Dow Jones 30 Stocks SEC Filings — April 10, 2026

10-04-2026

Plains GP Holdings LP (PAGP) has issued a proxy statement for its Annual Meeting on May 20, 2026, at 10:30 a.m. CT in Houston, TX, with a record date of March 23, 2026. Shareholders will vote on electing four Class I directors (Willie Chiang, Ellen DeSanctis, Alexandra Pruner, and Lawrence Ziemba) to serve until the 2029 annual meeting, ratifying PricewaterhouseCoopers LLP as auditors for the fiscal year ending December 31, 2026, and approving on a non-binding basis the 2025 named executive officer compensation. As of the record date, there were 197,904,124 Class A shares, 35,096,306 Class B shares, and 530,943,161 Class C shares outstanding, with all Class C shares owned by Plains All American Pipeline, L.P. (PAA) for pass-through voting.

• ·PAGP Annual Meeting voting deadline: 11:59 p.m. ET on May 19, 2026 (Internet/telephone); legal proxy registration deadline: 5:00 p.m. ET on May 13, 2026.
• ·PAA Annual Meeting held immediately prior to PAGP meeting for pass-through voting instructions on Class C shares (excluding Plains AAP).
• ·Broker non-votes possible for non-routine Proposals 1 and 3 (director election and advisory compensation vote); only Proposal 2 (auditor ratification) is routine.

10-04-2026

Coca-Cola Europacific Partners plc (CCEP) announces board committee composition changes effective after the Annual General Meeting on 28 May 2026, including the appointment of Mary Harris as Senior Independent Director. Key changes involve Nathalie Gaveau retiring from the Environmental, Social and Governance Committee, Dessi Temperley joining it, Nicolas Mirzayantz shifting to the Nomination Committee from Audit, and Mark Price becoming Chairman of the Affiliated Transaction Committee. Subject to AGM approval, new Independent Non-executive Directors Laurence Debroux and Uvashni Raman will join the Audit, Remuneration, and Affiliated Transaction Committees.

• ·Updated Audit Committee: Dessi Temperley (Chairman), Robert Appleby, John Bryant, Nicolas Mirzayantz, Laurence Debroux, Uvashni Raman.
• ·Updated Affiliated Transaction Committee: Mark Price (Chairman), Robert Appleby, Nancy Quan, Uvashni Raman.
• ·Updated ESG Committee: Mario Rotllant (Chairman), Sol Daurella, Alfonso Líbano Daurella, Dessi Temperley.
• ·Updated Nomination Committee: Mary Harris (Chairman), Manolo Arroyo, Sol Daurella, Nicolas Mirzayantz, Mark Price.
• ·Updated Remuneration Committee: John Bryant (Chairman), Manolo Arroyo, José Ignacio Comenge, Laurence Debroux, Mary Harris.
• ·Notification in accordance with UK Listing Rule 6.4.6R(3).

10-04-2026

Republic Airways Holdings Inc. (RJET) filed a DEFA14A Definitive Additional Proxy Materials on April 10, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing was made by the registrant with no fee required. No substantive proxy details, financial data, or voting matters are included in the provided filing header.

10-04-2026

Artificial Intelligence Technology Solutions, Inc. (AITX) filed an 8-K on April 10, 2026, announcing the issuance of a press release titled 'AITX's RAD Expands Data Center Security Footprint to 30 Units at Single Site.' This update highlights expansion in their RAD security product deployment at a single data center site. No financial metrics or period-over-period comparisons were disclosed.

• ·Filing includes Exhibit 99.1: April 10, 2026 Press Release
• ·Items reported: 8.01 (Other Events), 9.01 (Exhibits)

10-04-2026

American Strategic Investment Co. (NYSE: NYC) issued a press release on April 10, 2026, announcing the release of its fourth quarter and full year ended December 31, 2025 earnings on April 15, 2026, before the New York Stock Exchange open. The press release is furnished as Exhibit 99.1 under Regulation FD Disclosure (Item 7.01). No financial results or metrics were disclosed in this filing.

• ·Filing includes Exhibit 99.1 (Press Release dated April 10, 2026) and Exhibit 104 (Cover Page Interactive Data File).

10-04-2026

Biglari Holdings Inc. held its Annual Meeting of Shareholders on April 8, 2026, with 200,129 shares of Class A common stock voted, representing 95% of the 211,176 outstanding shares. All five director nominees were elected with strong support, receiving 168,605 to 171,200 votes for and 21,166 to 23,761 withheld, alongside 7,763 broker non-votes. Shareholders overwhelmingly ratified Deloitte & Touche LLP as the independent auditor for 2026, with 198,645 votes for, 1,261 against, and 197 abstentions.

• ·Director votes - Sardar Biglari: 169,573 For, 22,793 Withheld
• ·Director votes - Philip L. Cooley: 170,219 For, 22,147 Withheld
• ·Director votes - Kenneth R. Cooper: 170,697 For, 21,669 Withheld
• ·Director votes - John G. Cardwell: 171,200 For, 21,166 Withheld
• ·Director votes - Ruth J. Person: 168,605 For, 23,761 Withheld

10-04-2026

Abra Financial Holdings, Inc. filed a Rule 425 communication disclosing a webinar on April 9, 2026, featuring CEO Bill Barhydt and Head of Asset Management Marissa Kim discussing crypto portfolio strategies in the 'Fourth Turning' amid its Business Combination Agreement with New Providence Acquisition Corp. III dated March 16, 2026. The presentation highlighted Bitcoin's outperformance versus gold (currently at $72,000), the rapid growth of crypto companies reaching $100M revenue, and smart contracts as the future of banking, with no company-specific financial metrics or declines reported.

• ·Business Combination Agreement dated March 16, 2026, between Abra Financial Holdings, Inc. and New Providence Acquisition Corp. III
• ·Webinar aired April 9, 2026, at 4:00 pm ET
• ·Bitcoin outperforming gold since Iran conflict; Iran accepting Bitcoin for Strait of Hormuz tolls
• ·Gold up approximately 2.5X post-major crises (Great Depression, 1970s stagflation, GFC, COVID)

10-04-2026

On April 6, 2026, Onfolio Holdings Inc. held a Special Meeting of Stockholders where all four proposals passed with strong majorities: the Reverse Stock Split Proposal (1-for-5 to 1-for-50) approved by 97.21% of votes, the Notes Proposal for share issuance upon convertible note exercise by 96.44%, the Adjournment Proposal by 95.17%, and the Authorized Share Increase from 50,000,000 to 300,000,000 common shares by 89.79%. While approvals were overwhelming, the share increase faced the highest opposition at 10.17%, and broker non-votes exceeded 934,000 shares on some proposals.

• ·Reverse stock split ratio range: 1-for-5 to 1-for-50, to be effected within one year if at all.
• ·Notes issued pursuant to securities purchase agreements dated November 17, 2025.
• ·Company is an emerging growth company.

10-04-2026

McCormick & Company is combining with Unilever PLC's food businesses, including iconic brands like Knorr and Hellmann’s, to create a preeminent global flavor company, expected to be accretive to sales, adjusted operating margin, and EPS in the first year. The deal anticipates $600 million in cost synergies, primarily in the first two years, and 3-5% revenue synergies through expanded distribution, innovation, and brand expansion, building on McCormick's strong integration track record. While Unilever's food business has grown at low single digits amid industry challenges, the combination aims to accelerate topline growth to outperform peers.

• ·McCormick's prior successful acquisitions include Frank’s, French’s, Cholula, and FONA, completed faster than planned with stronger synergies.
• ·Unilever expert at carve-outs; 80% of food sales have standalone sales force, manufacturing, and R&D.
• ·Opportunities in emerging markets like Brazil, Mexico, Philippines; focus on food service and R&D innovation.
• ·McCormick founded in 1889 with history of growth through acquisitions.

10-04-2026

Abra Financial Holdings, Inc., party to a Business Combination Agreement dated March 16, 2026 with New Providence Acquisition Corp. III, announced that CEO Bill Barhydt and Head of Asset Management Marissa Kim participated in a webinar on April 9, 2026, discussing crypto portfolio strategies in the 'Fourth Turning' amid geopolitical and debt cycle concerns. They highlighted Bitcoin outperforming gold since the Iran conflict, reaching $72,000 despite bearish narratives, and rapid growth in crypto companies like Hyperliquid achieving $100 million in revenue quickly. No specific financial results or metrics for Abra were disclosed.

• ·Business Combination Agreement dated March 16, 2026
• ·Webinar aired April 9, 2026 at 4:00 pm ET
• ·Iran announcing Bitcoin payments for tolls in Strait of Hormuz
• ·No four-year period since Bitcoin inception where it has been down on a dollar basis

10-04-2026

Annovis Bio, Inc. (NYSE: ANVS) announced the pricing of a $10 million underwritten offering of 5,263,156 shares of common stock at $1.90 per share combined with accompanying warrants exercisable at $2.50 per share, expected to close on or about April 10, 2026. The net proceeds will fund the Phase 3 clinical development of buntanetap for Alzheimer's disease, working capital, and general corporate purposes. No declines or flat metrics reported in this financing announcement.

• ·Warrants exercisable commencing six months after issuance and expire five years and six months after issuance.
• ·Offering pursuant to shelf registration on Form S-3 (No. 333-276814), filed February 1, 2024, effective February 12, 2024.
• ·Canaccord Genuity acting as sole bookrunner.

10-04-2026

Quanta Services, Inc.'s DEF 14A proxy statement outlines corporate governance practices, including the roles and responsibilities of the Chairman of the Board and Lead Director, the Board's active oversight of strategy through reviews of the five-year strategic plan focusing on workforce, growth, margins, and capital allocation, and enterprise-wide risk management led by key executives. The Board and its committees, such as Audit, Compensation, Finance and Investment, and Governance and Nominating, oversee specific risks including financial reporting, compensation, acquisitions, and governance structure. No financial performance metrics or period-over-period comparisons are disclosed in this governance-focused filing.

10-04-2026

Honeywell International Inc. filed a DEFA14A Definitive Additional Proxy Materials on April 10, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. This filing serves as supplemental material to the company's proxy statement and indicates no fee was required. No financial metrics, performance data, or specific proposals are detailed in the provided filing header.

10-04-2026

Vontier Corporation (VNT) filed its DEF 14A Proxy Statement on April 10, 2026, for the 2026 Annual Meeting of Stockholders on June 4, 2026, at 12:30 p.m. ET via live webcast, with a record date of April 6, 2026. Shareholders will vote on electing eight director nominees (Karen C. Francis, Gloria R. Boyland, Maryrose Sylvester, Robert L. Eatroff, David M. Foulkes, Mark D. Morelli, and J. Darrell Thomas), ratifying Ernst & Young LLP as independent auditors for the year ending December 31, 2026, and approving named executive officer compensation on an advisory basis. The filing includes disclosures on corporate governance, director compensation, and executive pay versus performance, but no specific financial performance metrics or period-over-period changes are detailed in the provided content.

• ·Annual Meeting held online only via live webcast at www.virtualshareholdermeeting.com/VNT2026.
• ·Voting methods include Internet, telephone, or traditional proxy card.
• ·Board recommends FOR all three proposals.

10-04-2026

Camping World Holdings, Inc. filed an 8-K on April 10, 2026, disclosing Second Amended and Restated Employment Agreements effective January 1, 2026, for Thomas E. Kirn and Lindsey J. Christen with the company and CWGS Enterprises, LLC under Item 5.02. The filing includes exhibits for these agreements (10.1 and 10.2), a Form of Performance Stock Unit Award Grant Notice and Agreement (10.3), and Inline XBRL (104). The report was signed by Lindsey J. Christen, Chief Administrative and Legal Officer.

10-04-2026

ALM First Financial Advisors, LLC filed its 13F-HR holdings report as of March 31, 2026, disclosing sole voting power over 25 ETF positions with no prior period comparisons provided. Key holdings include Vanguard S&P 500 ETF at 146161925 and Cambria Global Momentum ETF at 67184967, alongside other Cambria and Vanguard ETFs. The filing reflects a snapshot of discretionary assets under management focused on ETFs.

• ·Filing submitted on April 10, 2026 for period ended March 31, 2026
• ·All positions held with sole voting power (SH SOLE)
• ·Central Index Key: 0001950054
• ·SEC File Number: 028-22726

10-04-2026

NorthEast Community Bancorp, Inc. has filed a definitive proxy statement for its 2026 annual meeting of stockholders, to be held virtually on May 21, 2026 at 9:00 a.m. ET via https://www.cstproxy.com/necb/2026. Shareholders as of the April 2, 2026 record date, when 13,815,407 shares of common stock were outstanding, will vote on electing four directors for three-year terms by plurality, approving the 2026 Equity Incentive Plan by majority of votes cast, and ratifying S.R. Snodgrass, P.C. as independent auditors for the fiscal year ending December 31, 2026. The Board recommends voting 'FOR' all proposals; no financial performance metrics or period comparisons are discussed.

• ·Voting restrictions: Record holders beneficially owning >10% of shares generally cannot vote excess shares unless approved by majority of disinterested directors.
• ·Quorum: Majority of outstanding shares; abstentions and broker non-votes count for quorum but not votes cast (except directors elected by plurality).
• ·ESOP/401(k) participants direct voting for allocated shares; unallocated/ESOP unvoted shares follow ESOP Committee (outside directors).

10-04-2026

Delek US Holdings, Inc. and its subsidiaries entered into Amendment No. 4 to the Third Amended and Restated Credit Agreement originally dated October 26, 2022, effective April 9, 2026, with lenders and Wells Fargo Bank, National Association, as administrative agent. The amendment updates certain terms, deletes or restates multiple schedules (e.g., Commitments, Permitted Investments, Litigation), and adds a new schedule on Transactions with Affiliates, while confirming no Event of Default exists post-amendment. Conditions to effectiveness include perfected security interests, solvency certification, and a Borrowing Base Certificate, with no specific changes to borrowing capacity or financial metrics disclosed.

• ·Amendment updates Schedules including C-1 (Commitments), P-1 (Permitted Investments), P-2 (Permitted Liens), and adds new Schedule 5.13(e) (Transactions with Affiliates).
• ·Exhibits amended: C-1 (Compliance Certificate), J-1 (Borrower Joinder), J-2 (Guarantor Joinder), P-1 (Perfection Certificate).
• ·Legal opinions provided by Willkie Farr & Gallagher LLP and PPGMR Law, PLLC.

10-04-2026

CoreCivic, Inc. entered into the Second Amendment to its Fourth Amended and Restated Credit Agreement dated April 10, 2026, increasing the revolving credit facility limit from $300,000,000 to $400,000,000 and the incremental term loan capacity from $300,000,000 to $400,000,000. The amendment provides for a new $100,000,000 Incremental Term Loan-1 (fully drawn on the effective date), maturing April 9, 2027, with variable interest rates based on leverage (initially Pricing Level IV: Term SOFR + 3.25% or Base Rate + 2.25%), for working capital, general corporate purposes, Permitted Acquisitions, and revolver repayments. The company certified pro forma compliance with financial covenants, with no defaults or events of default.

• ·Amendment effective April 10, 2026, upon satisfaction of conditions including executed documents, officer's compliance certificate, legal opinions, no defaults, and payment of fees.
• ·Incremental Term Loan-1 terms identical to Initial Term Loan except maturity (April 9, 2027), pricing grid, and single draw with no prepayment penalty.
• ·Pricing grid steps down with lower Consolidated Total Leverage Ratio; initial Pricing Level IV until post-June 30, 2026 fiscal quarter.

10-04-2026

Establishment Labs Holdings Inc. filed a DEFA14A Definitive Additional Proxy Materials on April 10, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing indicates no fee was required and is marked as Definitive Additional Materials. No specific financial data, proposals, or other substantive details are provided in the document.

10-04-2026

Travel + Leisure Co. (TNL) filed a DEFA14A, definitive additional proxy soliciting materials pursuant to Section 14(a) of the Securities Exchange Act of 1934 on April 10, 2026. No filing fee was required. The document contains no financial data, performance metrics, or substantive proposals.

10-04-2026

TPG Twin Brook Capital Income Fund filed Definitive Additional Proxy Materials (DEFA14A) on April 10, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing is marked as 'Definitive Additional Materials' by the registrant with no fee required. No specific proxy proposals, shareholder matters, or financial details are included in the provided content.

10-04-2026

Naviter Wealth, LLC filed its 13F-HR report disclosing 271 equity positions with a total market value of $800,611,858 as of March 31, 2026. The portfolio is diversified across stocks and ETFs, with the largest holding in ALPS ETF TR ALERIAN MLP valued at $70,841,000 (1,345,764 shares). Other significant positions include AT&T Inc. ($325,835), Abbott Laboratories ($2,391,843), and AbbVie Inc. ($3,640,440).

• ·Filing date: April 10, 2026
• ·Report period end: March 31, 2026
• ·Business address: 1 Information Way, Suite 400, Little Rock, AR 72202
• ·Phone: 501-333-9800
• ·CIK: 0001855567
• ·EIN: 854162844

10-04-2026

Longeveron Inc. filed an S-1 registration statement on April 10, 2026, to register for resale up to 30,865,385 shares of Class A common stock by selling stockholders, stemming from a private placement with initial closing gross proceeds of approximately $15.9 million. However, the company faces significant challenges including Nasdaq minimum bid price non-compliance (deadline September 21, 2026), temporary audit committee composition issues following a director resignation, and a going concern opinion due to working capital deficiency and losses. Potential dilution is notable with post-offering Class A shares potentially reaching 52,649,134 assuming conversions and exercises.

• ·Nasdaq minimum bid price non-compliance notice received September 22, 2025; initial 180-day period until March 23, 2026; second 180-day extension until September 21, 2026.
• ·Audit Committee temporarily non-compliant after March 3, 2026 resignation of Richard Kender; Dr. Roger Hajjar appointed March 4, 2026; plans to appoint independent audit committee financial expert within 180 days or at next annual meeting.
• ·PA Warrants exercisable immediately at $0.65 per share for 5 years.
• ·Excludes from outstanding shares: 22,326,547 shares from outstanding warrants, 1,000,265 RSUs, 837,887 stock options (avg $2.61), and 50,000 third-party options ($2.15).

10-04-2026

BrightSpring Health Services, Inc. filed definitive additional proxy materials (DEFA14A) for its Annual Meeting of Stockholders on May 21, 2026, at 1:00 PM ET, to be held virtually at www.proxydocs.com/BTSG. The agenda includes Proposal 1: election of Class II directors Olivia Kirtley, Max Lin, and Steve Miller; Proposal 2: ratification of KPMG LLP as independent accounting firm for the year ending December 31, 2026; and Proposal 3: advisory vote on executive compensation, with the Board recommending a FOR vote on all. Stockholders of record as of March 30, 2026, are eligible to participate.

• ·Meeting requires online registration at www.proxydocs.com/BTSG using 12-digit control number.
• ·Proxy materials available online; paper copies orderable via www.investorelections.com/BTSG, 1-866-648-8133, or paper@investorelections.com.
• ·Such other business as may properly come before the meeting or any adjournment.

10-04-2026

TrustCo Bank Corp NY filed an 8-K on April 10, 2026, announcing via press release (Exhibit 99(a)) that it will release its first quarter 2026 financial results on April 21, 2026. The company will hold a conference call to discuss the results on April 22, 2026.

10-04-2026

Voya Financial's 2026 Proxy Statement highlights exceptional 2025 performance, exceeding financial targets with over $1 billion in pre-tax adjusted operating earnings, $775 million in excess capital generation, and 22% adjusted EPS growth across all business segments. Key achievements include Retirement reaching 10 million participants with record $28.2 billion organic DC net flows and $959 million adjusted operating earnings near 40% margins, Employee Benefits improving from $40 million to $152 million in adjusted operating earnings, and Voya Investment Management achieving record $14.6 billion net flows with net revenues over $1 billion. NEO annual cash incentives were paid at 178% to 209% of target, reflecting strong individual contributions amid assets under management/administration surpassing $1 trillion.

• ·OneAmerica integration delivered adjusted operating earnings well in excess of $75M target
• ·Voya Investment Management adjusted operating margin held at 28.3%
• ·Excess capital generation 10% above targets supporting $374M capital return to shareholders
• ·Secured DALBAR’s Excellent designation for 15th consecutive year and PLANADVISER Adviser Choice Award
• ·100% resolution of critical cybersecurity vulnerabilities within SLAs
• ·Target annual cash incentives: Ms. Lavallee $2.5M, Mr. Katz $1.625M, Mr. Kaduson $1.875M, Mr. Toms $2.1125M, Mr. Keshavan $1.35M

10-04-2026

FRP Holdings, Inc. reported Q4 FY2025 net income attributable to the Company of $0.38 million, down 77% YoY from $1.68 million, primarily due to $0.5 million in Altman Logistics acquisition expenses, multifamily NOI decline of 3% from lower occupancy at Dock and Maren, and 12% drop in Industrial/Commercial NOI from vacancies and new depreciation at Chelsea. However, total NOI rose slightly to $9.29 million from $9.10 million, driven by 11% Mining Royalty Lands NOI growth from higher royalties per ton, and the Company completed the acquisition of Altman Logistics on October 21, 2025, adding development capabilities and personnel. Full-year pro rata NOI fell 0.7% YoY, adjusted up ~$1.0 million excluding prior non-recurring mining items.

• ·Multifamily average occupancy 90.7% Q4 2025 vs 92.5% Q4 2024.
• ·Industrial/Commercial: 10 buildings totaling 773,356 sq ft industrial + 33,708 sq ft office; Chelsea 258,279 sq ft 100% vacant.
• ·Mining: Royalty tons down 3% but royalties per ton up 15%.
• ·Development: Funded $27.8M of $31.1M for Harford County MD 344 residential lots; 195 lots sold.
• ·Equity in loss of joint ventures improved 11.1% to $2.47M loss.

10-04-2026

The proxy statement seeks ratification of KPMG LLP as the independent auditor for 2026, with audit fees increasing 12.4% YoY to $1,180,000 in 2025 from $1,050,317 in 2024, and total fees rising 69.5% to $1,779,800 due to $599,800 in new tax fees. The Board consists of 7 members (5 independent), held 4 meetings in 2025 with full attendance, and non-management directors received $20,000 cash plus $120,097 in RSUs. No annual stockholder meeting was held in 2025 due to lack of quorum.

• ·Audit committee consists of Constantino (chair), Kavanaugh, Laffer, Swain, and Wood; all financially literate and independent.
• ·Non-management directors each received additional chair/lead fees: Audit chair $15,000, Compensation/Nominating chairs $7,500 each, Lead independent $10,000.
• ·No annual stockholder meeting held in 2025 due to lack of quorum.
• ·Adviser has right to designate 2 board nominees (Dondero and Mitts).

10-04-2026

Palomar Holdings, Inc. issued a notice for its 2026 Annual Meeting of Stockholders on May 21, 2026, seeking approval to elect Class I directors Daryl Bradley and Thomas Bradley to serve until the 2029 Annual Meeting, an advisory vote on named executive officer compensation, and ratification of Ernst & Young LLP as independent auditors for the fiscal year ending December 31, 2026. The Board of Directors recommends voting FOR all proposals. Proxy materials, including the 2026 Proxy Statement and 2025 Annual Report, are available online at www.investorvote.com/PLMR.

• ·Annual Meeting location: Corporate Headquarters, 7979 Ivanhoe Avenue, Suite 500, La Jolla, CA 92037 at 9:00 A.M. Pacific Time
• ·Electronic votes must be received by May 20, 2026 at 11:59 P.M. Pacific Time
• ·Requests for paper copies of proxy materials must be received by May 10, 2026
• ·Fiscal year end: December 31, 2026 (for auditor ratification)

10-04-2026

Magic Empire Global Ltd's FY2025 revenue declined 9.8% YoY to HK$11,529,000 (US$1,481,248) from HK$12,784,230 in FY2024, with IPO sponsorship services dropping sharply to zero and FA/IFA services falling 9.1% after prior growth, while CA services saw a modest increase. Operating expenses rose slightly to HK$23,546,235, leading to a widened operating loss of HK$12,017,235 and net loss of HK$8,308,660 (US$1,067,497), despite some other income. The company reported net operating cash outflows in 2024 and 2025, with no dividends planned amid Nasdaq listing risks and competitive pressures in Hong Kong.

• ·Net operating cash outflow recorded for years ended December 31, 2024 and 2025
• ·No income tax expenses in FY2023, FY2024, or FY2025
• ·No dividends intended for the foreseeable future
• ·Relies on Hong Kong market conditions and faces fierce competition in corporate finance services
• ·Potential Nasdaq delisting risk due to proposed $5 million minimum market value requirement

10-04-2026

Hope Bancorp, Inc. (HOPE) filed its DEF 14A proxy statement for the 2026 Annual Meeting of Stockholders on May 21, 2026, proposing the election of 9 directors (7 current and 2 new nominees), ratification of Crowe LLP as independent auditor for 2026, and an advisory vote to approve 2025 Named Executive Officer compensation. The shareholder letter highlights 2025 progress including the acquisition of Territorial Bancorp in April 2025 to enter the Hawaii market, lowered deposit costs, reduced brokered funding reliance, improved asset quality and earning asset mix, talent investments, and governance enhancements such as strengthened Lead Independent Director role and majority voting for directors. Board size will reduce to 9 following the meeting, with no declines or flat metrics reported.

• ·Annual Meeting: Thursday, May 21, 2026 at 10:30 AM Pacific Time, virtual at www.meetnow.global/HOPE2026.
• ·Record Date: Close of business on March 23, 2026.
• ·2025 Annual Report on Form 10-K and Proxy Statement available at www.envisionreports.com/HOPE.

10-04-2026

EvoAir Holdings Inc. (EVOH) reported revenue of $67,588 for the three months ended February 28, 2026, down 5% YoY from $71,124, while gross profit improved sharply to $5,444 from $1,058; however, for the six months ended, revenue declined 28% YoY to $88,039 from $123,053 amid ongoing losses. Net loss attributable to equity holders narrowed to $939,020 in Q2 FY2026 (three months) from $1,205,822 YoY and to $1,917,162 for six months from $5,761,223, driven by a 65% reduction in operating expenses to $2,046,509. Cash used in operations improved slightly to $716,152 for six months, with net cash increase of $75,338, though ending cash fell to $45,835 from $199,461 YoY.

• ·Shareholding in subsidiary WKL Guanzhe Green Technology Guangzhou Co Ltd increased from 62.5% to 66.67% on February 6, 2026.
• ·Net cash generated from financing activities for six months: $853,410 in 2026 vs $744,728 in 2025.
• ·Cash and cash equivalents at end of six months: $45,835 in 2026 (down from $199,461 in 2025).
• ·EPS basic and diluted (six months): ($0.07) in 2026 vs ($0.22) in 2025.

10-04-2026

Bausch & Lomb Corp (BLCO) filed its 2026 DEF 14A Proxy Statement on April 10, 2026, nominating eight independent directors for election: Eduardo Alfonso, M.D., Nathalie Bernier, Steven H. Collis, Sarah B. Kavanagh, Karen L. Ling, John A. Paulson, Russel C. Robertson, and Thomas W. Ross, Sr. New directors Dr. Alfonso and Mr. Collis were appointed effective January 1, 2026, filling vacancies from resignations of Messrs. Icahn (December 17, 2025) and Hu (August 18, 2025); none are related to each other or executives. Director share ownership varies, with some meeting the 5x annual retainer target (e.g., 2.1x for Paulson and Robertson) and others in progress (e.g., 0.2x for Alfonso).

• ·All directors attended 100% of 2025 Board meetings where applicable (8/8), except Mr. Robertson's Audit and Risk Committee (7/8).
• ·Share ownership guideline target is 5x the $400,000 annual Board cash retainer; met by Bernier (2x), Kavanagh (1.3x), Paulson (2.1x), Robertson (2.1x); in progress for Alfonso (0.2x), Collis (0.6x), Ling (0.8x).
• ·Document originally filed with SEC and SEDAR+ on February 28, 2024.

10-04-2026

VeriSign's 2025 business highlights show revenue of $1.66 billion, up 6.4% from 2024, operating income of $1.12 billion, up 5.9%, .com and .net domain name base of 173.5 million, up 2.6% from December 31, 2024, and 41.7 million new domain name registrations processed, up 11.5% from 2024. The 2026 proxy statement proposes election of seven directors, advisory vote on executive compensation, amendment and restatement of the 2006 Equity Incentive Plan, ratification of KPMG LLP as auditors (all board-recommended FOR), and a stockholder proposal for an independent chair policy (board-recommended AGAINST).

• ·2026 Annual Meeting: May 21, 2026 at 10:00 a.m. Eastern Time, 12061 Bluemont Way, Reston, Virginia 20190
• ·Record date: April 1, 2026
• ·Seven director nominees for election

10-04-2026

JACOBSON & SCHMITT ADVISORS, LLC filed Form 13F-HR on April 10, 2026, disclosing total holdings of $551,350,998 across 78 positions as of March 31, 2026. All positions are held with sole voting authority, featuring a mix of individual stocks and ETFs. Top holdings include iShares Core S&P Total U.S. Stock Market ETF ($36,829,412), Amphenol Corp Cl A ($30,326,401), Amazon.com Inc ($27,499,119), iShares MBS ETF ($23,674,074), and iShares 1-5 Year Investment Grade Corporate Bond ETF ($21,774,978).

• ·Filing covers period ended 03/31/2026
• ·Firm address: 8333 Greenway Blvd, Ste 330, Middleton, WI 53562
• ·All reported shares held solely (no shared or other voting authority)

10-04-2026

Spire Global, Inc. (NYSE: SPIR) announced a $70.0 million private placement, selling 5.0 million shares of Class A common stock at $14.00 per share, with gross proceeds before fees and expenses, expected to close on or about April 10, 2026. Net proceeds will support working capital, general corporate purposes, growth in U.S. and international space reconnaissance, government weather data procurement, sales and marketing enhancement, RF geolocation and weather tech deployment, and cyber security improvements. Craig-Hallum Capital Group LLC served as the sole placement agent.

• ·Private placement is not a public offering; securities unregistered under Securities Act of 1933.
• ·Company to file SEC registration statement for resale of shares pursuant to registration rights agreement.
• ·Filing date: April 10, 2026; announcement date: April 9, 2026.

10-04-2026

Remitly Global, Inc. (NASDAQ: RELY) appointed technology veteran Adam Messinger, former CTO of Twitter (now X) and director at New Relic, to its Board of Directors on April 10, 2026, increasing the board size from 10 to 11 members. Mr. Messinger also joins the Talent and Compensation Committee, bringing over 20 years of experience in software development and technical leadership from roles at Oracle and as advisor to Chime. CEO Sebastian Gunningham emphasized Messinger's expertise as instrumental for Remitly's expansion beyond remittances into broader cross-border financial services.

• ·Remitly trusted by millions of customers.
• ·Remitly evolving into a diversified cross-border financial services provider for consumers and businesses.

10-04-2026

Avalo Therapeutics, Inc. has issued definitive additional proxy materials for its 2026 Annual Meeting of Stockholders on June 2, 2026, at 8:30 a.m. ET virtually. Key proposals include electing seven director nominees, approving the Second Amended and Restated 2016 Employee Stock Purchase Plan, and ratifying Ernst & Young LLP as independent auditors for the fiscal year ending December 31, 2026. No financial performance metrics or period-over-period comparisons are provided in the filing.

• ·Annual Meeting voting deadline: June 1, 2026, 11:59 PM ET
• ·Proxy materials request deadline: May 19, 2026
• ·Virtual meeting URL: www.virtualshareholdermeeting.com/AVTX2026
• ·Address: 1500 Liberty Ridge Drive, Suite 321, Wayne, Pennsylvania 19087

10-04-2026

CV Sciences, Inc. entered into a Senior Secured Convertible Note with a principal amount of $99,614.04 issued on April 6, 2026, maturing on July 6, 2027, which is convertible into shares of common stock but accrues no interest unless an Event of Default occurs. This note supplements prior issuances including the First Note of $1,536,000 due February 12, 2027, and the Second Note of $720,000 due April 6, 2027. The agreement includes standard provisions for conversions, defaults, and permitted indebtedness.

• ·Mandatory Default Amount: 120% of outstanding principal and interest for major Events of Default; 105% for immaterial representation breaches.
• ·Permitted Indebtedness includes up to $50,000 aggregate for lease/purchase money and certain ordinary course items.
• ·Note issued under exemption from Securities Act registration; transferable only per Purchase Agreement dated February 12, 2025.