Global High-Priority Regulatory Events — March 06, 2026

06-03-2026

Seaboard Corporation's DEF 14A proxy statement solicits votes for its 2026 Annual Meeting on April 20, 2026, at 8:30 a.m. local time at the DoubleTree Hotel in Overland Park, Kansas, to elect five directors until 2027, approve on an advisory basis the compensation of Named Executive Officers, and ratify KPMG LLP as independent auditors for the fiscal year ending December 31, 2026. The record date is February 19, 2026, with 957,794 shares of common stock outstanding, requiring a quorum of 478,898 shares. Principal stockholder Ellen S. Bresky beneficially owns 714,040.24 shares or 74.5%, primarily through Seaboard Flour LLC (358,068.69 shares, 37.4%) and SFC Preferred, LLC (346,155.55 shares, 36.1%).

• ·Annual Meeting location: DoubleTree Hotel, 10100 College Boulevard, Overland Park, Kansas 66210.
• ·Voting on director election requires plurality of votes cast; withhold and broker non-votes have no effect.
• ·Advisory vote on NEO compensation and auditor ratification each require majority of shares present and voting; abstentions treated as against.
• ·Proxy materials available at https://www.seaboardcorp.com/investors.
• ·Company address: 9000 West 67th Street, Merriam, Kansas 66202.

18-02-2026

06-03-2026

High Wire Networks, Inc. entered into a Global Settlement and Mutual Release Agreement effective March 3, 2026, with Thoth Aerospace Inc., Dennis O'Leary, and Mark W. Porter, settling Porter's disputed claims of approximately $804,345 (including $265,000 principal, $203,964 interest, and $335,382 unpaid compensation) for a total of $150,000, resulting in cancellation of all related promissory notes. This settlement clears prior related-party liabilities recorded as $335,382 accrued payroll and $468,964 notes payable as of September 30, 2025, and facilitates closing of a Securities Exchange Agreement under which Thoth will acquire control of the Company via share exchange. Porter will resign as CEO and director upon closing, with payments to be made from 5% of proceeds from future ELOC put orders.

• ·December 2023 Note originally $165,000; amended June 28, 2024; 2021 Note amended June 28, 2024
• ·Payments to Porter: within 5 business days of each ELOC Put Order receipt, no fixed deadline for full payment
• ·All Notes deemed cancelled upon Agreement execution; Porter to deliver marked originals
• ·Company to recognize gain/loss on debt extinguishment per GAAP in SEC filings

07-03-2026

Reliance Communications Limited (RCOM) and its subsidiary Reliance Telecom Limited (RTL) have had their accounts classified as 'fraud' by Canara Bank via letters dated February 27, 2026 (received March 6, 2026), with orders to report to RBI's Central Fraud Registry; RCOM's involved credit facilities total ₹1,790 Cr from sanctions in 2013-2014. Both entities are under Corporate Insolvency Resolution Process (CIRP) since June 2019, with resolution plans approved by creditor committees awaiting NCLT approval, invoking protections under IBC Sections 14 and 32A against proceedings and liabilities. The Resolution Professional is examining the matter and seeking legal advice, following a forensic audit identifying irregularities for the period April 2013 to March 2017.

• ·RCOM accounts classified as NPA on September 29, 2017.
• ·Forensic audit by BDO India LLP covers review period April 1, 2013 to March 31, 2017; final report submitted October 15, 2020.
• ·CIRP commenced effectively June 28, 2019 per NCLT order dated June 21, 2019.
• ·Disclosure pursuant to Regulation 30 of SEBI LODR and SEBI Circular dated July 11, 2023 (updated January 30, 2026).

06-03-2026

Allarity Therapeutics, Inc. entered into a Notes Purchase Agreement dated March 2, 2026, with Streeterville Capital, LLC, agreeing to issue and sell a Promissory Note A-1 with $10.93M principal (including $900k OID and $30k transaction expenses) and a secured Promissory Note B with $10M principal, for a total purchase price of $20M. The B Note is secured by cash collateral in a Deposit Account at Lakeside Bank under a DACA and Pledge Agreement, with obligations guaranteed by subsidiaries ALLR Holdings, LLC, Allarity Acquisition Subsidiary, Inc., and Allarity Therapeutics Europe ApS. The agreement includes restrictive covenants on new debt, liens, equity issuances, and SEC reporting requirements.

• ·Closing Date: March 2, 2026
• ·A-1 Note cash payment: $10M directly to Company
• ·B Note cash payment: $10M to Lakeside Bank under DACA
• ·Transaction relies on Section 4(a)(2) of 1933 Act and Rule 506(b)
• ·Covenants prohibit Restricted Issuances, new liens/encumbrances, equity sales in subsidiaries, and require timely SEC filings and listing maintenance

06-03-2026

Deric Eubanks voluntarily terminated his employment with Ashford Hospitality Advisors, LLC effective March 31, 2026, without Good Reason, in exchange for a $1.8M Non-Compete Payment paid over 12 months, a $0.2M transition payment through June 30, 2026, continuation of $3.3M deferred cash grants vesting per original schedule, and eligibility for a prorated 2025 Cash Incentive Bonus aligned with AINC executives. He will provide up to 40 hours/month consulting and 20 hours/week part-time transition assistance remotely. The agreement includes mutual general releases, non-disparagement, and reaffirmed restrictive covenants including 12-month non-compete and 24-month non-solicitation periods.

• ·Consulting services: up to 40 hours per month remotely during deferred cash grants vesting period.
• ·Transition assistance: up to 20 hours per week remotely from March 31 to June 30, 2026.
• ·Non-compete period: 12 months post March 31, 2026.
• ·Non-solicitation and standstill periods: 24 months post March 31, 2026.
• ·Original Employment Agreement effective January 1, 2023.
• ·Payments subject to 8-day revocation period; Non-Compete Payment starts first payroll in April 2026.

06-03-2026

Amphastar Pharmaceuticals, Inc. entered into new executive employment agreements effective March 3, 2026, with existing executives Jacob Liawatidewi (EVP of Corporate Administration Center, Secretary, and board member) at an annual base salary of $525,800 and target bonus of 55% of base, and Rong Zhou (Senior EVP of Production Center) at $590,000 base and 53% target bonus. Agreements provide for 1-year initial terms with auto-renewal, at-will termination, and severance of 2x (highest base + average of prior two years' bonuses) plus 12 months health benefits and full equity vesting acceleration upon qualifying termination; enhanced severance applies post-change in control. No performance metrics or financial impacts from the agreements are disclosed.

• ·90 days advance notice required for non-renewal of agreements.
• ·Severance conditioned on execution of release; includes prorated bonus and prior year accrued bonus on certain terminations.
• ·100% equity vesting acceleration immediately prior to change in control.
• ·Section 280G parachute payment provisions to maximize after-tax benefits.

06-03-2026

Monroe Capital Corporation (MRCC) filed a Rule 425 supplementing disclosures in response to shareholder lawsuits alleging misleading information in the Joint Proxy Statement for the proposed Asset Sale to Monroe Capital Income Plus Corporation (MCIP) and subsequent merger with Horizon Technology Finance Corporation (HRZN), with the HRZN Board unanimously recommending approval ahead of the March 13, 2026 special meeting. Supplemental projections show pro forma combined NII per share improving from $1.05 in 2026 to $1.24 in 2030 and NAV per share rising from $6.55 to $7.89; however, dividends remain flat at $1.00 per share across years, MRCC standalone NII dips to $0.26 in 2027 before slight recovery to $0.31, and HRZN standalone NII remains largely flat around $1.02-$1.06.

• ·Merger Agreement and Asset Purchase Agreement both dated August 7, 2025
• ·Joint Proxy Statement dated January 16, 2026; delivered January 20, 2026
• ·Putative class action complaints filed starting January 30, 2026 in Delaware Court of Chancery and New York Supreme Court
• ·HRZN Special Meeting: March 13, 2026 at 2:30 p.m. ET, 312 Farmington Avenue, Farmington, Connecticut 06032
• ·Projections prepared as of June 30, 2025 by MC Advisors and HRZN Advisor
• ·Financial advisors: Houlihan Lokey (MRCC Special Committee), Oppenheimer (HRZN Special Committee)

06-03-2026

On March 4, 2026, Alphabet's Leadership Development, Inclusion and Compensation Committee approved a new triennial equity compensation package for CEO Sundar Pichai, recognizing his strong performance, including unchanged on-target values for $126M in PSUs and $84M in GSUs from the 2022 award, plus $130M target Waymo BPUs and $45M target Wing BPUs tied to Other Bets performance. However, his annual salary remains flat at $2M (unchanged since 2020) with no eligibility for an annual bonus. All awards are performance-based with potential 0-200% vesting ranges relative to targets, subject to TSR, unit value growth, and continued employment.

• ·PSUs vest based on Alphabet TSR vs. S&P 100 over 2026-2027 (tranche 1) and 2026-2028 (tranche 2).
• ·GSUs vest 1/12th on March 25, 2026, then 1/36th monthly through January 1, 2029.
• ·Waymo/Wing BPUs vest after 3-year period based on per-unit value increase (0-200%), settling in Common Units.
• ·Award agreements to be filed in 10-Q for quarter ending March 31, 2026.
• ·Upon death, unvested GSUs accelerate; performance equity vests at target.

06-03-2026

Lendbuzz Inc., a fintech company using AI and machine learning for auto loans to underserved consumers (credit invisibles and near-prime), filed Amendment No. 1 to its S-1 registration statement on March 6, 2026, for an initial public offering of common stock on Nasdaq under symbol 'LBZZ', with shares offered by the company and selling stockholders and underwritten by Goldman Sachs, J.P. Morgan, and others. The company reported rapid growth with Aggregate Originations and Total revenue, net CAGRs of 82% and 83% from 2020 to 2025, positive net income each year since 2021, and 100%+ net dollar retention for 19 consecutive quarters as of December 31, 2025, while partnering with 2,344 active dealerships in a fragmented market of over 55,000 dealerships. No declines or flat metrics were disclosed in the filing.

• ·Principal executive offices: 100 Summer St., Boston, Massachusetts, 02110
• ·Incorporated in Delaware, SIC code 6141, EIN 47-5047556
• ·Non-accelerated filer status
• ·Founders launched company in 2015 focusing on auto finance for underserved populations
• ·Positive Adjusted Net Income (non-GAAP) for 20 consecutive quarters as of Dec 31, 2025

06-03-2026

Reliance Power Limited issued a clarification on March 06, 2026, denying media reports alleging Enforcement Directorate raids at its locations, stating to the best of its knowledge no such actions occurred at any company offices or premises. The letter was addressed to BSE Limited and National Stock Exchange of India Limited for dissemination.

• ·BSE Scrip Code: 532939
• ·NSE Symbol: RPOWER

06-03-2026

HCL Technologies Limited completed the acquisition of 100% stake in Singapore-based Finergic Solutions Pte Ltd through its wholly-owned subsidiary HCL Singapore Pte Ltd on March 6, 2026, at 10:30 a.m. IST. This follows the initial intimation via letter dated January 23, 2026. No financial terms or impact details were disclosed.

• ·BSE Scrip Code: 532281
• ·NSE Scrip Code: HCLTECH
• ·Corporate Identity Number: L74140DL1991PLC046369

06-03-2026

Promoter Mr. Ashish S. Dandekar disclosed the pledge of 18,00,000 equity shares (0.94% of total share capital) of Camlin Fine Sciences Limited to Ashika Credit Capital Limited on February 24, 2026, to facilitate company borrowing, increasing total encumbered shares from 70,00,000 (3.64%) to 88,00,000 (4.58%). This is a revised disclosure correcting the initial February 27, 2026 filing which erroneously named HDFC Bank Ltd. as the pledgee. His pre-event holding stood at 1,97,78,510 shares (10.30%).

• ·Disclosure filed on March 5, 2026 as corrigendum to initial February 27, 2026 disclosure
• ·Pledge creation date: February 24, 2026

06-03-2026

06-03-2026

06-03-2026

WaveRise Investments Limited, ChrysCapital Fund X, and Two Infinity Partners (Acquirers), along with PACs ChrysCapital X, LLC and OceanEdge Investments Limited, are launching an open offer to acquire up to 64,19,608 equity shares (26% of voting share capital) of Novartis India Limited at ₹860.64 per share, pursuant to SEBI (SAST) Regulations following a public announcement on February 19, 2026. The offer is not conditional on minimum acceptance and no competing offers exist as of the draft letter date. Tentative tendering period is from April 21, 2026, to May 5, 2026, with no statutory approvals required currently.

• ·Public Announcement issued: February 19, 2026
• ·Detailed Public Statement published: February 26, 2026
• ·Identified Date: April 6, 2026
• ·Last date for dispatch of Letter of Offer: April 13, 2026
• ·Offer Opening Date: April 21, 2026
• ·Offer Closing Date: May 5, 2026
• ·No minimum level of acceptance required
• ·No competing offer as of Draft Letter of Offer date
• ·No statutory or regulatory approvals required as on Draft Letter date

06-03-2026

Ircon International Limited, a Navratna Government of India Undertaking, has clarified and denied a news item published on ndtvprofit.com on March 6, 2026, regarding a proposed merger with RVNL by the Ministry of Railways amid share surge. The company confirms no negotiations, events, or undisclosed information exist that could explain trading movements, and no regulatory or legal proceedings are applicable. This response was issued in reply to queries from BSE and NSE dated March 6, 2026.

• ·Scrip codes: 541956 (BSE), IRCON (NSE)
• ·Event timestamp: March 6, 2026 at 1226 Hrs
• ·Company reference: IRCON/SECY/STEX/124

06-03-2026

Ravinder Heights Limited disclosed fines of ₹75,520 each (incl. 18% GST) levied by NSE and BSE on February 27, 2026, for alleged non-compliance with Regulation 17(1A) of SEBI LODR regarding prior shareholder approval for appointing an independent director over 75 years. The company asserts full compliance, as a special resolution was passed on December 14, 2025, within the permitted three-month window following the November 12, 2025 board approval, and promptly paid ₹69,120 each (after TDS) on March 5, 2026. The fines have no material impact on financials, operations, or other activities.

• ·Appointment approved by Board on November 12, 2025, effective from that date for 5 years subject to shareholder approval.
• ·Postal ballot and e-voting open from November 15, 2025 to December 14, 2025.
• ·Fine payment due date: March 14, 2026.

06-03-2026

Rail Vikas Nigam Limited (RVNL) issued a clarification on March 06, 2026, denying any intimation or communication from the Ministry of Railways regarding a proposed merger with IRCON, as rumored in an ndtvprofit.com article dated the same day. The company confirmed no negotiations are underway and no undisclosed information exists to explain recent share price movements. RVNL reaffirmed its compliance with SEBI Listing Regulations for material disclosures.

• ·News article source: www.ndtvprofit.com, captioned 'Ministry of Railways Proposes Merger of IRCON And RVNL As Shares Surge.'
• ·Stock exchange symbols: RVNL (NSE), Scrip 542649 (BSE).

06-03-2026

06-03-2026

Quipt Home Medical Corp. announced it obtained a final order from the Supreme Court of British Columbia approving its previously announced plan of arrangement (the 'Arrangement') under the Arrangement Agreement dated December 14, 2025, with 1567208 B.C. Ltd. and REM Aggregator, LLC. The transaction remains subject to customary closing conditions and is expected to complete by March 16, 2026, after which Quipt's common shares will be delisted from the Toronto Stock Exchange (TSX) and Nasdaq Capital Market (NASDAQ). No financial metrics were disclosed in the filing.

• ·Filing submitted on March 6, 2026, reporting event dated March 5, 2026.
• ·Press release attached as Exhibit 99.1.

06-03-2026

BP's 2025 sales and other operating revenues remained essentially flat at $189.3B compared to $189.2B in 2024, while underlying RC profit declined 16% YoY to $7.5B amid weaker performance across segments. Net debt improved slightly to $22.2B from $23.0B, supporting progress toward the $14-18B target by end-2027, and total dividends distributed rose modestly to $5.1B from $5.0B. However, upstream production dropped 12% YoY to 785 mboe/d, proved reserves fell 9% to 1,198 mmboe, ROACE was 13.9% missing the >16% 2027 target, and employee engagement score declined to 66% from 70%.

• ·2026 guidance: Upstream reported production slightly lower/underlying broadly flat vs 2025 (2025 actual 2.3 mmboe/d); Total capex $13-13.5B; Divestments $9-10B; Gulf of America oil spill payments ~$1.6B pre-tax.
• ·Primary targets progress: Adjusted free cash flow growth >20% CAGR 2024-27 (2025 data not specified); Structural cost reduction $2.8B cumulative since 2023 vs $5.5-6.5B by end-2027.
• ·Adjusting items before tax: Net impairment and losses on sale $(6,035)M in 2025.

06-03-2026

MarketWise, Inc. reported total net revenue of $328.1M for 2025, down 19.7% YoY from $408.7M in 2024 and continuing an 8.8% decline from 2023's $448.2M, while billings rose 13.5% to $271.2M. Operating expenses decreased 16.9% to $265.5M, supporting a 19.1% operating margin (down slightly from 21.8% in 2024 but up from 11.6% in 2023), and net cash from operating activities swung to positive $46.0M from negative $22.2M. Net income attributable to MarketWise was $5.6M, a 20.4% decline from $7.1M in 2024 but up sharply from $1.8M in 2023.

• ·Related party revenue declined to $2.4M in 2025 from $3.3M in 2024 and $4.9M in 2023.
• ·Sales and marketing expenses fell 18.5% YoY to $131.0M in 2025, representing 39.9% of revenue (flat vs prior year).
• ·Impairment losses dropped sharply 91.5% to $0.4M in 2025 from $4.4M in 2024.
• ·Net income attributable to noncontrolling interests was $58.4M in 2025, down from $86.0M in 2024.

06-03-2026

Oxford Square Capital Corp.'s investment portfolio ended 2025 at $251.7M, down 3.4% from $260.9M at end-2024, driven by $92.1M acquisitions (down 18% YoY), net unrealized depreciation of $24.3M (vs. $75.7M gain prior year), and realized losses of $16.8M. NAV per share declined from $2.09 in Q1 FY25 to $1.69 in Q4 FY25 amid stock prices trading at premiums to discounts relative to NAV, while quarterly distributions remained stable at $0.105 per share. Debt portfolio at Dec 31, 2025 showed 83.7% fair value in Grade 2 but 16.3% in Grade 3 requiring closer monitoring, with no Grade 4/5 investments.

• ·Year 1 incentive fee: Total Capital Gains Incentive Fee = 0% paid to Oxford Square Management.
• ·Year 2 incentive fee example: 1.6% paid (20% of 8% net capital gains).
• ·Year 3 incentive fee example: 2.0% paid (20% of 10% net capital gains).
• ·2025 portfolio sales: HealthChannels $8.2M, Quest Software $1.6M, Alvaria $1.0M.
• ·Q4 FY26 (through Mar 2, 2026) stock: High $1.98, Low $1.72, Distribution $0.105.

06-03-2026

Waste Connections, Inc. announced plans to offer senior unsecured notes in a public offering, subject to market and other conditions, with proceeds intended to repay a portion of borrowings under its revolving credit facility. BofA Securities, J.P. Morgan, PNC Capital Markets LLC, and Truist Securities are acting as joint book-running managers. No specific offering size or terms were disclosed, and the offering is pursuant to a shelf registration statement filed on October 24, 2024.

• ·Serves customers across 46 U.S. states and six Canadian provinces
• ·Shelf registration statement filed with SEC on October 24, 2024

06-03-2026

Ares Real Estate Income Trust Inc. (ZARE) reported strong portfolio growth with total investments rising 28% YoY to $8.5B as of Dec 31, 2025, driven by industrial (+43%) and other properties, alongside total revenues up 19.5% YoY to $499M and property NOI increasing 21.6% to $285M. However, the company posted a widened net loss of $127M (vs $57M in 2024), with net loss to common stockholders at $68M and EPS at $(0.37); same-store NOI declined 2.1% YoY to $213M amid residential NOI down 6.9% and flat/slight declines in other segments. FFO dropped sharply to $16M from $89M, while AFFO fell to $27M from $40M.

• ·Cash from operating activities improved to $254M from negative $169M YoY.
• ·Interest expense increased 33.5% YoY to $251M.
• ·Same store average percentage leased: Residential 92.5% (up from 92.0%), Office 77.7% (down from 78.2%).
• ·Total stockholders' equity $655M as of Dec 31, 2025.

06-03-2026

APEX Tech Acquisition Inc. consummated its initial public offering (IPO) on February 27, 2026, selling 11,197,131 public units at $10.00 each, generating gross proceeds of $111.97M. Simultaneously, the company closed a private placement of 208,971 units to its sponsor, APEX INNOVATION ACQUISITION CORP., for $2.09M in proceeds. A total of $111.97M in net proceeds from both transactions was deposited into a trust account for the benefit of public shareholders.

• ·Audited balance sheet as of February 27, 2026 included as Exhibit 99.1
• ·Securities traded on The New York Stock Exchange
• ·Company address: 13501 Katy Fwy, Houston, TX 77079

06-03-2026

NewLake Capital Partners, Inc. (NLCP) reported FY2025 total revenue of $51.1M, up 1.9% YoY from $50.1M, driven by slight increases in rental income (+1.2%) and fees, with net income attributable to common stockholders rising 0.8% YoY to $26.3M and AFFO up marginally to $43.8M. However, total assets declined 2.5% YoY to $420.8M from $431.5M, net real estate assets fell 4.3% to $370.0M primarily due to $15.5M depreciation, and net cash from operations dipped 2.1% to $42.5M. The portfolio totals $458M in investments across 1.7M sq ft, with 63.5% of rents from leases expiring after 2035 but 30.6% exposed in 2034.

• ·Vacant properties include Massachusetts (145,852 sq ft), Nevada (56,536 sq ft), and Pennsylvania (38,031 sq ft).
• ·Revolving Credit Facility unchanged at $7.6M.
• ·Accumulated Depreciation increased to $57.9M from $44.7M.
• ·Loan Receivable net $4.9M with Current Expected Credit Loss of $71K.
• ·Annualized Base Rent per Leased Square Foot weighted average $32.11.

06-03-2026

ReserveOne Holdings, Inc. (Pubco), a wholly-owned subsidiary of ReserveOne, Inc., disclosed communications via X, LinkedIn, and an interview at the Hong Kong DAT Summit regarding its proposed business combination with M3-Brigade Acquisition V Corp., originally agreed on July 7, 2025. CEO Jaime Leverton positioned ReserveOne as the only diversified digital asset treasury company set to go public, with ~80% allocation to Bitcoin and the balance to yield-generating altcoins like Ethereum and Solana. While highlighting investor exposure to the broader crypto ecosystem, extensive forward-looking risks were noted, including deal completion uncertainties, high crypto volatility, regulatory hurdles, and potential high redemptions.

• ·Business Combination Agreement entered July 7, 2025
• ·Communications posted March 5, 2026
• ·SEC Commission File No. 333-291982 for M3-Brigade
• ·Registration Statement on Form S-4 filed, including proxy statement/prospectus

06-03-2026

Willow Lane Acquisition Corp. filed a Rule 425 communication highlighting a case study on Boost Run's rapid launch of a GPU-native managed Kubernetes service in under 45 days using vCluster, managing 1K+ GPUs without requiring new platform engineering hires. This underscores Boost Run's operational efficiency and enterprise-grade capabilities (SOC 2, ISO 27001, ISO 27701, HIPAA certified) ahead of their business combination originally agreed on September 15, 2025. No financial metrics or performance declines were disclosed.

• ·Case study published March 5, 2026; SEC filing date March 6, 2026
• ·Boost Run certifications: SOC 2, ISO 27001, ISO 27701, HIPAA
• ·Upcoming SEC filings: Registration Statement on Form S-4 including proxy statement/prospectus
• ·Business Combination Agreement dated September 15, 2025

06-03-2026

Liberty Media Corporation announced on March 5, 2026, that Renee L. Wilm will transition from her roles as Chief Legal Officer and Chief Administrative Officer across Liberty Media, Liberty Live Holdings, Inc., and Liberty Broadband Corporation to Senior Advisor effective later this year. In her new role, she will continue providing strategic guidance and counsel while supporting key initiatives. She will remain Chief Legal Officer at GCI Liberty, Inc., with no immediate disruptions or financial impacts disclosed.

06-03-2026

On March 5, 2026, Liberty Broadband Corporation announced that Renee L. Wilm will transition from her role as Chief Legal Officer and Chief Administrative Officer to Senior Advisor, effective later this year. In her new role, Ms. Wilm will continue providing strategic guidance and counsel to the leadership team while supporting key initiatives. No other changes or financial impacts were disclosed.

• ·Announcement made by Liberty Media Corporation.
• ·Transition effective later in 2026.

06-03-2026

On March 5, 2026, Liberty Live Holdings, Inc. announced that Renee L. Wilm will transition from her role as Chief Legal Officer and Chief Administrative Officer to Senior Advisor, effective later this year. In her new position, Ms. Wilm will continue providing strategic guidance and counsel to the leadership team while supporting key initiatives. The announcement was made by Liberty Media Corporation.

• ·Event reported date: March 5, 2026
• ·Filing date: March 6, 2026
• ·Securities registered: Series A Liberty Live Group Common Stock (LLYVA) and Series C (LLYVK) on Nasdaq Stock Market LLC
• ·Registrant is an emerging growth company

06-03-2026

Granite Ridge Resources reported revenues of $450.3M for 2025, up 18% YoY from $380.0M, driven by strong production growth of 28% to 11.7 MBo e with oil volumes up 31% and net producing wells up 21% to 245. However, lower average oil prices ($61.63/Bbl, down 16% YoY) and higher lease operating expenses per Boe ($7.27, up 16%) contributed to a 22% decline in net operating income to $46.4M and impairments rising to $44.7M; net income rose 30% YoY to $24.4M but was down 70% from 2023 levels amid increased debt to $385M.

• ·Net cash used in investing activities increased to $410M in 2025 from $311M in 2024 due to higher capex.
• ·Long-term debt rose to $368M at Dec 31 2025 from $205M at Dec 31 2024.
• ·Retained earnings turned negative at -$17.3M at Dec 31 2025 after $57.7M dividend declaration.
• ·Equity investments declined to $11M current + $0 long-term at Dec 31 2025 from $32M + $0.
• ·Common stock dividend declared at $0.44 per share for 2025.

06-03-2026

Chime Financial reported total revenue of $2.19B for the year ended December 31, 2025, up 31% YoY from $1.67B in 2024, driven by 73% growth in platform-related revenue to $686M and 18% increase in payments revenue to $1.50B, alongside 19% growth in active members to 9.5M and 16% rise in purchase volume to $134B. However, net loss ballooned to $1.01B from $25M due to a surge in stock-based compensation to $1.09B and transaction/risk losses more than doubling to $407M, with transaction margin declining to 69% from 74%; operating expenses swelled to $2.96B, particularly in technology/development (+202% to $935M). Adjusted EBITDA improved to positive $127M (6% margin) from a $7M loss.

• ·Gross margin remained flat at 88% YoY.
• ·Cost of revenue increased 27% YoY to $263M.
• ·Technology and development expenses rose 202% YoY to $935M.
• ·Net loss per share diluted: $(4.27) in 2025 vs $(0.39) in 2024.
• ·ARPAM increased 5% YoY to $257.

06-03-2026

Nortech Systems Incorporated entered into Waiver and Amendment No. 4 to its Credit Agreement with Bank of America, N.A. on February 27, 2026, waiving financial covenant defaults on Consolidated Leverage Ratio, Fixed Charge Coverage Ratio, and Consolidated EBITDA for the quarter ended December 31, 2025. The amendment revises definitions, borrowing base, covenants, commitment levels, borrowing rates, and limits on foreign investments, signaling ongoing financial pressures despite positive operating benefits from prior restructurings. The company is negotiating a new asset-backed lending facility expected to close soon.

• ·Restructuring activities conducted in Q4 2024 and Q1 2025
• ·Waiver and Amendment filed as Exhibit 10.1

06-03-2026

On March 5, 2026, PROCEPT BioRobotics Corporation's board of directors increased its size from eight to nine members and appointed Daniel Puckett as a new Class III director, effective immediately, also naming him to the Audit Committee. Puckett, determined to be independent under SEC and Nasdaq rules, brings extensive CFO experience from Shockwave Medical, Inc. and other firms. His term expires at the 2027 annual stockholder meeting, with standard non-employee director compensation and indemnification.

• ·Puckett served as CFO of Shockwave Medical from April 2016 to February 2024.
• ·No arrangements or understandings for his appointment; no reportable transactions under Item 404(a) of Regulation S-K.
• ·Proxy statement on non-employee director compensation filed April 25, 2025; indemnification agreement form from S-1/A filed September 8, 2021.

06-03-2026

Pattern Group Inc. (PTRN) reported strong revenue growth of 39.3% YoY to $2.5B in 2025 from $1.8B in 2024, with cost of goods sold up 39.0% and sales & marketing expenses rising 46.8%. However, profitability declined sharply as net income fell to $16.2M from $67.9M, operating income dropped to $25.4M from $87.2M, and operating margin compressed to 1.0% from 4.9% amid higher operating expenses reaching 99.0% of revenue. Adjusted EBITDA improved to $152.9M from $100.7M, supported by a $104.3M share-based compensation charge and a $32.7M stock amendment expense.

• ·Net cash provided by operating activities increased to $99.4M in 2025 from $70.3M in 2024.
• ·Net cash used in investing activities doubled to $39.8M in 2025 from $20.4M in 2024.
• ·Net cash provided by financing activities swung to $53.7M inflow in 2025 from $2.9M outflow in 2024.
• ·2025 provision (benefit) for income taxes was ($17.0M) compared to $23.4M in 2024.
• ·2023 Adjusted EBITDA was $64.7M and net income $41.3M.

06-03-2026

Dave Inc. priced a $175 million (upsized from $150 million) offering of 0% Convertible Senior Notes due 2031, expecting $168 million in net proceeds (or $192.1 million if the $25 million option is exercised fully), to be used for $15.1 million in capped call transactions, $70.5 million to repurchase 334,000 shares, and general corporate purposes including additional repurchases. The notes feature an initial conversion price of $279.13 per share (32.5% premium over $210.67 closing price on March 4, 2026) and a capped call cap price of $421.34 (100% premium). No performance declines noted, but capped calls aim to mitigate dilution risks from potential conversions.

• ·Offering expected to close on March 9, 2026, subject to customary conditions.
• ·Notes mature on April 1, 2031; redeemable after April 6, 2029 under specific conditions.
• ·Initial conversion rate: 3.5825 shares per $1,000 principal amount.

06-03-2026

Tri Pointe Homes, Inc. (TPH) filed a definitive proxy statement (DEF 14A) for its annual stockholder meeting on April 15, 2026, seeking election of six director nominees, advisory approval of named executive officer compensation, an advisory vote on the frequency of future say-on-pay votes (recommending every one year), and ratification of Ernst & Young LLP as independent auditors for 2026. The Board recommends FOR all director nominees, Proposals 2 and 4. Note that a separate proxy statement and special stockholder meeting will address the pending merger with Sumitomo Forestry Co., Ltd., per agreement dated February 13, 2026.

• ·Record date: close of business on February 24, 2026
• ·Annual meeting time: 10:00 a.m. Pacific Time
• ·Meeting location: 3161 Michelson Drive, Suite 1500, Irvine, California 92612
• ·Proxy materials available online at http://www.astproxyportal.com/ast/18094

06-03-2026

Guidewire Software reported strong H1 FY26 revenue growth of 25% YoY to $692M, driven by 32% increase in subscription and support revenue to $459M, achieving net income of $91M versus a $28M loss in H1 FY25. However, license revenue remained essentially flat at $101M YoY for H1 and declined 7% in Q2, while services showed negative gross profit in Q2; cash and equivalents dropped $290M to $408M amid investing outflows and $148M stock repurchases. Total assets slightly declined to $2.69B from $2.72B.

• ·Operating cash flow increased to $44.6M from $23.7M YoY for H1.
• ·Stock-based compensation expense $90.1M for H1 FY26 vs $79.0M prior.
• ·Business acquisition for $33.3M net of cash in H1 FY26.
• ·Convertible senior notes net $676.3M as of Jan 31, 2026.

06-03-2026

On March 5, 2026, Crown PropTech Acquisitions and its co-sponsor CIIG Management III LLC entered into Non-Redemption Agreements with certain investors ahead of the March 9, 2026 Extraordinary General Meeting to vote on extending the initial business combination deadline from March 11, 2026 to March 11, 2027. The agreements involve the sponsor assigning one Class B ordinary share for each 40 public shares not redeemed, accruing monthly from April 11, 2026 until business combination completion, in exchange for investors agreeing not to redeem shares. While not expected to increase approval likelihood, this is anticipated to preserve more funds in the trust account post-meeting, with no assurances provided on incentives.

• ·Record date for Extraordinary General Meeting: February 13, 2026
• ·Proxy Statement filed with SEC: February 27, 2026
• ·Non-Redemption Agreements to be disclosed via Form 8-K with aggregate Investor Shares

06-03-2026

On March 5, 2026, Spirit Aviation Holdings, Inc. entered into a Consent and Waiver with certain holders of its common stock and warrants, who represent a majority of Registrable Securities, waiving rights under Sections 2.1, 2.2, and 2.3 of the March 12, 2025 Registration Rights Agreement to permit the company to terminate the Form S-1 registration statement (File No. 333-288706). This action occurs during the company's ongoing Chapter 11 bankruptcy cases filed on August 29, 2025, with explicit warnings that trading in common stock is highly speculative and could result in significant or complete loss for holders.

06-03-2026

Cresco Labs Inc., a foreign private issuer, filed its Form 40-F annual report for FY2025 ended December 31, 2025, incorporating the AIF, MD&A, and audited consolidated financial statements for 2025 and 2024. Management concluded that disclosure controls and procedures were not effective, and material weaknesses persist in internal control over financial reporting (ICFR) related to IT general controls in program change-management and job monitoring, despite remediation of prior weaknesses in logical access, service organization controls, and account reconciliations. As of December 31, 2025, the company had 158,940,757 Special Subordinate Voting Shares, 343,232,815 Subordinate Voting Shares, 81,492 Proportionate Voting Shares, and 500,000 Super Voting Shares outstanding.

• ·Material weaknesses in ICFR due to ineffective ITGCs in program change-management and job monitoring controls.
• ·Remediation completed in 2025 for prior material weaknesses in logical access controls, service organization control report reviews, and account reconciliations.
• ·Company qualifies as an emerging growth company and foreign private issuer under MJDS.

06-03-2026

Atlantis Glory Inc. (AGLY) reported zero revenue for FY 2025, unchanged from FY 2024, with net loss improving slightly to $39,199 from $40,480 (3% narrower YoY). However, total liabilities rose 23% to $210,628 from $171,429, driven by increased amounts due to related parties ($195,108 from $161,029), while stockholders' deficit deepened to $(210,628). The company holds zero assets and cash, fully reliant on related party financing to cover operating cash usage.

• ·Accumulated deficit increased to $(1,146,407) as of Dec 31, 2025 from $(1,107,208) as of Dec 31, 2024.
• ·Cash and cash equivalents remained at $0 at year-end for both 2025 and 2024.
• ·EPS basic and diluted flat at $(0.00) for both FY 2025 and FY 2024.
• ·Total assets $0 as of Dec 31, 2025 and 2024.

06-03-2026

Where Food Comes From, Inc. (WFCF) issued a proxy statement for its annual shareholder meeting on April 9, 2026, via conference call, seeking approval for electing six directors (including nominees John Saunders and Leann Saunders), ratifying Haynie as independent auditors (Proposal 2), advisory approval of executive compensation (Proposal 3), and a three-year frequency for future say-on-pay votes (Proposal 4). Record date is February 3, 2026, with 5,050,455 shares of common stock outstanding and eligible to vote. No financial performance data or period comparisons are provided in the filing.

• ·Meeting held via conference call: Domestic Toll Free 1-877-407-8289, International 1-201-689-8341, Conference Code 13759029.
• ·Proxy voting deadlines: Internet/telephone until 10:00 AM MT on April 9, 2026.
• ·Board recommends FOR all six director nominees, FOR auditor ratification, FOR say-on-pay, and THREE YEARS for frequency.
• ·Quorum requires majority of outstanding shares; Proposal 1 uses plurality vote.

06-03-2026

Adapti, Inc. (ADTI) announced the resignation of Marilu Brassington as CFO, principal accounting officer, and Board member effective March 2, 2026, with no disagreements noted; the separation agreement includes $15,000 in wages, up to $80,000 in contingent consulting fees tied to Reg A Offering fundraising milestones of $500,000 each, $60,000 in common stock, and accelerated vesting of 50,000 stock options. Adam Nicosia, the current CEO, was appointed interim principal financial and accounting officer effective the same date, leveraging his 18+ years of sales and marketing experience across brands generating over $500M in retail sales, with no additional compensation. The company retained an outside consulting firm to assist.

• ·Stock option exercise price: $3.08; originally granted August 14, 2025; exercisable until August 13, 2030
• ·Separation Agreement dated March 5, 2026; includes 7-day revocation period
• ·Transitional services from Ms. Brassington through March 31, 2026
• ·Filing date: March 6, 2026; earliest event: March 2, 2026

06-03-2026

Mr. Alok Bansidhar Shriram serves as Managing Director & CEO of DCM Shriram International Limited, a multi-product company, with over 44 years of experience in senior management positions. He holds directorships in Synergy Environics Limited, Shriram Midivisana Engineering Pvt. Ltd., and National Skill Development Corporation, and is Vice Chairman of Shriram Institute for Industrial Research. He maintains active associations with industry bodies such as PHDCCI (past President), FICCI, and others, with no other full-time positions in body corporates.

• ·Filing date: March 06, 2026
• ·Other positions: Wanderlust Fintech LLP

06-03-2026

FTAI Aviation Ltd. announced the immediate appointment of Nicholas McAleese as Chief Financial Officer and Michael Hazan as Chief Accounting Officer, succeeding Eun (Angela) Nam, who is departing after 12 years to pursue an opportunity outside the aviation industry and will assist in the transition. The company highlighted the new executives' internal experience and contributions since 2022 and 2017, respectively, while expressing thanks to Ms. Nam. No financial impacts or disruptions were mentioned.

• ·Nicholas McAleese joined FTAI in 2022 from roles at BHG Financial, Breather, and PwC.
• ·Michael Hazan joined in 2017, previously at Fortress Investment Group and PwC.
• ·Eun (Angela) Nam served FTAI for the last twelve years.

06-03-2026

Algonquin Power & Utilities Corp. (AQN) filed its Form 40-F annual report for the fiscal year ended December 31, 2025, incorporating the Annual Information Form, audited consolidated financial statements, and MD&A as exhibits. As of December 31, 2025, the company had 768,351,419 common shares outstanding and confirmed no off-balance sheet arrangements. The filing discloses the company's transition to a pure-play regulated utility since Q1 2025 following the sale of its renewable energy business (excluding hydro), with no specific period-over-period financial metrics provided in the Form 40-F itself.

• ·Designated Dilek Samil and Christopher Lopez as independent audit committee financial experts.
• ·Audited by Ernst & Young LLP (PCAOB ID: 1263).
• ·No off-balance sheet arrangements as of December 31, 2025.
• ·Discontinued presentation of certain non-GAAP metrics (Adjusted EBITDA, Adjusted Funds from Operations) post-sale of renewable energy business excluding hydro.

06-03-2026

Via Transportation, Inc. reported FY2025 revenue of $434.3M, up 29% YoY from $337.6M in 2024, driven by 31% Platform revenue growth to $434.3M (with Legacy revenue declining to $0 from $6.8M), customer count rising 23% to 821, and Platform ARR increasing 30% to $476M. Gross profit grew 31% to $171.8M with margin expansion to 40% from 39%. However, operating expenses rose 16% to $248.4M, narrowing operating loss to $76.6M from $83.9M but widening net loss to $96.4M from $90.6M due to a $10.9M loss on extinguishment of convertible notes.

• ·Stock-based compensation expense totaled $31.3M in FY2025, up 47% from $21.2M in FY2024.
• ·Interest expense increased to $7.3M in FY2025 from $4.3M in FY2024.
• ·FY2023 revenue was $248.9M, with net loss of $116.7M attributable to common stockholders.

06-03-2026

Western Alliance Bancorporation disclosed a material non-cash impairment charge of $126.4 million on March 2, 2026, due to counterparties breaching a commercial loan facility and forbearance agreement by failing to make a required $42.125 million principal payment and discontinuing future payments. The outstanding loan balance is $126.4 million, with the charge to be recognized in Q1 2026. The Bank has asserted claims and will pursue legal remedies for recovery, though outcomes remain uncertain amid forward-looking risks.

• ·Filing date: March 6, 2026
• ·Date of earliest event: March 2, 2026
• ·Securities: Common Stock (WAL), Depositary Shares WAL PrA on NYSE

06-03-2026

Humana Inc.'s 2026 Proxy Statement proposes the election of 10 directors at the Annual Meeting, including Chairman Kurt J. Hilzinger and President & CEO James A. Rechtin, to serve until the 2027 Annual Meeting. The board nominees bring diverse expertise in healthcare, financial oversight, risk assessment, and governance, with a skills matrix highlighting strengths in public company leadership, capital allocation, and industry knowledge; the board maintains a refreshment policy requiring non-employee director retirement at age 73 with no exemptions. Board composition reflects a balance of tenure, independence, and diversity considerations without specific numeric targets.

• ·Director information as of March 1, 2026
• ·Board nominees ages range from 54 to 69
• ·Newer directors joined in 2019-2024; longest tenure since 2003
• ·External public company board service limited to maximum of three for non-CEO directors and one for CEO
• ·Proxy filed with SEC on February 19, 2026

06-03-2026

Total revenues grew 19.6% YoY to $1.36B in 2025 from $1.14B in 2024, with the Options segment driving growth to $1.11B (up 30.0% YoY), while Equities revenues declined 18.3% to $153M and International revenues fell 56.6% to $15M. Revenues less cost of revenues surged 56.2% to $431M, and Adjusted EBITDA increased 142.6% to $199M with a 46.2% margin, but GAAP net loss attributable to MIH was $70M versus $102M net income in 2024, driven by a $108M loss on debt extinguishment and other non-operating items. Operating income improved to $92M from a $2.8M loss, though Futures and Corporate/Other segments posted operating losses.

• ·Loss on extinguishment of debt: $108M in 2025
• ·Unrealized loss on derivative assets: $55M in International segment 2025
• ·Basic EPS: $(1.00) in 2025 vs $1.68 in 2024
• ·Adjusted diluted EPS: $1.82 in 2025 (up 193.5% YoY)
• ·Futures operating loss: $57M in 2025 (worsened from $47M loss in 2024)

06-03-2026

The Middleby Corporation (NASDAQ: MIDD) appointed Glenn Eisenberg to its Board of Directors effective March 1, 2026, expanding the board to twelve members. Eisenberg brings extensive experience as former CFO of Labcorp (a $13B global life sciences company) and The Timken Company, along with current board roles at Solventum (NYSE: SOLV) and Lumexa Imaging (NASDAQ: LMRI). CEO Tim FitzGerald and Chairman Gordon O’Brien highlighted his expertise in financial discipline, manufacturing, and capital allocation to support Middleby's strategic transformation in commercial foodservice.

• ·Eisenberg retired from Labcorp in December 2024 and continues as Special Advisor.
• ·Joined Solventum board in April 2024 (Audit Committee Chair); Lumexa Imaging in March 2025 (Audit and Compensation Committees).
• ·Previous roles: President and COO of United Dominion Industries; various senior finance roles at SPX Corporation.

06-03-2026

BCE Inc. filed its Form 40-F annual report for the fiscal year ended December 31, 2025, incorporating audited consolidated financial statements and MD&A via exhibits. The company acquired Ziply Fiber on August 1, 2025, which contributed 2% to consolidated revenues but negatively impacted net earnings by 1%. Disclosure controls and procedures were deemed effective as of December 31, 2025, excluding Ziply Fiber, with no material changes to internal controls over financial reporting.

• ·Common shares outstanding: 932,525,817
• ·Total First Preferred Shares outstanding: 131,755,879 across multiple series
• ·Ziply Fiber disclosure controls excluded from evaluation; full integration planned for Q3 2026
• ·Audit Committee comprises six independent members with three designated financial experts

06-03-2026

Altimmune, Inc. reported revenues of $41K for the year ended December 31, 2025, up 105% YoY from $20K, driven by minimal grant or collaboration income, while R&D expenses declined 19% to $66.4M, contributing to a reduced net loss of $88.1M (7% improvement) versus $95.1M in 2024. However, G&A expenses rose 34% to $28.1M, total cash increased to $43.8M supported by $207M in financing inflows despite $132M investing outflows and $68M operating cash burn.

• ·Shares outstanding increased to 110.9M from 72.4M YoY.
• ·Term loan noncurrent liability of $34.3M as of Dec 31, 2025 (none in 2024).
• ·Key audit matter on accrued R&D expenses ($6.1M) and prepaid R&D ($3.0M) as of Dec 31, 2025.
• ·Filing date: March 06, 2026.

06-03-2026

United States Antimony Corporation (UAMY) filed an 8-K on March 6, 2026, under Item 3.01 notifying of delisting or failure to satisfy a continued listing rule or standard, a material negative development for shareholders. The filing also furnishes Exhibit 99.1, a press release under Item 7.01 (Regulation FD Disclosure), which includes forward-looking statements on the company's plans and potential benefits from a joint venture. No financial metrics or period comparisons were provided.

• ·Filing items include 3.01 (Notice of Delisting/Failure to Satisfy Rule), 7.01 (Regulation FD Disclosure), and 9.01 (Financial Statements and Exhibits).
• ·Exhibit 99.1 is a Press Release dated March 6, 2026, furnished but not deemed 'filed' under the Exchange Act.

06-03-2026

Signing Day Sports, Inc. (SGN) issued a Form 425 filing with a press release reminding stockholders of the special meeting on March 13, 2026, to vote on the proposed Business Combination with BlockchAIn Digital Infrastructure, Inc. and affiliates, originally agreed on May 27, 2025 and amended thereafter. Proxy materials were distributed to stockholders of record as of January 20, 2026, and upon approval, BlockchAIn shares are expected to trade on NYSE American under ticker 'AIB'. No financial metrics or performance data were disclosed in the filing.

• ·Special Meeting at 10:00 a.m. Pacific Time on March 13, 2026, at 8355 East Hartford Rd., Suite 100, Scottsdale, AZ 85255.
• ·Business Combination Agreement dated May 27, 2025; Amendment No. 1 dated November 10, 2025; Amendment No. 2 dated December 21, 2025.
• ·Previous disclosures in 8-K filings on May 28, 2025, November 12, 2025, and December 22, 2025.
• ·Proxy materials mailed as announced on February 17, 2026.

06-03-2026

For the nine months ended December 31, 2025, Virtuix Holdings Inc. reported net sales growth of 41% YoY to $3.0M and gross profit of $0.9M versus a $0.4M loss in the prior year, driven by lower cost of goods sold and sharply reduced operating expenses (G&A down 57% YoY); however, the net loss narrowed to $6.9M from $12.0M YoY amid high interest expense and debt extinguishment loss. Q3 2025 net sales declined 24% YoY to $1.0M, resulting in a $2.7M net loss versus $2.0M prior year, while selling expenses surged 199% YoY. Balance sheet reflects total assets up 10% to $6.4M with cash doubling to $1.1M, but current liabilities rose 48% to $8.7M due to increased notes payable, deepening stockholders' deficit to $3.0M from $0.8M.

• ·Preferred stock fully converted/reclassified to common stock by Dec 31 2025 (0 shares outstanding vs 21.7M at Mar 31 2025)
• ·Current notes payable doubled to $5.3M from $2.6M QoQ
• ·Inventory slightly down 5% QoQ to $1.4M
• ·Deferred revenue decreased 59% QoQ to $0.7M
• ·Financing activities: $3.0M from convertible notes, $1.9M preferred stock issuance
• ·Loss on debt extinguishment $123K in nine months 2025

06-03-2026

PMV Pharmaceuticals reported a widened net loss of $77.7M for the year ended December 31, 2025, up 32% YoY from $58.7M in 2024, driven by a 19% increase in R&D expenses to $69.9M despite a 39% reduction in G&A expenses to $16.3M. Total operating expenses rose slightly by 0.9% to $86.2M, while cash and financial assets declined sharply 38% to $112.9M from $183.3M, with operating cash burn increasing 43% to $73.6M. Stockholders' equity decreased to $104.7M from $176.1M amid ongoing losses.

• ·Net loss per share was $1.48 basic and diluted for 2025, compared to $1.14 in 2024.
• ·Auditor emphasis on estimating R&D accruals and prepaids due to high subjectivity.
• ·Total assets decreased to $116.6M as of Dec 31, 2025 from $191.3M as of Dec 31, 2024.
• ·Accumulated deficit grew to $446.5M as of Dec 31, 2025 from $368.7M as of Dec 31, 2024.
• ·Filing date: March 06, 2026.

06-03-2026

AgEagle Aerial Systems Inc. (dba EagleNXT, NYSE: UAVS) announced a strategic investment in Israel's Aerodrome Group Ltd., a developer of precision loitering munitions, to boost capabilities in autonomy and precision strike technologies. The investment includes a reserved right for EagleNXT to establish a U.S.-based joint venture, subject to mutual agreement and regulatory approvals. This aligns with EagleNXT's mission in uncrewed systems for defense and other sectors, with CEO Bill Irby highlighting its role in enhancing security and operational effectiveness.

• ·EagleNXT’s platforms achieved FAA approvals for Operations Over People (OOP) and Beyond Visual Line of Sight (BVLOS)
• ·EASA C2 certification in Europe
• ·Inclusion on the U.S. Department of Defense’s Blue UAS list
• ·Forward-looking statements subject to risks including investment success and regulatory approvals for joint venture

06-03-2026

Cheniere Energy, Inc. (NYSE: LNG) announced its intention to offer Senior Notes due 2036 and Senior Notes due 2056, subject to market and other conditions. Proceeds from the offering will be used for general corporate purposes, including repayment or refinancing of existing indebtedness (such as under Cheniere Corpus Christi Holdings, LLC’s term loan facility), funding capital expenditures, working capital, and other business opportunities. The Notes will rank pari passu with Cheniere's existing senior notes due 2028 and due 2034; the offering is not registered under the Securities Act.

• ·Filing date: March 06, 2026
• ·Offer not registered under the Securities Act of 1933; may not be offered or sold in the US absent registration or exemption

06-03-2026

Reborn Coffee, Inc. increased its Board size from six to seven members on March 2, 2026, and appointed independent director Alex Yeon to fill the vacancy and serve on the Audit Committee with no compensation. On March 3, 2026, the Board appointed existing director Jung Jae Lim as Co-Chief Executive Officer alongside Jay Kim, with no additional compensation for Lim, who resigned from the Audit Committee due to loss of independence. Lim brings over 20 years of logistics and supply chain expertise from CEO roles at KCC Mexico Overseas Logistics, TJ America, and TJ Korea Inc.

• ·Alex Yeon determined independent under Nasdaq Rule 5605(a)(2).
• ·No family relationships or related party transactions involving Yeon or Lim.
• ·Jung Jae Lim received Bachelor of Language and Literature from Dankook University.
• ·Filing date: March 6, 2026; Event dates: March 2-3, 2026.

06-03-2026

Stanley Black & Decker's 2026 Proxy Statement discloses no related party transactions since the start of fiscal 2025 and details non-employee director compensation for 2025, including an annual cash retainer of $125,000, annual RSUs valued at $200,000 (up from $185,000), and additional retainers for committee chairs and roles like Lead Independent Director ($45,000 aggregate RSUs). Total 2025 compensation ranged from $20,408 (prorated for new/short-term directors) to $649,955 (Andrea J. Ayers), with aggregate equity grant fair value of $1.76M; major shareholders include Vanguard (12.0%) and insiders own less than 1%. Human capital strategy is overseen by the CEO and CHRO, with annual talent reviews presented to the Board.

• ·No related party transactions requiring disclosure since beginning of fiscal 2025.
• ·Ownership data as of February 25, 2026; director changes include Laschinger joining November 1, 2025, Poul retiring at 2025 Annual Meeting.
• ·Chief Human Resources Officer (CHRO) reports to CEO; annual talent reviews with Compensation Committee and full Board.

06-03-2026

CRISIL Ratings reaffirmed InterGlobe Aviation Limited (IndiGo)'s long-term bank facilities rating at 'Crisil AA-/Positive' and short-term at 'Crisil A1+', removing them from 'Rating Watch with Developing Implications' due to swift operational recovery post-FDTL phase-II disruptions and strong liquidity of ₹36,945 Cr as of Dec 31, 2025. Revenue from operations grew 6.6% YoY to ₹62,524 Cr in 9M FY26, supported by healthy passenger demand, however EBITDAR margin declined to 20% from 24.1% in the prior period amid external challenges and forex losses. Domestic market share recovered to ~64% for Apr-Jan FY26 after dipping to 59.6% in Dec 2025, while ongoing Middle East disruptions and regulatory penalties (₹22.2 Cr fine + ₹50 Cr bank guarantee under ISRAS) remain monitorable.

• ·Ratings placed on 'Watch Developing' on Dec 08, 2025, due to flight disruptions; DGCA FDTL phase-II exemption till Feb 10, 2026.
• ·Net debt (considering free cash) to EBITDAR ratio expected at 2.0–2.1x in FY26.
• ·Fleet average age ~4.7 years as of Dec 31, 2025; ~80% Neo aircraft.
• ·ISRAS involves phased release of ₹50 Cr bank guarantee over 15 months tied to DGCA verification.

06-03-2026

Immuneering Corp reported a narrowed net loss of $56.0M for FY 2025, an 8.2% improvement YoY from $61.0M, driven by a 7.3% reduction in total operating expenses to $59.4M, including a 12.3% drop in R&D expenses to $42.0M. However, G&A expenses rose 7.6% YoY to $17.3M, cash used in operations remained high at $45.3M, and the company relied heavily on $226.6M in financing activities, including a $164.1M public offering and $25.0M private placement with Aventis Inc., boosting cash to $128.6M but diluting shares outstanding to 64.6M from 31.1M.

• ·Investing activities used $88.7M in FY2025 (vs provided $26.4M in FY2024) primarily due to $88.6M purchases of marketable securities.
• ·Accumulated deficit increased to $280.3M from $224.3M.
• ·EPS improved to ($1.27) from ($2.04).

06-03-2026

The Goodyear Tire & Rubber Company's DEF 14A proxy statement outlines its corporate governance practices, including a separated Chairman (Ms. Koellner) and CEO (Mr. Stewart) roles since January 29, 2024, with 83% independent director nominees and full independence on key committees. The Board oversees risks through committees, with 2025 meeting counts of 6 for the full Board and 5, 4, 3, 4, and 0 for Audit, Human Capital & Compensation, Corporate Responsibility & Compliance, Finance, and Governance committees, respectively, alongside emphasis on management succession and the Goodyear Forward transformation plan. No financial performance metrics or declines are discussed.

• ·Board leadership separation effective since January 29, 2024; Ms. Koellner served as Lead Director from June 30, 2019 to January 29, 2024.
• ·Mr. Wessel appointed director in December 2005 via USW nomination.
• ·Governance Committee considers director nominees based on integrity, experience, diversity, and independence standards.

06-03-2026

SKIL Infrastructure Limited, under Corporate Insolvency Resolution Process (CIRP) per Hon’ble NCLT Mumbai order dated February 1, 2024, conducted its Fourth Committee of Creditors (COC) meeting on March 5, 2026, via virtual mode. The COC approved a two-week extension for Prospective Resolution Applicants to submit resolution plans with ₹5 Cr Earnest Money Deposit, shifting the deadline from March 6 to March 20, 2026. This procedural update signals ongoing insolvency proceedings with no immediate resolution, highlighting the company's distressed financial state.

• ·NSE Symbol: SKIL
• ·BSE Scrip Code: 539861
• ·RP Contact: cirpskil@gmail.com, +917718851633
• ·RP IBBI Registration No. IBBI/IPA-002/IP-N00940/2019-20/12993 (Valid till December 31, 2026)

06-03-2026

GXO Logistics, Inc. appointed Mark Suchinski as Chief Financial Officer effective April 1, 2026, bringing over three decades of finance, operations, and supply chain experience, particularly in aerospace and defense. CEO Patrick Kelleher stated that the leadership team is now fully in place to drive faster growth and higher margins. The company operates over 150,000 team members across more than 1,000 facilities totaling more than 200 million square feet.

• ·Mark Suchinski previously served as CFO for The GEO Group, Inc. and Spirit AeroSystems.
• ·Patrick Kelleher joined GXO in August 2025.
• ·Suchinski holds a Bachelor of Business Administration from DePaul University.

06-03-2026

Future Vision II Acquisition Corp. (FVNNR), a SPAC, filed its 10-K annual report for the year ended December 31, 2025, highlighting ongoing risks related to completing an initial business combination within 18-24 months from IPO closing, potential conflicts of interest among officers and directors, and PRC-related regulatory hurdles. The filing details acquisition criteria focused on revenue growth, free cash flow generation, and public company benefits but notes no business combination has occurred, with financial statements covering the period from inception (January 30, 2024). Risks include dilution from convertible loans up to $1.5M and founder shares purchased at $0.017 per share.

• ·Financial statements cover year ended December 31, 2025 and period from January 30, 2024 (inception) through December 31, 2024.
• ·Initial business combination deadline: 18 months from IPO closing (extendable to 24 months).
• ·PRC regulatory risks including data security oversight by Cyberspace Administration of China and potential need for approvals.

06-03-2026

Deric Eubanks voluntarily terminates employment with Ashford Hospitality Advisors, LLC on March 31, 2026, without Good Reason, in exchange for a release and waiver agreement. He receives a $1.8M Non-Compete Payment paid over 12 months, $200K transition payment through June 30, 2026, eligibility for a prorated 2025 Cash Incentive Bonus, and continued vesting of $3.3M in deferred cash grants and 13,490 AINC shares subject to compliance with consulting and restrictive covenants. Mutual releases, non-disparagement, and ongoing non-compete (12 months), non-solicitation (24 months) obligations are affirmed.

• ·Non-compete period: 12 months post-termination
• ·Non-solicitation and standstill periods: 24 months post-termination
• ·Payments subject to 8-day revocation period and compliance with consulting (remote, reasonable requests)
• ·Original employment agreement effective January 1, 2023

06-03-2026

ArteLo Biosciences, Inc. (ARTL) filed an 8-K on March 6, 2026, reporting material modifications to the rights of security holders (Item 3.03), amendments to articles of incorporation or bylaws (Item 5.03), other events (Item 8.01), and financial statements/exhibits (Item 9.01). The filing falls under the subcategory of Charter/Bylaws Amendments, indicating potential changes to corporate governance structure. No financial metrics or period-over-period comparisons were disclosed in the available filing details.

• ·Filing accession number: 0001640334-26-000395
• ·Company CIK: 0001621221
• ·SIC: 2834 (Pharmaceutical Preparations)
• ·Incorporated in NV, located in CA, Fiscal Year End: December 31
• ·Former names: Knight Knox Development Corp. (through 2017-02-06), Reactive Medical Inc. (through 2017-04-17)

06-03-2026

Warner Music Group Corp. held its Annual Meeting of Stockholders on March 3, 2026, electing all eleven director nominees with overwhelming support (For votes ranging from 7.55B to 7.63B shares out of approximately 7.64B total votes cast, minimal Against votes under 80M). Stockholders also ratified KPMG LLP as the independent registered public accounting firm for fiscal year 2026 with 7.63B For votes and negligible opposition (13.3M Against). No broker non-votes for Proposal 2, indicating strong consensus.

• ·Proxy statement filed with SEC on January 20, 2026.
• ·Proposal 1 broker non-votes: 11,989,796 shares.
• ·Proposal 2: Against 13,299,930 shares; Abstain 33,513 shares.

06-03-2026

Marriott Vacations Worldwide Corporation announced that Executive Vice President and General Counsel James Hunter will transition from his role on March 9, 2026, and retire on April 1, 2026, after nearly 20 years of service, including key roles in expansions, the 2011 spin-off from Marriott International, and the 2018 merger with ILG. CEO Matt Avril expressed thanks for Hunter's contributions in building teams and industry leadership, noting he will remain in an advisory role through retirement to ensure a smooth transition. The announcement highlights the company's 120 vacation ownership resorts and approximately 700,000 owner families.

• ·Hunter began in-house legal career at Marriott International in 1994, supporting global development in Asia-Pacific.
• ·Relocated to Orlando in 2006 to lead Law Department of Marriott Vacation Club International.
• ·Hunter will assume presidency of Florida Citrus Sports in April 2026.

06-03-2026

Servier announced a definitive agreement to acquire Day One Biopharmaceuticals, Inc. (Nasdaq: DAWN) for $21.50 per share in cash, representing a total equity value of approximately $2.5B, a 68% premium over the March 5, 2026 closing price and 86% over the one-month VWAP. The transaction, which positions Servier as a leader in pediatric low-grade glioma and expands its oncology pipeline, is expected to close in Q2 2026 subject to customary conditions including majority tender and U.S. antitrust clearance. No financial declines or flat metrics reported, though forward-looking statements highlight risks such as failure to meet closing conditions.

• ·Servier invests nearly 20% of brand-name sales in R&D
• ·Day One Board recommends shareholders tender shares
• ·Advisors: Baker McKenzie (Servier legal), Fenwick & West LLP (Day One legal)

06-03-2026

On March 4, 2026, BiomX Inc. (PHGE) announced the immediate resignations of CEO Jonathan Solomon and Chairman Dr. Russell Greig from their positions and board roles, with no disagreements on company matters. The Board appointed Michael Oster as new CEO and Amir Shalom as Class I Director (term expiring 2027), while noting no compensatory arrangements for Oster yet and standard prorated director pay for Shalom. Effective March 5, 2026, board committees were restructured with Liat Bidas as Audit and Nominating/Governance Chair, and Amir Shalom as Compensation Chair.

• ·Resignations and appointments effective immediately on March 4, 2026; committee assignments effective March 5, 2026.
• ·No arrangements, family relationships, or disclosable transactions involving new appointees Amir Shalom or Michael Oster.
• ·Amir Shalom deemed independent under NYSE American rules; standard indemnification agreement to be entered.

06-03-2026

Honeywell announced that Honeywell Aerospace Inc. has launched a private offering of up to $16B in senior notes and entered into $3B five-year and $1B 364-day revolving credit facilities to finance the planned spin-off of Aerospace, expected in Q3 2026. Proceeds from New Money Notes will fund a cash distribution to Honeywell and related fees, while Exchange Notes settle prior debt obligations. However, the offering size, timing, and terms are subject to market conditions, with significant risks including potential delays, failure to complete the spin-off, or lack of anticipated benefits.

• ·Notes offered only to qualified institutional buyers under Rule 144A and non-U.S. persons under Regulation S
• ·Notes guaranteed by Honeywell until Spin-Off completion, after which guarantees are automatically released
• ·Closing of Notes offering not contingent on Spin-Off completion

06-03-2026

Korn Ferry (NYSE: KFY) announced the election of Pete Shimer, former Chief Operating Officer of Deloitte U.S., to its Board of Directors, with appointments to the Audit Committee and Nominating and Corporate Governance Committee. Shimer brings extensive consulting, operational, financial, and strategic investment expertise from his Deloitte career, including roles as Interim CEO, CFO, and Lead Client Service Partner for Fortune 500 clients. CEO Gary D. Burnison and Non-Executive Chair Jerry Leamon highlighted his value in enhancing board capabilities.

• ·Pete Shimer earned a Bachelor of Arts in Accounting from the University of Washington.
• ·Shimer currently serves as Executive Committee Chair of the Cancer Artificial Intelligence Alliance, Board member of Alaska Air Group (Audit and Safety Committees), Synopsys (Audit Committee), Fred Hutchinson Cancer Center (Executive Committee Vice Chair), and University of Washington Foster School of Business.
• ·Filing references Korn Ferry’s Annual Report on Form 10-K for fiscal year ended April 30, 2025.

06-03-2026

GSK plc reported 2025 turnover of £32.7B, up 4% AER and 7% CER from £31.4B in 2024, driven by strong operating profit growth of 97% AER to £7.9B and profit attributable to shareholders more than doubling to £5.7B. However, performance was mixed across products, with growth in Dovato (+20% AER), Jemperli (+84%), and Shingrix (+6%) offset by declines in Triumeq (-25%), Seretide/Advair (-19%), and Rotarix (-7%). Vaccine sales totaled £9.2B, flat AER but +2% CER, while R&D expenses rose 18% to £7.5B.

• ·Scope 1 & 2 emissions from energy/sales revenue improved to 8.8 tonnes CO2e/£m in 2025 from 10.6 in 2024.
• ·Total energy used decreased to 2,482 GWh in 2025 from 2,577 GWh in 2024.
• ·% renewably sourced electricity reached 99% in 2025, up from 90% in 2024.
• ·Total waste reduced to 39,000 metric tonnes in 2025 from 47.3k in 2024.

06-03-2026

06-03-2026

Nuvve Holding Corp. announced a partnership with OMNIA Global to address a 1GW development pipeline over the next 24 months, supported by financing, starting with a 50MW/75MWh battery energy storage system (BESS) in Sweden expected to commence operations in Q2 2026. Nuvve will own and manage the facility, providing market access services, with potential revenues of $260,000–$325,000 per MW-year amid favorable Swedish market conditions. The deal includes exclusive rights to support OMNIA's projects and a right of first refusal for future ownership stakes, expanding Nuvve's European footprint.

• ·Filing date: March 06, 2026
• ·First project operations expected: Q2 2026
• ·Pipeline timeframe: next 24 months
• ·Nuvve headquartered in San Diego, California

06-03-2026

Escalade Incorporated appointed Patrick J. Griffin as full-time Chief Executive Officer and President on March 5, 2026, transitioning from his interim role held since October 29, 2025. Mr. Griffin, previously Vice President of Corporate Development and Investor Relations and a Director since August 2012, has no family relationships with other executives or material interests in transactions under Regulation S-K. No changes were made to his compensation from the offer letter dated November 10, 2025.

• ·Mr. Griffin, age 56, previously served as President of Martin Yale Group, a former Escalade subsidiary, and in various roles since 2002.
• ·Additional details in Form 10-K for year ended December 31, 2025, and proxy statement filed March 28, 2025.

06-03-2026

GMTech Inc. (GMTH) reported strong FY2025 performance with revenue surging to $3.48M from $53K in FY2024 (6,487% YoY growth), gross profit of $2.66M, and net income of $413K versus a $33K loss prior year. However, cash and equivalents plummeted 85% to $17K from $108K due to $241K net cash used in investing activities for inventories ($802K) and notes receivable ($238K), while operating cash flow improved to $143K positive from $55K used. Total assets expanded to $1.38M but liabilities rose sharply to $851K, driven by $616K deferred revenue.

• ·Deferred revenue arose from $4.5M customer prepayments, with $3.48M recognized as revenue, $410K cash refunds, and minor FX effect.
• ·EPS basic and diluted: $0.03 FY2025 vs $0.00 FY2024.
• ·Weighted average shares: 12M FY2025 vs 9.1M FY2024.
• ·Shares issued in FY2024: 7M for $140K proceeds.

06-03-2026

Solitron Devices, Inc. (SODI) has issued a proxy statement for its 2025 Annual Meeting on April 24, 2026, seeking stockholder approval for the re-election of Charles M. Gillman as Class III director for a term until the 2028 Annual Meeting, ratification of Whitley Penn LLP as independent auditors for the fiscal year ending February 28, 2026, and a non-binding advisory vote on named executive officer compensation. The record date is February 27, 2026, with 2,147,703 shares of common stock outstanding entitling holders to vote. The Board consists of five directors divided into three staggered classes, with no financial performance metrics or period comparisons disclosed in the filing.

• ·Annual Meeting time: 10:00 a.m. Eastern Time at 901 Sansburys Way, West Palm Beach, Florida 33411
• ·Proxy materials mailing date: on or about March 10, 2026
• ·Fiscal year reference: ended February 28, 2025 (10-K available)
• ·Voting quorum: majority of issued and outstanding shares present in person or by proxy
• ·Majority voting standard for uncontested director elections with contingent resignation provision
• ·Committee memberships: Audit (Dwight P. Aubrey, John F. Chiste); Compensation (Dwight P. Aubrey, David W. Pointer, Charles M. Gillman); Nominating (John F. Chiste, David W. Pointer, Charles M. Gillman)

06-03-2026

For the three months ended January 31, 2026, John Wiley & Sons reported net revenue of $410M, up 1.3% YoY, with Research segment growth of 2.5% offsetting a 0.9% decline in Learning; operating income rose 21% to $63M. Over nine months, revenue was slightly down 0.5% YoY to $1.23B due to a 6.8% drop in Learning despite 5% Research growth, but net income surged to $86M from $16M and operating cash flow doubled to $103M, aided by $114M in divestiture proceeds. Total assets declined 4.9% to $2.56B, while shareholders' equity was nearly flat at $750M.

• ·Accounts receivable declined to $200M from $228M YoY.
• ·Contract liabilities dropped sharply to $293M from $463M.
• ·Interest expense decreased 17% YoY in 9M to $34M.
• ·Weighted average shares outstanding declined to 52.9M basic (9M) from 54.2M.

06-03-2026

On February 28, 2026, Lynn Stockwell was removed as Chief Executive Officer, Executive Chair of the Board, and Board member of Drugs Made In America Acquisition Corp. following issues with the sponsor of its affiliate, Drugs Made In America Acquisition II Corp., which improperly withdrew $1.1M from the affiliate's working capital account between September 26 and September 30, 2025, including a $566,269 overpayment and at least $200,000 more for unrelated expenses. Roger Bendelac was appointed as the new CEO effective the same date, with compensation to be determined later. The resignations stem from the sponsor's inability to repay overpayments as directed on February 12, 2026.

• ·Sponsor withdrawals from affiliate occurred between completion of affiliate's IPO on September 26, 2025, and September 30, 2025; additional withdrawals between September 30, 2025, and December 31, 2025.
• ·Affiliate Board directed sponsor to return full overpayment on February 12, 2026; learned on same date sponsor unable to repay.
• ·Stockwell agreed to resign on February 18, 2026, at request of both Company and Affiliate Boards; resignation effective February 28, 2026 upon receipt.

06-03-2026

On February 28, 2026, Lynn Stockwell was removed as Chief Executive Officer, Executive Chair, and Board member due to the Sponsor's improper withdrawals totaling $1.1M from working capital post-IPO, including a $566k overpayment that was not returned despite Board demands. Roger Bendelac was appointed as the new CEO effective the same date, with compensation to be determined later. The incident highlights governance issues but ensures leadership continuity.

• ·Sponsor withdrawals occurred between IPO completion on September 26, 2025, and September 30, 2025 ($1.1M), with additional overpayment adjustments through December 31, 2025.
• ·Board directed Sponsor to return full overpayment on February 12, 2026; Stockwell agreed to resign on February 18, 2026.
• ·Roger Bendelac, 69, has over 30 years in investment banking; no family relationships or related party transactions with the Company.

06-03-2026

Chatham Lodging Trust completed the acquisition of six Hilton-branded hotels (589 rooms) for $92 million ($156,000 per room), featuring younger properties (average age 10 years) with higher RevPAR ($116 vs. $101 for sold hotels) and EBITDA margins (42% vs. 27%), following sales of six older hotels for ~$100 million over the past 18 months. The company increased its quarterly common dividend by 11% to $0.10 per share, payable April 15, 2026. This accretive deal (10% cap rate, adds ~$10M Hotel EBITDA or 12% increase, +$0.10 adjusted FFO/year) raises net debt to EBITDA ratio by 50 basis points.

• ·Acquired hotels located in Joplin, Mo. (two), Effingham, Ill. (two), Paducah, Ky. (two).
• ·Dividends payable April 15, 2026 to shareholders of record March 31, 2026.
• ·Acquisition funded with available cash and revolving credit facility borrowings.
• ·Acquired portfolio included in Chatham results for only 10 months in 2026.

06-03-2026

Independent Bank Corporation's DEF 14A proxy statement for the 2026 Annual Meeting on April 21, 2026, seeks shareholder approval to elect four directors (Terance L. Beia, Stephen L. Gulis Jr., William B. Kessel for three-year terms expiring 2029; Michael G. Wooldridge for one-year term expiring 2027), ratify Crowe LLP as auditors for FY 2026, and advisory votes on executive compensation and frequency. As of the February 20, 2026 record date, 20,769,374 common shares were outstanding, with no performance metrics reported but major 5%+ beneficial owners disclosed including BlackRock (9.0%), Vanguard (6.4%), and FMR LLC (5.0%). Board size is fixed at 10 members.

• ·Annual Meeting: April 21, 2026 at 3:00 p.m. ET, virtual at www.virtualshareholdermeeting.com/IBCP2026
• ·Record date: February 20, 2026
• ·Michael G. Wooldridge appointed to Board in December 2025
• ·Notice of Internet Availability mailed on or about March 6, 2026

06-03-2026

Simbhaoli Sugars Limited, under Corporate Insolvency Resolution Process (CIRP) since NCLT order dated July 11, 2024, has scheduled an IRP-convened meeting on March 11, 2026, to review audited consolidated financial results for the period ended March 31, 2025. The trading window for the company's shares will remain closed until 48 hours after the declaration of these results. No financial metrics are disclosed in this intimation, highlighting ongoing insolvency proceedings with no indication of operational improvements.

• ·CIRP admission order dated July 11, 2024; prior intimation to exchanges on July 12, 2024
• ·IRP meeting scheduled for Wednesday, March 11, 2026
• ·Compliance under Regulation 29 of SEBI (LODR) Regulations, 2015

06-03-2026

Republic Bancorp, Inc. reported robust 2025 financial results, with net income surging 30% YoY to $131.3M, diluted EPS up 29% to $6.72, ROA improving 25% to 1.84%, and ROE rising 17% to 12.31%, fueled by net interest income growth to $334.7M (up 7% YoY) and NIM expansion to 5.05% from 4.85%. Average interest-bearing deposits grew 6% or $203M, with costs declining to 2.26% from 2.67%, reducing interest expense by 10% or $9.6M. However, the Traditional Bank booked a $4.8M specific provision on a $16M C&I participation loan in Q4 2025 amid borrower revenue declines and expense pressures, while TRS Refund Advances and Other RPG loans saw average balances decrease.

• ·Noninterest-bearing deposits average balance declined $42.6M YoY to $1.33B in 2025.
• ·Allowance for credit losses stable at approx. $92M in 2025 vs 2024.
• ·Stockholders’ equity average grew to $1.07B in 2025 from $965M in 2024.

06-03-2026

FIRST FINANCIAL BANKSHARES INC (FFIN) filed its DEF 14A proxy statement for the 2026 annual shareholder meeting on April 28, 2026, at 10:30 a.m. CT in Abilene, Texas, with a record date of March 2, 2026. Shareholders are asked to vote on Proposal 1: election of directors; Proposal 2: ratification of independent auditors; and Proposal 3: advisory vote on named executive officer compensation, including detailed 2025 compensation discussion and analysis with equity awards data for PEO and Non-PEO NEOs across years 2021-2025. No specific financial performance metrics or period-over-period changes are detailed in the visible content.

• ·Annual meeting location: Abilene Convention Center, 1100 North 6th Street, Abilene, Texas.
• ·RSVP for post-meeting luncheon required by April 15, 2026, via phone 325.627.7038 or email awatkins@ffin.com.
• ·Live video stream available at www.ffin.com/live-events; replay post-event.
• ·Proxy materials available at www.ffin.com/sec.

06-03-2026

Peoples Bancorp Inc. (PEBO) filed its DEF 14A proxy statement for the virtual annual shareholder meeting on April 23, 2026, at 10:00 a.m. EDT, with a record date of February 23, 2026. Key proposals include electing eleven directors for one-year terms expiring at the 2027 meeting, an advisory vote to approve named executive officers' compensation as disclosed, and ratification of Ernst & Young LLP as independent auditor for the fiscal year ending December 31, 2026. No financial performance metrics or period-over-period comparisons are detailed in the filing excerpt.

• ·Meeting held solely via live webcast at www.proxydocs.com/pebo; no in-person attendance.
• ·Shareholder proposals for 2027 annual meeting must be received by December 2026 (specific date not provided in excerpt).

06-03-2026

Camden National Corporation reported net income of $65.2M for 2025, up 23% YoY from $53.0M in 2024, fueled by the January 2, 2025 acquisition of Northway Financial, Inc., which drove net interest income to $203.3M (+53% YoY) and total assets to $6.97B (+20% YoY). However, non-interest expenses surged 38% YoY to $154.8M due to $9.3M in merger costs, return on average equity declined slightly to 9.96% from 10.36%, and tangible book value per share dipped to $29.69 from $29.91. Adjusted metrics reflected stronger results, including adjusted net income of $74.4M (+39% YoY) and adjusted return on average tangible equity of 17.27%.

• ·Dividends declared per share remained flat at $0.42 quarterly across all quarters in 2025 and 2024.
• ·Adjusted pre-tax, pre-provision income increased to $109.6M in 2025 from $66.2M in 2024.
• ·Non-GAAP efficiency ratio improved to 54.46% in 2025 from 62.05% in 2024.

06-03-2026

ArcelorMittal's total sales declined 1.7% YoY to $61.4B in 2025 from $62.4B in 2024, driven by drops in Brazil (-9.9%), Europe (-3.9%), and Sustainable Solutions (-2.1%), despite gains in Mining (+21.4%) and North America (+3.7%). Operating income rose 9.6% YoY to $3.6B, with strong growth in North America (+68.3%), Sustainable Solutions (+149.1%), and Europe (+35.2%), but offset by a sharp decline in Brazil (-56.5%) and flat Mining performance (+2.5%). North America saw crude steel production up 2.9% to 7.8M tonnes, though long product shipments fell 4.3%.

• ·North America flat product shipments: 8,378 thousand tonnes (+4.4% YoY)
• ·North America long product shipments: 2,378 thousand tonnes (-4.3% YoY)
• ·North America average steel selling price: $1,014/tonne (+2.9% YoY)
• ·North America total steel shipments: 10,283 thousand tonnes (+2.2% YoY)

06-03-2026

Cohen & Co Inc. (COHN) filed its 10-K annual report on March 06, 2026, featuring forward-looking statements on business strategies, SPAC investments, growth opportunities, and expected financial position. The filing emphasizes significant risks including economic uncertainty, SPAC-related litigation and regulatory pressures, liquidity constraints, dependence on Pershing LLC for clearing services, high debt service needs, and stringent regulatory oversight across operations. No quantitative financial data or period-over-period comparisons are provided in the excerpts.

06-03-2026

SB Financial Group, Inc. reported net income of $13.974M for the year ended December 31, 2025, up 21.8% YoY from $11.47M, with diluted EPS rising 27.3% to $2.19, driven by net interest income growth of 21.4% to $48.453M amid 12.8% loan expansion to $1.181B and 13.4% deposit growth to $1.307B. However, noninterest income was essentially flat at +0.5% ($17.107M), noninterest expenses increased 9.4% to $46.999M, provision for loan losses surged 953% to $1.306M, and available-for-sale securities declined 6.4% to $188.626M. Total assets grew 12% to $1.545B, while the company repurchased 31,519 shares in Q4 2025 at an average price of $20.60, leaving 199,050 shares remaining under the program.

• ·Nonaccruing loans declined 17% YoY to $4.579M (0.39% of total loans).
• ·Nonperforming assets fell 15.1% to $4.683M (0.30% of total assets).
• ·Allowance for credit losses increased 6.7% to $16.114M (1.36% of loans).
• ·Return on average assets improved to 0.93% from 0.84%; ROE to 10.38% from 9.19%.
• ·Cash dividend payout ratio declined to 27.54% from 32.87%; dividends declared $0.60 per share (up from $0.56).

06-03-2026

Arrow Financial Corp's FY2025 net income surged 48% YoY to $44M from $30M in FY2024, with basic EPS rising to $2.65 from $1.77, driven by 19.2% growth in net interest income to $133M and NIM expansion to 3.19% from 2.74%; ROA improved to 1.00% and ROE to 10.66%. Noninterest income grew 15.5% to $32M, while efficiency ratio improved to 61.97% from 67.68%. However, noninterest expenses rose 5.8% to $103M, net loans charged-off increased to 0.19% of average loans from 0.09%, and provision for credit losses edged up to 0.21% from 0.16%.

• ·Tier 1 Leverage Ratio at 9.68% as of Dec 31, 2025 (up slightly from 9.60% in 2024)
• ·Nonperforming Assets as % of Total Assets improved to 0.20% in 2025 from 0.50% in 2024
• ·Average Assets grew to $4.39B in 2025 from $4.27B in 2024
• ·Cash Dividends Per Share increased to $1.14 in 2025 from $1.09 in 2024

06-03-2026

Information Services Group Inc. reported total revenues of $244.7M for the year ended December 31, 2025, down 1% from $247.6M in 2024, with Americas up 1% to $160.9M but offset by declines in Europe (-3% to $65.5M) and Asia Pacific (-13% to $18.3M). Operating expenses fell 6% to $226.9M, driving net income higher to $9.3M from $2.8M and Adjusted EBITDA up 28% to $32.2M from $25.1M. Cash provided by operating activities improved to $29.0M from $19.9M.

• ·Adjusted net income increased to $16.5M from $9.97M YoY.
• ·Adjusted net income per diluted share rose to $0.33 from $0.20.
• ·Net cash used in investing activities was $4.9M in 2025 vs provided by $19.0M in 2024.
• ·Gain on sale of business declined 84% to $0.7M from $4.5M.
• ·Total other expense, net worsened to $(3.3M) from $(0.5M).

06-03-2026

MacKenzie Realty Capital, Inc. (Nasdaq: MKZR) closed an additional $1 million loan agreement with Streeterville Capital, a division of Chicago Venture Partners, to purchase approximately $1,000,000 of CNL Healthcare Properties, Inc. (CHP) shares at $4.55 per share. CHP is expected to close a merger with SNDA this month, with shares receiving approximately $6.90 per share, positioning this as a profitable strategy per CEO Robert Dixon. The move aligns with the company's long-term approach to strengthen its balance sheet and cash flow through non-traded REIT shares.

• ·MacKenzie Realty Capital founded in 2013; intends to invest at least 80% of total assets in real property and up to 20% in illiquid real estate securities.
• ·Intended real property portfolio: approximately 50% multifamily and 50% boutique class A office.
• ·100% ownership of multifamily subsidiary MacKenzie Apartment Communities, Inc.

06-03-2026

One Liberty Properties Inc (OLP) acquired 13 industrial properties for $188.8 million, including $112.3 million in mortgage debt, expected to generate $13.3 million in 2026 rental income and representing 15.1% of 2026 base rent. The company sold ten properties for $58.9 million in net proceeds with an $18.7 million gain, which accounted for a minor 2.4% of 2025 rental income (down from 5.0% in 2024), and two joint venture properties yielding a $2.4 million share of proceeds and $991,000 gain. Mortgage debt stands at $522.5 million with a stable 4.88% weighted average interest rate and 5.8-year remaining term.

• ·Pending sale of vacant retail property in Cary, North Carolina expected in March 2026 with $192K 2025 and $460K 2024 rental income, net.
• ·Pending sale of retail property in Newport News, Virginia expected in April 2026 with $360K 2025 and $340K 2024 rental income, net.
• ·Mortgage debt fixed rates range from 3.05% to 6.42% with prepayment penalties.
• ·Pending Cary property: $93K dep/amort and $45K mortgage interest in 2025; $93K dep/amort and $110K interest in 2024.
• ·Pending Newport News property: $115K dep/amort in 2025 and $113K in 2024.

06-03-2026

Drilling Tools International Corp reported FY2025 revenue of $159.6M, up 3% YoY from $154.4M, driven by strong Eastern Hemisphere growth of 78% to $23.5M, however Western Hemisphere revenue declined 3% to $148.6M and total segment EBITDA fell 5% to $50.0M amid a 59% drop in Eastern EBITDA. The company swung to a net loss of $3.8M or $(0.11) per share from prior-year profit of $3.0M, with Adjusted EBITDA slightly down to $39.3M from $40.1M; balance sheet remained stable at $222.2M total assets while operating cash flow improved significantly to $19.9M.

• ·Cash decreased to $3.6M from $6.2M YoY.
• ·Operating cash flows surged to $19.9M from $6.1M due to working capital improvements.
• ·Goodwill impairment of $1.9M recorded in FY2025.
• ·Business combinations involved issuance of 888,041 shares valued at $2.9M.
• ·Purchase of treasury stock for $1.3M.

06-03-2026

Northrim Bancorp reported net income of $64.6M for 2025, surging 75% YoY from $37.0M in 2024, fueled by net interest income growth of 20% to $135.6M and other operating income jump of 84% to $77.2M, while assets expanded 8% to $3.29B and ROE rose to 21.7% from 14.7%. However, nonperforming loans increased to $11.3M (0.49% of portfolio) from $7.5M (0.35%), provision for credit losses rose 19% to $3.9M, and other operating expenses grew 16% to $122.1M. Dividend per share increased slightly to $0.64 from $0.62.

• ·Five-year compound growth rate for net income: 14%
• ·Tangible book value per share: $12.47 (2025) vs $9.79 (2024)
• ·Allowance for credit losses to portfolio loans stable at 1.03% (2025 and 2024)
• ·Total employees grew 3% over five years to 516 FTE
• ·Common shares outstanding five-year CAGR: -2%

06-03-2026

On March 3, 2026, Patrick Berard, a member of LKQ Corporation's Board of Directors, notified the company of his decision to decline nomination for re-election at the 2026 Annual Meeting of Stockholders, expected in May 2026. Mr. Berard will continue serving in his role until that meeting. No immediate changes to the board composition or operations are indicated.

• ·Filing signed on March 6, 2026
• ·LKQ Corporation incorporated in Delaware, IRS Employer Identification No. 36-4215970

06-03-2026

GAAP net income declined nearly 10% YoY to $23.4M in 2025 from $26.0M in 2024, primarily due to $7.9M in merger-related expenses from the Susquehanna acquisition, though adjusted net income rose 15% to $29.8M. Net interest income increased 16% to $91.9M driven by 7.3% average loan growth and 8.3% deposit growth, lifting NIM to 3.61% from 3.30%; however, noninterest expenses excluding merger costs rose 7.8% to $80.0M. GAAP EPS fell to $1.46 from $1.69, while adjusted EPS improved to $1.85.

• ·Average brokered deposits decreased $50.4M to $11.1M; average borrowed funds decreased $44.3M.
• ·Trust revenue increased $284k to $8.2M due to equity appreciation and estate fees.
• ·Other noninterest income up $407k to $5.6M including credit enhancement fees (+$117k), merchant services (+$66k).
• ·Debit card interchange revenue up $347k to $4.6M.
• ·Other noninterest expense up $1.2M to $11.5M.

06-03-2026

Muncy Columbia Financial Corporation (CCFN) has issued its DEF 14A proxy statement for the Annual Meeting of Shareholders on April 23, 2026, at 10:30 a.m. ET, to elect four Class 1 directors for three-year terms and ratify S.R. Snodgrass P.C. as the independent registered public accounting firm for the year ending December 31, 2026. The record date is February 23, 2026, with 3,536,754 shares of common stock outstanding. Proxy materials are available online at www.edocumentview.com/CCFN starting on or about March 13, 2026.

• ·Meeting location: Lightstreet Office of Journey Bank, 1199 Lightstreet Road, Bloomsburg, Pennsylvania 17815.
• ·Board of Directors recommends voting 'FOR' both proposals.
• ·Voting methods: telephone, internet, mail proxy card, or in person.
• ·Plurality vote required for director election; majority of votes cast for auditor ratification.

06-03-2026

Hurco Companies Inc reported a Q1 FY2026 net loss of $3.5M, improved 20% YoY from $4.3M with EPS of ($0.54) vs ($0.67), driven by lower tax provision. However, sales and service fees declined 7.7% YoY to $42.9M, gross profit fell 4.2% to $7.9M, operating loss widened 52% to $3.2M amid 7% higher SG&A expenses to $11.1M, and operating cash flow swung to a $0.6M use from $10.3M provided. Total assets decreased 1% QoQ to $261.5M with stable cash at $48.0M.

• ·Inventories decreased slightly QoQ to $141.7M from $142.9M.
• ·Cash and cash equivalents stable at $48.0M, down $0.7M QoQ.
• ·Proceeds from sale of a business contributed $1.2M to investing cash flow.

06-03-2026

CKX Lands, Inc. announced on March 5, 2026, that directors Keith Duplechin and Daniel J. Englander notified the company of their retirement from the board and will not stand for re-election at the 2026 annual meeting of stockholders. They will continue serving until their terms expire at the meeting. The decisions were not due to any disagreement with the company's operations, policies, or practices.

06-03-2026

Flushing Financial Corp's total mortgage loan portfolio declined 1.7% YoY to $5.23B at December 31, 2025, from $5.32B, while commercial business loans decreased 0.5% to $1.41B; however, CRE mortgage originations rose 30% to $211M and total commercial originations increased 33% to $273M. Non-performing loans rose 25% YoY to $42M (0.63% of gross loans) from $33M (0.49%), with non-performing assets up 15% to $59M (0.68% of total assets). Deposits experienced a net decrease of $97M in 2025 after prior growth, though total borrowings fell 47% to $485M.

• ·Mortgage loan charge-offs in 2025: $4.1M (up from $0.4M in 2024)
• ·Commercial business loan charge-offs in 2025: $7.3M (down slightly from $7.5M in 2024)
• ·Total securities available for sale fair value: $1.39B at end 2025 (down from $1.50B in 2024)
• ·FHLB-NY advances balance: $184M at end 2025 (down 71% from $629M in 2024)

06-03-2026

MOBIX Labs, Inc. is seeking shareholder approval at its annual meeting for the election of three Class II directors (David Aldrich, Frederick Goerner, and Keyvan Samini), ratification of PricewaterhouseCoopers LLP as independent auditors for FY2026, and authorization for a reverse stock split (1:10 to 1:50 ratio) to address Nasdaq minimum bid price noncompliance, with a compliance extension until April 27, 2026. Auditor fees declined 19.5% YoY to $1.56M in FY2025 (ended Sep 30, 2025) from $1.93M in FY2024, while all other fees remained flat at $2,000. The board recommends voting for all proposals amid ongoing efforts to maintain Nasdaq listing.

• ·Nasdaq noncompliance notice received April 28, 2025; initial 180-day compliance period ended October 27, 2025; extension granted to April 27, 2026.
• ·PWC has audited financial statements since 2022.
• ·Board structure: three classes with staggered three-year terms; Class B holders elect three Class B Directors (one per class).

06-03-2026

FIRST Community Bankshares Inc. reported net income of $48.8 million for 2025, down 5.45% from $51.6 million in 2024, with ROA declining to 1.52% from 1.60% and ROE to 9.64% from 10.03%; net interest income FTE fell slightly to $125.1 million while NIM remained nearly flat at 4.42% (down 0.02 percentage points). However, noninterest income rose 8.88% to an unspecified amount driven by service charges, credit quality improved with non-performing loans at 0.61% (down 0.22 percentage points) and lower net charge-offs, and adjusted net income declined modestly by 2.34% to $51.1 million. Noninterest expenses increased 8.01% due to higher salaries, merger costs for the Hometown acquisition (completed January 23, 2026), and other expenses.

• ·Merger-related expenses of $2.91 million in 2025 associated with Hometown acquisition completed January 23, 2026.
• ·Salaries and employee benefits increased $4.73 million YoY.
• ·Book value per share $27.30 on Dec 31, 2025, down $1.43 from 2024 due to special dividends totaling $3.07 per share.
• ·Average loans $2.35B in 2025 vs $2.48B in 2024.
• ·Loan-to-deposit ratio 88.81% on Dec 31, 2025.
• ·Return on average tangible common equity 13.92% for 2025.

06-03-2026

Terex Corporation announced that Stephen Johnston will no longer serve as VP, Chief Accounting Officer, and Controller effective March 2, 2026, as part of ongoing integration following its merger with REV Group, Inc.; he will assist with transition and there was no disagreement on company matters. Joseph LaDue, 46, previously VP, Corporate Controller and Chief Accounting Officer at REV since December 2022, was appointed to the role on the same date with an annual base salary of $357,500, target incentive bonus of 40% of salary, and initial long-term incentive award of $139,000. No family relationships or material transactions involving LaDue were noted.

• ·Joseph LaDue served as VP, Corporate Controller and Chief Accounting Officer at REV since December 2022, in corporate controller roles at REV since 2018, and worked 13 years at KPMG LLP including as audit senior manager.
• ·Joseph LaDue is a certified public accountant.

06-03-2026

Great Southern Bancorp, Inc. reported net income of $71M for the year ended December 31, 2025, up 15% YoY from $62M in 2024, driven by a 6% increase in net interest income to $200M and no provision for credit losses on loans. However, total assets declined 6% YoY to $5.6B, net loans receivable fell 7% to $4.4B, and deposits decreased 3% to $4.5B amid higher interest expense pressures. Non-performing assets improved 15% to $8.1M (0.14% of average total assets), while foreclosed assets ticked up slightly to $6.0M.

• ·Tier 1 capital ratio for Great Southern Bancorp, Inc. at 14.1% as of Dec 31, 2025 (up from 12.8% in 2024).
• ·Efficiency ratio improved to 61.91% in 2025 from 64.40% in 2024.
• ·Subordinated debentures balance stable at $25.8M across 2023-2025.
• ·Average subordinated notes balance declined sharply to $34.1M in 2025 from $74.7M in 2024.

06-03-2026

The 2026 Proxy Statement for First Bancorp, Inc. (FNLC) details governance practices, including the Audit Committee's financial expertise led by independent Chair F. Stephen Ward, procedures for related party transactions exceeding $120,000 (none in 2025 except ordinary loans of $28.3M to directors/executives, or 1.21% of total loans), and no adopted written policy but established review processes. Director compensation from the Bank totaled $291,100 in 2025, with 54% reinvested via stock purchase plan and no fees paid to the Company for directorships. Executive officer bios highlight long tenures and recent promotions/appointments in 2025-2026.

• ·Director fees structure: Chair $44,600 annual; others $1,400 monthly retainer, $1,050 per board meeting, $700 per committee meeting.
• ·Code of Business Conduct and Ethics re-approved Sept 25, 2025; available on investor website.
• ·Internal audits outsourced except loan review; Bank regulated by OCC, FDIC, Federal Reserve.
• ·Ms. Kachmar joined Board Feb 2025; several executives promoted Feb 2025.

06-03-2026

Cass Information Systems, Inc. filed its DEF 14A proxy statement on March 6, 2026, for the Annual Meeting of Shareholders on April 21, 2026, seeking approval to elect seven directors for one-year terms, an advisory vote on executive compensation, and ratification of KPMG LLP as the 2026 independent auditor. The record date is March 2, 2026, with 12,908,298 common shares outstanding entitled to vote. The filing includes standard disclosures on corporate governance, director compensation, executive compensation analysis, pay versus performance, and CEO pay ratio, with no reported changes in performance metrics.

• ·Annual Meeting location: The Bogey Club, 9266 Clayton Road, Saint Louis, Missouri 63124 at 8:00 a.m. local time
• ·Proxy materials and 2025 Form 10-K available at www.investorvote.com/cass and www.cassinfo.com
• ·Company address: 12444 Powerscourt Drive, Suite 550, St. Louis, Missouri, 63131

06-03-2026

Rackspace Technology reported FY2025 revenue of $2.69B, down 1.9% YoY from $2.74B, with gross profit declining 5.1% to $506M amid higher cost of revenue margin (81.1%), while SG&A expenses fell 14.2% to $607M and no goodwill or asset impairments occurred (vs. $735M and $20M in 2024). Net loss narrowed 73.7% to $226M, and Non-GAAP Operating Profit rose 19.4% to $126M, boosted by Public Cloud segment profit up 52.9% to $68M, but Private Cloud profit dropped 14.3% to $252M. Overall performance showed cost controls and segment divergence amid revenue contraction.

• ·Restructuring and transformation expenses: $32.3M in FY2025 (down from $58.5M in FY2024)
• ·Amortization of intangible assets: $146.9M in FY2025 (down from $154.1M in FY2024)
• ·Interest expense: $82.7M in FY2025 (down 15.6% from $98.0M in FY2024)
• ·Corporate functions segment loss improved to $(193.9)M in FY2025 from $(233.0)M in FY2024

06-03-2026

NI Holdings, Inc. reported total direct premiums written (DPW) of $289.8M for the year ended December 31, 2025, a 15.4% decline from $342.3M in 2024, driven by sharp drops in Illinois (-70.9%), Arizona (-71.6%), and Nebraska (-4.6%), while North Dakota grew 5.2% to $176.3M and Minnesota surged 65.5%. Battle Creek Mutual Insurance Company converted to a stock company and became a wholly-owned subsidiary on January 2, 2024, and Westminster American Insurance Company was sold on June 30, 2024. South Dakota DPW remained nearly flat at -1.1%.

• ·NI Holdings holds ≥60% ownership in Nodak Mutual Group, Inc.
• ·100% ownership in Direct Auto Insurance Company, Nodak Insurance Company subsidiaries: American West, Battle Creek, Tri-State Ltd (100% in Primero).
• ·North Dakota Secretary of State approved Battle Creek conversion from mutual to stock on January 2, 2024; surplus note paid in full.
• ·Westminster sold to Scott Insurance Holdings on June 30, 2024.

06-03-2026

Columbia Financial, Inc. (CLBK) reported total loans receivable of $8.3B at December 31, 2025, up 4.7% YoY from $7.9B in 2024, supported by strong multifamily ($233M originated) and commercial real estate ($325M originated) loan growth. Average deposits increased 4.3% YoY to $8.2B with a reduced weighted average rate of 2.39% versus 2.56% in 2024; however, total securities fair value rose modestly 8.4% YoY to $1.5B amid declines in mortgage-backed securities amortized cost (flat) and certain originations like one-to-four family loans (down 4.2% to $118M). Borrowings showed mixed trends with FHLB advances end balance up 9.6% to $1.2B but maximum outstanding down 21.4% YoY.

• ·Multifamily loans: $1.68B (21.0% of gross loans) with 59.0% avg LTV and 1.59 DSCR at Dec 31, 2025.
• ·Investor Owned CRE total: $1.85B (23.1% of gross loans) with subcategories like Retail/Shopping centers $542M (1.57 DSCR).
• ·Equity compensation plans approved by stockholders: weighted avg exercise price $16.22.

06-03-2026

On March 2, 2026, HireQuest, Inc. entered into new employment agreements effective the same date with CEO Richard Hermanns (annual base salary $430,000, 25,000 restricted shares), CFO C. David R. Hartley (annual base salary $260,000, 10,000 restricted shares), and Chief Legal Officer John McAnnar (annual base salary $260,000, 10,000 restricted shares), each with an initial term through August 31, 2027. The agreements include performance-based bonuses tied to pre-tax income, Adjusted EBITDA growth, sales improvements, and other metrics, along with severance provisions up to 18 months base salary for the CEO and 6 months for others upon certain terminations. No financial performance metrics or period-over-period changes were reported.

• ·Employment agreements include 60 days' notice for termination without cause.
• ·Restricted shares vest 50% on second anniversary of March 2, 2026, and 6.25% per fiscal quarter for the next eight quarters.
• ·Hermanns severance without cause/good reason: 18 months base salary; Hartley/McAnnar: up to 6 months (1 month per year of service).
• ·Change of control triggers automatic 1-year extension and 150% base salary lump-sum severance if terminated.

06-03-2026

On March 2, 2026, James River Group Holdings, Inc. amended CEO Frank D’Orazio’s target short-term incentive plan award from 100% to 150% of his base salary and his target long-term incentive plan award from 100% to 200% of his base salary. The company also amended its Code of Conduct to enhance provisions on confidential information obligations and to clarify compliance with the Employee Handbook, with no waivers granted. These changes reflect enhanced executive compensation incentives alongside routine governance updates.

• ·Event reported date: March 2, 2026; Filing date: March 6, 2026
• ·Amended Code of Conduct filed as Exhibit 14.1 and available at https://jrvrgroup.com/our-group/governance/corporate-governance

06-03-2026

DATASEA INC. (DTSS) is holding a Special Meeting to vote on a proposed merger with its wholly-owned BVI subsidiary DIT, under which DATASEA will merge into DIT and cease to exist as a Nevada entity, with DIT surviving under BVI law; the Board unanimously recommends approval of both the Merger Proposal and Share Exchange Proposal. Upon effectiveness, 2,000,000 Common Stock shares held by each of Zhixin Liu and Fu Liu will convert to 2,000,000 Class B Ordinary Shares of DIT, while all other shares convert to Class A Ordinary Shares. As of the Record Date (March 4, 2026), there were 10,447,153 shares of Common Stock outstanding.

• ·Record Date: March 4, 2026
• ·Special Meeting check-in begins 9:30 am, starts at 10:00 am (specific date referenced as conformed period April 3, 2026)
• ·Annual Report on Form 10-K for fiscal year ended June 30, 2025 filed with SEC on September 26, 2025
• ·Voting requires majority of shares present and entitled to vote; abstentions treated as votes against, broker non-votes have no effect
• ·Vote tabulation by West Coast Stock Transfer, Inc.

06-03-2026

National Energy Services Reunited Corp. (NESR) reported total revenue of $1.32B for the year ended December 31, 2025, up 1.7% YoY from $1.30B in 2024, driven by 2.6% growth in the MENA segment to $1.32B. However, Rest of World revenue declined 57% YoY to $8.1M from $18.8M, reflecting underperformance outside core markets. The 10-K extensively details risks including oil price volatility, geopolitical instability in MENA, competitive pressures, and the company's transition from foreign private issuer status effective January 1, 2026.

• ·As of January 1, 2026, NESR is no longer a foreign private issuer and must comply with U.S. domestic issuer requirements under the Exchange Act and Nasdaq rules.
• ·Domestic (BVI) revenue remained at $0 across 2023-2025.
• ·Extensive risk disclosures include oil/gas price volatility, MENA geopolitical tensions (e.g., U.S.-Israel-Iran conflict), currency fluctuations, debt covenants, and ESG/climate pressures.

06-03-2026

Cantor Equity Partners II, Inc. (CEPT), a SPAC, reported total assets surging to $246.8M as of December 31, 2025 from $0.1M in 2024, driven by $246.6M in Trust Account investments post-IPO with 24M Class A shares subject to redemption at $10.43/share totaling $250.2M. Net income improved to $17.5k in 2025 from a $70.7k loss in 2024, boosted by $6.5M interest income, however operational losses widened dramatically to $1.85M from $70.7k amid $1.77M G&A costs, plus a $4.6M fair value loss on forward sale securities, resulting in shareholders' deficit expanding to $9.6M from $68k. Comprehensive income reached $155.6k including $138k unrealized gains on debt securities.

• ·Class B ordinary shares retroactively adjusted for 1M share capitalization on May 1, 2025.
• ·Weighted average Class A public shares: 15,846,575; Private placement: 382,959; Class B: 6M.
• ·Administrative expenses – related party: $79.7k in 2025 (none in 2024).

06-03-2026

On March 2, 2026, Michele Farmer voluntarily resigned as Chief Accounting Officer of Pacific Biosciences of California, Inc. (PACB) effective March 21, 2026, with no disagreements or severance, and CFO Jim R. Gibson will serve as principal accounting officer without compensation changes. On March 5, 2026, PACB entered a binding term sheet with Personal Genomics of Taiwan, Inc. (PGI) to settle litigation, gaining a worldwide royalty-free license to U.S. Patent No. 7,767,441 and a 5.5-year covenant not to sue, but requiring fixed payments of $8M in Q1 2026 and $5M annually in Q1 2027-2029 (potentially $7M in 2027 if 2026 revenue meets $165M/$180M thresholds). The settlement provides litigation certainty and supports growth but incurs significant cash outflows totaling $23M-$25M.

• ·Ms. Farmer’s resignation is not connected to any disagreement on operations, policies, or accounting practices.
• ·No arrangements or understandings between Mr. Gibson and others for his appointment as principal accounting officer.
• ·Information on Mr. Gibson incorporated from Proxy Statement filed April 23, 2025.
• ·Covenant not to sue runs with the patents and binds PGI’s successors and transferees.
• ·Settlement includes release of claims for damages prior to and during covenant term.

06-03-2026

Ardmore Shipping Corp's 20-F annual report highlights estimates of liquidity needs for 2026 and longer term to fund capital expenditures, acquisitions, refinancing, and general corporate activities. It discusses risks including adverse impacts from oil price declines potentially reducing growth opportunities and high debt levels limiting financing flexibility. The company emphasizes its low cost structure for operating expenses and overhead, with operations primarily under time charters, commercial pools, and spot charters where it bears vessel operating expenses.

• ·Filing date: March 06, 2026
• ·Vessel operating expenses include crewing, repairs and maintenance, insurance, stores, lube oils, communication expenses, and technical management fees

06-03-2026

IRADIMED CORP reported FY2025 revenue of $83.8M, up 14% YoY from $73.2M in FY2024, driven by strong U.S. growth (+16% to $70.6M) and devices revenue (+16% to $60.0M), including robust increases in MRI IV pumps (+19%) and Ferro Magnetic Detection Systems (+111%). However, international revenue grew modestly at 5% (to $13.3M, down to 16% of total), services revenue declined 4% to $3.9M, and gross margin remained flat at 77%. Operating expenses improved to 45.5% of revenue from 47.0%, boosting income from operations margin to 31.2% from 30.0% and net income margin to 26.8% from 26.3%.

• ·Research and development expenses declined to 3.5% of revenue from 3.9% YoY.
• ·General and administrative expenses improved to 21.2% of revenue from 21.8%.
• ·Sales and marketing expenses decreased to 20.8% of revenue from 21.3%.
• ·Other income, net declined to 2.6% of revenue from 3.2%.

06-03-2026

Riskified Ltd. (RSKD) reported FY2025 revenue of $345M, up 5% YoY from $328M in FY2024, with GMV growing 10% YoY to $155B; gross margins remained flat at 52%. Net loss narrowed to $28M from $35M YoY and $59M in FY2023, while Adjusted EBITDA improved 55% to $27M. However, free cash flow declined 15% YoY to $33M from $39M, and revenue growth slowed significantly from 10% in FY2024.

• ·Share-based compensation expense declined to $52M in FY2025 from $58M in FY2024.
• ·Depreciation and amortization decreased to $3.5M in FY2025 from $4.9M in FY2024.
• ·Sales and marketing expenses fell to $83M (-4% YoY), G&A to $60M (-7% YoY), while R&D stable at $69M.

06-03-2026

Central Pacific Financial Corp. (CPF) has filed its definitive proxy statement for the 2026 Annual Meeting of Shareholders, to be held virtually on April 30, 2026, at 11:00 a.m. Hawaii time. Shareholders of record as of February 25, 2026, will vote on electing up to 10 directors, approving executive compensation on a non-binding advisory basis (Say-on-Pay), and ratifying Crowe LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2026. There are 26,436,625 shares of Common Stock outstanding, held by approximately 2,616 holders of record.

• ·Quorum requires a majority of outstanding shares present virtually or by proxy.
• ·Broker non-votes have no effect on Proposals 1 and 2 but are counted for quorum.
• ·Proxy materials available at https://www.cpb.bank/2026proxy and https://www.proxyvote.com.

06-03-2026

Agilent Technologies, Inc. announced on March 5, 2026, that Rodney Gonsalves, Vice President, Corporate Controller, and Principal Accounting Officer, will retire in January 2027, with the exact date to be determined later. The departure is not due to any disagreement on accounting practices, financial statements, internal controls, or operations. The advance notice provides time for a comprehensive search for a replacement and an orderly transition.

• ·Form 8-K filed on March 6, 2026, covering Items 5.02 and 9.01

06-03-2026

AGNC Investment Corp. has issued its proxy statement for the 2026 Annual Meeting of Stockholders on April 16, 2026 (virtual format), seeking approval to elect 10 directors (8 independent), an advisory vote on executive compensation, and ratification of Ernst & Young LLP as independent auditor for the year ending December 31, 2026. From its May 2008 IPO through December 31, 2025, AGNC declared over $15B in common stock dividends ($50.08 per share) and delivered a 559% total stock return, outperforming the S&P 500 Financials Index (264%), FTSE NAREIT Mortgage REITs Index (143%), and S&P 500 Real Estate Index (122%). The Board highlights strong stockholder engagement, including 180 investor meetings and outreach to top 50 stockholders representing 87% of institutional ownership, with no notable declines in performance metrics reported.

• ·Record date for voting eligibility: February 20, 2026
• ·Proxy materials first distributed on or about March 6, 2026
• ·Annual Meeting held virtually at www.virtualshareholdermeeting.com/AGNC2026
• ·In 2025, published fifth annual Corporate Responsibility Report with SASB and TCFD disclosures; offset 2024 Scope 2 GHG emissions and recorded zero Scope 1 emissions
• ·Morris A. Davis rejoined Board in January 2026 after prior service and role as Chief Housing Economist at Council of Economic Advisors

06-03-2026

On March 4, 2026, the Compensation Committee of FibroBiologics, Inc. approved a new annual base salary of $400,000 for Chief Financial Officer Jason D. Davis, effective January 1, 2026. Mr. Davis' target annual non-equity incentive compensation remains unchanged at 40% of base salary. No other officer changes or departures were reported.

• ·Filing Date: March 6, 2026
• ·Date of Earliest Event: March 4, 2026
• ·Salary Effective Date: January 1, 2026

06-03-2026

Offerpad Solutions Inc. was notified by the NYSE on March 3, 2026, of non-compliance with Section 802.01C of the NYSE Listed Company Manual, as the average closing price of its Class A common stock (OPAD) was below $1.00 over a consecutive 30 trading-day period, triggering a potential delisting risk. The company stated its intent to cure the deficiency within a six-month period, potentially through a reverse stock split requiring stockholder approval at its next annual meeting, while its stock continues to trade on the NYSE subject to other listing standards. No immediate delisting will occur, but failure to regain compliance could lead to transfer to a lower market tier.

• ·Cure period: six months from March 3, 2026
• ·Compliance cure condition: closing share price of at least $1.00 and average of $1.00 over 30 trading days ending last day of any month during cure period
• ·Press release issued March 6, 2026 (Exhibit 99.1)
• ·Recent 10-K filed February 24, 2026, for year ended December 31, 2025

06-03-2026

Presurance Holdings, Inc. received a Nasdaq notice on March 3, 2026, stating non-compliance with the minimum bid price requirement under Rule 5550(a)(2), as its common stock (PRHI) closed below $1.00 per share for 30 consecutive business days. The company has 180 calendar days until August 31, 2026, to regain compliance by closing at or above $1.00 for 10 consecutive business days, potentially via a reverse stock split approved by shareholders in June 2025. Failure to comply risks delisting, with no assurance of success despite available options.

• ·Nasdaq Marketplace Rule 5550(a)(2) violated; Rule 5810(c)(3)(A) provides initial 180-day cure period.
• ·Board has authority to effect reverse stock split until June 3, 2026, if deemed in shareholders' best interests.
• ·Eligibility for second 180-day period requires meeting other Nasdaq Capital Market initial listing standards except bid price.

06-03-2026

Xanadu Quantum Technologies Inc. is pursuing a business combination with Crane Harbor Acquisition Corp. (Nasdaq: CHAC), forming NewCo with approximately $500M in gross proceeds ($225M from Crane Harbor’s trust assuming no redemptions, $275M from PIPE investors), expected to list on Nasdaq and TSX. The special shareholder meeting is scheduled for March 19, 2026, after the Registration Statement was declared effective on February 27, 2026. However, forward-looking statements highlight risks including potential redemptions reducing cash, historical net losses, limited operating history, and substantial doubt about Xanadu’s ability to continue as a going concern.

• ·Xanadu founded in 2016.
• ·Registration Statement on Form F-4 publicly filed and declared effective by SEC on February 27, 2026.
• ·Definitive proxy statement/prospectus mailed to Crane Harbor shareholders as of the record date.

06-03-2026

Bluejay Diagnostics reported a reduced net loss of $6.8M for the year ended December 31, 2025, compared to $7.7M in 2024 (11% improvement), and net loss applicable to common shareholders improved significantly to $6.8M from $20.9M due to no deemed dividend on warrant modification. However, the company generated no revenue or operating income, with total operating expenses declining modestly 3% YoY to $6.95M amid cuts in R&D (down 12%) but a 6% rise in G&A expenses. Ongoing significant losses persist as the company seeks regulatory approvals for its Symphony platform tests.

• ·Required to use reasonable efforts to start commercial sales by October 2028, extendable up to 2 years in 6-month increments for reasons not attributable to the company, or risk Toray terminating or making license non-exclusive.
• ·Common stock considered a 'penny stock,' subjecting broker-dealers to Exchange Act Rules 15g-2 through 15g-9.
• ·No sales and marketing expenses in 2025 ($0 vs. $8,297 in 2024).

06-03-2026

Rambus Inc. (RMBS) filed its DEF 14A Proxy Statement for the 2026 virtual Annual Meeting of Stockholders on April 23, 2026, at 9:00 a.m. PT, with a record date of February 25, 2026. The meeting seeks votes on the election of Class I directors, ratification of the independent registered public accounting firm, and a non-binding advisory vote to approve named executive officer compensation. As of the record date, 108,159,372 shares of common stock were outstanding, held by approximately 430 stockholders of record.

• ·Annual Meeting held virtually at http://www.virtualshareholdermeeting.com/RMBS2026
• ·Proxy materials and Form 10-K first mailed on or about March 6, 2026
• ·Voting deadline for internet/telephone: 11:59 p.m. ET on April 22, 2026
• ·Principal executive office: 4453 North First Street, Suite 100, San Jose, California 95134; telephone (408) 462-8000

06-03-2026

Gran Tierra Energy Inc. announced the final results of its exchange offer, with $648.457M (90.52%) of its $716.34M outstanding 9.500% Senior Secured Amortizing Notes due 2029 tendered for new 9.750% Senior Secured Amortizing Notes due 2031. The company accepted $628.701M aggregate principal of existing notes for exchange, issuing $503.57M in new notes, achieving high participation but leaving $87.639M (12.23%) of existing notes outstanding after excluding $19.756M due to minimum denomination requirements. This extends maturities for most debt but at a slightly higher coupon rate.

• ·Early Participation Deadline: February 11, 2026 (5:00 p.m. New York City time)
• ·Expiration Deadline: February 27, 2026 (5:00 p.m. New York City time)
• ·Early Settlement Date: February 18, 2026
• ·Final Settlement Date: March 2, 2026
• ·Minimum denomination for New Notes: $200,000

06-03-2026

Black Spade Acquisition III Co, a SPAC incepted on August 21, 2025, reported total assets of $3.7M as of December 31, 2025, driven by $3.3M in cash, but offset by $3.7M in liabilities including $3.3M in related party advances. The company incurred a net loss of $86k from general and administrative costs, leading to a shareholders' deficit of $61k despite issuing 5.75M Class B ordinary shares for $25k. No Class A shares are issued, and operations remain pre-business combination with ongoing offering costs.

• ·Basic and diluted net loss per Class B ordinary share: $0.02
• ·Accrued offering costs: $282k
• ·Accrued expenses: $43k
• ·Deferred offering costs: $384k
• ·Audited by PCAOB ID#100 firm

06-03-2026

Pantages Capital Acquisition Corporation entered into a Business Combination Agreement on November 18, 2025, with MacMines Austasia Pty Ltd, Horizon Mining Limited (Pubco), and others, pursuant to which a merger sub will merge with Purchaser, surviving as a wholly-owned subsidiary of Pubco, with Purchaser's securities converting into Pubco Ordinary Shares subject to redemptions. The agreement includes customary conditions to closing such as board resignations, no material adverse effects, and compliance with covenants, with termination possible by mutual consent or March 31, 2026 if conditions are unmet. Concurrent agreements include a Seller Lock-Up for 50% of securities until 6 months post-closing or $12.50/share threshold, support agreements from Seller and Sponsor, and planned Registration Rights.

• ·Merger Agreement signed November 18, 2025; outside date for termination March 31, 2026.
• ·Seller Lock-Up period: from Closing until earliest of 6-month anniversary or $12.50/share for 20 trading days in 30-day period.
• ·Securities traded as PGACU (Units), PGAC (Class A Ordinary Shares), PGACR (Rights) on Nasdaq.
• ·No fractional Pubco Ordinary Shares issued; rounded down to nearest whole share.

06-03-2026

Unity Bancorp, Inc. (UNTY) filed its 2026 definitive proxy statement for the Annual Meeting on April 23, 2026, seeking shareholder approval to elect five director nominees (Wayne Courtright, David D. Dallas, Robert H. Dallas II, Peter E. Maricondo, and George Boyan) and ratify Wolf & Company P.C. as independent auditors for the year ending December 31, 2026. The company highlighted a record 2025 with $3.0B in assets, $2.3B in deposits, diluted EPS of $1.52, ROE of 18.07%, ROA of 2.17%, and net interest margin of 4.52%. Additional achievements include Piper Sandler recognitions and over $340,000 in 2025 donations.

• ·Annual Meeting record date: February 27, 2026
• ·Meeting location: virtual at meetnow.global/MCJW47X, 8:00 AM EDT
• ·Proxy materials available online on or about March 6, 2026; Notice mailed March 12, 2026
• ·Board divided into three classes; electing 4 directors for 3-year terms to 2029 and 1 for 1-year term to 2027

06-03-2026

Streamex Corp. (NASDAQ: STEX) announced the appointment of Shawn Matthews, former CEO of Cantor Fitzgerald & Co. (2009-April 2018) and Founder/CIO of Hondius Capital Management, as an independent director to its Board of Directors, effective around March 3, 2026. Matthews brings over 30 years of global investment, trading, and executive leadership experience to support the company's strategic growth, capital markets initiatives, and governance in tokenization and digital asset infrastructure. Morgan Lekstrom, Co-Founder & Executive Chairman, praised Matthews' expertise in capital markets and institutional investing.

• ·Shawn Matthews served as CEO of Cantor Fitzgerald & Co. from 2009 through April 2018.
• ·Matthews holds a Bachelor of Science in Finance from Fairfield University and an MBA from Hofstra University.
• ·Press release issued March 03, 2026; SEC 8-K filed March 06, 2026.

06-03-2026

Total revenue slightly declined 0.6% YoY to $17.3M in 2025 from $17.4M, with software licenses down 4.4% to $7.3M while software maintenance rose 1.6% to $8.7M and services increased 9% to $1.3M. Net loss widened 32.5% to $5.9M (-34% of revenue) from $4.4M (-25%), as total costs and expenses rose to 138% of revenue from 133%, leading to a larger operating loss of $6.6M. Cash and equivalents fell sharply 44% to $7.3M from $13.0M, with operating cash use doubling to $5.4M.

• ·Net cash used in operating activities increased to $5.4M from $3.2M YoY.
• ·Marketable securities slightly increased to $15.0M from $14.8M.
• ·Research and development expense rose to $8.3M from $7.8M.
• ·Stock repurchases totaled $115K in 2025 vs $207K in 2024.
• ·Intangible assets declined to $1.6M from $2.0M.

06-03-2026

Velo3D, Inc. amended its January 2025 Senior Secured Convertible Note ($5M principal, now held by Arrayed Notes Acquisition Corp., controlled by CEO Arun Jeldi) to allow optional conversion of principal and accrued interest into common stock, following prior amendments extending maturity to February 14, 2027, and reducing interest to 12% per annum. The February 2025 Senior Secured Convertible Note ($10M principal, held by Thieneman Construction, Inc., controlled by director Kenneth Thieneman) was also amended to permit conversion of accrued interest into common stock, with the same prior maturity extension and interest rate reduction. No changes to principal amounts or other core terms were reported.

• ·January 2025 Note prior conversion price: $16.38 per share
• ·February 2025 Note prior conversion price: $10.50 per share
• ·Both notes maturity date extended to February 14, 2027 (prior amendment)
• ·Amendments dated March 4, 2026; filing dated March 6, 2026

06-03-2026

Athena Bitcoin's global Bitcoin ATM deployments declined 5% YoY from 3,111 in 2024 to 2,953 in 2025, while the overall ATM market grew modestly from 37.7 thousand to 39.2 thousand machines, with Australia showing the strongest regional growth at 43%. Global cryptocurrency owners rose 12.4% YoY to 741 million in 2025, driven by Ethereum owners (+22.6% to 175 million), though Bitcoin owners grew more slowly at 8.3% to 365 million.

• ·Athena Bitcoin, Inc. owns 99% of Athena Holdings El Salvador S.A. de C.V. (Eric Gravengaard holds 1% on behalf of company).
• ·Athena Bitcoin, Inc. beneficially owns Athena Holdings Colombia SAS (nominally Eric Gravengaard 95%, Matias Goldenhörn 5%).
• ·Australia added 600 Bitcoin ATMs (fastest growth).
• ·Potential 300,000 to 1.2 million additional people invested in BTC via US spot ETFs.
• ·Historical Athena Bitcoin ATMs: 65 (2017), 445 (2022), 1,829 (2023).

06-03-2026

Modular Medical, Inc. (MODD) announced the pricing of a $12.0 million public offering of 68,098,000 shares of common stock (or pre-funded warrants) and accompanying warrants at $0.1762 per share, priced at a premium to market. The warrants are exercisable immediately at $0.1762 and expire in five years, with gross proceeds expected before fees and expenses. Closing is anticipated on or about March 4, 2026, with Maxim Group LLC as sole placement agent.

• ·Warrants exercisable immediately upon issuance and expire five years from issuance date.
• ·Offering pursuant to effective S-1 registration statement (File No. 333-293842) declared effective March 3, 2026.
• ·SEC filing date: March 06, 2026; Press release date: March 3, 2026.

06-03-2026

On March 4, 2026, InTest Corporation's Compensation Committee maintained base salaries flat at 2025 levels of $428,915 for CEO Richard N. Grant, Jr. and $282,500 for CFO Duncan Gilmour. The Committee set 2026 short-term bonus targets at 85% of base for the CEO and 65% for the CFO (ranging from zero to exceeding targets), and approved long-term incentive awards with grant-date fair values of $600,000 for the CEO and $250,000 for the CFO, allocated equally to time-vesting RSUs, performance-vesting RSUs, and stock options.

• ·Long-term incentives allocated equally to: 4-year time-vesting RSUs, 3-year performance-vesting RSUs (metric: enterprise value as of Dec 31, 2028), and 4-year vesting stock options
• ·Equity grant date: close of business on second business day after 2025 fiscal year 10-K filing
• ·All awards subject to standard award agreements filed with SEC

06-03-2026

Borealis Foods Inc. received a Nasdaq letter on March 2, 2026, accepting its compliance plan and granting a one-month extension until May 31, 2026, to hold its overdue annual shareholders' meeting required under Listing Rule 5620(a), following an initial non-compliance notice on January 12, 2026. The delay is attributed to the company's challenging financial condition, which has hindered its ability to convene the meeting. While the company intends to regain compliance, failure to do so risks a delisting notice and potential appeal process.

• ·Previous 8-K disclosure of non-compliance: January 16, 2026
• ·Company fiscal year end: December 31
• ·Securities listed: Common Shares (BRLS), Warrants (BRLSW) on Nasdaq Capital Market
• ·Former name: Oxus Acquisition Corp. (name change: March 23, 2021)

06-03-2026

On March 5, 2026, Jaguar Health, Inc. received a Nasdaq notice of non-compliance with Listing Rule 5550(a)(2) due to its common stock (JAGX) bid price closing below the $1.00 minimum for 30 consecutive business days. The company is ineligible for a compliance period under Rule 5810(c)(3)(A)(iv) because of prior reverse stock splits with a cumulative ratio of 250:1 or more. Jaguar intends to appeal by March 12, 2026, but there is no assurance of success or regaining compliance.

• ·Nasdaq Listing Rule 5550(a)(2): minimum $1.00 bid price requirement.
• ·Nasdaq Listing Rule 5810(c)(3)(A)(iv): ineligibility for compliance period due to reverse stock splits with cumulative ratio of 250 shares or more to one over prior two-year period.
• ·Appeal request due by March 12, 2026; timely appeal stays delisting pending hearing.

06-03-2026

Workday, Inc. granted new CEO Aneel Bhusri, its co-founder and former Executive Chair, equity awards under the 2022 Equity Incentive Plan on March 5, 2026: a time-based RSU for 437,602 shares vesting over four years and a performance-based PVU award for 547,003 shares across four tranches tied to stock price hurdles of 25% ($171.39), 50% ($205.67), 75% ($239.94), and 100% ($274.22) increases from the baseline over five years. Mr. Bhusri will not receive additional equity awards until fiscal 2028. The awards include vesting acceleration provisions under the Executive Severance and Change in Control Policy.

• ·Bhusri RSU vests 1/4 on one-year anniversary of March 5, 2026, then 1/16 quarterly thereafter.
• ·PVU Tranches vest 1/20 quarterly over 20 quarters if price hurdles achieved, with two-year holding period on vested shares.
• ·PVU testing monthly using 45-day trailing simple moving average vs. 10-day baseline ending March 5, 2026.
• ·Earlier unachieved Tranches 1/2 may carry forward if later hurdles met.

06-03-2026

Quanex Building Products reported Q1 FY2026 net sales of $409.1M, up 2.3% YoY from $400.0M, with operating income of $2.9M versus a $7.0M loss prior year, aided by no restructuring charges. Hardware Solutions (+2.4%) and Custom Solutions (+4.8%) grew, but Extruded Solutions remained flat at $139.8M, the company posted a $4.1M net loss (improved from $14.9M), operating cash use worsened to $20.2M from $12.5M, inventories rose 6.5% to $270.6M, and total debt increased to $707.2M.

• ·Dividends paid $0.08 per share in both periods, totaling $3.7M in Q1 FY2026.
• ·Foreign currency translation gain of $11.1M drove comprehensive income to $7.0M from $30.8M loss YoY.
• ·Capital expenditures $11.3M in Q1 FY2026, similar to $11.6M prior year.
• ·Allowance for credit losses $2.5M as of Jan 31, 2026.

06-03-2026

Dreamland Ltd (TDIC), a Cayman Islands exempted company with operations primarily in Hong Kong, filed an F-1 registration statement on March 6, 2026, highlighting significant investor risks including limited shareholder rights and enforcement challenges under Cayman Islands law, difficulties in enforcing U.S. judgments due to assets and directors located outside the U.S., and potential delisting risks from PCAOB audit inspection issues under HFCA Act and AHFCAA. As an emerging growth company listed on Nasdaq since July 23, 2025, and a foreign private issuer, it plans to rely on reduced reporting and home country governance practices, which afford less protection than U.S. domestic issuers, while facing increased compliance costs and regulatory scrutiny on China/Hong Kong-based companies. No financial performance data is provided, emphasizing uncertainties rather than operational metrics.

• ·Fiscal year ends March 31; next foreign private issuer status determination in September 2026.
• ·Nasdaq listing date: July 23, 2025.
• ·Annual report on Form 20-F due within four months of fiscal year-end; semi-annual financial results via press releases on Form 6-K.

06-03-2026

On March 2, 2026, Miller Industries' Compensation Committee approved the Second Amended and Restated Severance Protection Plan, eliminating the prior 'single-trigger' change in control severance benefits and limiting payouts to qualifying terminations only. The Committee also reallocated the 2025 Executive Officer Annual Bonus Plan pool, increasing shares for CFO (14% to 16%) and others while removing the Chief Manufacturing Officer allocation, and adopted a new Amended Bonus Plan for 2026 with tiered pools (10-14% of pretax income over $20M) split between cash and RSUs. These changes align executive incentives more closely with performance but introduce stricter eligibility and vesting conditions.

• ·RSU grants under Amended Bonus Plan: half time-based (3-year graded vesting), half performance-based (0-200% cliff vesting after 3 years).
• ·Bonus eligibility requires employment at payment/grant time; subject to recoupment policy.
• ·Compensation Committee can adjust Pretax Income for non-recurring items, currency, etc.

06-03-2026

Jade Biosciences reported a net loss of $127,410 for the year ended December 31, 2025, more than doubling (171%) from $46,979 in the 2024 stub period, driven by R&D expenses rising 198% to $93,121 and G&A up 372% to $20,421. However, successful reverse recapitalization and PIPE financings (Pre-Closing, October, and December 2025) provided $361K in net financing cash flows, boosting cash and equivalents to $88,438 (up 27%) and total assets to $350K from $73K. Stockholders' equity improved to a positive $333K from a $47K deficit, supported by $514K in additional paid-in capital.

• ·Common shares outstanding increased to 49.3M from 3.7M due to financings and reverse recapitalization conversions.
• ·Investments balance of $248K added in 2025; net cash used in investing $247K.
• ·Convertible notes payable balance reduced to $0 from $108K via conversion.
• ·Stock-based compensation expense $20K in 2025 vs $1K in 2024 stub.

06-03-2026

On March 4, 2026, Funko, Inc. and its subsidiary Funko UK, Ltd. entered into a Letter Agreement amending Andrew Oddie's Service Agreement dated May 12, 2022 (as previously modified), changing his title to Chief International Officer, eliminating his U.S. residency requirement for employment, and removing certain relocation terms while keeping his compensation otherwise unchanged. The amendment does not indicate any departure or new appointment but adjusts existing terms. Full details are in Exhibit 10.1.

• ·Original Service Agreement dated May 12, 2022, modified by letters dated May 1, 2024 and September 9, 2024.
• ·Filing signed on March 6, 2026.

06-03-2026

Core Scientific, Inc. (Nasdaq: CORZ) completed the initial closing of a $500M 364-day loan facility from Morgan Stanley, with an accordion feature allowing expansion up to $1B total commitments, subject to conditions. The facility bears interest at SOFR + 2.50% and proceeds will fund data center development, including equipment purchases and energy procurement. CEO Adam Sullivan highlighted that it strengthens liquidity and financial flexibility to accelerate project timelines.

• ·Facility term: 364 days
• ·Expected use of proceeds: general corporate purposes for data center assets, including equipment costs, pre-development, real property acquisition, and energy procurement agreements
• ·Transition strategy: converting facilities from digital asset mining to AI-related workloads and next-generation colocation

06-03-2026

Salesforce, Inc. announced that Robin Washington, its Chief Operating and Financial Officer, will assume the additional role of principal accounting officer effective March 9, 2026, as part of an internal finance reorganization. She will receive no compensation adjustment for this role. Sundeep Reddy will remain as Chief Accounting Officer.

• ·Announcement part of internal finance reorganization
• ·Washington's biographical information disclosed in Proxy Statement for 2025 Annual Meeting of Stockholders
• ·No arrangements or understandings with other persons for selection as PAO
• ·No family relationships with directors or executive officers
• ·No direct or indirect material interest in transactions per Item 404(a) of Regulation S-K

06-03-2026

Bridger Aerospace Group Holdings, Inc. reported FY2025 revenues of $122.8M, up 25% YoY from $98.6M, with strong growth in aerial surveillance (+33%), MRO (+54%), and fire suppression (+20%), though other services declined 16%. The company achieved net income of $4.1M, reversing a $15.6M loss, with Adjusted EBITDA up 21% to $45.3M from $37.3M; however, SG&A expenses were flat at up 1%, cash and equivalents fell to $31.4M from $39.3M due to investing outflows, and loss attributable to common stockholders improved to $22.9M but remained negative with EPS of -$0.42.

• ·Net cash provided by operating activities increased to $16.7M in FY2025 from $9.4M in FY2024.
• ·Net cash used in investing activities was $34.4M in FY2025 vs provided $2.1M in FY2024.
• ·Total liabilities rose to $265.6M as of Dec 31, 2025 from $237.3M.
• ·Stockholders’ deficit widened to $342.6M from $326.7M.
• ·Revenues from Spain grew 39% YoY to $14.0M, while US revenues up 23% to $108.8M.

06-03-2026

For the three months ended January 31, 2026, Cooper Companies reported net sales of $1,024.1M, up 6.2% YoY from $964.7M, driven by higher volumes, while operating income rose 16.9% to $212.8M and net income increased 25.4% to $130.8M with diluted EPS of $0.66. However, cost of sales grew 8.1% YoY to $328.9M and SG&A expenses were nearly flat at $390.2M, up 0.6%. Comprehensive income surged to $203.3M from $35.6M, boosted by a $76.5M foreign currency translation gain versus a $66.7M loss prior year.

• ·Net cash provided by operating activities increased 36.9% YoY to $260.9M from $190.6M.
• ·Cash flows from investing activities used $102.9M, up slightly from $96.8M YoY, mainly due to higher PP&E purchases.
• ·Financing activities used $147.9M net cash, including $92.5M stock repurchase and net debt changes.
• ·Allowance for credit losses on receivables: $58.7M at Jan 31, 2026 (up from $51.9M at Oct 31, 2025).
• ·Total inventories breakdown: Raw materials $180.0M (down from $193.1M QoQ), Finished goods $672.3M (up from $633.0M).

06-03-2026

CDT Equity Inc. seeks stockholder approval for three proposals: issuance of shares under an Equity Line of Credit (ELOC) Purchase Agreement dated January 16, 2026, potentially raising up to $25M but resulting in up to 80% dilution of outstanding common stock; issuance of up to 109,978,918 shares upon exercise of pre-funded warrants issued February 19, 2026, as part of acquiring 20% of Sarborg Limited for 598,006 shares and $8M deferred cash; and one or more reverse stock splits (1-for-2 to 1-for-100, aggregate up to 1-for-250) to avoid Nasdaq delisting due to low stock price. While these enable capital raising and strategic acquisition, they pose material dilution risks to existing stockholders' ownership and voting power, potentially impacting stock price and earnings per share.

• ·ELOC shares priced at $1.42 (closing price on January 16, 2026) without 9.99% ownership limit
• ·February Pre-Funded Warrants exercise price of $0.0001 per share
• ·Proposals require majority of votes cast at Special Meeting; Board recommends FOR all
• ·Reverse stock split authorized shares unchanged; Board discretion to abandon

06-03-2026

Kratos Defense & Security Solutions, Inc. completed its acquisition of Orbit Technologies Ltd. on March 2, 2026, via a merger, acquiring 100% of Orbit's ordinary shares for approximately $352.7 million in cash funded from its balance sheet, at $13.725 per share. Orbit, previously publicly traded on the Tel Aviv Stock Exchange, is now an indirect wholly owned subsidiary of Kratos. No financial impacts or performance metrics were disclosed in this filing.

• ·Merger Agreement dated November 4, 2025, previously disclosed in 8-K filed November 7, 2025
• ·Orbit ordinary shares delisted from Tel Aviv Stock Exchange post-merger
• ·All outstanding Orbit options fully vested and canceled for cash payment based on Merger Consideration

06-03-2026

Auddia Inc. reported zero revenue for the year ended December 31, 2025, flat at $0 YoY amid ongoing development of faidr and Discovr Radio platforms. Total operating expenses declined 2.8% to $7.7M, with improvements in sales and marketing (-3.6%), general and administrative (-27.4%), and depreciation (-21.6%), but offset by a new $1.15M restructuring charge and 12.2% higher R&D spending. Net loss narrowed 11.8% to $7.7M YoY; however, cash used in operations increased to $5.6M, auditors expressed substantial going concern doubts, and the company anticipates needing additional funding.

• ·Cash from investing activities improved to cash used of $0.88M from $1.0M YoY.
• ·Net change in cash was positive $0.48M in 2025 vs $1.9M in 2024.
• ·Auditors expressed substantial doubt about going concern due to recurring losses and need for additional capital.
• ·Material weaknesses identified in internal controls over financial reporting in the past.

06-03-2026

GigCapital7 Corp., a blank check company (SPAC), filed its 10-K for FY ended December 31, 2025, reporting no operating revenues or significant operations to date, with activities focused on its pending business combination with Hadron Energy, Inc. via a merger agreement dated September 27, 2025 (amended December 12, 2025). The company completed its IPO on August 30, 2024, raising $200M placed in trust, while Class A shares held by non-affiliates had a market value of $207.6M at the end of Q2 2025; as of March 5, 2026, 20M Class A ordinary shares and 13,333,333 Class B ordinary shares were outstanding.

• ·Sponsor holds 9,932,246 Founder Shares as of filing date.
• ·IPO registration statement effective August 28, 2024.
• ·Completion Window: 21 months from IPO closing (through approximately May 2026).
• ·GigCapital7 classified as a shell company and emerging growth company.

06-03-2026

O’Reilly Automotive, Inc. entered into an Underwriting Agreement on March 5, 2026, with BofA Securities, Inc., J.P. Morgan Securities LLC, and Wells Fargo Securities, LLC as representatives of the underwriters for the issuance and sale of $850M aggregate principal amount of 5.100% Senior Notes due 2036. Estimated net proceeds of approximately $841M will be used to repay outstanding 3.550% senior notes due 2026 at maturity, repay a portion of commercial paper borrowings, and for general corporate purposes including working capital, share repurchases, acquisitions, and related fees.

• ·Underwriting Agreement includes customary representations, warranties, covenants, and indemnification of underwriters against certain liabilities.
• ·Common stock ($0.01 par value) trades on NASDAQ Global Select Market under symbol ORLY.

06-03-2026

HBT Financial, Inc. reported net income of $77M for the year ended December 31, 2025, up 7.3% YoY from $72M, supported by net interest income growth of 5.3% to $199M and noninterest income increase of 7.4% to $38M. However, noninterest expenses rose 4.4% to $129M, return on average stockholders' equity declined to 13.24% from 13.93%, and average loans grew only 1.3% while ending loans were flat at $3.46B. Total assets expanded modestly 0.8% to $5.07B with deposits up 0.9% to $4.36B.

• ·Provision for credit losses remained low at $3.2M in 2025, similar to $3.0M in 2024.
• ·Efficiency ratio improved slightly to 53.44% from 53.99%.
• ·Cost of total deposits declined to 1.19% from 1.30%.
• ·Card income declined 2.4% YoY to $10.8M; mortgage servicing down 7.3% to $4.1M.

06-03-2026

NVIDIA Corporation's Compensation Committee adopted the Variable Compensation Plan for Fiscal Year 2027 on March 2, 2026, providing eligible executive officers with variable cash payments based on FY2027 revenue performance goals at threshold, base, and stretch levels. CEO Jen-Hsun Huang has a base target award of $4M (200% of FY2027 base salary), while Colette M. Kress, Ajay K. Puri, Debora Shoquist, and Timothy S. Teter each have $1.5M targets (150% of base salary). Eligibility requires continued employment through the payment date.

• ·Fiscal Year 2027 ends January 31, 2027
• ·Performance goals based on FY2027 revenue with threshold, base, and stretch compensation plan levels
• ·Filed as Exhibit 10.1

06-03-2026

Gaia, Inc. reported FY2025 net revenues of $99.0M, up 10.8% YoY from $89.3M, driven by steady quarterly growth and gross profit margin expansion to 87.1% from 86.1%. However, operating loss narrowed only modestly to $5.1M from $5.7M amid higher selling/operating expenses (+9.5%) and corporate/general/admin costs (+21%), with net loss nearly flat at $5.4M versus $5.4M prior year. Cash position strengthened significantly to $13.5M from $5.9M, supported by $12.1M in financing inflows, though operating cash flow declined 18.1% to $5.7M.

• ·Equity compensation plans (shareholder-approved): 2,273,791 outstanding options/warrants/rights at weighted average exercise price of $8.33; 424,645 securities available for future issuance.
• ·FY2025 corporate, general and administration expenses: $9.4M, up 21% YoY.
• ·Total liabilities: $52.5M as of Dec 31, 2025, up from $47.2M.
• ·Gaia, Inc. shareholders' equity: $87.9M as of Dec 31, 2025, up from $80.7M.

06-03-2026

Albemarle Corporation completed the sale of a controlling stake in Ketjen Corporation’s refining catalyst solutions business to KPS Capital Partners on March 2, 2026, retaining a minority stake and 100% ownership of Ketjen’s Performance Catalyst Solutions business. Combined with the January 2026 sale of its 50% interest in the Eurecat joint venture to Axens SA, Albemarle received $670M in pre-tax proceeds for debt reduction and general corporate purposes. The transaction strengthens portfolio focus and financial flexibility, with no declines or flat metrics reported.

• ·Goldman Sachs & Co. LLC acted as exclusive financial advisor and K&L Gates LLP as legal advisor to Albemarle.
• ·KPS has majority Board control and operational control of Ketjen.

06-03-2026

Krispy Kreme reported FY2025 net revenues of $1.52B, down 8.6% YoY from $1.67B, driven by U.S. declines of 13.8% and impacts from Insomnia Cookies divestiture, though International revenues grew 3.1% YoY to $535M. The company posted a significant net loss of $524M versus $4M profit in FY2024, primarily due to $356M goodwill impairment and $56M shop closure expenses, with Adjusted EBITDA falling 27.5% to $140M. Organic revenue declined 1.3% overall, with U.S. organic down 3.5% while International organic rose 3.3%.

• ·U.S. sales per Hub declined to $4.7M from $4.9M YoY.
• ·International sales per Hub declined to $9.7M from $9.9M YoY.
• ·Market Development revenues declined 14.9% YoY to $74M.
• ·Corporate expenses within Adjusted EBIT increased 9.3% to $76M.

06-03-2026

On March 3, 2026, the Board of Directors of GoodRx Holdings, Inc., upon recommendation of the Compensation Committee, approved a discretionary cash bonus of $72,918 for 2025 performance to Romin Nabiey, the company's Chief Accounting Officer. The 8-K filing was submitted on March 6, 2026, and signed by Christopher McGinnis, Chief Financial Officer & Treasurer. No other financial metrics, performance comparisons, or changes in officer status were disclosed.

• ·Event date: March 3, 2026
• ·Filing date: March 6, 2026
• ·Company address: 2701 Olympic Boulevard, Santa Monica, California 90404

06-03-2026

Sonic Automotive, Inc. (SAH) issued its DEF 14A Proxy Statement for the 2026 Annual Meeting on April 29, 2026, seeking stockholder approval for electing nine directors, ratifying Grant Thornton LLP as independent auditor for fiscal 2026, advisory approval of fiscal 2025 named executive officer compensation, the 2026 Equity Incentive Plan, and amendment/restatement of the 2012 Formula Restricted Stock and Deferral Plan for Non-Employee Directors. The Board unanimously recommends voting 'FOR' all proposals. Record date is March 2, 2026, with 21.5M Class A shares (1 vote each) and 12.0M Class B shares (10 votes each) outstanding.

• ·Annual Meeting at 2:00 p.m. ET on April 29, 2026, at 4401 Colwick Road, Charlotte, North Carolina 28211.
• ·Voting deadline for telephone/Internet: 11:59 p.m. ET on April 28, 2026.
• ·Majority of votes cast required for approval of all proposals; abstentions and broker non-votes do not count as votes cast.
• ·Proposal 2 (auditor ratification) is routine, allowing broker discretionary votes; others are non-routine.

06-03-2026

Duke Energy Corporation entered into an Equity Distribution Agreement dated March 6, 2026, authorizing the issuance and sale of common stock (par value $0.001 per share) with an aggregate sales price of up to $6 billion through multiple Agents and Forward Purchasers for at-the-market offerings and forward transactions. The program is pursuant to an automatic shelf Registration Statement on Form S-3 (File No. 333-290475) effective under Rule 462. No shares have been sold yet; this establishes the sales framework during the Commitment Period until termination.

• ·Registration Statement: Form S-3 (File No. 333-290475)
• ·Agents appointed to sell Issuance Shares and Forward Hedge Shares using commercially reasonable efforts
• ·Forward transactions include Initially Priced Forwards and Collared Forwards
• ·Agreement compliance with aggregate sales price limit is Company's sole responsibility

06-03-2026

Amprius Technologies reported revenue growth of 202% YoY to $73M for FY 2025 from $24M in 2024, achieving positive gross profit of $8M (11% margin) versus a prior-year loss of $18M. However, operating expenses surged 97% to $55M, primarily due to a $23M impairment charge (up 1,110%), resulting in a steady operating loss of $47M and net loss narrowing only 1% to $44M. Cash used in operations improved to $31M from $33M, supported by $71M in financing inflows.

• ·Stock-based compensation remained nearly flat at $7.4M in FY 2025 vs. $7.3M in FY 2024 (+1%).
• ·Net cash used in investing activities increased to $4.4M from $3.2M.
• ·Warrants exercisable at $11.50 per share, traded as AMPX.W.

06-03-2026

Solid Power, Inc. (Nasdaq: SLDP) provides a company overview highlighting its market capitalization of $811.9M, 2025 revenue of $21.7M, and total liquidity of $336.5M as of December 31, 2025, strengthened by ~$91M from 2025 ATM offerings and ~$130M from January 2026 direct offering, with no debt and a DOE grant up to $50M. The company operates pilot facilities SP1 and SP2, current electrolyte capacity of 30MT/year planned to expand to 75MT/year by end-2026, and strong IP with >20 US patents issued. However, as an R&D-stage company with ~230 employees, it notes a history of financial losses and expectation of significant ongoing expenses and losses.

• ·Founded in 2011 with facilities in Louisville and Thornton, Colorado.
• ·Plans Korean partnership for commercial-scale electrolyte production.
• ·Solid Power cell technology licensed to BMW and SK On.

06-03-2026

FirstSun Capital Bancorp's 2025 net income rose 29.5% YoY to $97.9M from $75.6M, supported by net interest income growth of 6.9% to $317.4M and noninterest income up 13.4% to $101.9M, while total assets expanded 4.8% to $8.5B and deposits grew 6.5% to $7.1B. However, noninterest expenses increased 2.9% to $271.8M, provision for credit losses of $24.6M remained elevated above 2023's $18.2M, net charge-offs rose to 0.43% from 0.32%, and key profitability ratios like ROE at 8.88% and NIM at 4.10% trailed 2023 levels of 12.50% and 4.23%, respectively.

• ·No cash dividends declared or paid in 2025, 2024, or 2023.
• ·Merger related expenses net of tax: $2.6M in 2025 (down from $9.9M in 2024).
• ·Total risk-based capital ratio: 15.73% in 2025 (up from 15.42% in 2024).
• ·Loan to deposit ratio declined to 93.9% in 2025 from 95.6% in 2024.
• ·Allowance for credit losses to loans: 1.27% in 2025 (down from 1.38% in 2024).

06-03-2026

Docusign, Inc. appointed Brian Roberts to its Board of Directors as a Class I director, effective March 5, 2026, to fill an existing vacancy, with his term expiring at the 2028 Annual Meeting of Stockholders. The Board determined Mr. Roberts to be independent under applicable standards, with no arrangements or material interests requiring disclosure. He will receive standard director compensation and has entered into the Company's indemnity agreement.

• ·Mr. Roberts qualifies as an independent director pursuant to the Securities Act of 1933 and Nasdaq listing standards.
• ·Compensation per Amended and Restated Director Compensation Program (filed in 10-Q on September 7, 2023).
• ·Indemnity agreement per standard form (filed in 8-K on December 3, 2020).

06-03-2026

Absci Corporation (Nasdaq: ABSI) appointed Ransi Somaratne, M.D., FACC, MBA, former Senior Vice President of Clinical Development at Vertex Pharmaceuticals, as Chief Medical Officer to lead clinical development of its AI-designed therapeutics pipeline, including flagship ABS-201 for hair regrowth and endometriosis. Concurrently, Chief Innovation Officer Andreas Busch, Ph.D., will retire from executive duties effective March 31, 2026, but will continue as co-chair of the Scientific Advisory Board. This transition strengthens clinical leadership while retaining key scientific expertise.

• ·Announcement date: March 3, 2026; Filing date: March 6, 2026
• ·Absci headquartered in Vancouver, WA, with AI Research Lab in New York City and Innovation Center in Switzerland
• ·Dr. Somaratne co-authored over 30 peer-reviewed papers, including in NEJM and JAMA

06-03-2026

On March 3, 2026, AGCO Corporation's Talent and Compensation Committee approved amendments to the 2026 Annual Incentive Plan, updating individual award opportunities, performance metrics, and their weightings to align with current program design. The changes eliminate individual award limits, broaden adjustment provisions for the committee's discretion, and add recoupment under clawback policies, reflecting legal updates post-repeal of Section 162(m) exceptions. No specific financial impacts or performance data were disclosed.

• ·Amendments qualified by reference to Exhibit 10.1 (full Plan text)
• ·Plan designated as management contract or compensation plan

06-03-2026

Conduent Incorporated (Nasdaq: CNDT) announced on March 6, 2026, the appointment of Greta Van, Chief Audit Executive at Jack Henry & Associates, to its Board of Directors, bringing over two decades of experience in finance, audit, enterprise risk management, and strategy from global public companies including PRGX, Infor Global Solutions, Crawford & Company, Internap, Comverge, and Accretive Solutions. CEO Harsha V. Agadi praised her expertise in modernizing functions and strengthening risk frameworks to support strategic priorities. The company operates with approximately 51,000 associates, disbursing $80B in government payments annually.

• ·Enables approximately 2.0 billion customer service interactions annually
• ·Empowers millions of employees through HR services every year
• ·Filing Date: March 06, 2026; Items: 5.02, 7.01, 9.01

06-03-2026

At the 2026 Annual Meeting of Stockholders on March 4, 2026, Helmerich & Payne, Inc. stockholders elected 10 directors, including Raymond John Adams III (80.4M for, 0.9M against), Randy A. Foutch (70.9M for, 10.4M against), and John D. Zeglis (75.0M for, 6.3M against), while most received over 79M for votes. Stockholders also ratified Ernst & Young LLP as auditors for fiscal year ending September 30, 2026 (89.1M for, 3.2M against), approved executive compensation advisory vote (79.2M for, 1.9M against), and approved the Amended & Restated 2024 Omnibus Incentive Plan (76.3M for, 4.9M against), with consistent broker non-votes of 11.0M across proposals.

• ·Proxy Statement filed with SEC on January 22, 2026, includes full text of A&R 2024 Plan as Appendix A
• ·Fiscal year ends September 30, 2026

06-03-2026

Solid Biosciences Inc. entered into a securities purchase agreement on March 6, 2026, for a private placement of 14,973,257 shares at $5.61 per share and pre-funded warrants to purchase 27,807,482 shares at $5.609 each, expecting $240M gross proceeds and $226.8M net proceeds, closing around March 9, 2026. Preliminary unaudited cash, cash equivalents, and available-for-sale securities stood at $187.9M as of December 31, 2025. Combined with existing cash, net proceeds extend the cash runway into the first half of 2028 to fund pipeline development, business development, and general corporate purposes.

• ·Private placement closing expected on or about March 9, 2026, with investors restricted from trading until after March 11, 2026.
• ·Registration rights agreement requires resale registration statement filing within 30 days of closing, with effectiveness targets and 1% monthly liquidated damages for delays.
• ·Pre-funded warrants exercisable at $0.001 per share immediately until fully exercised, subject to beneficial ownership caps.

06-03-2026

Rogers Communications Inc filed its 40-F annual report for FY2025 ended December 31, 2025, detailing operations across Wireless, Cable, and Media segments with year-over-year comparisons to FY2024 and FY2023. The filing discloses the MLSE Transaction on July 1, 2025, involving Maple Leaf Sports & Entertainment Ltd., including assets classified as held for sale, property, plant & equipment, intangibles, and depreciation details. Equity structure includes Class A Voting Shares and Class B Non-Voting Shares, with notes on credit facilities like the Canada Infrastructure Bank Credit Facility due 2052; no specific performance improvements or declines quantified.

• ·Filing date: March 06, 2026
• ·Reporting period: January 1, 2025 to December 31, 2025
• ·Comparative periods: FY2024 (2024-01-01 to 2024-12-31) and FY2023
• ·MLSE Transaction date: July 1, 2025
• ·Disposal groups classified as held for sale: December 2025
• ·Credit facilities include Canada Infrastructure Bank Credit Facility Due 2052, Revolving Credit Facility 1, Accounts Receivable Securitization Program

06-03-2026

Federal Signal Corporation's DEF 14A proxy statement outlines the Annual Meeting on April 21, 2026, to elect eight directors (reducing board size from nine, with Dennis J. Martin not standing for re-election), approve advisory vote on NEO compensation, and ratify Deloitte & Touche LLP as independent auditors for FY 2026. The record date is February 23, 2026, with 60,892,151 common shares outstanding. All director nominees are current directors, and the Board recommends voting 'FOR' all proposals.

• ·Annual Meeting location: 1333 Butterfield Road, Suite 500, Downers Grove, IL 60515 at 8:30 a.m. CDT.
• ·Proxy materials first mailed March 6, 2026 via Notice of Internet Availability at www.proxyvote.com.
• ·Messrs. Maue and Vaillancourt appointed as directors on February 26, 2026.

06-03-2026

International Money Express, Inc. (IMXI) reported total revenues of $608M for FY 2025, down 8% YoY from $659M in 2024, primarily due to a 9% decline in wire transfer and money order fees to $502M, while foreign exchange gains were flat at $87M and other income grew 24% to $18M. Net income dropped sharply 44% to $33M from $59M, with operating income falling 41% to $56M amid elevated transaction costs ($10M), goodwill impairment ($1M), and higher SG&A expenses. Adjusted EBITDA declined 20% to $97M from $121M, though restructuring costs decreased significantly to $1M.

• ·Total operating expenses $552M (91% of revenues) in FY2025 vs $564M (86% of revenues) in FY2024.
• ·Transaction costs rose to $10M in FY2025 from $2M in FY2024.
• ·GAAP diluted EPS $1.08 in FY2025 vs $1.79 in FY2024; Adjusted diluted EPS $1.66 vs $2.14.
• ·Net cash used in investing activities $22M in FY2025 vs $44M in FY2024.
• ·Cash and cash equivalents increased to $169M at end of FY2025 from $131M.

06-03-2026

Spring Valley Acquisition Corp. III filed its 10-K annual report covering the period from inception on March 12, 2025, through December 31, 2025, highlighting risks such as insufficient working capital potentially requiring sponsor loans for the initial business combination within a 24-month window post-IPO. The filing discloses limitations from debt servicing on cash flow for dividends, acquisitions, and strategy execution, along with potential change of control issues from share issuances exceeding 60% of equity proceeds. Founder shares face transfer restrictions until one year post-combination or achievement of a $12.00 per share price threshold.

• ·Financial statements cover period from inception (March 12, 2025) through December 31, 2025
• ·Initial business combination must be completed within 24 months after IPO closing
• ·Founder shares non-transferable until earliest of: 1 year post-combination, or $12.00/share for 20 trading days in 30-day period starting 150 days post-combination, or liquidation event

06-03-2026

On February 25, 2026, American Rebel Holdings, Inc. received a $250,000 release from a deposit account control agreement tied to a prior $5.47M secured promissory note with Streeterville Capital, LLC. Simultaneously, the company exchanged 490 shares of Series E Preferred Stock for 2,450,000 shares of common stock via five Exchange Agreements, resulting in significant equity dilution for existing shareholders. These transactions were exempt from registration under Section 4(a)(2) and Regulation D.

• ·Original note purchase agreement dated June 26, 2025.
• ·Series E Preferred Stock originally issued pursuant to August 22, 2025 Note Purchase Agreement.
• ·Five identical Exchange Agreements executed, varying only in conversion amounts and shares.

06-03-2026

Burford Capital Limited's subsidiary entered into an amended employment agreement with Aviva Will, transitioning her from President to Vice Chair effective March 11, 2026, after which she will no longer be an executive officer. The agreement includes a $1M annual base salary over a two-year initial term, a one-time $1.76M cash retention payment, $300K in RSUs plus 4,240 additional RSUs, and carried interest at prior levels. It features severance protections up to $1M plus health benefits, alongside restrictive covenants.

• ·Agreement dated March 3, 2026, with initial two-year term unless terminated earlier.
• ·Severance upon termination without cause: greater of remaining term salary or $1M cash, plus 12 months health coverage (subject to release).
• ·Contains perpetual confidentiality/non-disparagement and one-year post-employment non-competition/non-solicitation covenants.

06-03-2026

On March 3, 2026, Waste Management, Inc.'s Management Development and Compensation Committee granted performance share units (PSUs), stock options, and annual cash incentive awards to its named executive officers, including CEO James C. Fish, Jr., under the 2023 Stock Incentive Plan. PSU grants ranged from 7,272 to 49,350 units per executive, tied to cash flow generation (50%) and relative TSR vs. S&P 500 (50%), with payouts from 0-200% as of December 31, 2028; stock options ranged from 8,405 to 57,034 shares at $241.55 exercise price, vesting over three years. Annual cash incentives target base salary percentages, based on 2026 operating EBITDA, margin, and revenue growth, adjustable by up to 10% via sustainability scorecard and 25% via committee discretion.

• ·PSU performance period ends December 31, 2028, with payout after committee certification.
• ·Stock options have 10-year term; vesting: 34% year 1, 33% year 2, 33% year 3.
• ·Annual cash incentives require employment through December 31, 2026, except for death (prorated).
• ·Detailed termination provisions for PSUs and options include full payout on death/disability post-2026 retirement, forfeiture on cause termination.

06-03-2026

Beyond Meat, Inc. received a Nasdaq deficiency notice on March 4, 2026, stating that its common stock (BYND) closing bid price was below the $1.00 minimum for 30 consecutive business days, violating Listing Rule 5450(a)(1). The Company has 180 calendar days until August 31, 2026, to regain compliance by achieving a $1.00 closing price for 10 consecutive business days, with no immediate impact on trading. While stockholders approved reverse stock split options on November 19, 2025, there is no assurance of compliance, potentially leading to transfer to Nasdaq Capital Market or delisting.

• ·Stock continues to trade on The Nasdaq Global Select Market under symbol BYND
• ·Stockholder special meeting on November 19, 2025, approved 30 alternate amendments to Restated Certificate of Incorporation for reverse stock split
• ·Proxy statement filed with SEC on October 17, 2025

06-03-2026

Equity Bancshares Inc reported net income of $22.7M for 2025, down 64% YoY from $62.6M in 2024, driven by a $53.2M net loss on securities transactions and higher merger expenses of $8.1M, resulting in ROAA declining to 0.40% from 1.23%. However, net interest income rose 22% to $226.1M on 20% loan growth to $4.20B and total assets expanding 20% to $6.37B, with deposits up 17% to $5.14B. Core diluted EPS remained stable at $4.39, while capital ratios stayed strong but ticked lower, with CET1 at 13.08%.

• ·Shares outstanding: 20,992,139 Class A Common Stock (Feb 27, 2026); 0 Class B.
• ·Equity compensation plans available for future issuance: 1,040,294 securities.
• ·Provision for credit losses: $9.0M in 2025 vs $2.5M in 2024.
• ·Common Equity Tier 1 Capital Ratio: 13.08% (2025) vs 14.51% (2024).
• ·Efficiency ratio stable at 60.90% (2025) vs 60.77% (2024).

06-03-2026

Omada Health, Inc. reported total revenue of $260.2M for YE Dec 31, 2025, up 53% YoY from $169.8M in 2024, driven by 53% growth in Services ($241.0M) and 60% in Hardware ($19.2M), with gross profit expanding 66% to $170.9M and gross margin improving to 66% from 61%. Operating loss narrowed significantly to $12.0M from $43.7M, and net loss to $12.8M from $47.1M, aided by operating expenses rising only 25% as a percentage of revenue declined across categories. However, the company remains unprofitable with Partner B concentration in accounts receivable rising to 45% from 28%.

• ·Revenue concentration stable at 93% Services and 7% Hardware across 2023-2025.
• ·Share-based compensation increased 38% YoY to $13.0M in 2025.
• ·Amortization of intangible assets declined to $1.9M from $2.0M YoY.
• ·Total depreciation and amortization rose 30% to $3.6M in 2025.

06-03-2026

On March 2, 2026, 374Water Inc. terminated Russell Kline as Chief Financial Officer as part of a company restructuring and appointed Adrienne Anderson as Interim CFO and principal financial/accounting officer, with a base salary of $216,000 per year. Ms. Anderson, who previously served in the role from January 8, 2024, to December 16, 2024, brings extensive PCAOB audit experience from firms like D. Brooks and Associates and WithumSmith + Brown. Terms of Kline's separation and Anderson's potential equity grant remain undetermined.

• ·Adrienne Anderson, age 47, is a CPA licensed in Florida and Illinois; previously served as Audit Committee Chair for SharpLink Gaming Ltd.
• ·No arrangements, family relationships, or material transactions involving Ms. Anderson under Item 404(a) of Regulation S-K.
• ·Equity grant under 2021 Equity Incentive Plan terms to be announced via 8-K amendment.

06-03-2026

Illumination Acquisition Corp. I, a blank check company, consummated its IPO on March 2, 2026, selling 23,000,000 units (including 3,000,000 from over-allotment) at $10.00 per unit for gross proceeds of $230M, plus a simultaneous private placement of 625,000 units for $6.25M. Proceeds funded a $230M trust account at $10.00 per public share. The balance sheet as of March 2 reflects total assets of $231.1M but a shareholders' deficit of $7.1M primarily due to $13.3M in transaction costs including $8.05M deferred underwriting fees.

• ·Underwriting over-allotment option exercised in full on February 27, 2026, eliminating forfeiture of 1,000,000 Class B founder shares.
• ·Sponsor purchased 395,000 Private Placement Units; BTIG, LLC purchased 230,000.
• ·Each warrant exercisable for one Class A ordinary share at $11.50.
• ·Company incorporated November 18, 2025; registration statement effective February 26, 2026.

06-03-2026

WhiteHorse Finance, Inc. discloses total assets of $615.1 million, debt outstanding of $328.5 million, and net assets of $259.8 million as of December 31, 2025, with a weighted average cost of funds at 5.35%; a hypothetical higher leverage scenario projects $806.2 million in assets and $519.6 million in debt at 5.56% cost. The 10-K highlights investment risks such as shares trading at a discount to NAV, potential dilution, stock repurchase program volatility, and structural subordination of debt to subsidiary obligations. Illustrative incentive fee calculations over Years 1-4 show payments ranging from $7.0 million to $14.0 million annually, with minor deferrals in Year 3.

• ·RIC qualification requires at least 90% gross income from dividends, interest, securities gains, or qualified partnerships.
• ·RIC asset test: at least 50% in cash equivalents, U.S. government securities, other RICs, with no more than 5% in any one issuer or 10% of issuer's voting securities.
• ·Illustrative incentive fees: Year 1 $8.0M paid; Year 2 $14.0M paid; Year 3 $7.0M paid with $1.0M deferred; Year 4 $9.2M paid including prior deferral.

06-03-2026

Donegal Group Inc reported net income of $79.3M for the year ended December 31, 2025, a 56% increase from $50.9M in 2024, supported by a lower combined ratio of 95.4% versus 98.6% and higher net investment income of $52.6M. However, total net premiums written declined 4.0% YoY to $904.8M, driven by a sharp 13.5% drop in personal lines to $340.8M despite modest 3.0% growth in commercial lines to $564.0M, while total revenues edged down 1.2% to $978.0M. Gross liability for unpaid losses and loss expenses ended the year at $1.1B, down from $1.121B.

• ·Donegal Mutual purchased 274,125 Class A shares at avg $19.73 and 43,404 Class B shares at $17.50 in Oct-Dec 2025 under open-ended program.
• ·Provision for net losses incurred in current year decreased to $574.6M in 2025 from $619.1M in 2024.
• ·Favorable development on prior years' losses: $10.3M reserve release in 2025 vs $15.0M in 2024.

06-03-2026

bioAffinity Technologies, Inc. disclosed that directors Robert Anderson and Roby Joyce informed the Board on March 5, 2026, that they will not stand for re-election at the 2026 Annual Meeting of Stockholders, scheduled for April 30, 2026. Their decisions did not stem from any disagreements with the Company regarding operations, policies, or practices. No other changes or impacts were reported.

• ·Company is an emerging growth company.
• ·Common Stock ticker: BIAF; Warrants ticker: BIAFW, both on Nasdaq Capital Market.
• ·Principal executive offices: 3300 Nacogdoches Road, Suite 216, San Antonio, Texas 78217.

06-03-2026

On March 6, 2026, Iveda Solutions, Inc. received a Nasdaq notice stating its common stock (IVDA) failed to maintain a $1 minimum bid price for 30 consecutive business days, violating Listing Rule 5550(a)(2). The company has 180 calendar days until September 2, 2026, to regain compliance by achieving a $1 closing bid for 10 consecutive business days, with no immediate listing impact but potential delisting risk thereafter. Warrants (IVDAW) are also referenced as listed on Nasdaq.

• ·Nasdaq Listing Rule 5810(c)(3)(A) governs the 180-day compliance period.
• ·Company headquartered at 1744 S. Val Vista, Suite 213, Mesa, Arizona 85204.
• ·Appeal to Nasdaq Hearings Panel possible if delisting notice issued.

06-03-2026

Curanex Pharmaceuticals Inc (CURX) entered into employment agreements effective March 1, 2026, with CEO and President Jun Liu (annual base salary $393,600 plus $3,998 monthly car lease) and COO Dr. Liqin Xie (annual base salary $180,000), formalizing their continuing roles since February 2024 and June 2024, respectively. Both agreements provide eligibility for equity incentives, employee benefits, and 3-month salary continuation plus accelerated vesting upon termination without cause or for good reason. The CEO agreement has an initial 4-year term, renewable annually by mutual consent.

• ·CEO Jun Liu originally appointed to CEO and President roles in February 2024.
• ·COO Dr. Liqin Xie originally appointed on June 17, 2024.
• ·Agreements entered on March 2, 2026; CEO term ends on fourth anniversary unless terminated earlier.
• ·Both agreements include non-compete, non-disclosure, non-solicitation covenants and require Proprietary Information and Invention Assignment Agreement.

06-03-2026

BKV Corp reported total production of 305.0 Bcfe in 2025, up 5.7% YoY from 288.4 Bcfe in 2024, driven by Barnett growth (+10.2%) but offset by a sharp NEPA decline (-20.1%). Revenues surged 73.6% YoY to $1.01B, fueled by 75% higher natural gas revenues ($675.1M), though midstream revenues fell 17% and Section 45Q tax credits dropped 16%. PV-10 value jumped to $2.79B from $672M, while operating expenses rose 7.6% to $791.2M amid higher costs in several areas.

• ·Average production costs total company $1.32/Mcfe in 2025 vs $1.25/Mcfe in 2024 (+5.6%).
• ·DD&A expenses declined 28% YoY to $157.5M in 2025.
• ·Proved reserves PV-10 at Dec 31, 2025 alternative $3.08B.

06-03-2026

On March 5, 2026, Terry Jimenez, a director of Turtle Beach Corporation (TBCH), notified the company of his resignation from the Board, effective March 6, 2026. The Board expressed appreciation for his service and contributions. No successor was named, and no reason for the departure was disclosed.

• ·Filing date: March 6, 2026
• ·Securities: Common Stock (TBCH) and Preferred Stock Purchase Rights on Nasdaq Global Market

06-03-2026

Alzamend Neuro, Inc. entered into an At-the-Market Issuance Sales Agreement with Ascendiant Capital Markets, LLC on March 6, 2026, enabling the sale of up to $3.0 million in common stock through an ATM offering pursuant to its effective shelf registration statement on Form S-3 (No. 333-273610). The agreement allows flexible sales based on company instructions, subject to market conditions and regulatory compliance, with either party able to suspend or terminate upon notice. No shares have been sold under the agreement as of the filing date.

• ·Shelf registration statement on Form S-3 (File No. 333-273610) filed August 2, 2023, and declared effective August 10, 2023
• ·Prospectus supplement filed with SEC on March 6, 2026
• ·Sales Agreement filed as Exhibit 10.1
• ·Legal opinion of Olshan Frome Wolosky LLP filed as Exhibit 5.1
• ·Common stock par value: $0.0001; trading symbol: ALZN on Nasdaq Capital Market

06-03-2026

Medalist Diversified REIT, Inc.'s subsidiary, MDR Ashley Plaza, LLC, entered into a Purchase and Sale Agreement on March 5, 2026, to sell the 156,012 square foot Ashley Plaza retail property in Goldsboro, North Carolina, for total consideration of $16.6M, subject to prorations and adjustments. The purchaser, HPX Goldsboro Ashley Center LLC, must provide earnest money deposits totaling $300k. The transaction is expected to close within 90 days, though several conditions remain unsatisfied and there is no assurance of completion.

• ·Property address: 201–221 North Berkeley Boulevard, Goldsboro, North Carolina
• ·Closing expected within 90 days of March 5, 2026, subject to customary conditions, representations, warranties, covenants, and indemnities

06-03-2026

Vicarious Surgical Inc. amended employment agreements for President Adam Sachs and CTO Sammy Khalifa, voluntarily reducing their annual base salaries to $270,810 and $318,600 respectively (50% and 25% cuts from prior levels), effective March 9, 2026, while preserving bonus and severance calculations on pre-amendment salaries. This cost-cutting measure occurs amid NYSE delisting proceedings initiated March 3, 2026, with shares now trading OTC under 'RBOT'. No departures or new appointments were announced.

• ·Amendments signed March 4, 2026, explicitly waive 'Good Reason' claims for salary reductions.
• ·Class A common stock delisted by NYSE on March 3, 2026, now quoted on OTCID tier as 'RBOT'.

06-03-2026

indie Semiconductor, Inc. (INDI) announced a proposed private offering of $150M aggregate principal amount of Convertible Senior Notes due 2031 to qualified institutional buyers, with an option for initial purchasers to buy up to an additional $22.5M. The company intends to use a portion of net proceeds to repurchase up to $100M of its 4.50% Convertible Senior Notes due 2027 via negotiated transactions, with the remainder for working capital and general corporate purposes including potential acquisitions. Final terms including interest rate and conversion rate are subject to pricing, and the notes carry redemption options after March 20, 2029, with forward-looking risks noted regarding market impacts from hedging activities.

• ·Interest on new notes payable semiannually starting September 15, 2026.
• ·Notes mature March 15, 2031, unless earlier repurchased, redeemed, or converted.
• ·Initial purchasers' option exercisable over 13-day period from issuance.
• ·Hedged holders of 2027 notes may unwind hedges, potentially impacting common stock price and notes conversion price.

06-03-2026

Five Point Holdings, LLC reported total revenues of $110.0M for the year ended December 31, 2025, down 54% YoY from $237.9M, driven by a 70% plunge in land sales to $42.5M from $139.1M and a 32% drop in management services-related party revenue to $65.3M, while operating properties revenue remained nearly flat at $2.3M. However, equity in earnings from unconsolidated entities surged 54% to $203.6M, boosting net income to $183.5M (up 3% YoY) and net income attributable to the company to $71.0M (up 4%), with Class A basic EPS rising to $1.01 from $0.98. Total assets grew to $3.25B, inventories increased to $2.44B, and notes payable declined to $443.3M from $525.7M.

• ·Cash flow from operating activities declined to $105.2M from $116.0M YoY.
• ·Valencia segment reported a loss of $(2.2)M in 2025 vs profit of $35.7M in 2024.
• ·San Francisco segment loss widened slightly to $(4.7)M from $(4.1)M YoY.
• ·Cash and cash equivalents decreased to $425.5M from $430.9M.

06-03-2026

Canadian Pacific Railway Company completed an offering of $600M aggregate principal amount of 4.000% notes due 2029 and $600M aggregate principal amount of 5.500% notes due 2056, for a total of $1.2B, guaranteed by parent Canadian Pacific Kansas City Limited. The notes were issued pursuant to an Eighth Supplemental Indenture dated March 6, 2026, following an Underwriting Agreement dated March 4, 2026, with lead underwriters Goldman Sachs & Co. LLC, Barclays Capital Inc., Citigroup Global Markets Inc., and SMBC Nikko Securities America, Inc. The offering was registered under a Form F-10 (File No. 333-285353).

• ·Underwriting Agreement dated March 4, 2026
• ·Eighth Supplemental Indenture dated March 6, 2026
• ·Prospectus dated March 6, 2025, supplemented March 4, 2026
• ·Original Indenture dated September 11, 2015
• ·Registration statement on Form F-10 (File No. 333-285353) filed February 27, 2025

06-03-2026

Grab Holdings Ltd reported FY2025 revenue of $3,370 million, up 20% YoY from $2,797 million, with Deliveries up 20% to $1,800 million, Mobility up 16% to $1,219 million, and Financial Services surging 37% to $347 million. The company achieved an operating profit of $65 million, swinging from a $168 million loss, and net profit of $200 million versus a $158 million loss. However, cost of revenue increased 18% to $1,914 million (57% of revenue vs. 58% prior), net impairment losses rose 47% to $140 million, and R&D expenses grew 4% to $428 million while G&A declined 10%.

• ·Revenue by country: Philippines +19% to $316M, Singapore +26% to $727M, Thailand +14% to $288M, Vietnam +12% to $255M.
• ·Sales and marketing expenses up 13% to $367M (11% of revenue vs 12% prior).
• ·Other income up 17% to $20M.

06-03-2026

Home Bancorp, Inc. reported net income of $46.1M for the year ended December 31, 2025, up 26% YoY from $36.4M, with diluted EPS increasing to $5.87 from $4.55 and ROA improving to 1.33% from 1.08%. Total assets grew 1.4% to $3.49B, deposits rose 6.9% to $2.97B, and net interest income increased 10.8% to $133.3M. However, asset quality deteriorated sharply with non-performing loans jumping to 1.25% of total loans from 0.50% and non-performing assets rising to 1.03% of total assets from 0.45%, while loans grew only 0.9% YoY.

• ·Provision for loan losses was $1.1M in 2025, down from $2.4M in 2024.
• ·Shareholders’ equity increased to $435.1M as of Dec 31, 2025 from $396.1M.
• ·Tier 1 risk-based capital ratio strengthened to 14.09% from 13.28%.
• ·Cash dividends per share rose to $1.14 in 2025 from $1.01.

06-03-2026

Jet.AI Inc. reported revenues of $9.2M for the year ended December 31, 2025, a 34.5% YoY decline from $14.0M in 2024, resulting in a reduced gross loss of $0.3M versus $1.0M prior year; however, operating loss improved to $10.1M from $12.6M due to lower operating expenses. The company swung to net income of $4.6M from a $12.7M loss, driven by a $14.5M unrealized gain on investments, amid ongoing going concern risks, operating losses history, and a proposed divestiture of aviation assets to flyExclusive to focus on AI data centers.

• ·SPAC investment faces total loss risk if no acquisition by April 6, 2027
• ·Stock-based compensation: $1.6M in 2025 vs $4.3M in 2024
• ·Weighted average shares basic: 3.0M in 2025 vs 0.3M in 2024; Diluted EPS $0.33 in 2025

06-03-2026

HF Sinclair Corporation (DINO) appointed Vivek Garg, age 52, as Acting Chief Financial Officer effective February 24, 2026, while he continues in his roles as Vice President, Chief Accounting Officer, and Controller. As additional compensation, Garg will receive a $25,000 monthly cash stipend commencing March 1, 2026, and a one-time $375,000 restricted stock unit grant vesting 50% on December 1, 2026, and 50% on December 1, 2027. The appointment involves no arrangements with other persons, family relationships, or disclosable transactions under Item 404(a).

• ·Appointment previously announced in Form 10-K filed February 27, 2026
• ·Stipend prorated for partial months of service
• ·RSU governed by HF Sinclair Corporation Amended and Restated 2020 Long Term Incentive Plan
• ·Garg eligible for ongoing annual bonus, health/welfare plans, and existing Change in Control and Indemnification Agreements

06-03-2026

OS Therapies Incorporated (OSTX) entered into a Securities Purchase Agreement dated March 4, 2026, to issue and sell securities, including Notes and Warrants, to certain Purchasers in a private placement exempt under Section 4(a)(2) and Regulation D, with Ceros Financial Services, Inc. as placement agent. The transaction is subject to a 19.99% cap on shares issuable upon conversion or exercise without stockholder approval. Proceeds are to be used for working capital and general corporate purposes, excluding debt repayment, redemptions, litigation settlements, or violations of FCPA/OFAC.

• ·Closing Date: Trading Day when all Transaction Documents executed and conditions met, no later than 2nd Trading Day following March 4, 2026
• ·Use of proceeds excludes satisfaction of debt (except trade payables), redemption of Common Stock or equivalents, settlement of litigation, or FCPA/OFAC violations
• ·SEC Filing Date: March 06, 2026 (Items 1.01, 2.03, 3.02, 9.01)

06-03-2026

Artius II Acquisition Inc., a Cayman Islands blank check company (SPAC), entered into a promissory note dated March 6, 2026, with Artius II Acquisition Partners LLC for principal advances of up to $1,000,000 to fund ongoing operations, interest-free, with a minimum drawdown of $10,000. The note matures upon closing of the initial business combination or company liquidation and is convertible at the payee's election into Private Placement Shares at a 10% premium ($11/share equivalent) upon business combination, liquidation, or default. No amounts have been drawn down as of the filing.

• ·Note governed by New York law; no personal liability for officers/directors/shareholders.
• ·Payee waives claims against the SPAC's IPO trust account.
• ·References Private Placement Units Purchase Agreement dated February 12, 2025.

06-03-2026

Boeing's 2026 DEF 14A Proxy Statement discloses 2025 compensation for named executive officers (NEOs), with CEO Robert K. Ortberg receiving total pay of $23.6M, up 28% from $18.4M in 2024, driven by $9.6M in option awards and $3.9M incentive pay. Other NEOs like Stephanie F. Pope saw total comp rise 44% to $14.4M from $10.0M, while new CFO Jesus Malave, Jr. earned $20.2M including an $8.5M bonus; however, stock option grants to NEOs in February 2025 occurred amid a 3.8% decline in share price following material nonpublic information disclosure. The filing reaffirms robust clawback and insider trading policies with no interlocks or excessive risk in comp design.

• ·No stock options granted to NEOs during blackout periods around 10-K/10-Q/8-K filings except specified Feb 2025 grants.
• ·Clawback policy adopted June 27, 2023, applies to incentive comp earned on/after Oct 2, 2023.
• ·No Compensation Committee interlocks in 2025; independent review by FW Cook confirms no excessive risk in comp programs.

06-03-2026

On March 5, 2026, Midland States Bancorp, Inc. terminated Eric Lemke from his position as Chief Financial Officer of the Company and its subsidiary Midland States Bank, with no specified reason provided. The Company promptly appointed Claire Stack, age 37 and previously Corporate Controller since November 2025, as Vice President – Chief Accounting Officer and interim CFO, leveraging her 15+ years of accounting and finance experience. A Change of Control Agreement was entered with Ms. Stack, offering severance of 150% of salary plus average prior three-year bonuses upon qualifying termination post-change of control, though the CFO departure raises potential governance concerns.

• ·Claire Stack joined as Corporate Controller in November 2025; holds BS in Accounting and Technology Management from Indiana University’s Kelley School of Business; Certified Public Accountant (CPA).
• ·Change of Control Agreement initial term through December 31, 2026; auto-renews annually unless 90 days' nonrenewal notice; post-termination non-compete/non-solicit for 12 months; COBRA coverage up to 12 months on qualifying termination.
• ·Agreement form filed as Exhibit 10.4 to 2025 Form 10-K.

06-03-2026

LQR House Inc. completed a conversion from a Nevada corporation to a Delaware corporation via a Certificate of Conversion filed with the Delaware Secretary of State on March 2, 2026, at 4:12 PM, effective immediately. The company, originally formed on January 11, 2021, retains the name LQR House Inc., with the document executed by CEO Sean Dollinger. No financial impacts or operational changes are disclosed in the filing.

• ·Certificate authenticated on March 4, 2026; SR# 20260978975, File Number 10530384
• ·8-K filed on March 6, 2026, covering Items 3.03, 5.03, 5.07, 9.01

06-03-2026

Dyadic International, Inc. entered into an At-The-Market Issuance Sales Agreement with Craig-Hallum Capital Group LLC on March 6, 2026, enabling the sale of up to $4.2M in common stock through at-the-market offerings on Nasdaq. The sales agent will receive up to 3.0% commission on gross sales prices, providing the company flexible access to capital. However, any sales would dilute existing shareholders.

• ·Sales Agreement pursuant to Form S-3 registration statement (File No. 333-273829) effective August 25, 2023.
• ·Either party may suspend or terminate the offering upon notice.
• ·Company to reimburse sales agent for certain expenses and provide indemnification.

06-03-2026

iShares Staked Ethereum Trust ETF filed Amendment No. 3 to its Form S-1 registration statement (No. 333-291992) on March 6, 2026, as an exhibit-only filing with no changes to the preliminary prospectus. The amendment details estimated offering expenses totaling $537,983, primarily borne by the Sponsor (iShares Delaware Trust Sponsor LLC), including legal fees of $510,000 and a NASDAQ listing fee of $4,000. The registration is for an indeterminate number of shares to be offered on a delayed or continuous basis under Rule 415.

• ·SEC Registration Fee deferred under Rules 456(d) and 457(u).
• ·Registrant classified as Non-accelerated filer, Smaller reporting company, and Emerging growth company.
• ·Exhibits include agreements with Coinbase, Bank of New York Mellon, Anchorage Digital, and a Staking Addendum.

06-03-2026

The Invesco Galaxy Solana ETF (QSOL) reported net assets of $2.24M as of December 31, 2025, with 180,000 shares outstanding, NAV per share of $12.45, and investments in Solana valued at $2.24M (cost basis $2.49M). For the inaugural period from October 16 to December 31, 2025, it generated $1,445 in staking income (net investment income $1,186) but suffered a $244,798 unrealized loss on Solana holdings and sponsor fees of $259, resulting in a net loss of $243,612. Total return at NAV was -50.20% over the full period (or -10.04% annualized from December 10 commencement of operations), while market value per share ended at $12.41.

• ·Commencement of operations: December 10, 2025
• ·Commencement of trading on exchange: December 15, 2025
• ·Net asset value per share at beginning of Dec 10-31 period: $13.84
• ·Paid-in capital: $2,485,077
• ·Distributable earnings (loss): $(243,612)
• ·Cash held by custodian: $500

06-03-2026

Civista Bancshares reported net income of $46.2M for 2025, up 46% YoY from $31.7M in 2024, driven by net interest income growth of 19% to $138.6M and net interest margin expansion to 3.61% from 3.21%, with total assets reaching $4.34B. However, noninterest income declined 10% YoY to $34.0M amid lower lease revenue, while noninterest expenses remained flat at $113.9M, and net income remained below 2023's $43.0M peak. The company completed the Farmers Savings Bank acquisition, issuing shares worth $31.2M.

• ·Diluted EPS $2.64 in 2025, up from $2.01 in 2024 but below $2.73 in 2023
• ·Provision for credit losses $3.4M in 2025, down from $5.4M in 2024
• ·Common dividends $0.68 per share in 2025, up from $0.64
• ·Shareholders’ equity $543.5M at Dec 31, 2025, up 40% from $388.5M in 2024
• ·Noninterest-bearing deposits flat at $702M end-2025 vs $695M end-2024

06-03-2026

For FY 2025, INLIF Ltd reported net revenue growth of 16.52% YoY to $18.4M, driven by new energy sector products ($2.39M, new) and accessories (+57.74%), however core manipulator arms revenue declined 12.23% and overall gross profit fell 5.72% to $4.3M amid cost of revenue rising 25.53% and margin compression from 28.83% to 23.33%. Operating expenses surged 209.54% to $10.1M, led by G&A expenses exploding 827.47% to $7.1M, resulting in an operating loss of $5.8M (vs prior $1.3M profit) and net loss of $5.4M (vs $1.6M profit). Growth strategies include $5.52M investment in a 215,000 sq ft 5G production base (expected 300% capacity increase by Aug 2026), $4.83M R&D center, and $3.45M for 24 sales offices.

• ·Phase II production base (152,137 sq ft) commenced Sep 2025, expected completion Aug 2026.
• ·Phase I R&D center: invested RMB 2.15M, commenced Mar 2025, completed Nov 2025; next phase under discussion.
• ·Estimated useful lives: Building 30 years, Machinery Equipment 10 years, Office Equipment 5 years.
• ·Raw materials and scraps revenue up 17.83% YoY to $4.6M (25.19% of total).
• ·Installation services revenue down 49.97% YoY to $47,753.

06-03-2026

Icon Energy Corp filed a Form F-1 registration statement to register up to 9,811,933 Common Shares for resale by YA II PN, Ltd. (Yorkville) under a $20M Standby Equity Purchase Agreement (SEPA) dated August 27, 2025, with $7.19M already utilized leaving $12.81M remaining capacity through August 27, 2028. The company has issued 81,435 Commitment Shares and notes potential dilution from additional issuances at 96-97% of VWAP, alongside a multi-class capital structure where CEO Ismini Panagiotidi holds Series A and B Preferred Shares controlling 99.9% of voting power. While providing flexible funding access, the resale of shares poses downward pressure on stock price and further dilutes common shareholders.

• ·Reverse stock split: one-for-five effected on January 8, 2026, with all share amounts retroactively adjusted.
• ·Previous registration: Form F-1 (File No. 333-290206) effective September 22, 2025, covering Previously Sold SEPA Shares.
• ·SEPA pricing: 96% of VWAP (Option 1) or 97% of lowest VWAP over 3 days (Option 2), with volume thresholds and 4.99% Beneficial Ownership Cap.
• ·Series A Preferred convertible into Common Shares until July 15, 2032; Series B Preferred has voting power equivalent to 1,000 Common Shares each.

06-03-2026

Robert Lighthizer resigned from the Board of Directors and its committees of Trump Media & Technology Group Corp., effective March 6, 2026. The resignation did not arise from or relate to any dispute with management or the Board. The Company thanked Amb. Lighthizer for his distinguished service.

• ·Event reported as of March 4, 2026; filing dated March 6, 2026.
• ·Securities: Common stock (DJT) on Nasdaq and NYSE; Redeemable Warrants (DJTWW) exercisable at $11.50 per share on Nasdaq and NYSE.

06-03-2026

Nerdy Inc. was notified by the NYSE on March 5, 2026, that it is not in compliance with continued listing criteria under Section 802.01C due to its Class A common stock's average closing price being less than $1.00 over a consecutive 30 trading-day period, posing a delisting risk. The company intends to cure the deficiency within a six-month period, potentially via a reverse stock split subject to stockholder approval at its 2027 annual meeting, while its stock continues to trade on the NYSE. As of December 31, 2025, the company reported $47.9M in cash and equivalents, stating ample liquidity to support operations and growth.

• ·Compliance cure possible if closing share price >= $1.00 and 30-day average >= $1.00 on last trading day of any month in six-month period.
• ·Notice does not impact business operations, SEC reporting, or term loan.
• ·Press release issued March 6, 2026, attached as Exhibit 99.1.

06-03-2026

Perfect Moment Ltd. entered into a Further Amended and Restated Promissory Note with Chairman Max Gottschalk on March 6, 2026, extending the maturity date of a $3.39M unsecured loan (originally Note #1, part of $5.09M total loans provided in August 2025) from March 9, 2026, to March 23, 2026, at 12% interest. This follows prior amendments, including one on October 30, 2025. The second $1.7M note remains due August 18, 2030.

• ·Loans are unsecured with monthly interest payments.
• ·Note #1 originally due November 8, 2025; first amended October 30, 2025 to March 9, 2026.
• ·Note #2 due August 18, 2030.

06-03-2026

Sadot Group Inc. (SDOT), a retail-eating and drinking places company based in Burleson, TX, filed an 8-K on March 6, 2026, under Items 1.01 (entry into a material definitive agreement), 3.03 (material modifications to rights of security holders), and 9.01 (financial statements and exhibits). The filing, sized at 2 MB, indicates significant corporate developments but lacks specific quantitative details on the agreement or modifications in the provided index. No period-over-period financial metrics are disclosed.

• ·CIK: 0001701756
• ·SIC: 5810 - RETAIL-EATING & DRINKING PLACES
• ·State of Incorporation: NV
• ·Fiscal Year End: December 31
• ·Business Address: 295 E. RENFRO STREET SUITE 300, BURLESON, TX
• ·Formerly: Muscle Maker, Inc. (through 2023-07-24)

06-03-2026

Planet 13 Holdings Inc. terminated the employment of its Chief Administrative Officer, Lee Fraser, effective March 6, 2026, following his placement on administrative leave on January 5, 2026. The 8-K filing was signed by Co-Chief Executive Officers Robert Groesbeck and Larry Scheffler. No additional financial or operational impacts were disclosed.

• ·Company is an emerging growth company.
• ·Principal executive offices: 2548 West Desert Inn Road, Suite 100, Las Vegas, Nevada 89109.
• ·I.R.S. Employer Identification Number: 83-2787199.

06-03-2026

Mammoth Energy Services reported total revenue of $44.3M for 2025, down 2.9% YoY from $45.6M, with growth in rental services (+56%) and infrastructure services (+177%) offset by declines in natural sand proppant (-13%), accommodation (-17%), and other services (-100%). While net loss from continuing operations narrowed to $63.8M from $183.1M, driven by lower SG&A and Adjusted EBITDA loss improving to $17.4M from $171.2M, a $31.7M impairment charge impacted results; overall net income turned positive at $4.6M due to $68.4M gain from discontinued operations. Cash and equivalents rose to $102.0M from $60.8M, but total assets declined to $334.9M from $384.0M.

• ·Capital expenditures totaled $70.6M in 2025, up significantly from $1.2M in 2024, primarily in rental services ($70.0M).
• ·Net cash used in operating activities from continuing operations was $19.6M in 2025 vs provided $194.7M in 2024.
• ·SG&A expenses decreased to $19.6M from $114.5M YoY.
• ·Revolving credit facility borrowing base increased to $50.0M from $25.2M as of Dec 31.

06-03-2026

AMC Entertainment Holdings, Inc. entered a commitment letter with Deutsche Bank AG New York Branch for a new $425M senior secured credit facility for subsidiary Odeon Finco PLC to refinance its 12.750% Senior Secured Notes due 2027, featuring a 10.50% fixed interest rate term loan due 2031 with 2.00% OID, expected to strengthen the balance sheet, extend maturities, and reduce interest costs upon closing by April 6, 2026. The company decided not to proceed with its previously announced senior notes and term loan offering. AMC operates approximately 855 theatres and 9,640 screens globally.

• ·Odeon Credit Facility subject to definitive documentation and customary closing conditions
• ·Company operates as largest movie exhibition company in US, Europe, and worldwide

06-03-2026

AIM ImmunoTech Inc. (AIMI) filed an 8-K on March 06, 2026, reporting under Items 1.01 (entry into a material definitive agreement), 3.03 (material modifications to rights of security holders), 5.03 (amendments to articles of incorporation or bylaws), 8.01 (other events), and 9.01 (financial statements and exhibits). Exhibit 3.1 was attached, likely containing the amended governing documents. No financial metrics or period-over-period comparisons were disclosed.

• ·Filing items: 1.01, 3.03, 5.03, 8.01, 9.01
• ·Subcategory: Material Agreement Entry
• ·Exhibit: EX-3.1 (likely amended articles of incorporation or bylaws)

06-03-2026

Black Hawk Acquisition Corp reported net income of $1.33M for FY ended November 30, 2025, down 30.6% YoY from $1.92M, driven by higher G&A expenses ($796K, +62% YoY) and a larger operating loss despite interest income from the Trust Account. The Trust Account balance plummeted 66.8% to $23.8M from $71.8M due to $51M in redemptions paid to public shareholders, leaving cash at a critically low $40K (down 85% YoY) and worsening shareholders' deficit to $(3.85M). New liabilities emerged including $575K due to target company and $595K convertible notes to related party, signaling ongoing acquisition pursuit amid liquidity pressures.

• ·Deferred underwriting fee payable steady at $2.415M.
• ·Net cash used in operating activities increased to $650K from $554K YoY.
• ·Proceeds from promissory note to related party: $600K in FY 2025.

06-03-2026

Fairfax Financial Holdings Limited (FRFXF) filed its Form 40-F annual report for the fiscal year ended December 31, 2025, on March 6, 2026, incorporating IFRS disclosures on insurance contracts, investments, associates, and segments including Property & Casualty Insurance & Reinsurance, Life Insurance & Run-off, Non-Insurance, and Investment Management. The report details maturity analyses of liabilities in USD, GBP, EUR, and CAD across time buckets (not later than one year, 1-5 years, 5-10 years, 10-15 years), fair value inputs for investment properties, intangibles, and sensitivities, with references to global subsidiaries and associates but no specific numerical financial results in the provided content. Prior year (2024) comparisons are indicated structurally across segments and geographies including North America, Europe, International, Asia, India, and Latin America.

• ·Geographic disclosures include US, CA, Europe.
• ·Segments: NorthAmericanInsurers, InternationalInsurersAndReinsurers, GlobalInsurersAndReinsurers, RunoffReportableSegment, RestaurantsAndRetail, FairfaxIndia.

06-03-2026

For the 12 weeks ended January 23, 2026, Bridgford Foods Corp reported net sales of $55.3M, up 5.3% YoY from $52.5M, with gross margin improving 3.7% YoY to $13.4M and operating cash flow turning positive at $4.3M versus a $4.6M outflow prior year. However, the company still incurred a net loss of $0.8M (improved from $1.1M YoY) and basic EPS of ($0.09), while total assets declined 1.8% QoQ to $144.6M and inventories dropped 12.0% QoQ to $32.6M. Shareholders' equity decreased slightly 0.7% QoQ to $114.7M.

• ·Allowance for credit losses: $75 (Jan 23, 2026) vs $50 (Oct 31, 2025)
• ·Promotional allowances: $2,226 (Jan 23, 2026) vs $1,903 (Oct 31, 2025)
• ·Revolving credit facility unchanged at $2,000
• ·Basic loss per share: ($0.09) vs ($0.12) YoY
• ·Cash paid for interest: $120 (current) vs $88 (prior YoY)

06-03-2026

Whitestone REIT reported a portfolio of 56 properties totaling 4,857,508 sq ft with 95% average occupancy and $116.6M in annualized base rental revenue ($25.28 per sq ft) as of December 31, 2025, while maintaining a conservative debt ratio of 47% net of cash to undepreciated book value (target ≤60%), with 51 properties unencumbered. However, occupancy varied significantly across properties, with strong performers at 100% (e.g., BLVD Place, Lake Woodlands Crossing) but underperformers like The Citadel at 57% and San Clemente at 67%. Total abatements equaled $0.4M for December 2025, and the top 15 tenants accounted for 14.2% of annualized base rental revenues.

• ·Debt policy targets ratio of debt net of cash to undepreciated book value ≤60%.
• ·Land held for development includes sites like Anderson Arbor PAD, BLVD Phase II-B, with 0 sq ft and 0% occupancy.

06-03-2026

Hennessy Capital Investment Corp. VII (HVII), a SPAC, filed its 10-K on March 6, 2026, disclosing a Proposed Business Combination with ONE Nuclear Energy LLC per agreement dated October 22, 2025, with a 24-month completion window from IPO closing. The filing details a $6.9M private placement of 690,000 units at $10.00 each, permitted withdrawals up to 5.0% of trust interest annually, and highlights experienced board members; however, it emphasizes extensive SPAC-specific risks including failure to complete a business combination, liquidity issues, conflicts of interest, and regulatory challenges.

• ·24 months from IPO closing as completion window for initial business combination, after which public shares redeem at ~$10.00 per share
• ·Private placement units consist of one Class A ordinary share and one right to 1/12 Class A ordinary share upon business combination
• ·Form S-4 (File No. 333-292440) filed for Proposed Business Combination

06-03-2026

Dynamix Corp, a SPAC, reported a net loss of $13.2M for the year ended December 31, 2025, compared to $0.1M loss for the period from inception (June 13, 2024) through December 31, 2024, driven by higher G&A expenses ($5.4M vs $0.4M) and a sharp increase in warrant liability fair value loss ($14.9M). While investments held in the Trust Account grew to $173.4M from $167.2M, cash balances declined significantly to $0.2M from $1.5M, total liabilities rose to $27.3M from $9.1M, and shareholders' deficit deepened to $27.1M from $7.6M.

• ·Company inception date: June 13, 2024
• ·Class A ordinary shares redemption value: $10.45 per share (2025) vs $10.07 (2024)
• ·Change in fair value of warrant liabilities contributed $14.9M expense in 2025
• ·PCAOB ID Number 100 for Independent Registered Public Accounting Firm

06-03-2026

For Q3 FY2025, Greenwave Technology Solutions reported revenue growth of 49% YoY to $12.7M, driven by higher sales, while gross profit was nearly flat at $3.5M and net loss widened to $5.3M amid higher operating expenses. Over the nine months ended September 30, 2025, revenue rose 25% YoY to $31.0M with flat gross profit of $9.1M, operating loss improved to $13.5M from $16.2M, but net loss available to common stockholders was $17.9M; total assets declined 5% to $59.9M, cash fell to $1.5M, and stockholders' equity dropped 12% to $32.7M with substantial doubt about going concern.

• ·Related party property and equipment net declined to $10.7M from $11.8M.
• ·Non-convertible notes payable increased to $7.96M total (current + long-term) from $6.77M.
• ·Operating cash flow used $5.9M in 9M 2025 vs $14.8M in 9M 2024 (improved).
• ·Financing activities provided $5.8M net cash in 9M 2025, primarily from common stock and warrants issuance.
• ·Substantial doubt about going concern noted.
• ·Nasdaq listing standards risk and ineligibility for Form S-3 mentioned.

06-03-2026

Newbury Street II Acquisition Corp, a blank check company, reported net income of $6.6M for the year ended December 31, 2025, up significantly from $1.0M in the prior partial period, driven by $7.3M in interest income as the Trust Account grew 4.2% to $181.8M at a redemption value of $10.54 per share. However, operating losses widened to $0.69M due to higher G&A costs, cash balances declined 38% to $0.77M, current assets fell 38%, and shareholders' deficit worsened 14% to $(5.3M).

• ·Company inception date: June 18, 2024
• ·Filing date: March 06, 2026

06-03-2026

On March 6, 2026, Open Lending Corporation entered into a Cooperation Agreement with Palogic Value Management, L.P., Palogic Value Fund, L.P., and Palogic Capital Management, LLC, agreeing to nominate William Dabbs Cavin as a Class III director at the 2026 Annual Meeting and recommend stockholder support for a non-binding proposal to declassify the Board. Charles D. Jehl informed the Board he will not stand for re-election at the 2026 Annual Meeting, with no disagreements noted. Palogic committed to voting in line with the Board's recommendations and standstill provisions during the Cooperation Period, including ownership caps.

• ·Cooperation Period extends from March 6, 2026, until 30 calendar days prior to the opening of the nominating period for the 2027 Annual Meeting.
• ·Standstill restrictions include no proxy solicitations, additional director nominations, or stockholder proposals by Palogic during the Cooperation Period.
• ·Mutual non-disparagement provisions apply during the Cooperation Period.

06-03-2026

Ategrity Specialty Insurance Co Holdings (ASIC) reported robust growth for the year ended December 31, 2025, with gross written premiums up 33.1% YoY to $582M, net written premiums surging 41.9% to $425M, and underwriting income increasing 141.2% to $43M, leading to net income of $76M (up 41.1% YoY) and an improved combined ratio of 88.2% from 93.9%. Net investment income rose 76.2% to $42M, boosting income before taxes by 44.7% to $96M. However, net realized and unrealized gains on investments declined 55.0% to $13M, cash equivalents investment income fell 58.0%, and net cash used in investing activities widened to $274M from $363M.

• ·Loss ratio improved to 58.7% from 60.3% YoY.
• ·Expense ratio declined to 29.5% from 33.6% YoY.
• ·Diluted EPS increased to $1.58 from $1.28 YoY.
• ·Adjusted diluted EPS rose to $1.61 from $1.32 YoY.
• ·Net cash change was positive $3M in 2025 vs negative $238M in 2024.

06-03-2026

Grayscale Avalanche Trust (AVAX) filed Amendment No. 6 to its Form S-1 registration statement (No. 333-289829) on March 6, 2026, to register an indeterminate number of Shares for continuous public offering and listing on NASDAQ under the symbol GAVA, with plans to rename to Grayscale Avalanche Trust ETF upon effectiveness. The Trust holds AVAX digital assets to provide investors exposure via Shares created/redeemed in Baskets of 10,000 Shares, primarily in-kind with AVAX or via cash orders through Authorized Participants. No prior public market exists for the Shares, and the filing notes the Trust's status as a non-accelerated filer, smaller reporting company, and emerging growth company.

• ·Registration No. 333-289829
• ·Trust incorporated in Delaware with SIC code 6221 and I.R.S. Employer ID 99-6715858
• ·Index Price based on CoinDesk Avalanche Benchmark Rate at 4:00 p.m. New York time
• ·NASDAQ approval for in-kind creations/redemptions with AVAX

06-03-2026

Kirby Corporation's 2026 Proxy Statement summarizes a record 2025 with consolidated revenues up 3% YoY to $3.4B, net earnings of $354.6M, and EPS up 16% to $6.33 over the prior record of $5.46 (excl. one-time items). Marine transportation revenues grew 1% to $1.9B, with coastal up 8% and strong margins around 20%, while distribution and services increased 6% led by 26% power generation growth, though oil and gas revenues declined YoY and on-highway activity softened. The proxy seeks stockholder votes to elect three Class I directors, ratify KPMG LLP as auditors for 2026, approve executive compensation advisory vote, and amend the 2005 Stock and Incentive Plan and 2000 Nonemployee Director Stock Plan.

• ·Annual Meeting: April 27, 2026 at 10:00 a.m. CDT, 55 Waugh Drive, Suite 1100, Houston, TX
• ·Record date for stockholders: March 2, 2026
• ·Proxy materials available: on or about March 10, 2026 at www.proxydocs.com/KEX
• ·Richard R. Stewart concludes board service at 2026 Annual Meeting
• ·Board composition: 9 directors, majority independent, diverse in gender (4F/5M) and skills including M&A, finance, risk management
• ·KDS 2026 outlook: flat to slightly higher revenues YoY
• ·Inland marine 2026 outlook: modest YoY improvement

06-03-2026

Bunker Hill Mining Corp. reported total assets of $151M as of Dec 31, 2025, up 55% YoY from $98M, driven by process plant investments ($97M) and increased cash to $19M from $4M, supported by $73M in net financing inflows primarily from equity issuances that quadrupled shares outstanding to 40M. However, the company posted a net loss of $93M, more than tripling the prior year's $25M loss due to $49M silver loan fair value loss and $43M derivative liability change, while total liabilities rose 38% to $207M and shareholders' deficiency worsened to $56M from $52M. Operating cash use intensified to $18M from $10M amid ongoing pre-production development.

• ·Process plant increased to $97.2M from $66.4M (+46%) due to $36.4M expenditures.
• ·Silver loan liability surged to $80.7M from $31.8M amid $49.4M fair value loss.
• ·Derivative warrant liability jumped to $75.2M from $1.1M.
• ·Forward-looking Bunker Hill Project NPV (5%) $63M, IRR 36%, payback 2.1 years; annual avg Zinc eq production 93M lbs.
• ·Ongoing Crescent Mine litigation risk noted.

06-03-2026

Compass Digital Acquisition Corp., a blank check SPAC with no operating history or revenues, filed its 10-K for the fiscal year ended December 31, 2025, continuing its search for an initial business combination, potentially the KMC Business Combination. The company has extended its Combination Period multiple times through shareholder votes, most recently at the 2025 EGM to April 20, 2026, but faced significant redemptions including 16,045,860 shares in 2023, 2,713,143 in 2024, and 2,370,619 in 2025, reducing outstanding Public Shares. The per-share Redemption Price has risen to approximately $11.67 as of December 31, 2025, from prior levels around $10.54-$11.25, supported by the initial $200M Trust Account.

• ·Combination Period extended up to April 20, 2026 via 2025 EGM.
• ·No initial Business Combination completed as of December 31, 2025.
• ·Blank check company with no revenues or operating history.
• ·Sponsor: HCG Opportunity, LLC following Sponsor Handover on August 31, 2023.

06-03-2026

Ring Energy, Inc. (NYSE American: REI) granted inducement awards to new Executive Vice President, Chief Financial Officer, and Treasurer Sonu Johl, effective March 5, 2026, consisting of 317,460 restricted stock units (RSUs) vesting in three equal annual installments starting March 5, 2027, and 476,190 performance stock units (PSUs, up to 952,380 shares earned). The PSUs cover the performance period from January 1, 2026, to December 31, 2028, with 50% vesting based on total shareholder return relative to peers and 50% on annual cash return on capital employed hurdles. The awards, approved unanimously by the Board including independent directors, comply with NYSE American Section 711 as material inducement for Johl's employment.

• ·Awards granted outside the 2021 Omnibus Incentive Plan but subject to substantially consistent terms.
• ·RSUs subject to continued service through applicable vesting dates.
• ·PSUs subject to performance goals, continued service through December 31, 2028.

06-03-2026

Reservoir Media, Inc. entered into amended and restated employment agreements effective April 1, 2026, with CEO Golnar Khosrowshahi, President & COO Rell Lafargue, and CFO James Heindlmeyer, superseding prior agreements to retain these Named Executive Officers. Base salaries are set at $600,000 for Khosrowshahi and Lafargue (with 3% annual increases) and $425,000 for Heindlmeyer (with 3% annual increases), alongside target cash bonuses of 100% of base salary for the former two and 50% for the latter, plus immediate-vesting equity awards of 100% and 75% of base salary respectively. Initial terms are three years for each, with automatic or optional renewals and board re-appointment rights, plus customary non-compete and termination provisions.

• ·Agreements signed March 5, 2026; Khosrowshahi term auto-renews every 2 years after initial 3 years; Lafargue and Heindlmeyer terms have Company option to extend by 2 years
• ·Exhibits 10.1, 10.2, 10.3 contain full agreements