S&P 500 Consumer Discretionary Sector SEC Filings — April 03, 2026

03-04-2026

Brighthouse Funds Trust II and Trust I are soliciting shareholder votes at a special meeting on June 5, 2026, for four proposals triggered by the merger of Brighthouse Financial, Inc. with an Aquarian Capital, LLC affiliate, including approval of new investment advisory agreements (Proposal I), new subadvisory agreements for MIM Subadvised Portfolios (Proposal II), a modified manager-of-managers structure allowing subadviser changes without shareholder approval (Proposal III), and reclassification of five Large Cap Portfolios from diversified to non-diversified status (Proposal IV). The Board unanimously recommends voting FOR all proposals, stating the merger's change in control of the Manager is not expected to materially impact management. Record date is March 23, 2026, with virtual meeting access via meetnow.global/M6YKRR5.

• ·Shareholders of record as of March 23, 2026 entitled to vote.
• ·Meeting held solely by remote communication; no in-person attendance.
• ·Voting methods: mail, Internet, or telephone using control number on Voting Instruction Card.
• ·Portfolio classes include A, B, E, D, G, F.

03-04-2026

Safe Pro Group Inc. appointed Jarret Mathews as Chief Operating Officer effective April 1, 2026, with an annual base salary of $200,000, a $50,000 commencement bonus, $1,000 monthly home-office allowance, and eligibility for up to 100% bonus plus equity grants including 20,000 inducement shares and performance options tied to revenue milestones. The company also amended CFO Theresa Carlise's employment agreement effective the same date, increasing her base salary to $225,000, adding a $1,000 monthly automobile allowance, and providing full health insurance coverage or a $2,000 monthly medical allowance. No performance declines or financial metrics were reported.

• ·Jarret Mathews' employment term is initially two years, auto-renewing annually with 30 days' notice of non-renewal.
• ·Mr. Mathews, age 50, previously led Phase Zero Consulting since July 2024 and served in the US Army as Director, Joint Acquisition Task Force from July 2021 to July 2024.
• ·No family relationships or arrangements influencing Mr. Mathews' selection; no material related transactions under Item 404(a).
• ·Exhibits 10.1 (Mathews Employment Agreement) and 10.2 (Carlise Amendment) filed with the 8-K.

03-04-2026

NexPoint Real Estate Finance Operating Partnership, L.P. (OP) provided an additional $6.0 million loan on March 30, 2026, under the existing NSP Note to NSP OC and co-borrowers, increasing the outstanding principal to $22.7 million as of April 3, 2026, out of a $40.0 million facility bearing 14% PIK interest maturing January 16, 2031. Portions of the loan and second funding were participated by OSL ($7.5 million), HFRO ($2.5 million), NXDT ($962,000), HGLB ($1.25 million), and NRES ($38,000). The Company holds 25.4% ownership in NSP common stock with guarantees capped at $97.6 million, and affiliates own substantially all NSP equity.

• ·NSP Note is secured by first priority lien on certain income streams and related deposit accounts of co-borrowers.
• ·Interest on NSP Note is payable in kind (PIK), interest-only, maturing January 16, 2031.
• ·NSP Note Purchasers and OSL have right but not obligation to participate pro rata in future advances; OP funds remainder.
• ·Accounts advised by Sponsor and affiliates own substantially all NSP equity securities.

03-04-2026

Employees Provident Fund Board filed a 13F-HR report on April 3, 2026, disclosing total holdings of $2,923,831,590 across 45 equity positions as of December 31, 2015. Top holdings include Apple Inc ($252,437,374 for 2,398,227 shares), Wells Fargo & Co New Com ($158,361,389 for 2,913,197 shares), Microsoft Corp Com ($157,300,669 for 2,835,268 shares), Intel Corp Com ($127,463,105 for 3,699,945 shares), and Johnson & Johnson Com ($129,458,427 for 1,260,304 shares). All positions are reported with sole voting authority and no shared or other voting rights.

• ·Report period end date: 12-31-2015
• ·Filing date: 04-03-2026
• ·All 45 holdings reported as SH SOLE (sole voting authority) with 0 shared or other voting authority
• ·SEC file number: 028-26736

03-04-2026

First Tracks Biotherapeutics, Inc. announced that its Form 10 Registration Statement for the pro rata Spin-Off of its common stock from AnaptysBio, Inc. was declared effective by the SEC on April 1, 2026, with the final Information Statement mailed to AnaptysBio shareholders. The Record Date is April 6, 2026, and the Distribution Date is expected at 12:01 a.m. New York City time on April 20, 2026, after which TRAX common stock will trade 'regular way' on Nasdaq. When-issued trading under TRAXV is expected to begin on April 6, 2026, alongside dual markets for AnaptysBio stock (ANAB regular-way with entitlement and ANABV ex-distribution).

• ·When-issued trading for TRAX common stock under ticker 'TRAXV' expected to begin April 6, 2026, and continue until Distribution Date.
• ·AnaptysBio common stock will have 'regular-way' market under 'ANAB' (with Spin-Off entitlement) and 'ex-distribution' market under 'ANABV'.
• ·One share of First Tracks common stock (par value $0.001) distributed for every one share of AnaptysBio common stock held on Record Date.

03-04-2026

Ashford Inc. and Ashford Hospitality Advisors LLC notified Braemar Hotels & Resorts Inc. on March 31, 2026, of their election to extend the Fifth Amended and Restated Advisory Agreement (dated April 23, 2018) for an additional successive 10-year term, commencing January 24, 2027, and ending January 24, 2037, on the same terms and conditions. The extension is exercised pursuant to Section 12.2 of the agreement, subject to rights under Section 6.6, with prior Letter Agreements from August 26, 2025, and December 22, 2025, remaining in full force.

• ·Notice delivered via hand delivery and email at least 210 days prior to initial term expiration.
• ·Advisory Agreement initial term expires January 24, 2027.
• ·Extension right allows up to seven successive 10-year terms.

03-04-2026

Village Farms International, Inc. (VFF) announced a succession plan for Chief Financial Officer Stephen Ruffini, who will transition after 17 years of service to a new role leading M&A activities, remaining as CFO until a permanent replacement is identified. The company highlighted its strong financial position and growth strategy combining organic investments with accretive acquisitions. CEO Michael DeGiglio commended Ruffini's contributions, including NASDAQ uplisting and cannabis expansion.

• ·Hired as CFO in 2009; instrumental in NASDAQ uplisting, debt/equity financings, and cannabis expansion.
• ·Operates EU-GMP certified cannabis facility in Delta, British Columbia, exporting to international medical markets.
• ·Clean Energy division transforms landfill gas into renewable natural gas.

03-04-2026

YUM! Brands, Inc. filed its DEF 14A Proxy Statement for the virtual Annual Meeting of Shareholders on May 14, 2026, at 9:00 a.m. CDT, where shareholders will vote on electing 11 directors, ratifying KPMG LLP as independent auditors for the fiscal year ending December 31, 2026, an advisory vote on executive compensation, and a shareholder proposal on the special meeting threshold. The record date for voting is March 18, 2026. No financial performance metrics or period-over-period comparisons are detailed in the provided content.

• ·Annual Meeting held virtually at www.virtualshareholdermeeting.com/YUM2026.
• ·Notice of Internet Availability of Proxy Materials mailed on or about April 3, 2026.
• ·2025 Annual Report on Form 10-K included with proxy statement.

03-04-2026

On March 30, 2026, Fidelity National Information Services, Inc. (FIS) was notified that Board Director Mark Benjamin will not stand for re-election at the 2026 annual meeting of shareholders, a decision not due to any disagreement with the Company's operations, policies, or practices. In connection with his departure, the Board approved reducing its size from ten to nine directors, effective immediately following the 2026 Shareholder Meeting. FIS's CEO Stephanie Ferris thanked Mr. Benjamin for his extraordinary contributions and dedication.

• ·Mr. Benjamin’s decision was not due to any disagreement with the Company on any matters relating to the Company’s operations, policies, or practices.

03-04-2026

Inflection Point Acquisition Corp. V, a SPAC, entered into Amendment No. 2 to its promissory note with sponsor Inflection Point Fund I LP on April 2, 2026, increasing the principal amount from $700,000 to $800,000 via a $100,000 advance for working capital. This supports operations ahead of the proposed business combination with GOWell Technology Limited under the October 13, 2025 Business Combination Agreement. No financial performance metrics or declines reported.

• ·Promissory Note originally dated February 12, 2025; Amendment No. 1 on January 7, 2026.
• ·SPAC name change from Maywood Acquisition Corp. on June 26, 2024.
• ·New principal executive offices: 167 Madison Ave, Suite 205 #1017, New York, NY 10016; phone: 212-476-6908.

03-04-2026

On April 3, 2026, the Compensation Committee of Oil-Dri Corporation of America approved the Second Amendment to the 2005 Deferred Compensation Plan, which updates the definition of Eligible Employee or Director to align with current salary grades, clarifies Separation from Service, and changes Earnings crediting to at least quarterly. The Committee also approved amended forms of restricted stock agreements for Class A Common Stock, Common Stock, Class B Stock (employees), and Common Stock (directors) under the 2006 Long-Term Incentive Plan to better align with current practices. No financial impacts or performance metrics were disclosed.

03-04-2026

NexPoint Diversified Real Estate Trust OP, L.P. (the OP) entered into a Side Letter on April 3, 2026, effective March 30, 2026, purchasing a $962,000 undivided participation interest in the NSP Note from NREF; the NSP Note has a $40 million aggregate principal capacity with $22.7 million outstanding as of April 3, 2026, bears 14% per annum PIK interest, and matures January 16, 2031. The note is secured by a first priority lien on certain income streams and deposit accounts of the co-borrowers, who are affiliates of the Company's Sponsor. The Company owns approximately 53.02% of NSP's common stock and has guaranteed certain NSP obligations.

• ·NSP Note dated January 16, 2026, amended March 25, 2026; interest-only payments.
• ·OP, HFRO, HGLB, NRES, and OSL have right but not obligation to participate pro rata in future advances under NSP Note.
• ·Each Other NSP Note Purchaser and NREF advised or managed by affiliate of Company's Adviser; OSL deemed affiliate through common ownership.

03-04-2026

Blue Owl Digital Infrastructure Operating Partnership LP (as Parent) and BODIT SPV LLC (as Borrower) entered into a Revolving Credit Agreement dated April 1, 2026, with Bank of America, N.A. as Administrative Agent and Collateral Agent, and Bank of America Securities, Inc. as Lead Arranger and Bookrunner. The agreement provides for revolving credit loans for working capital, general corporate purposes, capital expenditures, and acquisition of data center-related properties, along with letters of credit up to an aggregate of $100,000,000. No specific revolving credit commitment amounts are detailed in the provided filing excerpt.

• ·Filing Date: April 03, 2026
• ·Agreement effective date: April 1, 2026
• ·SEC Items: 1.01 (Entry into Material Definitive Agreement), 2.03 (Creation of Direct Financial Obligation), 9.01 (Exhibits)

03-04-2026

HF Foods Group Inc. and its subsidiaries entered into Joinder and Amendment No. 5 to the Third Amended and Restated Credit Agreement dated March 31, 2022, effective March 30, 2026, adding HF Atlanta, LLC as a new Working Capital Borrower. The amendment restates certain schedules and the Commitment Schedule, with no specific changes to financial terms disclosed in the filing. No performance metrics or quantitative impacts are provided.

• ·Original Credit Agreement dated March 31, 2022.
• ·Amendment effectiveness subject to no Default or Event of Default before or after.
• ·Governing law: State of Illinois.

03-04-2026

Kezar Life Sciences, Inc. entered into a Lease Termination Agreement effective April 1, 2026, for approximately 47,714 rentable square feet (24,357 sq ft on the 3rd floor and 23,357 sq ft on the 4th floor) at 4000 Shoreline Court, San Francisco, California, originally leased since August 16, 2017. The company paid a termination fee of $1,318,453.88 to Landlord GNS South Tower, LP, representing the remaining rent obligation of $1,984,536.88 less the security deposit of $666,083.00 (after $7,600.00 retained for repairs). Parties exchanged mutual releases, with no reconciliation of 2026 operating expenses, tax expenses, or utilities costs.

• ·Lease originally dated August 16, 2017, amended November 1, 2022.
• ·Agreement executed April 1, 2026; filed April 03, 2026.
• ·Tenant must complete Surrender Obligations by Termination Date, including walk-through inspection option.
• ·No further liability post-termination except surviving obligations; governed by California law.

03-04-2026

FreeCast, Inc. amended its Equity Purchase Agreement with Amiens Technology Investments LLC, originally dated December 8, 2025, on March 30, 2026. Key changes include extending the Pricing Period to 10 Trading Days, requiring a Registration Statement filing within 30 days of the Effective Date with effectiveness targeted within 90 days, and structuring a 1.5% Commitment Fee as Commitment Shares issued in thirds upon the first Closing, after $15.0 million in aggregate Share purchases, and after $30.0 million in purchases.

• ·Pricing Period redefined as the Trading Day following Advance Notice Date to 4:00 p.m. NYC time on the 10th Trading Day thereafter.
• ·Registration Statement must be filed within 30 days of Effective Date, effective within 90 days, and maintained until all Registrable Securities sold or eligible under Rule 144.
• ·Commitment Shares priced at the lower of $10.00 or lowest daily VWAP over prior 5 Trading Days; automatic issuance on breach of certain covenants.

03-04-2026

On April 2, 2026, Tai A. Thornock, Chief Accounting Officer and principal accounting officer of Finance of America Companies Inc., notified the company of his retirement effective May 15, 2026; the departure was not due to any disagreement with management or the Board. Following his retirement, Matthew A. Engel, the Chief Financial Officer, will serve as the principal accounting officer in addition to his existing role as principal financial officer. Mr. Thornock may remain as a consultant for a transitional period, and the company expressed gratitude for his contributions.

• ·Filing date: April 3, 2026
• ·Company address: 5830 Granite Parkway, Suite 400, Plano, Texas 75024
• ·Class A Common Stock trading symbol: FOA on New York Stock Exchange

03-04-2026

Firefly Aerospace amended its Credit Agreement, increasing the Revolving Credit Facility commitments by $45 million to a total of $305 million, providing additional liquidity but at a higher interest spread increased by 0.25% (now term SOFR + 3.25% or ABR + 2.25%). The amendment removed the minimum free cash flow covenant but imposed a stricter minimum liquidity covenant of $381.25 million monthly starting April 30, 2026. Director Marc Weiser resigned effective April 2, 2026, with no disagreements noted, and the 2026 Annual Meeting was set for June 4, 2026, with proposal deadlines of April 13, 2026.

• ·Revolving Credit Facility matures on August 8, 2028.
• ·Credit Agreement originally dated August 8, 2025.
• ·Stockholder proposals under Rule 14a-8 and advance notice bylaws due no later than April 13, 2026.
• ·Annual Meeting deadlines apply to nominations and proposals at principal executive offices: 2203 Scottsdale Drive, Leander, Texas 78641.

03-04-2026

Brighthouse Funds Trust I issued a DEF 14A proxy statement soliciting votes from shareholders of record as of March 23, 2026, on four proposals impacting portfolios in Brighthouse Funds Trust I and II, triggered by the termination of existing agreements upon the proposed merger of Brighthouse Financial, Inc. with an affiliate of Aquarian Capital, LLC. The proposals seek approval for new investment management agreements, new sub-advisory agreements, increased flexibility to enter/amend subadvisory agreements with affiliated subadvisers without shareholder approval, and reclassification of certain large-cap portfolios from diversified to non-diversified status. Proxy materials will be mailed starting April 9, 2026, with votes due by June 5, 2026.

• ·Record date for voting eligibility: March 23, 2026
• ·Proxy package mailing begins: April 9, 2026
• ·Voting deadline and virtual meeting date: June 5, 2026
• ·Proxy materials available at https://dfinview.com/BHFT and www.sec.gov
• ·Impacts Variable Annuity and Variable Life clients invested in listed Portfolios

03-04-2026

Marwynn Holdings, Inc. filed an S-3 shelf registration statement on April 3, 2026, to register securities for future offerings, incorporating recent 10-K, 10-Q, and 8-K filings. The company, operating an asset-light e-waste reverse supply chain platform called EcoLoopX, highlights risks including partner compliance failures, commodity price fluctuations (copper, lithium, nickel, cobalt), supply shortages, and underdeveloped battery recycling markets, which could materially impact operations. Net proceeds would fund business expansion, potential acquisitions (no targets identified), platform development, working capital, and general corporate purposes.

• ·Fiscal year end: April 30
• ·Business address: 2955 Main Street, Ste 100A, Irvine, CA 92614; Phone: 949-706-9966
• ·Incorporated reports include: 10-K for year ended April 30, 2025 (filed Aug 8, 2025); 10-Qs for periods ended July 31, Oct 31, 2025, and Jan 31, 2026; multiple 8-Ks from Sep 2025 to Apr 2026
• ·SIC: 5141 (Wholesale-Groceries & General Line)
• ·State of incorporation: NV; EIN: 991867981

03-04-2026

Situs Holdings, LLC was removed as special servicer for the Potomac Mills Mortgage Loan, which constitutes approximately 8.9% of the CFCRE 2016-C6 Mortgage Trust's asset pool as of the cut-off date, and Torchlight Loan Services, LLC was appointed as successor special servicer effective April 3, 2026, pursuant to the CFCRE 2016-C6 PSA. Torchlight has extensive experience, having resolved over $12.2 billion in U.S. commercial and multifamily loans since 1998 and managing a growing portfolio with named specially serviced UPB increasing from $6.68B as of 12/31/2022 to $18.36B as of 12/31/2025; however, its actively specially serviced portfolio UPB grew more modestly from $461.5M to $3.08B over the same period while personnel dedicated to special servicing remained limited at 4 out of 21 as of 12/31/2025.

• ·Change effective pursuant to Section 3.22(i) of the CFCRE 2016-C6 PSA dated November 1, 2016.
• ·Torchlight has no material primary advancing obligations and no known material legal proceedings.
• ·Torchlight is not an affiliate of key parties and owns no Certificates in the issuing entity.

03-04-2026

03-04-2026

Bank of America highlighted robust 2025 performance in this DEFA14A proxy supplement, reporting Net Income of $30.5B (up 13% YoY), Revenue of $113.1B (up 7% YoY), diluted EPS up 19%, and ~250 bps of operating leverage, with strong growth across segments including Consumer Banking's ~680,000 net new checking accounts and $599B investment assets (up 16% YoY), Global Wealth & Investment Management's $4.8T client balances (up 12% YoY), and record Global Markets sales and trading revenue. The materials seek shareholder approval for 12 director nominees, Say on Pay vote, and ratification of PricewaterhouseCoopers LLP as auditor, while recommending votes against two shareholder proposals on independent board chair and animal welfare risk reporting. TSR reached 28% in 2025 following 34% in 2024.

• ·28 consecutive quarters of net new checking account growth in Consumer Banking.
• ·15 consecutive quarters of YoY sales and trading revenue growth in Global Markets.
• ·21 consecutive quarters of average loan growth in Global Markets.
• ·Global #3 investment banking fee ranking (Dealogic as of Dec 31, 2025).
• ·One of only 4 U.S. companies with over $15.0B Net Income in each of the last 11 years.
• ·Ranked #2 vs. primary competitors on 2025 Net Income, Revenue, and Market Capitalization.
• ·Shareholder outreach to 74 institutional shareholders representing ~45% of institutionally held shares.

03-04-2026

B&G Foods, Inc.'s DEF 14A proxy statement details the board's risk oversight structure through committees including Audit, Compensation, Corporate Social Responsibility, Nominating and Governance, and Risk, with no identified material adverse risks from compensation policies. It outlines the director nomination process, accepting stockholder recommendations and emphasizing diversity, integrity, and relevant expertise without changes to board compensation for June 2026 to May 2027. Non-employee directors receive $165,000 annual cash for the Chair ($75,000 for others) and approximately $130,000 in equity grants.

• ·Stockholder nominations for 2027 annual meeting must be received not less than 120 days nor more than 150 days before the first anniversary of April 3, 2026.
• ·Director nominations require detailed disclosures under Section 14(a) of the Securities Exchange Act of 1934, including nominee consent, share ownership, and proxy delivery intentions for at least 67% of voting power.
• ·Risk committee charter available at https://www.bgfoods.com/investor-relations/governance; cybersecurity risks detailed in 2025 annual report Item 1C.

03-04-2026

AsiaFIN Holdings Corp. reported FY2025 revenue of $5.126 million, up 51.5% YoY from $3.382 million, with Fintech revenue growing 52% and strong expansion into Saudi Arabia and e-Invoice serving over 100 large customers. Gross profit increased to $1.904 million but the margin declined to 37.14% from 42.09% YoY, while SG&A expenses rose to $1.874 million from $1.464 million, leading to a reduced net loss of $120,000 versus $162,000 in 2024. Net cash from operations surged to $504,000 from $24,000, and cash equivalents reached $1.748 million from $1.31 million.

• ·Total liabilities increased to $2,189K from $1,699K YoY.
• ·Total stockholders' equity rose to $2,566K from $2,464K YoY.
• ·Account receivables decreased to $1,106K from $1,184K as of Dec 31, 2025 vs 2024.
• ·Serves clients in Malaysia, Myanmar, Philippines, Indonesia, Bangladesh, Pakistan, Thailand, Singapore, and Saudi Arabia.

03-04-2026

Figure Technology Solutions reported preliminary operating data for March 2026 and Q1 2026, with Consumer Loan Marketplace Volume reaching $1,190M (102% YoY growth from $590M, 33% M/M from $896M) and $2,902M for the quarter (113% YoY from $1,365M, 7% QoQ from $2,705M). Democratized Prime showed robust QoQ growth including Available Lender Supply up 112% to $453M, but Matched Offers Balance was flat M/M at $368M (0% change) and $YLDS in Circulation grew only 2% M/M to $598M. Overall, Y/Y growth remains strong across key metrics.

• ·$YLDS launched in February 2025; Democratized Prime launched in June 2025
• ·More than 300 partners use Figure's loan origination system and capital marketplace

03-04-2026

Forian Inc. (Nasdaq: FORA) entered into a definitive merger agreement to be acquired in an all-cash transaction by a consortium led by Max Wygod, Chairman and CEO, for $2.17 per share, valuing the company's equity at approximately $68 million—a 22.6% premium to the unaffected closing price as of August 22, 2025. The transaction has no financing condition, was unanimously approved by the Board on the Special Committee's recommendation, and is expected to close in Q2 2026, after which Forian will delist from Nasdaq and operate as a private company. The Board recommends stockholders tender their shares.

• ·Special Committee formed on August 25, 2025, advised by Houlihan Lokey (financial) and Potter Anderson & Corroon LLP (legal).
• ·Transaction not subject to financing condition; Consortium committed funding via commitment letter.
• ·Forian to continue operations under current leadership, headquarters in Newtown, PA, and Forian brand post-close.

03-04-2026

The Kraft Heinz Company (KHC) has filed DEFA14A additional proxy materials for its 2026 Annual Meeting of Stockholders, scheduled virtually on May 14, 2026, at 11:00 a.m. ET. Key voting items include the election of 10 directors (all recommended FOR by the Board), an advisory vote to approve executive compensation (FOR), approval of the Amended and Restated 2020 Omnibus Incentive Plan (FOR), and ratification of PricewaterhouseCoopers LLP as independent auditors for 2026 (FOR). Proxy materials are available online via www.proxyvote.com or ir.kraftheinzcompany.com, with requests for paper/email copies due by April 30, 2026.

• ·Voting deadline: 11:59 p.m. ET on May 13, 2026 (May 11 for retirement plan shares)
• ·Virtual attendance: www.virtualshareholdermeeting.com/KHC2026
• ·Proxy voting site: www.proxyvote.com

03-04-2026

Flux Power Holdings, Inc. disclosed an Event of Default under its Loan and Security Agreement with Gibraltar Business Capital, LLC due to failure to comply with the minimum EBITDA financial covenant for the trailing three-month period ended March 31, 2026, with an outstanding balance of approximately $6.5 million. While GBC has permitted continued access to the line of credit during ongoing negotiations for an amendment or waiver—and the Company has successfully renegotiated terms in the past—there are no assurances of favorable resolution, and GBC could terminate commitments or accelerate obligations at any time.

• ·Loan Agreement originally dated July 28, 2023
• ·Event of Default for trailing three-month period ended March 31, 2026

03-04-2026

American Financial Group, Inc. (AFGB) filed a DEFA14A, Definitive Additional Proxy Materials, on April 03, 2026. This filing serves as additional materials pursuant to Section 14(a) of the Securities Exchange Act of 1934, submitted by the registrant with no filing fee required. No substantive financial data, metrics, or specific proposals are detailed in the provided content.

03-04-2026

This DEF 14A proxy statement discloses executive officer biographies, including recent changes such as Dana E. Petitto as COO/Portfolio Manager, Theodore C. Hanno as CFO since January 2024, and K. Alexander Elawadi as CIO since December 2025; it also notes delinquent Section 16(a) filings by Elawadi and major Brookfield shareholders. Proposal No. 2 seeks stockholder ratification of Deloitte & Touche LLP as independent auditors for 2026, with audit fees increasing 11.6% YoY to $1,089,500 in 2025 from $976,400 in 2024 and no non-audit fees. Independent directors receive annual compensation of $125,000 ($145,000 for Audit Committee chair), split 50/50 cash and restricted stock.

• ·Delinquent Section 16(a) reports in FY 2025: K. Alexander Elawadi failed to timely file one Form 3; Brookfield Public Securities Group Holdings LLC (10% owner) failed one Form 3; Brookfield Oaktree Holdings Canada LLC (10% owner) failed one Form 3; Brookfield Asset Management Ltd. (10% owner) failed one Form 4.
• ·Company is externally managed with no direct employee compensation to executive officers; no pension, perquisites, or termination payments.
• ·No audit-related, tax, or other fees paid to Deloitte in 2025 or 2024.
• ·Restricted stock grants to directors vest after one year or earlier upon death, disability, non-renomination, or change in control.

03-04-2026

Cushman & Wakefield Ltd. (CWK) filed a DEFA14A Definitive Additional Proxy Materials on April 03, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. This filing serves as supplemental proxy statement materials by the registrant, with no fee required. No specific proposals, financial data, or voting items are detailed in the provided filing header.

• ·Filed by the Registrant (☒)
• ·Definitive Additional Materials (☒)
• ·No fee required (☒)

03-04-2026

Waller Financial Planning Group, Inc. disclosed $453,084,712 in total equity holdings as of March 31, 2026, in its 13F-HR filing submitted on April 3, 2026. The portfolio comprises 74 positions held on a sole discretionary basis, dominated by ETFs including iShares Core S&P 500 ETF ($71,139,285), iShares EAFE Value ETF ($38,015,378), SPDR (CUSIP 78464A409) ($37,656,045), Vanguard Small Cap Value ETF ($34,178,423), and SPDR (CUSIP 78464A508) ($33,716,869). Notable stock holdings include Apple Inc. ($4,804,865) and Vanguard Mid Cap ETF ($6,492,104), with no prior period data provided for comparison.

• ·All 74 positions held with sole voting and disposition power.
• ·One additional position: 200 call options in Microsoft Corp. valued at $10,339.
• ·Filer address: 941 Chatham Lane, Suite 212, Columbus, OH 43221.

03-04-2026

On March 31, 2026, the Board of Directors of Global-Smart.Tech Inc. appointed Leonel Agustin Peleriti as an Independent Director, effective immediately. Mr. Peleriti, a former Technology Solutions Analyst at Mercado Libre (2020-2023) with a Bachelor’s degree in Information Systems Engineering from the National University of Córdoba, was confirmed to meet OTC Markets independence standards with no material conflicts, family relationships, or transactions exceeding $120,000. The Company is an emerging growth company with principal offices in Tivat, Montenegro.

• ·Company incorporated in Wyoming (IRS EIN: 98-1664763; Commission File Number: 000-56781)
• ·Principal executive offices: Yehor Rodin Kava b.b., 85320, Tivat, Montenegro; Phone: +1-205-2165924
• ·No securities registered pursuant to Section 12(b) of the Act
• ·No family relationships between Mr. Peleriti and any directors or executive officers
• ·No material plan, contract, or arrangement involving the new director in connection with the appointment

03-04-2026

Benchmark 2019-B14 Mortgage Trust filed an 8-K announcing that the special servicer for The Essex Mortgage Loan, constituting approximately 4.3% of the asset pool as of the cut-off date, was changed from Midland Loan Services (a Division of PNC Bank, National Association) to KeyBank National Association, effective April 3, 2026, pursuant to Section 7.01(d) of the BMARK 2019-B14 PSA dated November 1, 2019. This procedural change is in the interest of transaction management with no reported impact on performance metrics.

• ·KeyBank principal servicing offices located at 11501 Outlook Street, Suite 300, Overland Park, Kansas 66211.
• ·Pooling and servicing agreement originally filed as Exhibit 4.1 to Form 8-K/A on December 17, 2019.

03-04-2026

The Board of Trustees of Northern Lights Fund Trust has called a Special Meeting of Shareholders on April 27, 2026, at 10:00 a.m. ET to approve a new investment advisory agreement with Clark Capital Management Group, Inc. for the Navigator Tactical Fixed Income Fund and Navigator Tactical Investment Grade Bond Fund. No changes are proposed to any Fund's investment strategy, risks, objective, portfolio manager, process, or advisory fees. Shareholders are urged to vote by April 26, 2026, via online, phone, or mail to avoid delays.

• ·Proxy materials available at www.proxyvote.com
• ·Vote methods: online at www.proxyvote.com, phone via automated line on ballot, or mail in provided envelope

03-04-2026

CFCRE 2016-C7 Mortgage Trust announced via 8-K that Situs Holdings, LLC was removed as special servicer for the Potomac Mills Mortgage Loan, which represents approximately 6.2% of the asset pool as of the cut-off date, and Torchlight Loan Services, LLC was appointed as successor special servicer effective April 3, 2026, under the CFCRE 2016-C6 PSA. This change is in the interest of transaction management with no disclosed financial impacts or performance metrics. The filing provides Torchlight's contact details for special servicing.

• ·Pooling and Servicing Agreement (PSA) dated November 1, 2016
• ·Torchlight principal office: 90 Park Avenue, 20th Floor, New York, New York 10016; Phone: 212-883-2800

03-04-2026

Wells Fargo Commercial Mortgage Trust 2016-C37 filed an 8-K announcing that the Potomac Mills Mortgage Loan, comprising approximately 4.8% of the asset pool as of its cut-off date, will now be specially serviced by Torchlight Loan Services, LLC, replacing Situs Holdings, LLC, effective April 3, 2026, under the CFCRE 2016-C6 PSA. This administrative change is made in the interest of transaction management. No performance metrics or financial impacts were disclosed.

• ·CFCRE 2016-C6 PSA dated as of November 1, 2016
• ·Torchlight principal special servicing office: 90 Park Avenue, 20th Floor, New York, New York 10016; Telephone: 212-883-2800

03-04-2026

Bank of America Merrill Lynch Commercial Mortgage Trust 2017-BNK3 announced that Situs Holdings, LLC has been removed as special servicer for the Potomac Mills Mortgage Loan, which represents approximately 2.1% of the asset pool as of the cut-off date, and Torchlight Loan Services, LLC has been appointed as the successor special servicer effective April 3, 2026, under the CFCRE 2016-C6 PSA. This change is in the interest of transaction management. No performance metrics or financial impacts were disclosed.

• ·Torchlight Loan Services, LLC principal office: 90 Park Avenue, 20th Floor, New York, New York 10016; telephone: 212-883-2800
• ·Servicing governed by pooling and servicing agreement dated November 1, 2016

03-04-2026

Coller Secondaries Private Equity Opportunities Fund's Board has scheduled a special shareholder meeting on June 4, 2026, to approve a New Investment Advisory Agreement with Coller Private Market Secondaries Advisors, LLC (CPMSA), necessitated by the pending acquisition of Coller Capital by EQT AB, expected to close in Q3 2026, which will cause an assignment and automatic termination of the current agreement dated April 1, 2024. The New Agreement has no material differences from the current one, with minor revisions to expense provisions in Sections 5(b) and 5(c) to align with other funds, not anticipated to increase costs or the expense ratio. The Board, including independent members, approved it on February 24, 2026, and recommends shareholders vote FOR.

• ·Record Date: March 26, 2026
• ·Proxy materials mailed on or about April 9, 2026
• ·Transaction announced: January 22, 2026
• ·Meeting location: 950 Third Avenue, New York, NY 10022
• ·Fiscal year end referenced: March 31, 2025 (annual report)