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Dow Jones 30 Stocks SEC Filings — March 27, 2026

USA Dow Jones 30

28 high priority22 medium priority50 total filings analysed

Executive Summary

Across the 50 filings for USA Dow Jones 30 constituents and related entities, M&A activity dominates with 10+ deals including Two Harbors' $10.80/share cash merger with CrossCountry Mortgage (closing H2 2026), Allegiant Travel's stock+cash acquisition of Sun Country (pro forma 2025 revenues $3.7B), and multiple JFB Construction/XTEND drone mergers highlighting defense synergies. Period-over-period trends show stark bifurcation: explosive revenue growth in digital assets (BitGo +424% YoY to $16.2B) and select financials (Indivior +4% to $1.24B, Adjusted EBITDA +20%), contrasted by declines in industrials/tech (Kopin Q4 revenues -42% YoY, SpringBig FY2025 -7.4%, SBC Medical FY2025 -15%). Positive clinical and defense catalysts (Kodiak Sciences Phase 3 success, XTEND $500M pipeline/$71M backlog) offset proxy-heavy neutral sentiment, with capital allocation favoring buybacks (Indivior $400M authorization) and financings ($30M CETI equity line, $56M Kopin placement). Portfolio-level margin trends mixed (Indivior +500bps to 35%, SBC -3pts to 40%), but overall bullish M&A wave implies sector consolidation; watch H2 2026 closings for blue-chip upside amid volatile growth patterns.

Tracking the trend? Catch up on the prior Dow Jones 30 Stocks SEC Filings digest from March 25, 2026.

Investment Signals(12)

  • FY2025 revenue +424% YoY to $16.2B driven by digital assets sales, Adjusted EBITDA +904% to $32.4M despite net loss

  • FY2025 net revenue +4% YoY to $1.24B, SUBLOCADE +13% to $856M record, GAAP net income +30x to $210M, $400M buyback authorized

  • Definitive $10.80/share cash merger with CrossCountry Mortgage (H2 2026 close), terminates prior UWM deal with $25.4M fee covered

  • XTEND (JFB Construction)(BULLISH)

    $500M pipeline, $71M backlog, $152M investment commitments, $8.8M US Gov contract completion, 10k+ systems deployed

  • Positive Phase 3 GLOW2 topline superiority for Zenkuda in diabetic retinopathy

  • Board refresh with 5 new independents post-Elliott agreement, fleet expansion to 51 ships/+43k berths by 2037

  • Go-shop expired with no superior bids, merger with Madison Parent advances to stockholder vote

  • IPO $100M gross proceeds into trust at $10/unit, total assets $101M post-private placement

  • Record FY2025 revenues +32% YoY to $3.75B, net income +41% to $201.8M, EBITDA +38% to $319.8M, $3.23B backlog

  • FY2025 revenue +28% YoY to $14.7M, swung to $1.5M net income from loss, equity +30.7% to $41.7M

  • Pro forma 2025 revenues $3.7B (+43% from Allegiant standalone), total assets $5.8B post-Sun Country merger

  • $1M equity financing closed ($400k initial), $1.5M option by June 2026 at $0.80/unit

Risk Flags(10)

  • Kopin Corp[HIGH RISK]

    Q4 2025 revenues -42% YoY to $8.4M, product revenues -56% due to gov shutdown delays

  • FY2025 revenue -7.4% YoY to $22.8M, net loss widened to $3.2M, clients -15.3% to 775, NRR -79% from 88%

  • FY2025 revenues -15% YoY to $174M, EBITDA -21% to $70M (margin -3pts to 40%), franchising -25%

  • FY2025 revenue $0 (-100% YoY), net loss $25M, cash burn $19M ops, accumulated deficit +$25M to $95.6M

  • FY2025 ops cash flow more negative -540% to -$1.4B despite income +1540%

  • Allegiant Travel[MEDIUM RISK]

    Pro forma 2025 net loss $(42.6M) widened from standalone despite revenue growth, higher interest expense

  • $30M equity line risks dilution over 24 months, up to $500k/put at milestones

  • Multiple neutral proxy filings signal governance focus amid turnaround, no financial upside

  • Volato Group[MEDIUM RISK]

    Discontinued ops (GCAviation sale Mar 2025), pro forma tags hint integration risks in M2i combo

  • BANK5 2026-5YR21[MEDIUM RISK]

    $821M CMBS issuance amid 31 loans, potential CRE exposure with April 17 close

Opportunities(10)

  • Two Harbors Merger(OPPORTUNITY)

    $10.80/share cash (no financing condition), preferred redemption $25/share, H2 2026 close post-regulatory

  • XTEND/JFB Drones(OPPORTUNITY)

    $1.5B implied merger value, $67B TAM, Middle East $8-25M contract, US/UK/Israel deployments

  • Indivior Buyback(OPPORTUNITY)

    $400M authorization post-FY2025 EBITDA +20%, net leverage 0.7x, Phase II acceleration 2026

  • Kodiak Sciences Phase 3(OPPORTUNITY)

    GLOW2 superiority in DR sets up BLA filing catalyst, biotech turnaround

  • Clear Channel Merger(OPPORTUNITY)

    Go-shop end confirms no better bids, special meeting soon for investor consortium takeover

  • BitGo Digital Assets(OPPORTUNITY)

    +424% revenue despite loss, Adj EBITDA positive inflection, crypto rebound play

  • Pro forma assets +39% to $5.8B, revenue synergies, change-in-control payouts locked

  • Record backlog $3.23B supports multi-year growth post +32% revenue, May 12 AGM vote

  • NCLH Board Refresh(OPPORTUNITY)

    Elliott-driven changes, strategic growth with 16 new ships by 2037

  • BHAV SPAC(OPPORTUNITY)

    $100M trust at NAV, deployable for acquisition in hot IPO market

Sector Themes(6)

  • M&A Consolidation Wave

    12/50 filings detail mergers (Two Harbors, Allegiant, XTEND/JFB x5, Clear Channel), avg implied premiums/strategic value high, signals blue-chip sector pruning for efficiency [IMPLICATION: Buy rumored targets]

  • Mixed Revenue Growth in Fin/Tech

    7 firms explosive + (BitGo +424%, Apollo income +1540%, Indivior +4%), 6 declines - (SpringBig -7%, SBC -15%, Kopin -42%), avg +120% winners vs -25% losers [IMPLICATION: Rotate to digital assets/defense]

  • Margin Divergence

    Expansion in pharma (Indivior +500bps), compression in services (SBC -300bps Q4, SpringBig EBITDA -36%), no clear DJ30 pattern but ops leverage key [IMPLICATION: Favor cost containment leaders]

  • Defense/Drone Momentum

    XTEND filings (5x) highlight $500M pipeline/$71M backlog, US Gov $8.8M contract, ParaZero partnership, 10k systems/5 zones [IMPLICATION: Geopolitical tailwinds for NDAA-compliant plays]

  • Proxy/Board Refresh

    15+ DEF/DEFA14A neutral but active (NCLH 5 new directors, Indivior/ADTRAN AGMs May), capital alloc via buybacks emerging [IMPLICATION: Governance upgrades precede returns]

  • Financing Influx

    Equity lines/placements (CETI $30M, Kopin $56M, PetVivo $1-2.5M), CMBS $821M, supports balance sheet amid volatility [IMPLICATION: Liquidity buffers for H2 catalysts]

Watch List(8)

  • Two Harbors Merger
    👁

    Stockholder approval, HSR clearance for H2 2026 close, dividend continuity pre-close [H2 2026]

  • Clear Channel Go-Shop
    👁

    Special stockholder meeting post-March 26 end, no-shop now active [April 2026]

  • Indivior AGM
    👁

    May 13 2026 vote on directors/say-on-pay, post-$400M buyback execution watch [May 13, 2026]

  • Warrant exercise pre-close, change-in-control payments Q2-Q4 2026 [Mid-2026]

  • XTEND/JFB Merger
    👁

    S-4 filing, mid-2026 close, $42M signing investment tranche [Mid-2026]

  • SBC Medical Earnings
    👁

    Q4 FY2025 call recap margins/customers, FY2026 guidance [March 27, 2026 - ongoing]

  • GLOW2 data follow-up, BLA timeline post-Phase 3 [Q2 2026]

  • BANK5 CMBS
    👁

    $821M closing, servicer performance on 31 loans (e.g., CityCenter) [April 17, 2026]

Filing Analyses(50)
Bank of Nagoya, Ltd.425positivemateriality 9/10

27-03-2026

Shizuoka Financial Group, Inc. (Shizuoka FG) and The Bank of Nagoya, Ltd. entered into a Memorandum of Understanding (MOU) on March 27, 2026, to proceed with discussions toward a business integration via share exchange, targeting an effective date of April 1, 2028, under which Shizuoka FG will become the wholly-owning parent and The Bank of Nagoya a wholly-owned subsidiary, leading to delisting of Nagoya's shares. The integration aims to achieve synergies through broader-area collaboration, improved efficiency via shared resources, and enhanced capital efficiency (ROE), building on their existing 'Shizuoka Nagoya Alliance' since April 2022. As of December 31, 2025, Shizuoka FG reports consolidated total assets of ¥15,878,358 million and deposits of ¥12,101,303 million, while The Bank of Nagoya has ¥6,235,491 million and ¥5,384,984 million, respectively.

  • ·Integration preparation committee to be co-chaired by Presidents Shibata and Fujiwara.
  • ·Share exchange ratio to be determined post due diligence and third-party valuation.
  • ·Definitive agreement scheduled for March 2027; Nagoya shareholder meeting December 2027.
  • ·Shizuoka FG plans simplified share exchange without shareholder approval, subject to confirmation.
BANK5 2026-5YR218-Kneutralmateriality 8/10

27-03-2026

J.P. Morgan Chase Commercial Mortgage Securities Corp. announced the execution of an Underwriting Agreement dated March 25, 2026, for the sale of Public Certificates with an aggregate initial principal amount of $722,002,000 and Private Certificates of $99,622,198, part of the BANK5 2026-5YR21 Commercial Mortgage Pass-Through Certificates, Series 2026-5YR21, backed by 31 commercial mortgage loans, with closing scheduled for April 17, 2026. The issuing entity will be formed under a Pooling and Servicing Agreement effective April 1, 2026, involving multiple servicers including Midland Loan Services and LNR Partners, LLC. Mortgage loans were acquired from JPMorgan Chase Bank, N.A., Bank of America, N.A., Wells Fargo Bank, N.A., and Morgan Stanley Mortgage Capital Holdings LLC.

  • ·Mortgage loans include Hilton Waterfront Beach Resort, CityCenter (Aria & Vdara), Freeway Business Park, 1500 Post Oak Boulevard, Torrey Heights, Haven Leased Fee Portfolio, Coral Ridge Mall, Redstone Corporate Center I, Forty 540 II, SpringHill Suites Green Bay, 316 Business Center, Graham & Havemeyer Portfolio.
  • ·Pooling and Servicing Agreement dated and effective as of April 1, 2026.
  • ·Closing Date: April 17, 2026.
  • ·Prospectus dated March 25, 2026, filed with SEC on March 27, 2026.
Cyber Enviro-Tech, Inc.8-Kpositivemateriality 8/10

27-03-2026

Cyber Enviro-Tech, Inc. (CETI) entered into an Equity Purchase Agreement with Monroe Street Capital Partners, LP on March 20, 2026, providing the right to sell up to $30,000,000 of common stock over a 24-month Commitment Period, subject to conditions including put notices with minimum $25,000 and maximum $500,000 per put. As consideration, CETI issued 3,000,000 Initial Commitment Shares immediately and agreed to issue additional 3,000,000 Fulfillment Commitment Shares upon each of the first three $2,500,000 gross proceeds milestones. Concurrently, a Registration Rights Agreement requires filing a resale registration statement within 30 days and maintaining its effectiveness.

  • ·Commitment Period: 24 months from March 20, 2026, or earlier termination events.
  • ·Registration Statement filing deadline: within 30 calendar days after March 20, 2026.
  • ·Registration effectiveness target: within 90 calendar days after filing.
  • ·Common Stock trading symbol: CETI on OTCQB.
  • ·Principal Executive Offices: 6991 E. Camelback Road, Suite D-300, Scottsdale, Arizona 85251.
ADTRAN Holdings, Inc.DEFA14Aneutralmateriality 3/10

27-03-2026

ADTRAN Holdings, Inc. (ADTN) filed a DEFA14A Definitive Additional Proxy Materials on March 27, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing covers the period from January 1, 2024, to December 31, 2024, but contains no substantive financial, operational, or voting details in the provided header. No quantitative metrics, improvements, declines, or performance data are disclosed.

  • ·Filing Type: DEFA14A (Schedule 14A)
  • ·Period Covered: 2024-01-01 to 2024-12-31
TWO HARBORS INVESTMENT CORP.8-Kpositivemateriality 10/10

27-03-2026

Two Harbors Investment Corp. (TWO) announced a definitive merger agreement to be acquired by an affiliate of CrossCountry Mortgage (CCM) for $10.80 per share in cash, terminating its prior merger agreement with UWM Holdings Corporation dated December 17, 2025, and agreeing to pay a $25.4 million termination fee to UWM. The transaction, unanimously approved by TWO's board and recommended for stockholder approval, is expected to close in the second half of 2026, subject to customary conditions including regulatory approvals, with no financing condition. Holders of TWO's preferred stock will be redeemed at $25.00 per share plus accumulated dividends, while TWO plans to continue regular quarterly dividends prior to closing but no partial dividend in the closing quarter.

  • ·TWO's prior stockholder meeting scheduled for April 7, 2026, to approve UWM merger has been canceled.
  • ·Transaction not subject to financing condition; TWO common stock to be delisted from NYSE upon closing.
  • ·Advisors: Houlihan Lokey (financial) and Jones Day (legal) for TWO; Citigroup (financial) and Simpson Thacher & Bartlett (legal) for CCM.
Norwegian Cruise Line Holdings Ltd.8-Kpositivemateriality 9/10

27-03-2026

Norwegian Cruise Line Holdings Ltd. (NCLH) announced the appointment of five new independent directors effective March 31, 2026—Alex Cruz, Kevin A. Lansberry, Steve Pagliuca, Brian P. MacDonald, and Jonathan Z. Cohen—following a cooperation agreement with Elliott Investment Management L.P. to enhance board refreshment and shareholder value. Four directors—Stella David, David M. Abrams, Harry C. Curtis, and Mary E. Landry—will resign, resulting in a nine-member board with eight independents; John W. Chidsey is appointed Chairman and Alex Cruz as Lead Independent Director. The changes aim to improve execution amid strategic growth, with NCLH's fleet at 35 ships and nearly 75,000 Berths, planning 16 more ships adding over 43,000 Berths by 2037.

  • ·Company slate for 2026 Annual General Meeting: Zillah Byng-Thorne, Linda P. Jojo, Alex Cruz.
  • ·Elliott agreed to customary standstill and voting commitments in cooperation agreement.
  • ·Advisors: Goldman Sachs & Co. LLC (financial), Paul Hastings LLP (legal), Joele Frank, Wilkinson Brimmer Katcher (strategic communications).
Everus Construction Group, Inc.DEFA14Aneutralmateriality 3/10

27-03-2026

Everus Construction Group, Inc. filed Definitive Additional Materials (DEFA14A) on March 27, 2026, as a proxy statement pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing indicates no fee was required and is classified as soliciting material under §240.14a-12. No financial metrics, performance data, or substantive proxy details are provided in the document header.

Allegiant Travel COS-4mixedmateriality 10/10

27-03-2026

Allegiant Travel Company entered into a Merger Agreement on January 11, 2026, to acquire Sun Country Airlines in a stock-and-cash transaction, with each Sun Country share converting to $4.10 cash and 0.1557 shares of Allegiant stock; pro forma combined results for 2025 show total operating revenues of $3,738,443 thousand and operating income of $81,158 thousand, reflecting revenue growth from combined historical figures of $2,606,579 thousand (Allegiant) and $1,127,346 thousand (Sun Country). However, pro forma net loss widened slightly to $(42,620) thousand from Allegiant's historical $(44,697) thousand despite Sun Country's $52,809 thousand profit, driven by transaction adjustments and higher interest expense. The pro forma balance sheet as of December 31, 2025, reflects combined total assets of $5,836,518 thousand, up significantly from Allegiant's $4,209,401 thousand.

  • ·Sun Country Warrant to Amazon Holder exercisable at $15.17 per share for up to 9,482,606 shares, to be exercised net issuance basis prior to closing.
  • ·Change-in-control payments include $5.7M vested retention bonuses at closing, $4.0M retention 90 days post-closing, $0.3M pro-rated incentives within 30 days, and $2.2M dispatcher bonuses two years post-closing subject to milestones.
  • ·All Sun Country equity awards convert to Allegiant equivalents based on 0.1557 Merger Exchange Ratio; PRSU awards at 125% performance factor become time-based.
  • ·Pro forma EPS basic and diluted: $(1.58); shares used basic 27,015 thousand, diluted 27,015 thousand.
  • ·Accounting policy differences noted in maintenance recognition and investment classification.
KOPIN CORP8-Kmixedmateriality 8/10

27-03-2026

Kopin Corporation reported preliminary Q4 2025 total revenues of $8.4 million, down 42% YoY from $14.6 million, driven by a 56% decline in product revenues to $5.6 million due to government shutdown delays in defense orders and shipments. Non-product revenues increased 47% to $2.5 million, supported by programs like IBAS color MicroLED development. The company strengthened its balance sheet via a $56 million private placement from strategic investors, with cash at $37.8 million, while advancing partnerships with Theon International and maintaining a strong defense pipeline.

  • ·Cost of product revenues was 83% of net product revenues in Q4 2025 vs 84% in Q4 2024, stable due to product mix, quality improvements, cost containment, and automation despite lower volume.
  • ·R&D expenses increased modestly to $3.5 million from $3.1 million, supporting internal technology development including MicroLED advancements.
  • ·SG&A expenses rose to $4.5 million from $3.1 million due to professional fees for capital raise and partnerships.
  • ·Government shutdown impacts expected to continue into Q1 2026.
BED BATH & BEYOND, INC.DEFA14Aneutralmateriality 2/10

27-03-2026

Bed Bath & Beyond, Inc. (BBBY-WT) filed a DEFA14A Definitive Additional Proxy Materials on March 27, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing is marked as filed by the registrant with no fee required and contains no substantive proposals, financial data, or additional details in the provided excerpt.

INDIVIOR PLCDEFA14Aneutralmateriality 7/10

27-03-2026

Indivior Pharmaceuticals, Inc. has filed definitive additional proxy materials for its 2026 Annual Meeting on May 13, 2026, at 10:00 a.m. ET virtually via www.virtualshareholdermeeting.com/INDV2026. Key proposals include the election of eight director nominees (board recommends FOR all), an advisory vote to approve named executive officer compensation (FOR), preferred frequency of say-on-pay votes (1 Year), and ratification of PricewaterhouseCoopers LLP (US) as independent auditor for FY ending December 31, 2026 (FOR). No financial metrics or performance comparisons are provided in this notice.

  • ·Vote by May 12, 2026 11:59 PM ET at www.ProxyVote.com
  • ·Request proxy materials by April 29, 2026 via www.ProxyVote.com, 1-800-579-1639, or sendmaterial@proxyvote.com
  • ·Control numbers: V88256-P50034, V88257-P50034
BARNWELL INDUSTRIES INC8-Kneutralmateriality 4/10

27-03-2026

On March 23, 2026, Barnwell Industries, Inc. issued a press release announcing a cash distribution received from its minority partnership interests and providing a corporate update regarding its asset base and value-maximization efforts. The press release is incorporated as Exhibit 99.1. No specific financial figures or performance metrics were detailed in the filing.

  • ·Filing submitted on March 27, 2026, reporting event dated March 23, 2026.
  • ·Company headquarters: 24 Greenway Plaza, Suite 1800Q, Houston, Texas 77046.
BHAV Acquisition Corp8-Kpositivemateriality 9/10

27-03-2026

BHAV Acquisition Corp, a blank check company, consummated its IPO on March 20, 2026, selling 10,000,000 units at $10.00 per unit, generating $100,000,000 in gross proceeds. Simultaneously, it completed a private placement of 200,000 units at $10.00 per unit to its sponsor BHAV Partners LLC and others, yielding $2,000,000. A total of $100,000,000 was placed in a trust account at $10.00 per unit for public shareholders.

  • ·Total assets as of March 20, 2026: $101,085,982
  • ·Total current liabilities: $223,281 (including $114,381 accrued offering costs and $93,900 over-allotment option liability)
  • ·Shareholders' equity: $862,701 (with accumulated deficit of $113,753)
  • ·Company focuses on business combinations in advanced robotics, EVs, drones, UAS, or fintech sectors
  • ·Sponsor purchased 135,000 private units; at-risk capital investors purchased 65,000
INDIVIOR PLCDEF 14Apositivemateriality 8/10

27-03-2026

Indivior delivered solid 2025 financial results with total net revenue up 4% YoY to $1.24 billion, driven by U.S. SUBLOCADE net revenue growth of 13% to a record $856 million. GAAP net income increased 30x to $210 million from 2024, and Adjusted EBITDA rose 20% YoY to $428 million with a 500 bps margin expansion to 35%. The company completed Phase I of the Indivior Action Agenda, strengthened its balance sheet with 0.7x net leverage, resolved the legacy DOJ matter, and authorized a $400 million share repurchase program, positioning for Phase II acceleration in 2026 ahead of the May 13, 2026 Annual Meeting.

  • ·Annual Meeting: May 13, 2026 at 10:00 a.m. ET (virtual at www.virtualshareholdermeeting.com/INDV2026)
  • ·Record Date: March 18, 2026
  • ·Proposals: Elect 8 directors; Advisory vote on say-on-pay; Advisory vote on say-on-frequency (1 year); Ratify PwC as auditor for FY ending Dec 31, 2026
  • ·Net leverage: 0.7x at year-end 2025
  • ·Resolved legacy DOJ matter
BED BATH & BEYOND, INC.DEF 14Aneutralmateriality 6/10

27-03-2026

Bed Bath & Beyond's 2026 Proxy Statement outlines Proposal 1 for the election of seven director nominees at the annual meeting: Marcus A. Lemonis (Chairman since 2023, Executive Chairman since 2024, CEO since January 1, 2026), Joanna C. Burkey, Barclay F. Corbus, William B. Nettles, Jr., Debra G. Perelman, Dr. Robert J. Shapiro, and Joseph J. Tabacco, Jr., each to serve until the 2027 annual meeting. The company will engage Georgeson LLC for proxy solicitation services at an anticipated cost of $16,500 plus reimbursements. Proxy materials and the 2025 Form 10-K are available online at investors.beyond.com or by request to Investor Relations.

  • ·Proxy solicitation costs borne by the company, with reimbursements to brokers and use of officers/directors/employees without additional compensation.
  • ·Investor Relations contact: ir@beyond.com or Bed Bath & Beyond, Inc., Attention: Investor Relations, 433 Ascension Way, 3rd Floor, Murray, Utah 84123.
  • ·Proxy solicitor contact: Georgeson LLC at (866) 510-7490.
  • ·Meeting results to be reported in Form 8-K within four business days.
Kodiak Sciences Inc.8-Kpositivemateriality 9/10

27-03-2026

Kodiak Sciences Inc. announced positive topline results from GLOW2, its second Phase 3 study in diabetic retinopathy, demonstrating superiority of Zenkuda™ (tarcocimab tedromer) over sham. The press release detailing these results is attached as Exhibit 99.1 and incorporated by reference. The filing was signed by CEO Victor Perlroth, M.D. on March 26, 2026.

  • ·Filing date: March 27, 2026; Date of earliest event: March 26, 2026
  • ·Registrant details: Delaware incorporation, CIK 0001468748, Nasdaq: KOD
  • ·Principal offices: 1250 Page Mill Road, Palo Alto, CA 94304
AMERICAN HONDA FINANCE CORP8-Kpositivemateriality 8/10

27-03-2026

On March 25, 2026, Honda Canada Finance Inc. (HCFI), a subsidiary of American Honda Finance Corp., executed the Second Amendment to its C$2,000,000,000 ($1,455,498,144.20 USD) Third Amended and Restated Credit Agreement, extending the Tranche A commitment termination date from March 25, 2026, to March 25, 2027 (up to C$1,000,000,000 or $727,749,072.12 USD), and Tranche B from March 25, 2027, to March 25, 2029 (up to C$1,000,000,000 or $727,749,072.12 USD). The amendment also permits further extension of Tranche B commitments up to three years upon HCFI request and updates a reference date in Section 8.4 from March 31, 2024, to March 31, 2025. No declines or flat metrics reported; the changes enhance liquidity access.

  • ·Exchange rate used for USD conversions: 1.3741 CAD per USD as of March 23, 2026.
  • ·Amendment filed as Exhibit 10.1.
PetVivo Holdings, Inc.8-K/Apositivemateriality 8/10

27-03-2026

PetVivo Holdings, Inc. entered a Subscription Agreement on March 13, 2026, for $1,000,000 in equity financing in exchange for 1,250,000 units priced at $0.80 per unit, consisting of one restricted common stock share and one warrant each. The company received $400,000 initially on March 13, 2026, with the remaining $600,000 due by April 15, 2026; the investor also holds an option for an additional $1,500,000 investment for 1,875,000 units by June 30, 2026. Warrants are immediately exercisable at $1.10 per share and expire in three years.

  • ·Offering conducted pursuant to Section 4(a)(2) of the Securities Act and Regulation D exemption.
  • ·Investor represented as accredited; securities are restricted under Rule 144 with appropriate legends.
  • ·This is Amendment No. 1 to Form 8-K, date of report March 16, 2026, filed March 27, 2026.
BITGO HOLDINGS, INC.10-Kmixedmateriality 9/10

27-03-2026

BitGo Holdings, Inc. reported total revenue of $16,152,121 thousand for the year ended December 31, 2025, up 424% YoY from $3,080,967 thousand in 2024, primarily driven by digital assets sales surging to $15,577,366 thousand. However, the company recorded a net loss of $14,782 thousand compared to a $156,554 thousand profit in 2024, due to a $38,708 thousand net unrealized loss on digital assets and total expenses at nearly 100% of revenue. Adjusted EBITDA improved to a positive $32,411 thousand from $3,227 thousand, reflecting operational leverage despite the net loss.

  • ·Digital assets sales cost was 96.2% of revenue in 2025, up from 82.2% in 2024.
  • ·Gain on disposal of assets was $117,427 thousand in 2024, but only $11,109 thousand in 2025.
  • ·Compensation and benefits expenses grew to $104,171 thousand in 2025 from $79,939 thousand in 2024.
  • ·Filing date: March 27, 2026.
Apollo Asset Backed Credit Co LLC10-Kmixedmateriality 9/10

27-03-2026

Apollo Asset Backed Credit Co LLC's total assets grew significantly to $1,887,194 as of December 31, 2025 from $296,870 in 2024 (up 536% YoY), driven by investments at fair value surging to $1,577,705 (up 639% YoY) and net assets to $1,612,110 (up 481% YoY). Total investment income rose sharply to $64,943 (up 1,540% YoY) from $3,962, resulting in net investment income of $42,880 and net increase in net assets from operations of $65,052 (up 2,016% YoY). However, cash flows from operating activities deteriorated to $(1,413,805) from $(221,002) (more negative by 540% in magnitude), and net increase in cash declined 53% to $27,594 from $58,585.

  • ·Net asset value per share for A-I Shares averaged $25.52 as of Dec 31, 2025 (up from $25.18).
  • ·Level III assets balance grew to $1,068,004 as of Dec 31, 2025 from $73,377.
  • ·Provision for income taxes totaled $2,267 for year ended Dec 31, 2025.
  • ·Special Purpose Vehicles represent 23.64% of total investments at fair value as of Dec 31, 2025.
SpringBig Holdings, Inc.10-Kmixedmateriality 8/10

27-03-2026

SpringBig Holdings, Inc. reported revenue of $22,834 thousand for the year ended December 31, 2025, down 7.4% from $24,649 thousand in 2024, with net loss widening to $3,247 thousand from $1,876 thousand. The number of retail clients declined 15.3% to 775 from 915, and net revenue retention fell to 79% from 88%, while the number of messages increased 4.7% to 624 million; Adjusted EBITDA decreased 36.1% to $874 thousand from $1,368 thousand. The company highlighted risks including a significant working capital deficiency, history of losses, and challenges in client retention and market expansion.

  • ·Adjustments to EBITDA include stock-based compensation of $481 thousand, credit loss expense of $820 thousand, and severance payments of $808 thousand in 2025.
  • ·2024 EBITDA adjustments included gain on repurchase of convertible debt of $1,573 thousand offset by loss on debt extinguishment of $636 thousand.
PMGC Holdings Inc.8-Kneutralmateriality 8/10

27-03-2026

PMGC Holdings Inc.'s wholly-owned subsidiary Northstrive Biosciences Inc. entered into the Third Amendment to its License Agreement with MOA Life Plus Co., Ltd. on March 24, 2026, amending Exhibit C to update development milestones and timelines for the human health field, including pre-clinical studies, IND submission, and Phases 1-3 trials leading to FDA marketing approval (specific timelines redacted). The amendment includes a provision allowing Northstrive to potentially skip the Phase 1 clinical trial for the licensed product BLS-M22 and proceed directly to Phase 2 under certain conditions, with the associated milestone payment combined. As consideration, PMGC must pay a one-time, non-creditable, non-refundable amendment fee (amount redacted) upon execution and within 30 days.

  • ·Original License Agreement dated April 30, 2024; First Amendment in March 2025 expanding field to animal health; Second Amendment on May 12, 2025 clarifying animal health provisions.
  • ·Assignment of original agreement from PMGC to Northstrive on February 28, 2025.
Reliance Global Group, Inc.8-Kpositivemateriality 5/10

27-03-2026

Reliance Global Group, Inc. issued a press release on March 25, 2026, announcing the launch of RELI Exchange 2.0, furnished as Exhibit 99.1 under Regulation FD Disclosure. The filing includes standard company details such as its Florida incorporation, NASDAQ listings for common stock (EZRA, par value $0.086 per share) and Series A Warrants (EZRAW). No financial metrics or performance data were disclosed.

  • ·Securities registered: Common Stock (EZRA, par value $0.086 per share) and Series A Warrants (EZRAW) on The NASDAQ Capital Market.
  • ·Company address: 300 Blvd. of the Americas, Suite 105, Lakewood, New Jersey 08701.
  • ·IRS Employer Identification No.: 46-3390293.
Volato Group, Inc.S-4/Aneutralmateriality 8/10

27-03-2026

Volato Group, Inc. (SOARW) filed an S-4/A amendment on March 27, 2026, disclosing financial statement tags and pro forma data related to a potential business combination with M2i Global Inc., including balance sheet items as of 2025-12-31 and 2024-12-31. The filing references discontinued operations of GCAviation Inc. disposed on March 20, 2025, and agreements such as the Aircraft Management Services Agreement with FlyExclusive effective October 1, 2025. No specific monetary figures, growth, or declines are provided in the excerpt.

  • ·Discontinued operations disposed by sale: GCAviation Inc on 2025-03-20
  • ·Volato Group Inc and M2i Global Inc transaction referenced on 2025-07-28
  • ·Aircraft Management Services Agreement with FlyExclusive effective 2025-10-01
  • ·Share Exchange Agreements period: 2025-09-01 to 2025-09-30
  • ·Convertible debt references including Third Tranche Note, Fourth Tranche Note, and various 2024/2026 notes as of 2025-12-31
JFB Construction Holdings425positivemateriality 8/10

27-03-2026

JFB Construction Holdings and XTEND announced the rapid mobilization of XTEND's global XFAB operator network, deploying personnel from the US and Latvia to the UK to support allied defense missions in response to an Israeli Ministry of Defense request. This update follows their February 17 definitive all-stock merger agreement, supported by strategic investments from Eric Trump, Unusual Machines, American Ventures LLC, Protego Ventures, and Aliya Capital, with the combined entity expected to be renamed XTEND AI Robotics and listed under ticker XTND. XTEND highlights its operational readiness, with over 10,000 systems deployed in more than 30 countries across five combat zones.

  • ·XTEND manufacturing facilities located in the U.S., U.K., Singapore, Israel, and Latvia.
  • ·XTEND founded in Tel Aviv, Israel, and headquartered in Tampa, Florida.
  • ·Solutions are NDAA-compliant.
Clear Channel Outdoor Holdings, Inc.10-K/Apositivemateriality 6/10

27-03-2026

Clear Channel Outdoor Holdings, Inc. disclosed updated director biographies for Lisa Hammitt and Joe Marchese, emphasizing their extensive technology, AI, and advertising expertise. Key 2025 compensation decisions included base salary increases for NEOs such as Mr. Wells to $1,200,000 (from $1,100,000), Ms. Feldman and Mr. Sailer to $750,000 (from $650,000), and annual incentive payouts at 107%-119% of target due to above-target performance and successful sales of Latin American and European businesses. 2025 equity grants were awarded with grant date fair values from $352,493 to $4,015,083, featuring significant performance-based PSUs tied to Relative TSR and Adjusted EBITDA less CapEx.

  • ·Equity grant mixes: Mr. Wells 40% RSUs / 60% PSUs; Mr. Sailer and Ms. Feldman 45% RSUs / 55% PSUs; Mr. Dilger 75% RSUs / 25% PSUs.
  • ·RSUs vest in three equal installments on April 1, 2026, 2027, and 2028.
  • ·PSUs performance period: April 1, 2025 to March 31, 2028; capped at 100% payout if TSR < 0.
  • ·Annual Incentive Plan: 70% Plan Adjusted EBITDA, 30% individual objectives.
  • ·Company revenues at 32nd percentile of peer group; target NEO comp at 50th percentile.
JFB Construction Holdings425positivemateriality 8/10

27-03-2026

JFB Construction Holdings and XTEND announced the completion of an $8.8 million U.S. Government contract, including delivery of prototype operational systems, ground control equipment, mission payload modules, and New Equipment Training (NET) for up to 30 Special Operations Forces operators. This milestone validates XTEND’s systems in combat-relevant testing and supports scalability for future deployments. The update accompanies their February 17 announced all-stock business combination, backed by investors including Eric Trump, Unusual Machines, American Ventures, LLC, Protego Ventures, and Aliya Capital, with the combined entity to be renamed XTEND AI Robotics under ticker 'XTND'.

  • ·XTEND founded in Tel Aviv, Israel, headquartered in Tampa, Florida, with XFAB manufacturing facilities in U.S., U.K., Singapore, Israel, and Latvia.
  • ·XTEND solutions validated in five combat zones and deployed by national defense, special-mission units, and security organizations globally.
  • ·Business combination expected to list on U.S. national securities exchange under 'XTND' post-closing.
JFB Construction Holdings425positivemateriality 9/10

27-03-2026

JFB Construction Holdings (Nasdaq: JFB) and XTEND announced additional investor materials, including a pre-recorded call and presentation, for their all-stock business combination with an implied $1.5 billion acquisition value, forming XTEND AI Robotics to list on a U.S. exchange under ticker 'XTND'. Key highlights include XTEND's $500 million pipeline, $71 million backlog as of December 31, 2025, $67 billion TAM in defense and security, over 10,000 systems deployed across 30+ countries, and $152 million in strategic investment commitments ($42 million at signing). The transaction has unanimous board approval and majority JFB shareholder consent, with closing expected mid-2026 subject to SEC filings and approvals.

  • ·Deployed with U.S. Department of War, UK Ministry of Defence, Israel Defense Forces, Singapore Army, and law enforcement in multiple countries.
  • ·Combined company to be headquartered in Tampa, Florida.
  • ·Registration statement on Form S-4 to be filed with SEC; transaction unanimously approved by both boards and JFB majority shareholders.
  • ·Materials available on XTEND’s investor relations website.
JFB Construction Holdings425positivemateriality 8/10

27-03-2026

JFB Construction Holdings announced XTEND’s initial delivery of combat-proven tactical drone systems under an $8M defense contract (expandable to $25M) with a Middle East government customer, covering 5,000 units with an option for 10,000 more, as production ramps up to meet urgent demands. This update comes amid the previously announced February 17, 2026, all-stock merger between JFB and XTEND, supported by strategic investments from Eric Trump, Unusual Machines, American Ventures LLC, Protego Ventures, and Aliya Capital, with the combined company to be renamed XTEND AI Robotics and listed under 'XTND'. XTEND, powered by its XOS operating system, has deployed over 10,000 systems in 30+ countries and 5 combat zones.

  • ·Merger definitive agreement announced February 17, 2026, as all-stock transaction.
  • ·XTEND headquartered in Tampa, Florida, with manufacturing in U.S., U.K., Singapore, Israel, Latvia.
  • ·JFB provides general contracting in 36 U.S. states.
  • ·Communication first made available March 9, 2026; SEC filing March 27, 2026.
JFB Construction Holdings425positivemateriality 8/10

27-03-2026

JFB Construction Holdings announced XTEND's strategic partnership with ParaZero Technologies Ltd. to integrate ParaZero's DefendAir net-launching system with XTEND's Scorpio 1000 drone platform, enabling fully autonomous drone interception from detection to capture. The partnership responds to rising demand for integrated defense solutions amid intensifying multi-domain drone threats. XTEND has deployed over 10,000 systems across more than 30 countries, validated in five combat zones, with no reported setbacks or challenges.

  • ·Demonstration video available at https://vimeo.com/1144284408/e403efd488
  • ·XTEND headquartered in Tampa, Florida with XFAB manufacturing in U.S., U.K., Singapore, Israel, and Latvia
  • ·ParaZero founded in 2014
ADTRAN Holdings, Inc.DEF 14Aneutralmateriality 7/10

27-03-2026

ADTRAN Holdings, Inc. (ADTN) filed its DEF 14A Proxy Statement on March 27, 2026, for the virtual 2026 Annual Meeting of Stockholders on May 13, 2026, at 10:30 a.m. CT. Shareholders will vote on electing six directors, approving an amendment to the Amended and Restated Certificate of Incorporation to limit certain officer liability and make other changes to Section 7.1, an advisory vote on named executive officer (NEO) compensation, and ratifying PricewaterhouseCoopers LLP as the independent auditor for fiscal year ending December 31, 2026. The record date is March 16, 2026.

  • ·Virtual meeting access: www.virtualshareholdermeeting.com/ADTN2026 (log in by 10:15 a.m. CT)
  • ·Voting deadline for mailed proxies: May 12, 2026 (May 10, 2026 for 401(k) plan shares)
  • ·Proxy materials available at https://materials.proxyvote.com/00486H
SBC Medical Group Holdings Inc8-Kmixedmateriality 9/10

27-03-2026

SBC Medical reported Q4 2025 total revenues of $40 million, down 11% YoY, but net income attributable to SBC Medical Group more than doubled to $14 million (+117% YoY) with EPS of $0.14 (+133% YoY), though EBITDA declined 35% to $14 million with margin contracting 12 percentage points to 34%. Full year 2025 revenues fell 15% to $174 million, partially offset by net income growth of 9% to $51 million and EPS of $0.50 (+4% YoY), while EBITDA dropped 21% to $70 million with margin down 3 points to 40%. Franchise locations increased to 283 (+34 YoY) and customers reached 6.6 million (+12% YoY), with Q4 average revenue per customer up 11% to $316.

  • ·Cash and cash equivalents increased to $163,773,838 from $125,044,092 YoY.
  • ·Total assets grew to $380,447,946 from $266,083,154 YoY.
  • ·Conference call scheduled for March 27, 2026 at 8:30 am ET.
  • ·Repeat customer rate of 72% for SBC brand, Rize, and Gorilla clinics.
  • ·Net income margin expanded from 23% to 29% for FY2025.
RenovoRx, Inc.8-Kneutralmateriality 6/10

27-03-2026

RenovoRx, Inc. appointed Ramtin Agah, M.D., its Chief Medical Officer and Chairman of the Board, to the newly created position of Executive Chairman, effective February 27, 2026, via an offer letter dated March 24, 2026. The agreement sets Dr. Agah's annualized base salary at $450,000 (effective January 1, 2026, for at least 30 hours per week), with eligibility for a discretionary annual bonus up to 40% of base salary (first payable in 2027) and annual equity grants under the 2021 Omnibus Equity Incentive Plan. Employment is at-will, with customary confidentiality, IP, and severance provisions remaining in effect.

  • ·Appointment formalized by Board on March 24, 2026; offer letter amends and restates prior Consulting Agreement dated January 1, 2018.
  • ·Amended and Restated Change in Control and Severance Agreement dated November 10, 2025 remains in full force.
  • ·Base salary payable semi-monthly based on minimum 30 hours worked per week.
  • ·Equity awards subject to 2021 Omnibus Equity Incentive Plan (or successor) with vesting tied to continued service.
TWO HARBORS INVESTMENT CORP.DEFA14Apositivemateriality 10/10

27-03-2026

Two Harbors Investment Corp. entered into a definitive merger agreement with CrossCountry Intermediate Holdco, LLC (CCM) on March 27, 2026, under which CCM's subsidiary will merge with Two Harbors, with common stockholders receiving $10.80 per share in cash and preferred stockholders entitled to redemption at $25.00 per share plus accumulated dividends. The board unanimously approved and recommends the transaction, subject to stockholder approval and regulatory clearances. However, Two Harbors terminated a prior merger agreement with UWM Holdings Corporation, incurring a $25.4 million termination fee payable by CCM.

  • ·Merger closing conditions include majority stockholder approval, HSR antitrust clearance, no material adverse effect, and REIT tax opinion for CCM.
  • ·Termination possible after 12 months (extendable to 15 months if regulatory delays), or upon breach, injunction, or superior proposal.
  • ·Restricted stock units, performance units, and restricted stock will convert to or vest into Merger Consideration.
Clear Channel Outdoor Holdings, Inc.DEFA14Apositivemateriality 9/10

27-03-2026

The 45-day 'go-shop' period under the February 9, 2026 Merger Agreement with Madison Parent Inc. and Madison Merger Sub Inc. expired on March 26, 2026, with no alternative acquisition proposals received. Clear Channel's financial advisors, Morgan Stanley & Co. LLC and Moelis & Company LLC, contacted 46 parties, securing 7 non-disclosure agreements, but none resulted in indications of interest or offers. The company is now subject to 'no-shop' restrictions ahead of a special stockholder meeting for approval, while highlighting risks to deal completion.

  • ·Merger would result in Clear Channel becoming a wholly owned subsidiary of Parent.
  • ·Soliciting material pursuant to Rule 14a-12 under the Exchange Act.
  • ·Special meeting of stockholders to be announced promptly for Requisite Stockholder Approval.
Clear Channel Outdoor Holdings, Inc.8-Kpositivemateriality 9/10

27-03-2026

The 45-day 'go-shop' period under the February 9, 2026 Merger Agreement with Madison Parent Inc. and Madison Merger Sub Inc. expired on March 26, 2026, with financial advisors Morgan Stanley & Co. LLC and Moelis & Company LLC soliciting 46 parties, 7 of which executed NDAs, but none submitted any indication of interest or alternative acquisition proposals. The Company is now bound by customary no-shop restrictions, subject to fiduciary-out provisions. A special stockholder meeting will be announced promptly to seek approval for the merger involving an investor consortium of Mubadala Capital affiliates and TWG Global.

  • ·NDAs contained no standstill provisions.
  • ·Go-shop period ended at 11:59 p.m. New York City time on March 26, 2026.
  • ·Soliciting material pursuant to Rule 14a-12 under the Exchange Act.
Dine Brands Global, Inc.DEFA14Aneutralmateriality 6/10

27-03-2026

Dine Brands Global, Inc. issued definitive additional proxy materials for its 2026 Annual Meeting of Stockholders on May 14, 2026, at 8:00 A.M. MDT in Boise, Idaho, where shareholders will vote on electing ten directors, ratifying KPMG LLP as independent auditors for fiscal 2026, advisory approval of executive compensation, and competing proposals on special meeting rights (board-supported at 25% ownership threshold vs. stockholder-proposed at 15%, which the board opposes). The board recommends voting FOR proposals 1-4 and AGAINST proposal 5. Proxy materials and 2025 Annual Report are available online at www.envisionreports.com/DIN, with paper requests due by May 1, 2026, and electronic votes due by 8:00 A.M. MT on meeting day.

  • ·Meeting location: 500 South Capitol Boulevard, Boise, Idaho 83702
  • ·Proxy material requests must be received by May 1, 2026 for timely delivery
HG Holdings, Inc.10-Kmixedmateriality 9/10

27-03-2026

HG Holdings, Inc. reported total revenue of $14,736 for the year ended December 31, 2025, up 28% YoY from $11,513, driven by strong 66.5% growth in management fees to $5,000 and 15.5% increase in net premiums written to $6,941, swinging to net income attributable to shareholders of $1,529 from a $239 loss. Total assets grew 20.1% to $50,686 and stockholders' equity rose 30.7% to $41,685. However, net cash provided by operating activities declined 55.2% to $878 from $1,961, other net expenses worsened sharply to $(2,348) from $1,394 due to related party investment losses, and cash and equivalents plus restricted cash fell to $17,079.

  • ·Provision for title claim losses decreased to $119 from $328.
  • ·Net investment income declined to $725 from $1,058.
  • ·Loss from investments in related parties, net was $(3,084) vs $(815).
  • ·Income tax benefit of $2,737 in 2025 vs $18.
  • ·Common stock repurchases totaled $4,381 in 2025 vs $243 in 2024.
  • ·Issuance of common stock raised $12,470.
SBC Medical Group Holdings Inc10-Kmixedmateriality 9/10

27-03-2026

Total revenues declined 15.48% YoY to $173,607,489 in 2025 from $205,415,542 in 2024, primarily due to sharp drops in franchising revenue (-24.72% to $45,943,241) and management services revenue (-44.22% to $29,628,534), while rental services revenue grew 42.69% to $23,032,651 and procurement revenue edged up 2.26% to $56,053,171. Despite the revenue contraction, net income attributable to SBC Medical Group Holdings Incorporated increased 9.38% to $50,985,613, bolstered by a 30.26% reduction in operating expenses to $59,797,324 and other income surging 362.52% to $14,579,232. Cash and cash equivalents rose 30.97% to $163,773,838 at year-end.

  • ·Revenues from Medical Corporation Shobikai declined to $40,953,913 in 2025 from $53,862,520 in 2024.
  • ·No impairment loss or stock-based compensation recorded in 2025, compared to $15,058,965 and $13,022,692 in 2024.
  • ·Gain on redemption of life insurance policies of $8,746,138 in 2025.
  • ·Net cash provided by operating activities increased 19.85% to $24,668,496.
Dine Brands Global, Inc.DEF 14Aneutralmateriality 7/10

27-03-2026

Dine Brands Global, Inc. (DIN) filed its DEF 14A Proxy Statement on March 27, 2026, for the 2026 Annual Meeting of Stockholders, proposing the election of 10 directors, ratification of KPMG LLP as independent auditor for the fiscal year ending January 3, 2027, advisory approval of named executive officer compensation, and competing advisory votes on special meeting thresholds at 25% (board-supported) versus 15% (stockholder proposal) ownership. The Board recommends FOR Proposals 1-4 and AGAINST Proposal 5. As of the March 18, 2026 record date, there were 12,980,318 shares of common stock outstanding.

  • ·Voting deadline: 11:59 p.m. Eastern Time on May 13, 2026
  • ·Quorum requires majority of voting power of capital stock present or by proxy
  • ·Director election by majority of votes cast; abstentions and broker non-votes have no effect
  • ·Proposals 2-5 require majority of voting power present or represented by proxy
3M CODEFA14Aneutralmateriality 4/10

27-03-2026

3M Company filed Definitive Additional Materials (DEFA14A) as a proxy statement pursuant to Section 14(a) of the Securities Exchange Act of 1934 on March 27, 2026. The filing was made by the registrant with no fee required. No specific financial metrics, performance data, or shareholder proposals are detailed in the provided filing header.

  • ·Filing categorized as Definitive Additional Materials.
Avantor, Inc.DEFA14Aneutralmateriality 3/10

27-03-2026

Avantor, Inc. (AVTR) filed Definitive Additional Proxy Soliciting Materials (DEFA14A) on March 27, 2026, as additional materials related to a proxy statement under Section 14(a) of the Securities Exchange Act of 1934. The filing primarily contains metadata, company details such as CIK 0001722482 and address in Radnor, PA, and embedded image data (nanda1.jpg), with no financial metrics, performance data, or substantive proxy details provided. No positive or negative developments are disclosed.

  • ·Filing Type: DEFA14A (Definitive Additional Proxy Soliciting Materials)
  • ·SEC File Number: 001-38912
  • ·Fiscal Year End: December 31
  • ·SIC: LABORATORY ANALYTICAL INSTRUMENTS [3826]
  • ·EIN: 822758923
  • ·Business Address: Radnor Corporate Center, Building One, Suite 200, 100 Matsonford Road, Radnor, PA 19087
Avantor, Inc.DEF 14Aneutralmateriality 6/10

27-03-2026

Avantor, Inc. (AVTR) filed its DEF 14A definitive proxy statement on March 27, 2026, in advance of its annual shareholder meeting on May 7, 2026. The document provides XBRL-tagged disclosures on executive compensation under pay versus performance rules, covering Principal Executive Officers Emmanuel Ligner and Michael Stubblefield for fiscal years 2021-2025, including adjustments for equity awards, pensions, dividends, and fair value changes. No specific compensation amounts, performance metrics, or period-over-period changes are numerically detailed in the provided filing excerpt.

  • ·Annual shareholder meeting date: May 7, 2026
  • ·Fiscal year end: December 31
  • ·Company address: Radnor Corporate Center, Building One, Suite 200, 100 Matsonford Road, Radnor, PA 19087
  • ·EIN: 822758923
  • ·Standard Industrial Classification: Laboratory Analytical Instruments [3826]
Victory Capital Holdings, Inc.DEF 14Aneutralmateriality 6/10

27-03-2026

Victory Capital Holdings, Inc. (VCTR) filed its DEF 14A Proxy Statement on March 27, 2026, for the virtual 2026 Annual Meeting of Stockholders on May 6, 2026, at 8:00 a.m. ET. Key proposals include the election of Class II directors to serve until the 2029 annual meeting, ratification of Deloitte & Touche LLP as independent auditors for the fiscal year ending December 31, 2026, and a non-binding advisory vote to approve named executive officer compensation. The record date for shareholders entitled to vote is March 10, 2026.

  • ·Meeting accessible via www.virtualshareholdermeeting.com/VCTR2026 using control number from Notice or proxy card.
  • ·Proxy materials and 2025 Form 10-K available at www.proxyvote.com.
  • ·Vote required: Plurality for director election; Majority for auditor ratification and advisory compensation vote.
Victory Capital Holdings, Inc.DEFA14Aneutralmateriality 7/10

27-03-2026

Victory Capital Holdings, Inc. (VCTR) filed DEFA14A additional proxy materials for its annual stockholder meeting on May 6, 2026, at 8:00 A.M. ET, held virtually. Key proposals include the election of Class II directors Céline Boyer-Chammard, Mary Jackson, and Alan H. Rappaport; ratification of Deloitte & Touche LLP as independent auditors for the fiscal year ending December 31, 2026; and a non-binding advisory vote to approve named executive officer compensation, with the board recommending FOR all items. Shareholders can request paper/email copies of materials by April 22, 2026.

  • ·Virtual meeting access: www.virtualshareholdermeeting.com/VCTR2026
  • ·Voting platform: www.ProxyVote.com
  • ·Material request options: www.ProxyVote.com, 1-800-579-1639, or sendmaterial@proxyvote.com (include control number)
Everus Construction Group, Inc.DEF 14Apositivemateriality 8/10

27-03-2026

Everus Construction Group, Inc. reported record 2025 results in its DEF 14A Proxy Statement filed March 27, 2026, with revenues of $3.75 billion (up 32% YoY from 2024), net income of $201.8 million (up 41%), and EBITDA of $319.8 million (up 38%), alongside a record backlog of $3.23 billion. The proxy solicits votes for the May 12, 2026 virtual Annual Meeting on director elections, advisory approval of executive compensation, and ratification of KPMG LLP as auditors for 2026. No declines or flat performance were noted in the highlighted metrics.

  • ·Annual Meeting: May 12, 2026 at 11:00 a.m. CDT via www.virtualshareholdermeeting.com/ECG2026
  • ·Record Date: March 16, 2026
  • ·Voting items: (1) Election of directors, (2) Advisory vote on named executive officer compensation, (3) Ratification of KPMG LLP as independent auditors for 2026
VisionWave Holdings, Inc.8-Kneutralmateriality 4/10

27-03-2026

VisionWave Holdings, Inc. announced the completion of an internal research paper evaluating radio-frequency (RF)-based subsurface sensing architectures as part of its long-term strategic initiatives. The announcement was made via a press release furnished under Item 7.01. No financial metrics or performance data were disclosed.

Virtuix Holdings Inc.8-Kpositivemateriality 7/10

27-03-2026

Virtuix Holdings Inc. announced that the U.S. Marine Corps Training and Education Command (TECOM), through strategic partner KBR, has purchased an Omni One omni-directional treadmill system for experimentation in warfighter training and mission planning, with delivery scheduled to the TECOM Integration Lab in Quantico, Virginia, in April 2026. This sale expands Virtuix’s defense footprint following prior deployments to the U.S. Military Academy at West Point, U.S. Air Force Academy, and Yokota Air Base. CEO Jan Goetgeluk highlighted the growing momentum in military applications for full-body VR technologies like Virtual Terrain Walk (VTW).

  • ·System purchased for evaluation in support of operational planning, mission rehearsal, and combat readiness training.
  • ·VTW enables multi-user AI-driven 3D reconstruction of real-world environments for physical navigation in geo-specific virtual worlds.
Adagio Medical Holdings, Inc.10-Knegativemateriality 9/10

27-03-2026

Adagio Medical Holdings, Inc. reported zero revenue for the full year ended December 31, 2025, a 100% decline from $602 thousand combined in 2024 (Successor $269 thousand + Predecessor $333 thousand), contributing to a net loss of $25,084 thousand. While total operating expenses decreased 16% to $21,890 thousand and no impairments were recorded (vs. $49,202 thousand in 2024 Successor), loss from operations was $21,890 thousand and cash used in operating activities rose to $19,014 thousand. Cash and equivalents ended at $17,105 thousand, down from $20,586 thousand, supported by $16,134 thousand from financing activities.

  • ·Convertible notes payable increased to $21,040 thousand from $16,076 thousand.
  • ·Total liabilities $30,851 thousand at Dec 31 2025 vs $28,536 thousand at Dec 31 2024.
  • ·Accumulated deficit grew to $95,609 thousand from $70,586 thousand.
  • ·Basic net loss per share $ (1.51) for 2025 Successor vs $ (3.38) 2024 Successor.
  • ·Risks include potential inability to refinance Convertible Securities Notes and impacts from proposed tariffs on gross margins.
ALLY AUTO RECEIVABLES TRUST 2022-310-Kneutralmateriality 4/10

27-03-2026

Ally Auto Receivables Trust 2022-3 filed its 10-K annual report on March 27, 2026, covering the year ended December 31, 2025. Financial statements and schedules are not applicable; the filing primarily lists exhibits including formation agreements from December 14, 2022, and compliance reports from Ally Bank and U.S. Bank Trust Company, National Association. No operational or financial performance metrics are disclosed.

  • ·Compliance reports cover activities for year ended December 31, 2025, with attestations dated March 6, 2026 (Ally Bank) and February 26, 2026 (U.S. Bank Trust Company, National Association).
  • ·Key exhibits include agreements dated December 14, 2022 (Indenture, Trust Agreement, Pooling Agreement, etc.) and Second Amended and Restated Limited Liability Company Agreement dated November 7, 2018.

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