Dow Jones 30 Stocks SEC Filings — March 26, 2026

26-03-2026

Golden Growers Cooperative held its Annual Meeting on March 19, 2026, unanimously electing Nicolas Pyle as Central District director (63/63 votes), Richard Bot as South District director (69/69 votes), and Brady Koehl as Director-at-Large (172/172 votes), with three-year terms beginning March 19, 2026, and expiring in March 2029. Continuing directors include Chris Johnson (Central), Larry Vipond (South), Blane Benedict and David Kragnes (North), and Mark Harless and Glenn Johnson (At-Large). No election occurred in the North District, indicating stable board composition with no reported controversies.

• ·No director election held in the North District.
• ·Elections conducted per Fourth Amended and Restated Bylaws.
• ·Report signed on March 26, 2026.

26-03-2026

CapsoVision reported fourth quarter 2025 revenue of $3.9 million, up 13% YoY, and full year 2025 revenue of $13.6 million, up 15% YoY, driven by increased CapsoCam Plus capsule sales and new account growth of 16% in Q4 and 21% for the full year. However, operating expenses surged to $9.4 million in Q4 (up $3.0 million YoY) and $32.7 million for the year (up $6.4 million), resulting in a widened full year operating loss of $25.5 million and net loss of $25.3 million compared to $19.9 million prior year, with gross margins slightly declining to 53% from 54%. The company completed a $14 million private placement on March 16, 2026, following its July 2025 IPO which generated $23.4 million in net proceeds.

• ·Total assets increased to $18.2M as of Dec 31, 2025 from $16.8M at end of 2024.
• ·Accrued expenses and other current liabilities rose to $2.7M from $0.6M year-over-year.
• ·Net cash used in operating activities was $22.9M for full year 2025, compared to $20.1M in 2024.

26-03-2026

DraftKings Inc. (DKNG) filed a DEFA14A proxy statement for its annual shareholder meeting on May 12, 2026, at 11:30 AM ET, held virtually at www.virtualshareholdermeeting.com/DKNG2026. Voting items include the election of 11 director nominees, ratification of BDO USA, P.C. as independent registered public accounting firm for the fiscal year ending December 31, 2026, and a non-binding advisory vote on executive compensation. Shareholders can request proxy materials by April 28, 2026, via www.ProxyVote.com, phone, or email.

• ·Proxy materials request methods: www.ProxyVote.com, 1-800-579-1639, sendmaterial@proxyvote.com (include control number)
• ·Board recommends 'For' on all proposals
• ·Voting also allows discretion on other matters at the meeting or adjournments

26-03-2026

BARK, Inc. held its 2025 Annual Meeting of Stockholders on March 25, 2026, where shareholders elected Betsy McLaughlin (85,410,450 votes for) and Henrik Werdelin (90,493,977 votes for) as Class A directors, ratified Deloitte & Touche LLP as the independent auditor (99,180,657 votes for), and approved an amendment authorizing a reverse stock split (83,955,161 votes for vs. 57,254,747 against). On an advisory basis, executive compensation was approved (60,101,236 for vs. 14,022,631 against), reflecting some shareholder opposition. The Board approved a 1-for-20 reverse stock split effective April 1, 2026, with trading on a split-adjusted basis beginning at market open.

• ·Annual Meeting held on March 25, 2026; proxy statement filed February 12, 2026
• ·Reverse stock split at 1:20 ratio; every 20 shares converted to 1 share; no fractional shares, cash in lieu based on NYSE closing price prior to April 1, 2026 effective time
• ·Proportionate adjustments to equity awards, incentive plans, exercise prices
• ·Fiscal year ending March 31, 2026

26-03-2026

KLX Energy Services Holdings, Inc. has filed definitive additional proxy materials (DEFA14A) for its 2026 Annual Meeting of Stockholders on May 6, 2026, held virtually. Proposals include approving a board declassification amendment, electing Class II directors John T. Collins and Danielle E. Hunter, advisory approval of named executive officer compensation, eliminating supermajority voting requirements for bylaws and certificate amendments, and ratifying Deloitte & Touche LLP as independent auditor for the fiscal year ending December 31, 2026. The Board unanimously recommends voting FOR all proposals.

• ·Annual Meeting location: Virtually via the Internet at meetnow.global/MXZW7V6, 9:00 a.m. CDT.
• ·Proxy materials request deadline: April 24, 2026.
• ·Proxy materials available online at www.investorvote.com/KLXE, including 2025 Annual Report to Stockholders.

26-03-2026

Vitesse Energy, Inc. announced the appointment of Jamie Benard as President and Chief Executive Officer effective May 1, 2026, following Bob Gerrity's immediate resignation as CEO and Chairman of the Board. Dan O’Leary, Lead Independent Director, will assume the Chairman role, while Brian Cree, current President, will serve as Interim CEO until May 1, 2026, before transitioning to a senior advisory role through December 31, 2026. The changes stem from a thorough succession planning process aimed at ensuring continued strategic execution and long-term value for stockholders.

• ·Jamie Benard brings more than 20 years of experience in the energy industry, most recently as President of SOGC, LLC, and previously as President and COO at Summit Discovery Resources LLC.
• ·Vitesse Energy focuses on returning capital to stockholders through non-operating financial interests in oil and gas wells drilled by leading U.S. operators.

26-03-2026

Kyverna Therapeutics reported strong clinical progress with landmark topline data in SPS supporting BLA submission in 1H 2026, positive interim gMG Phase 2 data, Phase 3 gMG enrollment underway, and promising pipeline results in PMS and RA; cash of $279.3 million extends runway into 2028 after raising $147.5 million. However, full-year 2025 net loss increased 26.5% to $161.3 million from $127.5 million in 2024, driven by R&D expenses rising 18.9% to $133.7 million and G&A up 19.8% to $36.1 million, while Q4 R&D decreased 10.4% but net loss edged up slightly to $37.8 million.

• ·SPS trial: no high-grade CRS or ICANS, potential outpatient administration
• ·gMG Phase 3: first patient enrolled Dec 2025, 14 sites active across 3 geographies
• ·PMS Phase 1 IIT: 83% (5/6) improved EDSS, all 4/4 improved fatigue scores
• ·RA Phase 1/2 IIT: Phase 2 fully enrolled, data expected 2026
• ·Manufacturing capacity expected to support SPS commercial launch

26-03-2026

INDEPENDENT BANK CORP (INDB) filed its DEF 14A Proxy Statement on March 26, 2026, inviting shareholders to the 2026 Annual Meeting on May 14, 2026, at 11:30 a.m., conducted virtually. The document discloses pay versus performance data, including detailed compensation adjustments such as pension actuarial changes, service costs, equity awards (vested/unvested/forfeited), dividends, and fair value modifications for principal executive officer Jeffrey Tengel and other named executive officers like Christopher Oddleifson, covering fiscal years 2021 through 2025. No specific financial performance metrics or period-over-period changes are detailed in the provided content.

• ·Annual Shareholder Meeting: May 14, 2026, 11:30 a.m., virtual-only format
• ·Compensation adjustments categories: Change in Actuarial Present Values of Pension, Increase for Service Cost and Prior Service Cost for Pensions, Deduction for Stock Awards and Option Awards, Increases for Equity Awards (Current Year Unvested/Vested, Prior Years Unvested/Vested), Equity Awards Forfeited, Value of Dividends and Other Earnings Paid, Change in Fair Value of Awards Modified
• ·Covered periods: 2021-01-01 to 2021-12-31, 2022-01-01 to 2022-12-31, 2023-01-01 to 2023-12-31, 2024-01-01 to 2024-12-31, 2025-01-01 to 2025-12-31

26-03-2026

On March 26, 2026, The First Bancorp, Inc. (FNLC) filed an 8-K under Item 8.01 announcing the declaration of a cash dividend, as detailed in the press release furnished as Exhibit 99.1. The filing was signed by Richard M. Elder, Executive Vice President & Chief Financial Officer. No specific dividend amount or payment details were provided in the filing body.

• ·Filing Type: 8-K, Item 8.01 Other Events
• ·Date of earliest event reported: March 26, 2026
• ·Registrant state of incorporation: Maine
• ·Commission file number: 0-26589
• ·IRS employer identification no.: 01-0404322
• ·Principal executive offices: 223 Main Street, Damariscotta, Maine 04543
• ·Telephone: (207) 563-3195
• ·Trading symbol: FNLC

26-03-2026

Shoe Carnival Inc reported fiscal 2025 net sales of $1,135.3 million, down 5.6% YoY from $1,202.9 million amid a comparable store sales decline of 5.6%, with operating income falling 27% to $66.8 million and net income dropping 29% to $52.3 million ($1.90 diluted EPS). Gross margin improved slightly to 36.6% from 35.6%, but SG&A expenses rose to 30.7% of sales from 28.0%. Balance sheet strengthened with cash and equivalents up 8% to $117.1 million, total assets to $1,201.7 million, and shareholders' equity to $689.7 million, while remaining debt-free and increasing dividends to $0.60 per share.

• ·Merchandise inventories increased to $439.6 million from $385.6 million YoY.
• ·No long-term debt in fiscal 2025 or prior years.
• ·Dividends declared per share increased to $0.60 from $0.54 YoY.
• ·Weighted average diluted shares: 27,535 thousand in fiscal 2025 vs 27,524 thousand in fiscal 2024.

26-03-2026

On March 24, 2026, Wheeler Real Estate Investment Trust, Inc. fully exercised amended and restated warrants (A&R Warrants) held by affiliates of Magnetar Financial LLC and Purpose Alternative Credit Funds, issuing 172,075 shares of common stock representing 12% of outstanding shares at an exercise price of $0.01 per share. This transaction generated minimal proceeds of approximately $1,721 but resulted in significant dilution for existing shareholders. As a result, there are no outstanding warrants remaining in the company's capital structure.

• ·A&R Warrants originally amended and restated on February 19, 2026, and set to expire on March 27, 2026.
• ·Shares issued are registered pursuant to Form S-11 (File No. 333-294263), effective March 20, 2026.
• ·Trading symbols: WHLR (Common Stock), WHLRP (Series B Preferred), WHLRD (Series D Preferred), WHLRL (Notes) on Nasdaq Capital Market.

26-03-2026

CV Sciences reported fiscal 2025 revenue of $13.8 million, down 12.2% YoY from $15.7 million due to lower sales volume from out-of-stock issues and regulations, while Q4 revenue was flat QoQ at $3.3 million. Gross margins improved significantly to 49.0% from 45.6% YoY, operating expenses fell 17.2% to $7.7 million (excluding tax reversal benefit), and adjusted EBITDA loss narrowed to -$0.3 million from -$0.8 million, achieving positive $0.1 million in Q4. Cash balance declined to $0.3 million from $0.5 million amid ongoing efforts toward profitability.

• ·Launched 39 new products since January 1, 2023, contributing 39% of FY2025 net revenue.
• ·Net loss of $0.958 million in FY2025 vs. $2.394 million in FY2024.
• ·Inventory at $4.087 million as of Dec 31, 2025, down from $4.897 million.
• ·Completed debt restructuring in Q1 2026.

26-03-2026

Kornit Digital Ltd.'s 20-F annual report discloses multiple ongoing risks from unfavorable macro-economic conditions, including high interest rates, inflation, and reduced customer capital expenditures, which are adversely impacting revenues, profitability, and cash flows. Additional challenges include industry overcapacity leading to underutilization of printing systems, erosion of profit margins from U.S. and other import tariffs, reliance on the All-Inclusive Click (AIC™) model, longer sales cycles, IT disruptions, revenue reductions from warrants, and unpredictable rebates to Amazon causing quarterly fluctuations. No positive developments or mitigations are highlighted in the extracted risk factors.

• ·Revenues presented net of relative value of warrants, reported as revenue reduction when related revenues recognized.
• ·Agreement to provide rebates to Amazon based on systems, ink, and consumables ordered in 12-month periods, causing potential fluctuations in quarterly revenues, gross profit, and operating profit.

26-03-2026

Reliance Global Group, Inc. (trading as EZRA on Nasdaq Capital Market) filed Amendment No. 1 to its Form 10-K for the fiscal year ended December 31, 2025, on March 26, 2026, to add the omitted Compensation Recovery Policy dated November 13, 2023, as Exhibit 97.1 and include current-dated CEO and CFO certifications under Section 302 of Sarbanes-Oxley. This is an exhibits-only filing with no changes to financial statements or other disclosures from the original 10-K filed March 10, 2026. As of March 10, 2026, the company had 21,253,013 shares of common stock outstanding (par value $0.086), with non-affiliate market value of approximately $5.3 million based on the June 30, 2025 closing price of $1.87.

• ·Company classified as smaller reporting company and non-accelerated filer.
• ·Securities: Common Stock (EZRA), Series A Warrants (EZRAW) on Nasdaq Capital Market.

26-03-2026

Global AI, Inc. reported the resignation of its independent registered public accounting firm, Chaikin, Cohen, Rubin & Co. (CCR), effective March 10, 2026, due to CCR's internal considerations unrelated to the Company, with the Board accepting it on March 25, 2026. CCR's audit report for the fiscal year ended December 31, 2024, included an explanatory paragraph regarding the Company's ability to continue as a going concern but contained no adverse opinions, disagreements, or reportable events. The Board engaged Barzily & Co. as the new independent auditor effective March 18, 2026, for the fiscal year ended December 31, 2025 and subsequent periods, with no prior consultations on accounting or auditing matters.

• ·CCR served as the Company's auditor since June 1, 2025.
• ·The Company is incorporated in Nevada (Commission File Number: 333-163439; IRS EIN: 26-4170100).
• ·Principal executive offices: 110 Front Street, Suite 300, Jupiter, FL 33477.

26-03-2026

VirTra reported full-year 2025 revenue of $22.4 million, down 15% YoY from $26.4 million (restated), with gross profit declining 22% to $15.2 million at a 68% margin versus 74% prior year, and net income falling to $0.3 million ($0.02 diluted EPS) from $1.4 million ($0.12 EPS). Q4 2025 revenue dropped to $2.9 million from $4.7 million, resulting in a net loss of $1.0 million, though offset by improved bookings of $7.3 million in Q4 (FY total $26.7 million) and backlog growth to $25.6 million. Management cites federal funding delays but highlights a strong balance sheet with $18.6 million in cash and disciplined cost reductions (opex down 15% FY, 23% Q4).

• ·FY 2025 operating income $0.4 million vs $2.0 million prior year.
• ·Q4 2025 operating income ($1.2) million vs ($1.0) million prior year.
• ·Inventory at $13.1 million (down from $14.6 million YoY).
• ·Accounts receivable $5.5 million (down from $7.5 million YoY).
• ·Total assets $65.1 million vs $65.0 million prior year.

26-03-2026

Advanced Energy Industries, Inc. filed definitive additional proxy materials (DEFA14A) for its Annual Meeting of Stockholders on May 7, 2026, with a record date of March 16, 2026. Proposals include election of ten directors, ratification of Ernst & Young LLP as independent auditors for 2026, advisory approval of named executive officer compensation, approval to increase authorized common stock from 70,000,000 to 140,000,000 shares, and amendment/restatement of the 2023 Omnibus Incentive Plan. The Board recommends voting FOR all proposals 1 through 5.

• ·Record date for stockholders: March 16, 2026
• ·Paper proxy materials request deadline: April 27, 2026
• ·Meeting time and location: 8:00 AM MDT, The Elizabeth Hotel, 111 Chestnut Street, Fort Collins, CO 80524

26-03-2026

Galapagos NV reported FY2025 total net revenues of €1,112,248 thousand, surging 304% YoY to €1.11B driven by collaboration revenues of €1,082,324 thousand (+349%), leading to operating profit of €295,039 thousand and net profit of €320,884 thousand (EPS €4.87). However, a €228,112 thousand impairment charge on cell therapy activities was recorded, R&D expenses rose 37% to €459,421 thousand, G&A increased 26%, and discontinued operations net profit plummeted 98% to €1,392 thousand with revenues at €0. Operating profit swung from a €188,338 thousand loss in 2024.

• ·Basic and diluted EPS from continuing operations: €4.85 (FY2025) vs €(0.02) (FY2024)
• ·Royalties in collaboration revenues: €12,177 thousand (+15% YoY)
• ·Fair value adjustments and net exchange differences: €(39,356) thousand FY2025 vs €95,795 thousand FY2024

26-03-2026

Hoyne Bancorp's total loans outstanding grew 11% YoY to $276,341 thousand from $248,204 thousand, while total assets increased 9% to $489,377 thousand from $449,513 thousand, with net interest margin expanding to 3.24% from 2.38% and net interest income rising to $14,081 thousand from $9,714 thousand. However, loan originations declined 39% YoY to $65,159 thousand from $106,075 thousand, resulting in slower net loan growth of $27,520 thousand versus $50,787 thousand prior year, and notable drops in categories like commercial real estate (down 45% to $29,651 thousand) and one-to-four residential (down 65% to $2,947 thousand). Non-performing loans improved sharply to 0.16% of total loans from 0.67%, and non-performing assets fell to 0.24% of total assets from 0.40%.

• ·Commercial real estate loan originations declined 45% YoY to $29,651 thousand from $53,710 thousand.
• ·One-to-four residential loan originations declined 65% YoY to $2,947 thousand from $8,389 thousand.
• ·Average interest-earning assets increased to $435,116 thousand from $407,517 thousand.
• ·Interest income on loans increased $4,349 thousand due to $2,383 thousand volume and $1,966 thousand rate.

26-03-2026

Evergy's 2026 Proxy Statement details 2025 executive compensation for NEOs, with CEO David A. Campbell's total rising 31% YoY to $9,537,018 driven by 42% higher stock awards ($7,004,446), while CFO W. Bryan Buckler's total declined 19% to $3,053,218 due to lower stock awards post-2024 inducement. Other NEOs showed mixed results: Charles A. Caisley's total increased 40% to $3,130,455 and Heather A. Humphrey's rose 15% to $2,173,949, but Cleveland O. Reasoner's data is reported only for 2025 at $2,501,421. Outstanding unvested equity awards at December 31, 2025, were valued at $10.3M for CEO at target performance.

• ·CEO 2025 non-equity incentive plan compensation: $1,342,969 (11% YoY increase from $1,207,800)
• ·Performance-based RSUs at maximum 2025 grant value for CEO: $10,133,658
• ·Vested stock awards realized in 2025 for CEO: 30,927 shares worth $2,131,204
• ·Pension changes only for Caisley ($200,238), Humphrey ($201,694), Reasoner ($190,993); CEO and CFO ineligible
• ·Grants of plan-based awards include AIP targets e.g. CEO $1,406,250 and LTIP performance RSUs vesting March 1, 2028

26-03-2026

Evogene Ltd. reported FY2025 revenues of $3,853 thousand, a 31% YoY decline from $5,577 thousand in FY2024, driven by drops in Agriculture (down 53% to $1,374 thousand) and Human Health (to $0), with Industrial Applications flat at $2,168 thousand; this led to a gross loss of $241 thousand versus a $3,197 thousand profit, due to $2,180 thousand inventory impairment. Operating loss narrowed 25% YoY to $14,034 thousand from $18,804 thousand amid cost reductions in R&D and G&A, but all segments remained deeply unprofitable. Net loss improved to $7,827 thousand from $18,054 thousand, boosted by $5,672 thousand income from discontinued operations, though management flags substantial going concern doubts and history of losses.

• ·Substantial doubt about going concern for one year from March 26, 2026 filing date.
• ·Classified as PFIC for U.S. tax purposes in 2025, risk of 2026 classification.
• ·FY2025 R&D expenses $7,994 thousand (down from $12,511 thousand in 2024).
• ·All segments reported operating losses in FY2025: Agriculture $(4,097) thousand, Industrial Applications $(3,540) thousand, Human Health $(2,653) thousand, Unallocated $(3,744) thousand.

26-03-2026

Vroom, Inc. reported $116.6 million stockholders' equity and $48.7 million total available liquidity as of December 31, 2025, with full year 2025 adjusted net loss improving $66 million or 57% YoY to $(49.2) million versus $(115) million in 2024. The company strengthened its position post-emergence from Chapter 11 on January 14, 2025, issuing $22.5 million preferred stock in January 2026. However, combined full year interest income declined 11.4% YoY to $178.8 million, net interest income after losses and recoveries was roughly flat at $22.0 million, and Q4 net interest income after losses fell 43.4% in the UACC segment.

• ·Fresh start accounting applied post-emergence from Chapter 11 on January 14, 2025, making post-Effective Date financials not comparable to prior periods.
• ·UACC segment Q4 interest income declined 10.8% YoY to $43.9 million.
• ·Full year UACC adjusted net loss of $(42.0) million, improved 21.5% YoY.
• ·Impairment charges of $4.2 million in full year 2025 combined.

26-03-2026

Eastern Bankshares, Inc. (EBC) issued a DEFA14A notice for its Annual Meeting of Shareholders on May 18, 2026, for shareholders of record as of March 13, 2026. Proposals include electing six directors (Luis A. Borgen, Diane S. Hessan, Leon A. Palandjian, Robert F. Rivers, Cathleen A. Schmidt, Michael J. Sullivan), an advisory vote to approve named executive officer compensation, and ratification of Ernst & Young LLP as independent auditors for fiscal 2026. The Board recommends voting 'FOR' all proposals; proxy materials including the FY 2025 Annual Report and 2026 Proxy Statement are available at www.proxydocs.com/EBC.

• ·ESOP/401(k) voting instructions deadline: May 13, 2026 at 11:59 p.m. Eastern Time
• ·Proxy materials available at www.proxydocs.com/EBC
• ·Filing date: March 26, 2026

26-03-2026

Farmers & Merchants Bancshares, Inc. reported net income of $5,766 thousand for 2025, up 34.8% YoY from $4,278 thousand, supported by net interest income growth of 17.0% to $24,390 thousand from higher loan volumes (+10.7% average balance to $617,249 thousand) and improved net interest margin (3.02% vs 2.68%). However, total deposits declined 5.0% to $720,459 thousand, average taxable securities balances fell 20.6% to $145,331 thousand with interest income down 33.4%, and provision for credit losses increased to $698 thousand from $150 thousand. Total assets grew modestly 3.2% to $871,958 thousand amid mixed performance across segments.

• ·Noninterest expense increased 8.1% to $18,295 thousand from $16,929 thousand.
• ·Earnings per share - basic rose to $1.81 from $1.37.
• ·Interest rate spread widened to 2.52% from 2.16%.
• ·Securities sold under repurchase agreements outstanding declined to $4,317 thousand from $5,564 thousand.

26-03-2026

Harvard Ave Acquisition Corp, a SPAC, completed its IPO in 2025, raising net proceeds of $143.2M into a Trust Account totaling $146M as of December 31, 2025, generating $1M in interest income and net income of $729k for the year. However, formation and operating costs rose to $274k from $85k in the prior stub period, resulting in an operating loss and shareholders' deficit expanding to $(3.7M) from $(60k). No business combination has occurred, with 14.5M redeemable shares at $10.07 per share.

• ·Promissory note – related party increased to $331,730 from $132,721.
• ·Deferred offering costs fully expensed to $0 from $207,042.
• ·Accretion of Class A ordinary shares to redemption value amounted to $10,948,754.
• ·Forfeiture of 725,000 insider Class B shares during 2025.

26-03-2026

Drive Auto Receivables Trust 2024-1 filed its 10-K for the fiscal year ended December 31, 2025, confirming compliance with applicable servicing criteria by Servicing Participants Santander Consumer USA Inc., Santander Bank, N.A., and Wilmington Trust, National Association, with no material instances of noncompliance identified in attached reports and attestations. The filing notes a February 3, 2026, civil complaint against Wilmington Trust, National Association as indenture trustee in unrelated Tricolor Holdings, LLC ABS transactions for unspecified damages related to alleged breaches, which WTNA intends to defend vigorously. Many standard 10-K items are omitted per General Instruction J, with no financial statements or significant pool asset data reported.

• ·Lawsuit filed February 3, 2026, in Supreme Court of the State of New York, County of New York, alleging breaches related to waterfall payments, servicing transition costs, post-default duties, and custodian actions in Tricolor Holdings, LLC ABS transactions.

26-03-2026

Oshkosh Corporation's 2026 Proxy Statement highlights 2025 financial performance with revenue of $10.4 billion, down 2.9% YoY, and operating income of $939.5 million, down 7.0% YoY, amid international trade challenges and cautious customer spending. However, net cash from operating activities rose 42% to $783.4 million, cash returned to shareholders increased 73% to $408.4 million, and the company announced an 11.8% dividend hike to $0.57 per share, supported by a $14.2 billion backlog. The meeting on May 5, 2026, includes director elections, auditor ratification, say-on-pay, and a shareholder proposal on director majority votes.

• ·Annual Meeting: May 5, 2026, 8:00 a.m. CDT, virtual at virtualshareholdermeeting.com/OSK2026; record date March 2, 2026.
• ·Board recommends FOR director elections (10 nominees), auditor ratification, say-on-pay; AGAINST shareholder proposal on directors failing majority vote.
• ·Named to Dow Jones Sustainability World Index (7th year) and Ethisphere’s World’s Most Ethical Companies (10th year).

26-03-2026

Banc of California, Inc. filed Definitive Additional Proxy Materials (DEFA14A) on March 26, 2026, related to the 2026 stockholder meeting. The filing indicates no fee was required and is marked as Definitive Additional Materials. No financial metrics, performance data, or specific proposals are detailed in the provided filing header.

• ·Filing subcategory: Proxy Statement
• ·Document title reference: a2026stockholdermeetingnot.htm
• ·Payment of filing fee: No fee required

26-03-2026

On March 23, 2026, Clarivate Plc's Board of Directors, upon recommendation of the Human Resources and Compensation Committee, approved the Amended and Restated Executive Severance Plan, effective the same date, which now includes the CEO as an eligible participant and adds severance eligibility for 'good reason' terminations in connection with a change in control. Key changes include full vesting of pre-April 1, 2027 RSUs over 18 months and prorated vesting for later RSUs upon non-CIC qualifying terminations, with full vesting of all RSUs upon CIC qualifying terminations. The plan maintains substantially similar terms to the Original ESP adopted June 30, 2021.

• ·Plan filed as Exhibit 10.1
• ·RSUs vesting on performance metrics vest at HRCC-determined level upon CIC qualifying termination

26-03-2026

FinWise Bancorp filed a Form 8-K on March 26, 2026, under Items 7.01 (Regulation FD Disclosure) and 9.01, furnishing an investor presentation dated March 2026 as Exhibit 99.1. The materials are for presentation to investors and are not deemed 'filed' under Section 18 of the Securities Exchange Act. The filing was signed by Robert Wahlman, Chief Financial Officer and Executive Vice President.

• ·Filing Date: March 26, 2026
• ·Date of Earliest Event Reported: March 26, 2026
• ·Registrant is an emerging growth company
• ·Common Stock trades on The NASDAQ Stock Market LLC under symbol FINW

26-03-2026

VMED O2 UK Limited reported revenue of £10,113.1 million for the year ended December 31, 2025, down 5.3% YoY from £10,680.5 million, while programming costs decreased 14.5% to £3,151.2 million; however, impairments, restructuring and other operating items surged to £3,893.1 million, resulting in an operating loss of £3,246.5 million versus a £812.1 million profit in 2024. Net loss attributable to owners widened to £4,373.1 million from a £1.3 million profit, driving total assets down 12.0% to £32,767.5 million and owners' equity to £5,993.3 million from £10,430.9 million. Total liabilities remained stable near £26.8 billion.

• ·Dividends paid £378.0 million in 2025.
• ·Initial recognition of NCI in O2 Daisy £58.4 million.
• ·Excess consideration on O2 Daisy £338.9 million.
• ·Capital reduction in 2024 of £6,616.5 million.
• ·Goodwill decreased to £12,561.3 million from £15,396.8 million.

26-03-2026

On March 26, 2026, MetaVia Inc. (MTVA) posted an updated corporate presentation to its investor relations website at https://ir.metaviatx.com/events-presentations/presentations, which the company may use in presentations, investor communications, or conferences. The presentation is attached as Exhibit 99.1 and is furnished under Item 7.01 of Form 8-K, not deemed filed, and includes forward-looking statements subject to risks.

26-03-2026

Liberty Broadband Corporation's DEF 14A proxy statement solicits votes for the 2026 Annual Meeting on May 11, 2026, for the election of Class III directors John C. Malone, Gregg L. Engles, and John E. Welsh III to serve until 2029, and ratification of KPMG LLP as independent auditors for the fiscal year ending December 31, 2026. The company notes its principal asset is ownership in Charter, the second-largest U.S. cable operator, and the completion of the GCI Liberty spin-off in July 2025. Governance highlights include 75% independent directors, separate Chairman and CEO roles, and strong oversight practices with no reported issues.

• ·Annual meeting held virtually on May 11, 2026 at 11:15 a.m. Mountain time via www.virtualshareholdermeeting.com/LBRD2026.
• ·Record date: March 23, 2026, 5:00 p.m. New York City time for holders of LBRDA, LBRDB, and LBRDP.
• ·2025 Form 10-K filed with SEC on February 5, 2026.
• ·Notice of proxy materials mailed on or about March 27, 2026.

26-03-2026

CNH Industrial N.V. announced that current directors Ms. Asa Tamsons and Mr. Richard J. Kramer notified the Board on March 24, 2026, that they will not stand for re-election at the 2026 Annual Stockholders Meeting, with their terms ending at its conclusion. Their decisions are not due to any disagreements with the company's operations, policies, or practices. The company nominated Mr. Richard Palmer and Mr. Lorenzo Simonelli as replacements and thanked the outgoing directors for their service.

• ·Further details to be discussed in the Proxy Statement for the 2026 Annual Meeting.
• ·Nominations based on recommendation of the Governance and Sustainability Committee.

26-03-2026

Cantor Equity Partners IV, Inc. (CEPF), a SPAC, reported net income of $6,132,022 for the year ended December 31, 2025, versus a $7,046 loss in 2024, primarily driven by $6,425,890 in interest income from the Trust Account valued at $456,710,724. However, operating losses widened significantly to $293,868 from $7,046, reflecting higher general and administrative costs of $250,320 (up 3,452% YoY) and new related-party administrative expenses of $43,548. Total assets grew to $456,948,634 from $306, supported by post-IPO Trust Account investments and private placement proceeds.

• ·Sponsor committed to loan of up to $1,750,000 to fund expenses post-IPO prior to Business Combination.
• ·Working Capital Loans may be provided by Sponsor, affiliates, directors, or officers if Sponsor Loan insufficient.
• ·Class A redeemable shares at $10.15 per share as of Dec 31, 2025.
• ·250,000 Class B ordinary shares surrendered by Sponsor.
• ·Accretion of redeemable Class A shares to redemption value impacted shareholders' equity by ($15,272,640).
• ·Accumulated other comprehensive income of $284,921 from unrealized appreciation of Trust Account securities.

26-03-2026

Ziff Davis, Inc. filed Definitive Additional Materials (DEFA14A) on March 26, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing indicates no fee was required and is marked as Definitive Additional Materials for proxy solicitation.

26-03-2026

INNOVATE Corp. reported strong Q4 2025 revenue of $382.7 million, up 61.7% YoY driven by Infrastructure segment growth to $373.9 million (+65.7%), with full-year revenue increasing 12.5% to $1,246.0 million and Adjusted EBITDA up 63.3% to $24.5 million in Q4. However, full-year net loss attributable to common stockholders widened 78.8% to $64.0 million from $35.8 million, Adjusted EBITDA declined 5.8% to $67.2 million, and segments like Spectrum (Q4 revenue down to $5.7 million) and Life Sciences (Q4 revenue down 24.4% to $3.1 million) underperformed. Infrastructure backlog reached $1.8 billion adjusted, providing visibility, while Spectrum faces advertising softness.

• ·Infrastructure gross margin compressed 350 bps YoY to 14.7% in Q4; Adjusted EBITDA margin compressed 20 bps to 7.5%.
• ·R2 full year 2025 revenue up 27.6% to $12.5M and system unit sales up 38.2%, despite Q4 declines.
• ·Cash and cash equivalents $112.1M as of Dec 31, 2025 (up from $48.8M); Non-Operating Corporate cash $4.2M (down from $13.8M).

26-03-2026

Santander Drive Auto Receivables Trust 2023-6 filed its 10-K annual report for the fiscal year ended December 31, 2025, confirming that all servicing participants (Santander Consumer USA Inc., Santander Bank, N.A., and Wilmington Trust, National Association) complied with applicable servicing criteria, with no material instances of noncompliance reported in their assessments and attestations. Many standard 10-K items were omitted per General Instruction J for ABS issuers. However, the indenture trustee WTNA disclosed an ongoing lawsuit filed on February 3, 2026, by investors for unspecified damages related to other Tricolor Holdings, LLC ABS transactions.

• ·Lawsuit in Supreme Court of the State of New York, County of New York, alleges breaches related to waterfall payments, servicing transition costs, post-default duties, and custodian actions in Tricolor Holdings transactions; WTNA intends to defend vigorously.
• ·Servicing compliance reports and attestations by PricewaterhouseCoopers LLP attached as exhibits.
• ·No reports of unresolved staff comments, legal proceedings directly involving the issuer (except trustee disclosure), or other material issues.

26-03-2026

Santander Drive Auto Receivables Trust 2022-7 filed its annual 10-K for the fiscal year ended December 31, 2025, confirming full compliance with Regulation AB servicing criteria by Santander Consumer USA Inc., Santander Bank, N.A., and Citibank, N.A., with no material noncompliance identified in attached assessments and attestations. However, owner trustee Wilmington Trust, National Association faces a civil lawsuit filed February 3, 2026, by investors alleging breaches in unrelated Tricolor Holdings, LLC ABS transactions, seeking unspecified damages; WTNA intends to defend vigorously. Many standard 10-K items omitted per General Instruction J for ABS issuers, with no financial statements or performance data reported.

• ·Lawsuit filed in Supreme Court of the State of New York, County of New York, related to alleged failures in waterfall payments, servicing transition costs, post-default duties, and custodian actions in Tricolor ABS transactions.
• ·Servicing Participants' Reports on Assessment and Attestation Reports by PricewaterhouseCoopers LLP (SC and SBNA) and KPMG LLP (Citibank, N.A.) attached as exhibits.
• ·Servicer Compliance Statements by Santander Consumer USA Inc. and Santander Bank, N.A. attached as exhibits.

26-03-2026

Invitation Homes Inc. (INVH) filed definitive additional proxy materials (DEFA14A) on March 26, 2026, for its 2026 Annual Meeting of Stockholders scheduled for May 7, 2026, at 9:30 AM ET virtually. Shareholders are asked to vote on electing nine director nominees, ratifying Deloitte & Touche LLP as the independent auditor for 2026, approving executive compensation on an advisory basis, and approving the Invitation Homes Inc. 2026 Omnibus Incentive Plan. Voting must be completed by May 6, 2026, 11:59 PM ET, with proxy materials available online or requestable in paper/email by April 23, 2026.

• ·Annual Meeting held virtually at www.virtualshareholdermeeting.com/INVH2026
• ·Control number required for material requests via www.ProxyVote.com, 1-800-579-1639, or sendmaterial@proxyvote.com

26-03-2026

Identiv, Inc. reported net revenue of $21,484 thousand for the year ended December 31, 2025, down 19% YoY from $26,628 thousand, with declines across all regions including a sharp 39% drop in Asia-Pacific while Americas fell 16% and Europe 5%. Gross profit surged 284% to $1,307 thousand with margin expanding to 6% from 1%, operating expenses declined 17% to $23,453 thousand driven by 28% cut in G&A, and interest income rose 272% to $5,023 thousand, narrowing net loss from continuing operations to $18,003 thousand from $25,911 thousand. However, the company posted a net loss of $18,003 thousand in 2025 after the 2024 one-time gain of $100,731 thousand from discontinued Physical Security Business sale.

• ·Santa Ana headquarters lease expires January 2028; currently subleasing 5,000 sq ft from Hirsch Secure, Inc.
• ·Sauerlach, Germany facility lease expires April 2026.
• ·Ayutthaya, Thailand manufacturing facility lease expires March 2028.
• ·Restructuring and severance expenses increased 182% to $1,524 thousand in 2025.
• ·Foreign currency net losses of $1,148 thousand in 2025 vs gains of $788 thousand in 2024.

26-03-2026

Spring Valley Acquisition Corp. III (SVAC) and General Fusion Inc. entered a Business Combination Agreement on January 21, 2026, valuing General Fusion at $1B with $230M SPAC investment and $105M from institutional investors to become the first publicly traded pure-play fusion company. General Fusion, founded in 2002, has raised over $400M previously including $50.5M USD from Canada’s Strategic Innovation Fund and aims for commercial power by mid-2030s via its Lawson Machine 26. While 2025 global fusion funding hit $2.6B (180% YoY increase), it fell short of the 2022 record $2.9B, and federal fusion funding ($325M program with $46M allocated) lags behind SMRs ($900M).

• ·General Fusion founded in 2002.
• ·SVAC previously took NuScale Power public via SPAC in 2022.
• ·Joint Registration Statement on Form F-4 filed with SEC.
• ·Fusion companies like CFS (200 MW PPA with Google), Helion (PPA with Microsoft) have Big Tech ties.