 2024), charge-offs rose to $2.0 million (+188.8% YoY), and traditional commercial production was nearly flat (+0.6% YoY) while short-term loans declined 23.5% YoY. Full-year 2025 net income reached $105.1 million (+53.6% YoY from $68.4 million).

  • ·NPL resolution recovery rate of 109.8% in Q4 2025, slightly below five-quarter average of 109.4%.
  • ·Operating expense ratio improved to 25.7% (-4.2% YoY).
  • ·Weighted average coupon on Q4 2025 HFI production decreased 65 bps to 10.14%.
  • ·CECL reserve rate stable at 0.22% vs five-quarter average of 0.21%.
RED RIVER BANCSHARES INCDEF 14Aneutralmateriality 5/10

13-03-2026

Red River Bancshares, Inc. (RRBI) has issued a proxy statement for its 2026 annual shareholder meeting on May 7, 2026, at 2:00 p.m. CDT, to elect eight directors to the board following the retirement of Kirk D. Cooper, and to ratify EisnerAmper LLP as independent registered public accounting firm for the year ending December 31, 2026. Shareholders of record as of the close of business on February 27, 2026, are entitled to vote, with proxy materials made available via Internet on or about March 13, 2026. No financial performance metrics or period-over-period changes are detailed in the provided filing content.

  • ·Annual meeting location: 1412 Centre Court Drive, Alexandria, Louisiana 71301.
  • ·Current board size reducing from nine to eight directors.
  • ·Proxy materials accessible at www.redriverbank.net or www.proxydocs.com/RRBI.
STUDIO CITY INTERNATIONAL HOLDINGS Ltd20-Fmixedmateriality 7/10

13-03-2026

Studio City International Holdings Ltd (MSC) filed its 20-F annual report on March 13, 2026, covering major shareholders, related party transactions, financial information, and additional disclosures such as share capital and taxation. The report includes a glossary of gaming terms relevant to its Macau casino operations and highlights risks including substantial existing indebtedness limiting financing and cash flow for operations, fluctuating interest rates, potential fraud/cheating by patrons or staff, and gaming machine malfunctions impacting revenues and reputation. No specific financial metrics or period-over-period comparisons are provided in the extracted content.

IF Bancorp, Inc.8-Kmixedmateriality 10/10

13-03-2026

On March 12, 2026, ServBanc Holdco, Inc. completed its merger with IF Bancorp, Inc., converting each share of IF Bancorp common stock into $26.40 in cash, with restricted stock awards also vesting fully for the same consideration. A $5.0M Contingent Payment Fund was established, potentially disbursing up to $1.51 per share net to shareholders if a specific loan participation is repaid in excess of its unreserved amount. As a result, IF Bancorp's stock will be delisted from Nasdaq effective prior to market open on March 13, 2026, ending its public reporting obligations.

  • ·Merger effective at 6:01 p.m. Central Time on March 12, 2026
  • ·Merger Agreement dated October 29, 2025
  • ·Contingent Payment Agreement dated March 9, 2026
  • ·IF Bancorp notified Nasdaq of suspension and delisting prior to market open on March 13, 2026
  • ·ServBanc intends to file Form 15 to suspend IF Bancorp's reporting obligations
  • ·Iroquois Federal merged into Servbank subsequent to the Merger
Basel Medical Group Ltd20-F/Amixedmateriality 6/10

13-03-2026

Basel Medical Group Ltd's FY2025 total group revenue increased 12.6% YoY to S$11.3M (US$8.9M) from S$10.1M, driven by growth in corporate patients (+13.8% to S$3.8M) and new general practice clinics revenue, while individual patients revenue declined 1.4% to S$6.6M. However, net cash from operating activities swung to a negative S$4.0M (US$3.2M) from positive S$2.5M in FY2024, reflecting cash usage amid investing outflows of US$8.6M. The amended 20-F filing highlights extensive operational, regulatory, and market risks in Singapore's healthcare sector, along with shareholder-related risks as a foreign private issuer and controlled emerging growth company.

  • ·FY2025 corporate inpatients revenue S$1,448k (13% of total), up from S$1,143k (11%) in FY2024.
  • ·FY2025 net increase in cash and cash equivalents US$1.2M, down from S$734k in FY2024.
  • ·Company operates as BVI-incorporated foreign private issuer, controlled company, and emerging growth company under Nasdaq rules.
CHOICEONE FINANCIAL SERVICES INC10-Kmixedmateriality 9/10

13-03-2026

ChoiceOne Financial Services Inc (COFS) reported FY2025 net income of $28.2M, up 5.5% YoY from $26.7M in 2024, fueled by net interest income surging 84% to $137.1M and balance sheet expansion with total assets reaching $4.41B (+62% YoY), gross loans $3.03B (+95% YoY), and deposits $3.6B (+63% YoY). However, profitability metrics deteriorated with ROA falling to 0.69% from 1.00%, ROE declining to 7.04% from 11.80%, diluted EPS dropping 38% to $2.01, provision for credit losses exploding to $14.8M from $0.6M, and noninterest expenses more than doubling to $112.7M. Net interest margin improved to 3.61% from 2.95%, but elevated payout ratio of 60% and likely acquisition-related dilution highlight integration pressures.

  • ·Net interest margin expanded to 3.61% in FY2025 from 2.95% in FY2024 (+22.4% relative improvement).
  • ·Average securities remained relatively flat at $998M in FY2025 vs $981M in FY2024 (+1.7%).
  • ·Shareholders' equity to assets ratio (year-end) improved to 10.55% in 2025 from 9.56% in 2024.
Rhinebeck Bancorp, Inc.10-Kmixedmateriality 9/10

13-03-2026

Rhinebeck Bancorp, Inc. reported total assets of $1.30B at December 31, 2025, up 3.6% YoY from $1.26B, driven by a 7.5% increase in deposits to $1.10B and a sharp rise in cash to $102M, while stockholders' equity grew 12.3% to $137M. However, loans receivable net declined 1.9% YoY to $953M, and commercial real estate loans totaled $418M with retail comprising 20.69%. Non-performing assets improved slightly to $3.7M or 0.28% of total assets from 0.33% YoY.

  • ·Federal Home Loan Bank advances declined to $25M from $70M YoY.
  • ·Commercial real estate loans breakdown: retail $86M (20.69%), mixed use $69M (16.62%), auto dealer $38M (9.15%).
  • ·Non-residential non-accrual commercial real estate loans: $1.7M in 2025 vs $1.9M in 2024.
EDISON INTERNATIONALDEF 14Amixedmateriality 8/10

13-03-2026

Edison International's 2026 Proxy Statement details the virtual Annual Meeting of Shareholders on April 23, 2026, and highlights wildfire recovery efforts post-2025 Eaton and Palisades fires, including a compensation program with $185M in offers to nearly 600 claimants and $31M paid to 212, alongside a $2M donation adding to $6.3M prior contributions. However, annual incentive awards for CEO Pedro Pizarro, Steven Powell, and Jill Anderson were reduced by 40%, and 20% for other SCE executives due to wildfire impacts. SCE plans $38-41B in grid investments from 2026-2030 to enhance resilience and clean energy, projecting customer rates at or below inflation through 2030.

  • ·Wildfire Recovery Compensation Program open through November 30, 2026
  • ·SCE rebuilt substantial electric system portions in Altadena and Malibu post-January 2025 wildfires
  • ·SCE employee SIF rate improved for second consecutive year in 2025
  • ·California enacted SB 254 in 2025 to strengthen wildfire fund without raising rates
VERU INC.8-Kmixedmateriality 7/10

13-03-2026

Veru Inc. held its 2026 Annual Meeting of Shareholders on March 12, 2026, where all six nominated directors were elected with 5.3M-5.5M votes for each, though withheld votes ranged from 277k to 444k and broker non-votes totaled 4.42M. Shareholders approved the amendment to the 2018 Equity Incentive Plan (increasing authorized shares from 2.6M to 5.85M), ratified Cherry Bekaert LLP as auditors (10.04M for vs. 116k against), advisory say-on-pay (4.48M for but 736k against and 563k abstentions), and adjournment, out of 16.05M eligible shares. While all proposals passed, notable opposition was seen on say-on-pay and Equity Plan amendment (975k against).

  • ·Auditors ratification: 10,040,215 For, 115,840 Against, 43,656 Abstentions.
  • ·Equity Plan amendment: 4,743,572 For, 975,452 Against, 56,688 Abstentions.
  • ·Say-on-pay: 4,476,916 For, 735,523 Against, 563,273 Abstentions.
  • ·Adjournment: 9,045,655 For, 1,106,328 Against, 47,728 Abstentions.
  • ·Proxy statement filed January 28, 2026; fiscal year ends September 30, 2026.
FIDELITY D & D BANCORP INC10-Kmixedmateriality 9/10

13-03-2026

Fidelity D&D Bancorp Inc (FDBC) reported FY2025 total assets of $2.75B, up 6.3% YoY from $2.58B, with gross loans growing 6.2% to $1.91B and deposits increasing 5.4% to $2.47B; net interest income (FTE) rose 16.7% to $75.8M while efficiency ratio improved to 60.3% from 66.2%. Shareholders' equity expanded 17.1% to $239M, boosting tangible book value per share 18.4% to $37.88. However, investment securities declined 6.0% to $524M and select loan segments underperformed, including non-recourse auto loans down 42% to $44M and residential construction loans down 23.5% to $16M.

  • ·Provision for credit losses decreased to $1.3M from $1.5M YoY.
  • ·Unrealized losses on held-to-maturity securities improved to $19.1M from $24.6M.
  • ·Cash and cash equivalents increased to $148M (5.4% of assets) from $83M (3.2%).
  • ·Non-interest income rose to $20.6M from $19.0M, offset by $1.2M loss on securities sales.
KORE Group Holdings, Inc.8-Kpositivemateriality 7/10

13-03-2026

On March 12, 2026, KORE Group Holdings, Inc. received NYSE notification confirming regained compliance with Section 802.01B quantitative continued listing standards, meeting the minimum average market capitalization of $50M over a 30-day trading period and stockholders’ equity of at least $50M. This resolves the prior non-compliance flagged on September 12, 2024. No current financial declines or flat metrics are disclosed in this filing.

  • ·Filing date: March 13, 2026
  • ·Trading symbol: KORE (Common stock, $0.0001 par value per share) on New York Stock Exchange
  • ·Principal executive offices: 1155 Perimeter Center West, 11th Floor, Atlanta, GA 30338
Hanover Bancorp, Inc. /MD10-Kmixedmateriality 9/10

13-03-2026

Hanover Bancorp reported total assets of $2.38B at year-end 2025, up 3% YoY, with loans growing modestly to $2.00B and net interest income rising 14% YoY to $60.5M due to a 12% drop in interest expense and NIM expansion to 2.75%. However, net income fell 39% YoY to $7.5M amid a sharp 110% increase in provision for credit losses to $10.4M, 16% decline in non-interest income to $12.8M, and 12% higher non-interest expenses at $53.0M.

  • ·Net gain on sale of loans held for sale declined to $7.3M from $10.9M YoY.
  • ·Loan servicing and fee income increased to $4.3M from $3.7M YoY.
  • ·Yield on average loans decreased to 6.02% from 6.13% YoY.
  • ·Cost of average interest-bearing deposits fell to 3.82% from 4.41% YoY.
Burke & Herbert Financial Services Corp.425neutralmateriality 7/10

13-03-2026

Burke & Herbert Financial Services Corp. (BHRB) appointed two LINKBANCORP, Inc. (LNKB) directors, Diane Poillon and Kristen Snyder, to its board and Audit Committee, effective upon completion of the pending merger announced via the December 18, 2025 Merger Agreement; the board size will be increased accordingly. Concurrently, three BHRB directors—Jill S. Upson, Oscar M. Bean, and Gary L. Hinkle—will not stand for re-election at the 2026 annual shareholder meeting, with Upson's departure unrelated to disagreements and Bean/Hinkle due to age limits under bylaws. No financial metrics or performance changes reported.

  • ·Merger Agreement dated December 18, 2025; board appointments decided March 9, 2026.
  • ·Registration Statement on Form S-4 (File No. 333-292956) filed January 26, 2026, effective January 30, 2026.
  • ·Diane Poillon, age 56, on LNKB board since 2019.
  • ·Kristen Snyder, age 41, on LNKB board since September 2021.
Burke & Herbert Financial Services Corp.8-Kneutralmateriality 4/10

13-03-2026

Burke & Herbert Financial Services Corp. filed a consent from Diane Poillon to be named as a director following the merger of LINKBANCORP, Inc. (LNKB) into Burke & Herbert, per the Agreement and Plan of Merger dated December 18, 2025. The consent is tied to the Registration Statement on Form S-4 (File No. 333-292956) and this Form 8-K. No financial impacts or performance metrics are disclosed in this filing.

  • ·Consent signed by Diane Poillon on March 05, 2026.
  • ·Filing date: March 13, 2026.
  • ·Items reported: 5.02, 9.01.
Post Holdings, Inc.8-Kneutralmateriality 7/10

13-03-2026

Post Holdings, Inc. issued $600 million aggregate principal amount of 6.250% senior notes due 2034 (New Notes) on March 13, 2026, at 100.75% of principal plus accrued interest, forming a single series with $600 million of previously issued Existing Notes for a total of $1.2 billion. The notes are senior unsecured obligations guaranteed by domestic subsidiaries, bear 6.250% annual interest payable semi-annually, and mature on October 15, 2034. No period-over-period financial metrics were reported.

  • ·Notes issued pursuant to Indenture dated October 9, 2024.
  • ·Interest payments due semi-annually on April 15 and October 15.
  • ·Maturity date: October 15, 2034.
  • ·Callable prior to October 15, 2029 at premium (greater of 1% or Treasury Rate +50 bps PV calculation).
  • ·Redemption schedule: 102.083% in 2030, 101.042% in 2031, 100% from 2032 onward.
  • ·Indenture includes covenants limiting borrowing, liens, dividends, investments, etc., with suspension if rated BBB-/Baa3.
Kensington Capital Acquisition Corp. VI8-Kpositivemateriality 9/10

13-03-2026

Kensington Capital Acquisition Corp. VI consummated its IPO on March 5, 2026, issuing 23,000,000 units at $10.00 per unit, including the full exercise of the underwriters' 3,000,000 unit over-allotment option, with $230M in net offering proceeds placed in trust. Concurrent private placements included 11,533,333 warrants to sponsor Kensington Capital Sponsor VI LLC at $0.43 each and 3,066,667 warrants to underwriters at $0.75 each. An audited balance sheet as of March 5, 2026, is attached as Exhibit 99.1; no negative performance metrics reported.

  • ·Trust account funds releasable upon completion of initial business combination or redemption of 100% of Class A ordinary shares if no combination within 24 months from IPO closing.
  • ·Registrant incorporated in Cayman Islands, NYSE-listed securities.
  • ·Emerging growth company status confirmed.
UNIVERSAL LOGISTICS HOLDINGS, INC.8-Kmixedmateriality 9/10

13-03-2026

Universal Logistics Holdings, Inc. reported Q4 2025 operating revenues of $385.4 million, down 17.1% YoY from $465.1 million, with operating income of $17.5 million (4.5% margin) versus $38.3 million (8.2% margin) and net income of $3.7 million ($0.14 EPS) compared to $20.2 million ($0.77 EPS) last year. Contract logistics revenues fell 12.6% to $268.6 million with operating income down to $23.2 million (8.6% margin), trucking revenues dropped 23.6% to $64.1 million but margins held steady at 7.0%, while intermodal revenues declined 27.9% to $52.7 million with operating losses widening to $(10.6) million (-20.0% margin). The Board declared a quarterly dividend of $0.105 per share, payable April 3, 2026 to shareholders of record March 23, 2026.

  • ·FY 2025 net loss of $99.9 million versus FY 2024 net income of $129.9 million, impacted by $124.4 million impairment expense.
  • ·Q4 2025 EBITDA $57.1 million (14.8% margin) vs $73.5 million (15.8% margin) YoY.
  • ·As of Dec 31, 2025: $10.4 million marketable securities, $797.6 million net debt, total assets $1.77B, stockholders' equity $540.4M.
BADGER METER INCDEFA14Aneutralmateriality 6/10

13-03-2026

Badger Meter, Inc. has filed definitive additional proxy materials (DEFA14A) for its 2026 Annual Meeting on April 24, 2026, seeking shareholder approval on the election of nine director nominees, an advisory vote to approve named executive officer compensation, and ratification of Ernst & Young LLP as independent auditors for 2026. The board recommends voting 'For' all proposals. No financial performance metrics or period-over-period comparisons are provided in this filing.

  • ·Vote deadline: April 23, 2026, 11:59 PM ET
  • ·Materials request deadline: April 10, 2026
  • ·Meeting location: 4545 West Brown Deer Road, Milwaukee, Wisconsin 53223, 8:30 a.m. local time
BADGER METER INCDEF 14Aneutralmateriality 6/10

13-03-2026

Badger Meter, Inc. (BMI) filed a DEF 14A proxy statement for its Annual Meeting on April 24, 2026, seeking shareholder approval to elect nine current director nominees for one-year terms, an advisory vote on named executive officer compensation, and ratification of Ernst & Young LLP as independent auditors for the year ending December 31, 2026. As of the record date of February 27, 2026, 29,181,598 shares of common stock were outstanding, entitling holders to one vote per share. The Board recommends voting for all nominees and proposals, with no reported controversies or declines in governance metrics.

  • ·Annual Meeting location: Customer Experience Center, 4545 West Brown Deer Road, Milwaukee, Wisconsin, at 8:30 a.m. Central Time
  • ·Record date: February 27, 2026
  • ·Directors elected by plurality vote; all nine current directors nominated for reelection
  • ·Proxy distribution commenced on or about March 13, 2026
Rhinebeck Bancorp, Inc.S-1neutralmateriality 9/10

13-03-2026

Rhinebeck Bancorp, Inc. filed an S-1 registration statement on March 13, 2026, allowing Rhinebeck Bank 401(k) Plan participants to invest up to 3,298,199 shares of common stock at $10.00 per share (totaling approximately $33M), based on plan assets as of December 31, 2025, in connection with the conversion of Rhinebeck Bancorp, MHC to a fully public stock holding company. The offering is subject to purchase priorities favoring depositors and tax-qualified plans, with Rhinebeck Bancorp common stock (RBKB) already trading on Nasdaq Capital Market. No financial performance metrics or period comparisons are provided in the filing.

  • ·Filing effective as soon as practicable after SEC approval; continuous offering under Rule 415 checked.
  • ·Purchase priorities: (1) Depositors with >=$100 as of Dec 31, 2024; (2) Tax-qualified plans like 401(k); subsequent depositor categories.
  • ·Corporate address: 2 Jefferson Plaza, Poughkeepsie, NY 12601; Phone: (845) 454-8555.
  • ·Registrant is a smaller reporting company and non-accelerated filer.
WESBANCO INCDEF 14Aneutralmateriality 6/10

13-03-2026

Wesbanco, Inc. issued its definitive proxy statement (DEF 14A) dated March 13, 2026, for the virtual Annual Meeting of Shareholders on April 15, 2026, at 12:00 noon EDT. Key agenda items include electing six directors (five for three-year terms ending 2029 and one for a one-year term ending 2027), an advisory vote approving 2025 named executive officer compensation, ratifying Deloitte & Touche LLP as independent auditors for fiscal year 2026, and approving the Wesbanco, Inc. 2026 Equity Incentive Plan. The record date for voting eligibility is February 27, 2026.

  • ·Meeting is virtual only via https://meetnow.global/M4DSHXH; beneficial owners need legal proxy registration by April 10, 2026, 5:00 p.m. ET
  • ·Board recommends voting in favor of all proposals
  • ·2025 Annual Report to Shareholders available at www.wesbanco.com
SILVER BULL RESOURCES, INC.10-Qmixedmateriality 6/10

13-03-2026

Silver Bull Resources, Inc. reported no revenues for the three months ended January 31, 2026, with net loss widening to $119,693 from $102,386 YoY (+17% worse), primarily due to a $70,896 negative change in warrant derivative liability versus $6,836 prior year. Total exploration costs rose slightly to $75,326 (+4% YoY), but G&A expenses improved to $20,793 (-33% YoY) amid lower directors' fees and reimbursements. Cash and equivalents ended at $1.05M, up from $0.59M YoY, though operating cash flow swung to a $155K use from a $46K provision.

  • ·Stock-based compensation expense: $4,293 in 2026 vs $14,721 in 2025.
  • ·Foreign currency transaction gain: $39,555 in 2026 vs $7,071 in 2025.
  • ·Interest income: $7,767 in 2026 vs $3,719 in 2025.
  • ·Accounts receivable increased $225,837 during the period to $410,819.
  • ·Allowance for uncollectible VAT: $583,252 at Jan 31, 2026.
Venture Global, Inc.8-Kpositivemateriality 10/10

13-03-2026

Venture Global, Inc. (NYSE: VG) announced the final investment decision (FID) and financial close for Phase 2 of its CP2 LNG project, securing $8.6 billion in project financing and bringing the total CP2 financing to $20.7 billion, the largest standalone project financing in the U.S. bank market. This milestone, achieved without outside equity, positions Venture Global to become the largest U.S. LNG exporter with over 100 MTPA of capacity across its projects, following five FIDs in less than seven years and over $95 billion in capital markets transactions. CP2 has a peak capacity of 29 MTPA with nearly all nameplate capacity contracted long-term to customers in Europe and Asia, contributing to the company's total contracted capacity of over 49 MTPA.

  • ·Phase 1 financing for CP2 announced July 2025
  • ·Lender group for Phase 2 includes 25+ banks such as J.P. Morgan Chase, Goldman Sachs, and Bank of China
  • ·Lead Arrangers: BBVA and MUFG Bank for Construction Term Loan and Working Capital Facility
  • ·Counsel: Latham & Watkins LLP (Venture Global), Skadden, Arps, Slate, Meagher & Flom LLP (lenders)
Princeton Bancorp, Inc.10-Kmixedmateriality 9/10

13-03-2026

Princeton Bancorp reported net income of $18.6M for 2025, up 82% YoY from $10.2M, driven by net interest income growth of 14% to $75.8M and lower non-interest expenses ($54.0M vs $56.8M, excluding 2024 acquisition costs). However, total assets declined 2% to $2.285B, deposits fell 3% to $1.976B, and loans remained flat at $1.796B while provision for credit losses rose 30% to $6.7M. Net interest margin expanded 20 basis points to 3.58%, supported by lower deposit costs.

  • ·EPS basic $2.73 in 2025 vs $1.57 in 2024 (+74% YoY)
  • ·Non-interest expenses declined to $54.0M from $56.8M, aided by absence of $7.8M acquisition-related costs in 2024
  • ·Dividends declared $1.25 per share in 2025 (vs $1.20 in 2024)
  • ·Treasury stock repurchases: 249,176 shares in 2025 (cost $7.9M) vs 27,500 shares in 2024
  • ·Allowance for credit losses: $20.3M at Dec 31 2025 vs $23.7M at Dec 31 2024
INDEPENDENT BANK CORP8-Kneutralmateriality 4/10

13-03-2026

On March 10, 2026, Scott Smith, who has served as a Director of Independent Bank Corp. and Rockland Trust Company since April 1, 2019, and as a member of the Trust Committee since April 2023, notified the company of his voluntary decision not to stand for re-election at the May 14, 2026 Annual Shareholder Meeting, after which he will cease serving as a Director. The decision was not due to any disagreement with the company, Rockland Trust, the Board, or management. No other changes or financial impacts were reported.

  • ·Company IRS Employer ID: 04-2870273
  • ·Commission File Number: 1-9047
  • ·Principal executive offices: 2036 Washington Street, Hanover, MA 02339; Mailing: 288 Union Street, Rockland, MA 02370
VERIZON COMMUNICATIONS INC8-Kneutralmateriality 4/10

13-03-2026

Verizon Communications Inc. revised its revenue reporting presentation for Verizon Consumer Group and Verizon Business Group segments, disaggregating into mobility and broadband service revenue, wireless equipment revenue, and other revenue starting in Q1 2026. The company also changed operating metrics disclosure to consolidated basis only going forward. As a convenience, unaudited historical financial and operating information reflecting these changes is provided in Exhibit 99.

  • ·Information furnished under Item 7.01 is not deemed filed with SEC
  • ·Securities listed on NYSE and Nasdaq Global Select Market
AvePoint, Inc.DEF 14Aneutralmateriality 6/10

13-03-2026

AvePoint, Inc. (AVPT) filed its DEF 14A Proxy Statement on March 13, 2026, for the 2026 Annual Meeting of Stockholders on May 5, 2026 (virtual at 9:00 a.m. ET), with a record date of March 9, 2026. Stockholders are asked to vote on electing three Class II directors, approving (advisory) named executive officer compensation, and ratifying Deloitte & Touche LLP as independent auditor for fiscal year 2026. The proxy includes pay versus performance disclosures for fiscal years 2021-2025 covering PEO and Non-PEO NEO equity awards, with no specific numerical changes highlighted.

  • ·Annual Meeting virtual site: www.virtualshareholdermeeting.com/AVPT2026
  • ·Common stock listed on Nasdaq (AVPT) since July 2, 2021, and on SGX (AVP) since September 19, 2025
  • ·Corporate HQ: 525 Washington Blvd., Ste. 1400, Jersey City, New Jersey 07310
  • ·Primary Operations Center: 901 East Byrd Street, Ste. 900, Richmond, Virginia 23219
  • ·Proxy materials available/mailing on or about March 18, 2026
Walmart Inc.8-Kneutralmateriality 4/10

13-03-2026

Walmart Inc. disclosed on March 13, 2026, that three executives—C. Douglas McMillon (Director and former President and CEO), Daniel J. Bartlett (EVP, Corporate Affairs), and David Guggina (EVP, President and CEO, Walmart U.S.)—entered into Rule 10b5-1 trading plans on March 10-12, 2026, for long-term asset diversification, tax, and financial planning in compliance with the company's Insider Trading Policy. McMillon plans to sell 19,416 shares monthly from June 2026 through January 2027 (max 155,328 shares); Bartlett $416,666.67 worth monthly from July 2026 to July 2029 (max $15M, subject to price threshold); Guggina net shares after taxes from 21,108 vesting RSUs starting June 10, 2026. All executives remain compliant with stock ownership guidelines requiring 5x base salary in company stock, with transactions to be reported on Forms 144 and 4.

  • ·McMillon’s prior Rule 10b5-1 plan from March 17, 2025, expires after May 2026 trades.
  • ·Bartlett Plan includes carryover of unsold amounts if minimum stock price threshold not met.
  • ·Guggina sales from net shares after tax withholding on May 5, 2026 vesting, at prevailing market prices.
Vitesse Energy, Inc.8-Kpositivemateriality 7/10

13-03-2026

Vitesse Energy, Inc. announced an update to its hedging program, adding substantial opportunistic hedges on oil, natural gas, NGLs through 2027 at fixed prices supporting its dividend, with approximately 67% of its expected 2026 oil production hedged based on guidance midpoint. Weighted average fixed prices for oil swaps range from $63.51 to $66.77 per Bbl across 2026-2027 quarters. Effective March 13, 2026, board member M. Bruce Chernoff resigned due to personal time constraints.

  • ·Crude oil swaps: Q1 2026 - 529,291 Bbls at $65.87 WTI; Q2 2026 - 613,509 Bbls at $66.77 WTI; Q3 2026 - 490,679 Bbls at $65.01 WTI; Q4 2026 - 427,155 Bbls at $64.20 WTI.
  • ·Crude oil collars: Q1 2027 - 300,000 Bbls at $55.75/$66.44 floor/ceiling.
  • ·Natural gas collars: 2026 quarterly volumes 1.45M-1.58M MMbtu at ~$3.73/$4.90 floor/ceiling.
  • ·NGL swaps include Mont Belvieu Ethane 2026: 2,176,000 Gallons at $0.26.
TruGolf Holdings, Inc.8-Kneutralmateriality 8/10

13-03-2026

TruGolf Holdings, Inc. filed amended and restated Articles of Incorporation effective March 13, 2026, authorizing 1.02B total shares: 1B Class A Common Stock (1 vote per share), 10M Class B Common Stock (25 votes per share, issuable only to founders Christopher Jones, Steve Johnson, David Ashby and permitted owners), and 10M Preferred Stock (par value $0.0001 per share). Class B shares convert to Class A upon transfer (except to permitted owners) and provide equal economic rights but enhanced voting control. The amendments also designate 50,000 shares of Series A Convertible Preferred Stock, including 37,033 issuable upon exercise of Preferred Warrants.

  • ·Class B Common Stock voting rights: 25 votes per share vs. 1 vote for Class A.
  • ·Registered office: 112 North Curry Street, Carson City, NV 89703; agent: Corporation Service Company.
  • ·Preferred Stock board authority to designate series without stockholder approval.
Vera Bradley, Inc.8-Kneutralmateriality 8/10

13-03-2026

Vera Bradley, Inc. appointed Ian Bickley as permanent Chief Executive Officer and Chairman of the Board effective March 12, 2026, succeeding his Interim CEO role since June 2025, with a $750,000 base salary, 100% target bonus, and $1.5M equity grant for FY2027. CFO Martin Layding assumes additional Chief Operating Officer duties with base salary increased 16% from $475,000 to $550,000, while Chief Administrative & Legal Officer Mark Dely will depart effective June 27, 2026, under the 2014 Executive Severance Plan. Bickley's employment extends through fiscal year ending approximately February 3, 2029.

  • ·Ian Bickley, age 62, served as Executive Chair and Interim CEO since June 2025 and Board member since November 2024.
  • ·Bickley employment agreement includes severance provisions: 1.5x base salary + benefits upon termination without Cause or for Good Reason; enhanced post-Change in Control with full equity vesting.
  • ·Mark Dely signed the filing as Chief Administrative Officer on March 13, 2026.
Six Flags Entertainment Corporation/NEW8-Kneutralmateriality 3/10

13-03-2026

On March 10, 2026, Jennifer Mason, a member of the Board of Directors of Six Flags Entertainment Corporation, informed the company that she will not stand for re-election at the 2026 annual meeting of stockholders. Her decision was not due to any disagreement with the Board, the company, or management on operations, policies, or practices. The Board thanked Ms. Mason for her dedicated service.

  • ·Filing date: March 13, 2026
  • ·Date of earliest event reported: March 10, 2026
  • ·Annual meeting reference: 2026 Annual Meeting
Service Properties Trust8-Kneutralmateriality 7/10

13-03-2026

Service Properties Trust (SVC) filed updated unaudited pro forma consolidated financial statements as of and for the year ended December 31, 2025, reflecting the sale of 105 hotels with 13,758 keys for $820.3 million, excluding closing costs. This follows prior agreements to sell 113 hotels totaling 14,803 keys for $913.3 million, with the remaining 8 hotels (1,045 keys) now remarketed for $93.0 million. No actual pro forma numerical results are detailed in the filing text beyond sale proceeds.

  • ·Pro forma reflects sale of one additional Sale Hotel as of December 31, 2025, with impacts of 104 prior sales already in historical balance sheet.
  • ·Pro forma results of operations assume sales of 105 hotels completed as of January 1, 2025.
  • ·Prior hotel sale updates referenced in 8-K filings from September 10, 2025 to January 27, 2026.
Silvaco Group, Inc.8-Kneutralmateriality 8/10

13-03-2026

Silvaco Group, Inc. entered into an Open Market Sale Agreement with Jefferies LLC on March 13, 2026, enabling the company to offer and sell up to $15.0 million in common stock through an at-the-market offering on Nasdaq. The sales agent will receive up to 3.0% commission on gross sales prices, with the company reimbursing certain expenses and providing indemnification. No shares are obligated to be sold, and the offering uses an effective S-3 registration statement from November 21, 2025.

  • ·Sales made pursuant to Form S-3 (File No. 333-291212), effective November 21, 2025, and Prospectus Supplement dated March 13, 2026.
  • ·Agreement allows suspension or termination by either party upon notice.
  • ·Company made customary representations, warranties, and covenants.

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