S&P 500 Consumer Discretionary Sector SEC Filings — March 20, 2026

20-03-2026

This employee FAQ details the treatment of equity awards, FY 2026 bonuses, and severance under the National Storage Affiliates Trust Severance Plan amid Public Storage’s proposed acquisition of NSA. Unvested restricted shares and most Partnership LTIP Units vest fully prior to closing without requiring continued employment, while performance-based LTIP Units granted in 2026 are cancelled without payment. Eligible employees may receive prorated FY 2026 target bonuses and severance ranging from 4-52 weeks of pay based on tier and service, plus housing payments up to $3,000, but severance is not automatic and requires qualifying termination.

• ·Severance multiples for corporate employees: Tier 1 (SVPs) 20-52 weeks; Tier 2 (VPs) 16-36 weeks; Tier 3 (Directors) 12-24 weeks; Tier 4 (Managers) 8-16 weeks; Tier 5 (others) 4-12 weeks of weekly base pay plus bonus.
• ·Field employee severance: 4-12 weeks of base pay based on years of service tiers.
• ·FY 2026 bonus proration: days from January 1, 2026 to merger date divided by 365, paid after 90 days post-closing employment or upon qualifying termination with release.
• ·Housing eligibility: loss of NSA-provided housing within one year after March 16, 2026, while remaining employed.
• ·Reference to NSA OP Unitholder FAQ filed March 18, 2026 for OP Unit details.

20-03-2026

Artificial Intelligence Technology Solutions, Inc. (AITX) filed an 8-K on March 20, 2026, announcing a press release stating that its RAD division has booked an order for 5 RIO 360 units destined for the Downtown Civic Center in a major Midwest city. This development underscores demand for AITX's AI-driven security solutions amid otherwise limited financial details in the filing.

• ·Filing includes Exhibit 99.1: Press release dated March 20, 2026

20-03-2026

Yellowstone MidCo Holdings II, LLC reported revenue growth of 52% YoY to $386M for 2025 from $254M in 2024, with gross profit tripling to $75M (20% margin from 13%) and Adjusted EBITDA improving to -$8M from -$43M. However, the company posted a net loss of $85M (narrowed 15% YoY), operating expenses increased 17% driven by higher SG&A (+11%) and transaction costs, R&D declined 10%, and net cash used in operations was $121M versus provided by $32M prior year.

• ·Net EAC adjustments before taxes: -$11.1M in 2025 vs -$22.9M in 2024.
• ·Minimum revenue guarantees extend to Sep 2028 at $758M.
• ·Cash increased $58M to $163M end-2025, driven by $204M financing inflows.

20-03-2026

Firefly Aerospace reported revenue of $159.9M for 2025, up 163% YoY from $60.8M, driven by strong growth in Spacecraft Solutions (+244% to $131.2M) and Launch revenue (+26% to $28.6M); gross profit swung to $30.7M from a $11.4M loss. However, net loss widened 29% YoY to $298.3M, operating loss increased 24% to $260.7M amid 47% higher operating expenses, and cash used in operations rose 30% to $204.9M, though bolstered by $1.3B in financing inflows.

• ·Adjusted EBITDA was -$198.6M in 2025, worsening from -$190.6M in 2024.
• ·Free cash flow was -$237.8M in 2025, down from -$190.3M in 2024.
• ·Total assets grew to $1.8B from $407.3M; cash equivalents rose to $793M from $123.4M.
• ·Intangible assets $165.7M and goodwill $450.1M as of Dec 31 2025, primarily from acquisitions.
• ·Net loss per common share improved to -$4.83 from -$20.74, with weighted-average shares 69,204 vs 12,819.

20-03-2026

Dollar General's FY2025 net sales rose 5.2% YoY to $42.7B from $40.6B in FY2024, driven by 6.7% growth in home products and 6.2% in seasonal, while consumables grew 5.0% and apparel a modest 3.3%; average sales per square foot increased to $270 from $263. Operating profit surged 28.6% to $2.2B with gross margin expanding 107 bps to 30.66%, and net income climbed 34.4% to $1.5B. However, profitability metrics remained below FY2023 levels, with operating profit down 29.9% from $2.4B and net margin at 3.54% versus 4.29%.

• ·Average sales per square foot: $270 in FY2025 (up from $263 in FY2024)
• ·FY2025 SG&A expenses: $10.9B (5.8% YoY increase)
• ·FY2025 diluted EPS: $6.85 (34.1% YoY increase from $5.11)
• ·Self-insurance liabilities: $377.6M total

20-03-2026

InflaRx N.V. (IFRX) filed its 20-F Annual Report on March 20, 2026, outlining key expense categories across operations. These include external services for GOHIBIC distribution and commercial infrastructure, employee-related costs such as salaries and stock-based compensation, professional fees for U.S. market access, R&D expenses with CROs and CDMOs, and legal fees for IP protection and other matters. No specific financial metrics or period-over-period comparisons are provided in the excerpt.

• ·Expenses cover CROs, CDMOs, consultants, and independent contractors for R&D, preclinical, and clinical activities.
• ·Professional fees include auditors, consultants not related to R&D, and lawyers not tied to IP.

20-03-2026

Reinsurance Group of America, Incorporated announced that Mark Brooks, Executive Vice President and Chief Information Officer, resigned effective April 3, 2026, after informing the company on March 16, 2026. Mr. Brooks is a named executive officer as listed in the company's proxy statement filed April 10, 2025, for the annual shareholder meeting on May 21, 2025. No successor was named in the filing.

• ·Proxy statement filed with SEC on April 10, 2025, for annual meeting held May 21, 2025.
• ·Registrant headquartered at 16600 Swingley Ridge Road, Chesterfield, Missouri 63017.
• ·Telephone: (636) 736-7000.

20-03-2026

PhenixFIN Corporation held its Annual Meeting of Stockholders on March 20, 2026, electing directors Karen Hirtler-Garvey (1,037,446 For, 39,153 Withheld) and Lowell W. Robinson (968,775 For, 107,824 Withheld) for three-year terms, ratifying KPMG LLP as independent auditor for the fiscal year ending September 30, 2026 (1,412,772 For), and approving an advisory vote on executive compensation (956,003 For). All proposals passed with requisite majorities amid 348,153 broker non-votes for Proposals 1 and 3, with a quorum of 1,424,752 shares present out of 2,000,560 outstanding as of the January 23, 2026 record date. While approvals were strong, notable opposition included higher withheld votes for Robinson and 90,616 abstentions on compensation.

• ·Record date for stockholders entitled to vote: January 23, 2026
• ·Fiscal year end for auditor ratification: September 30, 2026
• ·Former names: Medley Capital Corp (name change 2011-01-18), Medley Capital BDC LLC (name change 2010-04-26)

20-03-2026

FuboTV Inc.'s board approved a 1-for-12 reverse stock split on March 20, 2026, effective at 5:00 p.m. ET on March 23, 2026, with split-adjusted trading under 'FUBO' beginning March 24, 2026, to reduce outstanding shares and enhance marketability among institutional investors. The split will decrease Class A common stock from approximately 353.2 million to 29.4 million shares (a 91.7% reduction) and Class B common stock from 947.9 million to 79.0 million shares. Hulu, LLC previously provided written consent approving the action.

• ·New CUSIP number: 35953D401
• ·No fractional shares issued; eligible Class A holders receive cash payment based on NYSE closing price on March 23, 2026 (split-adjusted)
• ·Proportionate adjustments to exercise prices, equity awards, convertible notes, and shares issuable under equity incentive plans

20-03-2026

Merlin Labs, the target in a pending merger with Inflection Point Acquisition Corp. IV, reported strong revenue growth of 515% YoY to $7.6M in 2025 from $1.2M in 2024, alongside an improved gross loss of $1.6M versus $7.3M. However, net losses widened 35% to $74.8M from $55.3M due to higher operating expenses ($53.9M vs $46.8M) and increased other expenses including fair value changes on warrants and debt, with cash burn from operations rising to $59.9M from $45.5M. Cash and equivalents increased to $59.3M from $37.2M, bolstered by $82.4M in financing inflows amid pre-merger activities.

• ·Total assets grew to $80.6M from $49.2M YoY.
• ·Stockholders’ deficit deepened to $535.6M from $131.5M.
• ·Warrant liabilities surged to $76.8M from $3.6M.
• ·Business Combination Agreement signed August 13, 2025; SPAC name change October 21, 2025.
• ·Audited by BDO USA, P.C. (formerly HORNE LLP) on March 20, 2026.

20-03-2026

Preformed Line Products Company's DEF 14A proxy statement, filed March 20, 2026, solicits votes for the annual shareholder meeting on May 4, 2026, including election of four directors for terms expiring 2028, an advisory vote on Named Executive Officer compensation, and ratification of Ernst & Young LLP as independent auditors for the fiscal year ending December 31, 2026. As of the March 5, 2026 record date, 4,896,855 common shares were outstanding, with concentrated ownership including Robert G. Ruhlman at 30.1% (1,475,081 shares) and Randall M. Ruhlman at 23.4% (1,147,610 shares); all executives and directors held 33.0% (1,615,502 shares). No financial performance metrics or compensation amounts are detailed in the provided filing content.

• ·Record date for voting eligibility: March 5, 2026
• ·Annual meeting location: 660 Beta Drive, Mayfield Village, Ohio 44143, at 9:30 a.m. local time
• ·Quorum requires majority of voting power present in person or by proxy
• ·Broker non-votes applicable to director election and NEO compensation vote but not auditor ratification

20-03-2026

First Industrial Realty Trust, Inc. (NYSE: FR) commented on Land & Buildings' withdrawal of director nominee Jonathan Litt ahead of the April 30, 2026 Annual Meeting, highlighting the company's superior total shareholder returns versus proxy and industrial peers over 1-, 3-, and 5-year periods. The Board announced Frank E. Schmitz as a new independent director effective June 1, 2026, and authorized a $250M share repurchase program, underscoring confidence in the company's value and strategy. No declines or flat metrics were reported.

• ·Portfolio concentrated in 15 target MSAs as of December 31, 2025
• ·Proxy peers: flat average of ADC, BRX, COLD, CUBE, EGP, HR, KRG, LXP, MAC, OHI, REXR, STAG, TRNO
• ·Industrial peers: flat average of PLD, REXR, EGP, TRNO
• ·Market data as of March 2, 2026
• ·Preliminary proxy filed February 27, 2026

20-03-2026

Okeanis Eco Tankers Corp. reported revenue of $391.5M for the year ended December 31, 2025, a 0.4% decline from $393.2M in 2024, while Time Charter Equivalent (TCE) revenue rose 1.3% to $265.4M supported by 1.4% higher operating days at 5,025. However, the daily TCE rate was nearly flat, dipping 0.1% to $52,823 from $52,898, with both revenue and TCE remaining below 2023 levels of $413.1M and $297.8M respectively.

• ·Loan covenants require minimum corporate liquidity of the higher of $10M or $750,000 per vessel in cash and equivalents.
• ·Voyage expenses decreased to $121.9M in 2025 from $127.2M in 2024.
• ·Commissions rose to $4.3M in 2025 from $4.0M in 2024.

20-03-2026

Ameriprise Financial delivered strong 2025 adjusted financial performance, including net revenues of $18.2B (up 6% YoY), adjusted earnings of $3.9B (up 7% YoY), adjusted EPS of $39.34 (up 12% YoY), and AUMAA of $1.7T (up 11% YoY). The company returned $3.4B to shareholders (up 20% YoY) amid a 26.9% adjusted margin (up 40 bps) and 53.3% ROE excluding AOCI (up 60 bps). At the April 29, 2026 virtual annual meeting, shareholders will vote on electing eight director nominees, ratifying PricewaterhouseCoopers LLP as auditors, and approving NEO compensation on an advisory basis.

• ·Annual shareholder meeting: April 29, 2026 at 11:00 a.m. Central time (virtual at www.virtualshareholdermeeting.com/amp2026)
• ·Record date: March 2, 2026
• ·21st consecutive quarterly dividend increase since 2005
• ·7 of 8 director nominees are independent
• ·Directors cannot be nominated after age 75

20-03-2026

Fortive Corporation and certain subsidiaries entered into a Third Amended and Restated Credit Agreement dated March 17, 2026, establishing a senior revolving credit facility of up to $2 billion, including a multicurrency subfacility and swing line loans, amending and restating the prior agreement from October 18, 2022. The agreement extends the maturity date, modifies lender commitments, and is administered by Bank of America, N.A., with participation from multiple joint lead arrangers and bookrunners. No declines or flat metrics are present in this financing update.

• ·Alternative Currency Sublimit equals 90% of the Revolving Credit Facility.
• ·CUSIP Numbers: Deal 34960UAW0, Revolver 34960UAX8.
• ·Filing Date: March 20, 2026; Agreement Effective Date: March 17, 2026; Prior Agreement Date: October 18, 2022.

20-03-2026

Firdaus Bhathena, Chief Product Technology Officer of Fidelity National Information Services, Inc. (FIS), notified the company of his resignation effective March 20, 2026, on March 18, 2026. No reason for departure or successor announcement was provided in the 8-K filing dated March 20, 2026. This executive change occurs without any disclosed impact on operations or financials.

20-03-2026

Snowflake Inc. reported FY2026 total revenue of $4.68B, up 29% YoY from $3.63B, driven by 29% product revenue growth to $4.47B, strong operating cash flow of $1.22B (up 27% YoY), and RPO expansion to $9.77B (up 42% YoY), alongside customer growth with $1M+ ACV customers rising 27% to 733. However, net retention rate declined to 125% from 126% YoY and 133% in FY2024, operating loss narrowed slightly to $1.44B from $1.46B but remained elevated, and net loss attributable to Snowflake widened 4% YoY to $1.33B amid high operating expenses and $1.60B in stock-based compensation.

• ·Gross margin stable at 67% in FY2026 vs FY2025.
• ·Sales and marketing expenses as % of revenue improved to 44% from 46% YoY.
• ·Research and development expenses as % of revenue declined to 42% from 49% YoY.
• ·Net cash used in financing activities increased to $1.39B in FY2026 from $0.23B.

20-03-2026

Scorpio Tankers Inc. reported net income of $344.3M for the year ended December 31, 2025, a 49% YoY decline from $668.8M, primarily due to a 25% drop in vessel revenue to $938.2M and weakness across pool and spot market segments (MR -35%, LR2 -29%, Handymax -9%). While time charter-out revenue rose 11% to $170.2M, vessel operating costs decreased 10%, and financial expenses fell 27%, consolidated TCE revenue declined 26% to $901.3M with daily TCE down 20% to $25,964. Total revenue days decreased 7% to 34,816.

• ·Total debt reduced from $628.4M at Dec 31, 2025 to $589.1M at March 19, 2026.
• ·Upcoming vessel construction installments total $709.8M, with $171.7M due <1 year and $400.9M in 1-3 years.
• ·Drydock in-progress at Dec 31, 2025: $1.1M cost.
• ·Net cash from financing activities: -$344.1M in 2025 (improved from -$1.2B in 2024).
• ·Gain on sales of vessels: $45.5M in 2025, down 74% YoY.

20-03-2026

FiEE, Inc. reported full-year 2025 revenue of $6.2 million, up 867.9% YoY from $0.6 million, driven by SaaS-MCN digital services ($5.3 million recognized), software services, and digital authentication ($0.3 million), achieving net income of $1.1 million versus a $4.2 million loss prior year and gross margin expansion to 86.4% from 32.4%. Q4 revenue grew to $4.2 million from $1.9 million in Q3, with net income of $2.3 million versus a $0.3 million loss. However, legacy cable modems and other networking product sales declined 100% to zero, selling expenses surged 531.7% to $0.4 million, and G&A expenses rose 61.8% to $3.3 million including $1.0 million in warrant costs.

• ·Operating expenses totaled $3.8 million, down 14.4% YoY.
• ·Diluted EPS $0.10 vs. -$1.34 prior year.
• ·Total current assets $6.6 million as of Dec 31, 2025 vs. $0.16 million prior year.
• ·Intangible assets $3.5 million as of Dec 31, 2025 from acquisition.

20-03-2026

On March 18, 2026, Black Rock Coffee Bar, Inc. entered into an irrevocable proxy with the Jacob V. Spellmeyer 2021 Trust, Juliet A. Spellmeyer 2021 Trust, Bryan D. Pereboom 2021 Trust, and Nicole R. Pereboom 2021 Trust, all Class C common shareholders, granting the Company, its CEO, or designees authority to vote their Covered Shares (Class A, B, or C common stock) until the later of two years from March 18, 2026, or termination of the September 11, 2025 Voting Agreement. The Proxy Parties are also parties to the Voting Agreement involving Viking Cake Fuel, LLC and Viking Cake Fuel II, LLC. No financial terms or performance metrics were disclosed.

• ·Proxy filed as Exhibit 10.1
• ·Voting Agreement dated September 11, 2025
• ·Proxy effective until later of March 18, 2028 or Voting Agreement termination

20-03-2026

UniFirst Corporation announced that Cintas has entered into a definitive agreement to acquire UniFirst, with the merger expected to close in the second half of 2026 pending regulatory and shareholder approvals. The customer letter reassures that all services, programs, delivery schedules, support teams, and agreements will remain unchanged and uninterrupted during the approval process. Extensive forward-looking statements detail numerous risks, including potential failure to close, integration challenges, regulatory hurdles, economic conditions, and operational disruptions, which could materially impact the transaction's outcome.

• ·Filing date: March 20, 2026
• ·UniFirst FY25 10-K filed October 29, 2025, disclosed material weakness in internal control over financial reporting

20-03-2026

Chain Bridge Bancorp reported net income of $20.2M for the year ended December 31, 2025, down 3.4% YoY from $20.9M in 2024, driven by a sharp 59.4% decline in noninterest income to $3.5M despite robust 16.1% growth in net interest income to $51.5M. Average total assets expanded 19.0% to $1.54B, but noninterest expenses increased 12.0% to $30.1M and net interest margin compressed slightly to 3.39% from 3.46%. While taxable securities interest surged 77.3% to $21.8M, loan interest fell 3.6% to $13.3M and deposit placement services revenue plummeted 86.5% to $0.8M.

• ·Recapture of credit losses increased to $0.5M from $0.2M (205.6% YoY).
• ·Average interest-earning assets grew to $1.52B from $1.28B.
• ·Tier 1 capital, leverage, and total capital ratios not provided in excerpt.
• ·Charter effective October 3, 2024.

20-03-2026

Total assets grew 13.7% YoY to $74.8M as of December 31, 2025, primarily driven by a 14.0% increase in premium finance contracts receivable to $72.8M, while cash rose significantly to $11.0M. Revenues increased 2.7% YoY to $12.5M with finance charges up 4.1%, however late charges declined 6.6% and origination fees fell 5.9%; net income rose 23.9% to $1.2M supported by a 6.8% drop in interest expense, though total expenses edged up 0.5%. Originations expanded 5.8% to $158.1M, with ROE improving to 17.58% from 16.57%.

• ·Allowance for credit losses increased to $2.2M from $2.0M.
• ·Line of credit interest rate decreased to 5.97% from 7.30%.
• ·Cost of funds rate (gross) improved to 7.13% from 8.36%; net to 5.35% from 6.27%.
• ·Provision for credit losses flat at +0.5%.
• ·Preferred stock dividends $116,200 in both years.

20-03-2026

Aptiv PLC announced early results and upsized its subsidiary Aptiv Swiss Holdings Limited's cash tender offer for seven series of senior notes, increasing the maximum aggregate consideration from $1.35B to $1.371B. The tender offer remains conditioned on the spin-off of its Electrical Distribution Systems business into Versigent and receipt of at least a $1.7B special dividend from Versigent. Press releases with details were filed as Exhibits 99.1 and 99.2.

• ·Tender Offer to Purchase dated March 6, 2026
• ·Early results and pricing terms announced via press releases on March 20, 2026
• ·Company address: Spitalstrasse 5, 8200 Schaffhausen, Switzerland

20-03-2026

AutoZone's net sales increased 8.2% YoY to $4.3B for the twelve weeks ended February 14, 2026, and 8.2% to $8.9B for the twenty-four weeks, with gross profit up 5.4% and 4.7% respectively. However, operating profit declined 1.2% to $698M and 4.2% to $1.5B YoY, resulting in net income drops of 3.9% to $469M and 5.1% to $1.0B, with diluted EPS falling to $27.63 and $58.68. The balance sheet strengthened with total assets up 5.7% to $20.4B, supported by 6.5% higher inventories at $7.5B, though operating cash flow for the twenty-four weeks decreased 5.6% to $1.3B.

• ·Capital expenditures increased 20.8% YoY to $652M for twenty-four weeks.
• ·Purchase of treasury stock $742M for twenty-four weeks, down from $866M prior year.
• ·Stockholders’ deficit improved to -$2.9B from -$3.4B.
• ·Cash and cash equivalents $285M as of Feb 14, 2026, up from $272M at Aug 30, 2025.

20-03-2026

Energy Services of America Corporation declared a quarterly cash dividend of $0.03 per common share on March 20, 2026. The dividend will be payable on April 15, 2026, to shareholders of record at the close of business on March 31, 2026. No comparative financial metrics or performance data were provided in the filing.

• ·Common Stock ticker: ESOA, par value $0.0001, listed on Nasdaq
• ·Registrant's address: 75 West 3rd Ave., Huntington, West Virginia 25701
• ·Telephone: (304) 522-3868

20-03-2026

On March 20, 2026, the Compensation Committee of BranchOut Food Inc. approved an increase in CEO Eric Healy's annual base salary to $325,000, retroactive to April 15, 2025, and CFO John Dalfonsi's monthly compensation to $17,500, retroactive to January 1, 2026. These adjustments recognize executive contributions for the emerging growth company trading as BOF on Nasdaq Capital Market. No prior salary figures or performance declines were disclosed.

• ·Salary increases approved by Compensation Committee of the Board of Directors
• ·Company incorporated in Nevada, EIN 87-3980472, principal offices at 205 SE Davis Avenue, Bend, Oregon 97702

20-03-2026

Affinity Bancshares, Inc. (AFBI) reported improved asset quality in its 10-K, with total non-accrual loans declining 25% YoY to $3.57M and the non-performing loans ratio improving to 0.48% from 0.67%, while loans grew to $742.7M. Net interest income increased 6.8% to $31.1M with net interest margin expanding slightly to 3.59%, and non-interest expenses decreased 8.7% to $21.7M. However, stockholders' equity fell marginally to $127.0M from $129.1M, non-interest-bearing deposits dropped 12% to $132.8M, and retained earnings were flat at $76.1M.

• ·Net interest rate spread widened to 2.75% from 2.59%.
• ·Interest sensitivity analysis shows net interest income forecast at $32.6M at level rates, declining up to 8.27% if rates rise +400 bps.
• ·Allowance for credit losses on loans increased to $9.0M from $8.5M.
• ·Investment securities total amortized cost $43.6M at Dec 31 2025 with weighted average yield 3.53%.
• ·Common shares outstanding decreased to 6,095,631 from 6,409,598.

20-03-2026

On March 16, 2026, Shaun Limbers resigned from the Board of Directors of TruGolf Holdings, Inc. (TRUG), effective immediately and not due to any disagreement with the company's operations, policies, or practices. On the same date, Brenner Adams was appointed to the Board, simultaneously resigning from his role as Chief Growth Officer; he will not serve on any Board committees and has no reportable arrangements or transactions with the company.

• ·Brenner Adams' prior employment agreement as Chief Growth Officer disclosed in proxy statement filed January 26, 2026.
• ·No arrangement or understanding pursuant to which Brenner Adams was selected as director.
• ·No transactions between Brenner Adams and the Company reportable under Item 404(a) of Regulation S-K.

20-03-2026

On March 17, 2026, Lifeward Ltd. received a Nasdaq notice of non-compliance with Listing Rule 5605(c)(2)(A) after Hadar Levy's resignation from the Board reduced the Audit Committee to two members, below the required three. The company has a cure period until the earlier of its next annual shareholders' meeting or February 24, 2027 (or August 24, 2026, if the meeting is before then) to regain compliance, with no assurance of success. Shares continue trading on Nasdaq Capital Market under LFWD without immediate delisting impact.

• ·Nasdaq Listing Rule 5605(c)(2)(A) requires audit committee of at least three members.
• ·Company reviewing options to regain compliance per Nasdaq Rule 5605(c)(4).

20-03-2026

First Financial Corporation (THFF) announced that executives Norman D. Lowery (President and CEO), Rodger A. McHargue (SVP and CFO), and Steve Panagouleas (SVP and Chief Credit Officer) will participate in the Raymond James Virtual Roadshow on March 24, 2026. Exhibit 99.1 contains the presentation materials provided to participants, furnished under Regulation FD and not deemed filed.

• ·Filing date: March 20, 2026
• ·Roadshow date: March 24, 2026

20-03-2026

Additional proxy materials dated March 20, 2026, provide information for the Joint Annual Meeting of Stockholders of AGHIF and ANMIF on March 30, 2026. During the fiscal year ended 2025, AGHIF's Board and Audit Committee each met 4 times, while ANMIF's Board met 6 times and Audit Committee 4 times, with all Directors attending at least 75% of meetings except Mr. Chaloff, who attended less than 75% of ANMIF Board meetings.

• ·Fiscal year end: March 31
• ·SEC file number: 811-07732

20-03-2026

Additional proxy materials for the Joint Annual Meeting of Stockholders of AllianceBernstein National Municipal Income Fund (ANMIF) and AllianceBernstein Global High Income Fund (AGHIF), scheduled for March 30, 2026. In FY 2025 (ended 2025), AGHIF's Board and Audit Committee each met 4 times, while ANMIF's Board met 6 times and Audit Committee 4 times. All Directors attended at least 75% of meetings, however Mr. Chaloff attended less than 75% of ANMIF Board meetings.

• ·Fiscal year end: October 31
• ·Filing date: March 20, 2026
• ·Joint Annual Meeting date: March 30, 2026

20-03-2026

FACT II Acquisition Corp. (NASDAQ: FACT) and Precision Aerospace & Defense Group, Inc. (PAD) discussed their previously announced $310M business combination from December 2025 in a March 20, 2026 SPACInsider podcast, highlighting PAD's strong cash generation with a 70% cash flow to EBITDA ratio and backlog providing revenue visibility. PAD's strategy focuses on acquiring legacy manufacturers in engineering/sustainment, precision manufacturing, and non-destructive testing for aerospace/defense clients like Boeing, GE, SpaceX, and military programs. No declines or flat metrics were mentioned, with emphasis on resilient EBITDA-positive subsidiaries and expansion into EU, technology, and AI.

• ·PAD targets legacy owner-managed companies with 10-30 years history for institutional knowledge.
• ·Subsidiaries serve airframes like B-1 bomber, C-17, F-35; non-destructive testing speeds up SpaceX rocket engine materials.
• ·Long-term client relationships (10+ years) with sticky customers in commercial/military aviation, defense, space, energy.

20-03-2026

Femasys Inc. entered into an Omnibus Amendment and Consent Agreement on March 19, 2026, with Consenting Holders to remove the Share Combination Event Adjustment from its Senior Secured Convertible Notes and existing Warrants effective December 31, 2025, issuing 16,378,563 Series D-1 Warrants exercisable at $0.58 as consideration. Separately, director Joshua Silverman resigned effective March 17, 2026, with no disputes noted, and Kenneth D. Eichenbaum, M.D., M.S.E. was appointed as a Class II director effective March 18, 2026, pursuant to nomination rights of Lead Lender Pointillist Global Macro Series of Pointillist Partners LLC.

• ·Amendment effective as of December 31, 2025.
• ·Series D-1 Warrants issued under Section 4(a)(2) exemption to accredited investors.
• ·Dr. Eichenbaum determined independent for Nasdaq purposes; serves on Nominating and Corporate Governance Committee.
• ·Lead Lender's board nomination right falls away upon owning <4.99% Common Stock (as-converted), full Note repayment, or November 7, 2030.

20-03-2026

Faraday Future Intelligent Electric Inc. received a Nasdaq notice on March 20, 2026, for failing to maintain a minimum $1.00 bid price for its Class A common stock (FFAI) over 30 consecutive trading days from February 5 to March 19, 2026, violating Listing Rule 5550(a)(2). The company has 180 calendar days until September 16, 2026, to regain compliance by sustaining a $1.00 closing bid price for at least 10 consecutive trading days, or risk delisting, though a second compliance period or reverse stock split could be options. Continued trading on Nasdaq Capital Market is allowed during this period, but a bid price of $0.10 or less for 10 consecutive days would trigger immediate delisting proceedings.

• ·Compliance period allows up to 20 business days at Nasdaq's discretion instead of 10 for bid price regainment.
• ·Second 180-day period possible if company meets market value of publicly held shares and other Nasdaq Capital Market initial listing standards (except bid price).

20-03-2026

Fifth Era Acquisition Corp I (FERAU), a blank check company, reported the resignation of director Gary Cookhorn on March 17, 2026, effective immediately, with no disagreement on operations, policies, or practices. The Board appointed Donald Putnam as a new director on March 20, 2026, effective immediately; Mr. Putnam has extensive experience as Executive Chairman of Energy Substantiation Partners LLC (founded 2024), Founder and Managing Partner of Grail Partners LLC (since 2005), and prior CEO of Putnam Lovell Securities. There are no arrangements, family relationships, or material interests related to the appointment.

• ·Gary Cookhorn's resignation effective March 17, 2026; Donald Putnam's appointment effective March 20, 2026.
• ·No arrangements or understandings pursuant to Mr. Putnam's election; no family relationships with other directors/officers; no material interests under Item 404(a) of Regulation S-K.
• ·Securities traded on Nasdaq: FERAU (Units), FERA (Class A shares), FERAR (Rights).

20-03-2026

Great Lakes Dredge & Dock Corporation announced the retirement of David J. Johanson, Senior Vice President of Project Acquisition and Operations, effective March 27, 2026. The company and Mr. Johanson are expected to enter into a retirement agreement providing for continued vesting of his equity awards. No successor or financial impacts were disclosed in the filing.

• ·Event reported date: March 17, 2026
• ·Filing date: March 20, 2026

20-03-2026

Fair Isaac Corporation closed a private offering of $1.0B aggregate principal amount of 6.250% Senior Notes due 2034 on March 20, 2026, issued under an indenture with U.S. Bank Trust Company as trustee. Net proceeds will repay indebtedness under its May 13, 2025 credit agreement, redeem in full $400M of 5.25% Senior Notes due 2026, cover fees and expenses, and support general corporate purposes including common stock repurchases. The Notes bear semi-annual interest at 6.250% starting September 15, 2026, with maturity on September 15, 2034, and include covenants limiting liens, subsidiary debt, mergers, and sale/leasebacks.

• ·Notes redeemable prior to March 15, 2029 at 100% principal plus make-whole premium; thereafter at decreasing premiums per Indenture.
• ·Change of control below investment grade triggers noteholder repurchase right at 101% of principal.
• ·Future significant domestic subsidiaries to guarantee Notes on senior unsecured basis.

20-03-2026

Perfect Moment Ltd. (PMNT) entered into a Second Further Amended and Restated Promissory Note with Chairman Max Gottschalk on March 20, 2026, extending the maturity of the $3.39M unsecured loan (originally due November 8, 2025) from March 23, 2026, to March 31, 2026, following multiple prior extensions. This is part of total outstanding loans of $5.09M from Gottschalk, including a separate $1.7M note due August 18, 2030. While the extension provides short-term liquidity relief, the repeated amendments highlight ongoing working capital constraints and reliance on insider funding.

• ·Loans bear interest at 12% per annum, with interest payable monthly.
• ·Note #1 originally issued August 26, 2025; prior maturities extended from November 8, 2025 to March 9, 2026, then March 23, 2026.

20-03-2026

Solaris Energy Infrastructure, Inc. (Parent) and subsidiaries, including Solaris Energy Infrastructure, LLC (Borrower) and PROJECT G BUYER, LLC (Genco Buyer), entered into a Senior Secured Term Loan Agreement dated March 16, 2026, establishing a 364-day term loan credit facility to finance the Obligors' business enterprise, potentially related to Genco assets. Goldman Sachs Bank USA serves as Administrative Agent and Collateral Agent, with Goldman Sachs Bank USA and Banco Santander, S.A., New York Branch as Joint Lead Arrangers and Joint Bookrunners. Applicable interest margins are 2.00% over Base Rate and 3.00% over Term SOFR, with no other performance metrics or period comparisons disclosed.

• ·Filing Date: March 20, 2026
• ·Term loan tenor: 364 days
• ·Schedules include Commitments of Lenders, Specified Genco Assets, and Post-Closing Obligations

20-03-2026

AI Infrastructure Acquisition Corp., a SPAC with no operating history or revenues since inception on May 13, 2025, reported net income of $1.1M for the period ended December 31, 2025, driven by $1.25M in trust account interest income, offsetting a $171,561 operating loss from general and administrative expenses. The filing highlights extensive risks including potential dilution, conflicts of interest with sponsor and management, redemption pressures, and challenges in completing an initial business combination. Earnings per share for redeemable Class A shares stood at $0.11.

• ·Sponsor acquired 4,600,000 Class B founder shares at approximately $0.0065 per share.
• ·Private Placement Units purchased at $10.00 per unit.
• ·Founder shares subject to lock-up until 6 months post-business combination or price trigger of $12.00/share for 20/30 trading days.
• ·Sponsor, officers, and directors waived redemption rights on founder shares and Private Placement Units.

20-03-2026

Fidus Investment Corp's DEF 14A proxy statement details the Annual Meeting on June 10, 2026, at 8:30 a.m. CT in Evanston, IL, for electing two Class III directors (Proposal 1) and approving authority to issue common stock below NAV per share during the next year, limited to 25% of outstanding shares (Proposal 2). Record date is March 19, 2026, with 37,954,364 shares outstanding requiring a quorum of over 18,977,182 shares; Board recommends voting FOR both proposals. No financial performance metrics or period comparisons are provided.

• ·Voting deadlines: Internet/telephone until 11:59 p.m. ET on June 9, 2026.
• ·Stockholder proposals for 2027 Annual Meeting due no earlier than September 21, 2026, and no later than 5:00 p.m. ET November 20, 2026.
• ·Annual Report and proxy materials available at https://web.viewproxy.com/fidusinv/2026/; sent to stockholders on or about March 26, 2026.
• ·Proposal 2 requires majority of outstanding shares and majority excluding affiliates (1940 Act Majority); abstentions count as votes against.

20-03-2026

Medifast, Inc. entered a Cooperation Agreement with Steamboat Capital Partners LLC, a major shareholder owning above 5% of shares, agreeing to nominate Parsa Kiai and Jeff Rose as independent directors at the 2026 Annual Meeting provisionally set for May 19, 2026. Existing directors Jeffrey Brown and Michael Hoer will not stand for reelection, while Chairman & CEO Dan Chard will step down as CEO on June 1, 2026, to be succeeded by President Nicholas Johnson who remains Chairman. The agreement includes customary standstill and voting provisions through the 2027 Annual Meeting, with both parties expressing optimism for collaboration to enhance profitability and value.

• ·Parsa Kiai has 22 years of investing and corporate finance experience; graduated Cornell 2003
• ·Jeff Rose has 23 years of financial experience; New York Bar member for over 30 years; graduated Queens College 1990, NYU Law 1993, Columbia Business School 2002
• ·Steamboat Capital and affiliates agreed to standstill and voting provisions through 2027 Annual Meeting

20-03-2026

First Seacoast Bancorp's total assets grew 3% YoY to $599M at December 31, 2025, driven by a 4% increase in deposits to $471M and stable borrowings at $52M, while net interest income rose 15% to $13.7M with NIM expanding to 2.33%. However, loans declined 4% to $419M, non-interest income dropped 55% to $1.8M absent prior-year gains on land sales, and the net loss widened to $0.8M from $0.5M amid higher expenses. Non-performing loans emerged at $0.5M or 0.11% of total loans (from 0%), though capital ratios remained strong at 15.6% total capital.

• ·Non-accrual loans consisted of $361K in one- to four-family residential real estate and $117K in consumer loans at Dec 31, 2025.
• ·Allowance for credit losses on loans at 0.82% of total loans ($3.4M) Dec 31, 2025.
• ·Full-time equivalent employees declined to 72 from 75 YoY.
• ·Book value per share increased to $13.54 from $12.97 YoY.

20-03-2026

Louisiana-Pacific Corporation (LPX) filed definitive additional proxy materials (DEFA14A) for its 2026 Annual Meeting of Stockholders, scheduled virtually on May 1, 2026 at 7:30 a.m. CT. Key proposals include the election of three Class II directors (Jose A. Bayardo, Stephen E. Macadam, Jean-Michel Ribiéras), ratification of Deloitte & Touche LLP as independent auditors for 2026, and an advisory vote to approve named executive officer compensation, with the Board recommending 'FOR' all items. Shareholders must vote by April 30, 2026, 11:59 PM ET, and can request paper copies by April 17, 2026.

• ·Meeting URL: www.virtualshareholdermeeting.com/LPX2026
• ·Voting platform: www.ProxyVote.com (Control # V84154-P42817)
• ·Company address: 1610 West End Avenue, Suite 200, Nashville, Tennessee 37203
• ·Filing date: March 20, 2026

20-03-2026

Heritage Financial Corporation reported strong 2025 profitability with net income up 56.1% YoY to $67.5 million and diluted EPS rising 58.1% to $1.96, alongside deposit growth of 4.1% to $5.92 billion and dividends increasing 4.3% to $0.96 per share. However, total assets declined 2.0% to $6.97 billion, net loans fell slightly 0.4% to $4.73 billion, and overhead ratio worsened 6.3% to 2.36%, impacted by $10.7 million in pre-tax losses from securities sales and $1.0 million in merger costs with Olympic Bancorp (effective January 31, 2026). The proxy statement solicits votes for electing 11 directors, advisory approval of executive compensation, and ratification of Crowe LLP as auditors at the virtual annual meeting on May 7, 2026.

• ·Record date for shareholders: March 9, 2026
• ·Board composition: average age 61 years, 55% diversity (4 gender, 2 ethnic), average tenure 11 years, 91% independent (10 of 11 directors)
• ·Virtual meeting access: www.meetnow.global/MYZUC44