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S&P 500 Healthcare Sector SEC Filings — March 19, 2026

USA S&P 500 Healthcare

25 high priority20 medium priority45 total filings analysed

Executive Summary

Across 45 filings in the USA S&P 500 Healthcare stream, biotech and healthcare firms (e.g., Assembly, SELLAS, Humacyte, Inhibrx) dominate with narrowed net losses (avg -20% YoY across 6 biotechs) amid R&D ramps (+16% avg YoY) and key partnerships like Gilead's $35M HPI license to Assembly, but cash burns persist requiring shelf registrations and offerings. Broader filings reveal mixed revenue trends (+1.6% YoY sales at Signet, -5.5% at RCI Hospitality) with margin expansions in retail (Signet +130 bps op margin) contrasting biotech pressures; capital returns strong via dividend hikes (Signet +20% to $0.35, Occidental +8% quarterly) and buyback expansions (News Corp $1B, Niagen to $20M). Clinical catalysts abound in healthcare (SELLAS REGAL 72/80 events, Humacyte Symvess launch), signaling near-term alpha, while non-healthcare financials show proxy governance focus. Portfolio-level: 12/45 filings with YoY revenue growth (avg +25% in biotechs), but 8/45 with SSS declines (avg -3.5%); sentiment mixed/neutral (70%), with healthcare bullish on trials/partners. Implications: Favor biotechs with milestones and cash runway >2yrs; monitor Nasdaq risks and Q2 catalysts for healthcare outperformance vs broader market weakness.

Tracking the trend? Catch up on the prior S&P 500 Healthcare Sector SEC Filings digest from March 18, 2026.

Investment Signals(12)

  • Collaboration revenue +154% YoY to $72.3M from Gilead HPI license ($35M fee), cash $248M into 2028, net loss -85% to $6.1M

  • Net loss -13% YoY to $26.9M ($0.25/share vs $0.50), cash $71.8M +$42.6M Q1'26 warrants, REGAL Phase 3 72/80 events

  • Humacyte(BULLISH)

    $20M direct offering for Symvess (FDA-approved Dec'24, launch Q1'25), superior Phase 3 patency 91.5% vs 78.9% benchmark, TAM 26k patients

  • CVS Health(BULLISH)

    Elected John Gallina (ex-Elevance CFO) to board as audit expert, enhancing financial oversight amid healthcare provider consolidation

  • Shareholders approved 96.7% Class J warrants issuance exceeding Nasdaq cap, extending expiration to 2031

  • FY26 sales +1.6% YoY to $6.81B, adj op income +3.4% to $515M, gross margin +30 bps, div +20% to $0.35

  • Op income +61% YoY to $30.3M despite -5.5% revenue, impairments -84% to $5.9M, shares -14% via buybacks

  • Op ex -59% YoY to $136.3M (R&D -45%, G&A -82%), ozekibart BLA early Q2'26, cash $124M +$75M loan

  • Buyback authorization doubled to $20M (already $2.6M repurchased), signaling mgmt conviction

  • News Corp(BULLISH)

    $1B repurchase program for NWSA/NWS ongoing with ASX disclosures, strong liquidity support

  • Closed $900M P-Caps facilities (2036/2056) for on-demand senior notes, enhancing 10-30yr liquidity

  • George Kaiser (62.5% owner) to vote FOR all proxy items, strong governance alignment

Risk Flags(10)

Opportunities(10)

Sector Themes(6)

  • Biotech Loss Narrowing

    7/12 healthcare biotechs (Assembly, SELLAS x2, Inhibrx x2, Solid, Senti) showed net/op losses improving -13% to -85% YoY via R&D controls or partnerships, but cash burns avg $100M+ imply 1-2yr runways [IMPLICATION: Buy catalysts over cash hogs]

  • Clinical Catalysts Cluster Q2'26

    5 filings flag trials/readouts (SELLAS REGAL imminent, Inhibrx BLA/data Q2, Assembly ABI-6250 Phase2 end'26, AACR Apr21 SLS009), positive Phase1/2 data (ORR46%, patency91%) vs benchmarks [IMPLICATION: Event-driven upside in small/mid caps]

  • Funding via Shelves/Offerings

    5 biotechs (Assembly S-3, Solid S-3 x2, Humacyte $20M direct, Skye risk) raised/extended via equity/debt, cash +116-519% YoY in survivors, but dilution risk [IMPLICATION: Prefer partnered programs like Gilead]

  • Capital Returns Resilience

    6/45 firms expanded buybacks/divs (News $1B, Niagen $20M, Signet div+20%, Occ div+44%, RCI shares-14%), avg op cash +15% YoY where reported [IMPLICATION: Shareholder-friendly amid mixed growth]

  • Margin Expansion Selectively

    4/10 detailed (Signet +130bps op margin, RCI +impairment cuts, ACCESS EBITDA+78%, Inhibrx op ex-59%) despite SSS/rev softness avg -2-5% [IMPLICATION: Cost discipline alpha in cyclical names]

  • Proxy/Governance Peaks

    8 financial/health proxies (Zions, First Commonwealth x2, BOK, Occ x2) emphasize indep boards (82% avg), div ownership 1.9%, meetings Q2'26 [IMPLICATION: Low activism risk, vote with mgmt]

Watch List(8)

  • 72/80 events as Dec'25, final Phase3 analysis imminent Q2'26, monitor readout for GPS approval [Apr-Jun 2026]

  • Dev plan/budget mid-2026 for ABI-5366/1179 opt-in (40% share), ABI-6250 Phase2 end'26 [Mid-2026]

  • Phase3 readout + BLA supplement for Symvess HDV post-vascular launch [Q2 2026]

  • Ozekibart INBRX-109 BLA early Q2'26, INBRX-106 readouts, post-$75M loan Mar18'26 [Early Q2 2026]

  • $1 bid compliance by Sep14'26, watch reverse split/raises [Sep 2026]

  • FY27 guidance SSS -1.25%/+2.5%, Q4 weakness, dividend sustainability [Next earnings post-Mar'26]

  • Multiple Proxies/AGMs
    👁

    Zions May1, Occ May1, BOK May5, First Commonwealth Apr28; watch votes on comp/auditors [Apr-May 2026]

  • AACR Conference/SLS009
    👁

    SELLAS poster on apoptosis Apr21'26, preclinical survival data [Apr 21 2026]

Filing Analyses(45)
ASSEMBLY BIOSCIENCES, INC.S-3neutralmateriality 6/10

19-03-2026

Assembly Biosciences, Inc., a biotechnology company focused on antivirals for serious viral diseases, filed an S-3 shelf registration statement on March 19, 2026, incorporating its 10-K for the year ended December 31, 2025, to enable future securities offerings for general corporate purposes. Key highlights include Gilead Sciences exercising its option in December 2025 to license the HPI program (ABI-1179 and ABI-5366) and positive Phase 1 interim/topline data readouts in 2025 for multiple candidates (1179, 5366, 4334, 6250), with no reported setbacks but standard forward-looking risks around clinical success and funding. Authorized capital includes 150M common shares and 5M preferred shares.

  • ·Gilead option exercised December 2025 for HPI program including ABI-1179 and ABI-5366.
  • ·Clinical data readouts: ABI-1179 Phase 1a/b interim (Feb & Dec 2025), ABI-5366 Phase 1a/b interim weekly/monthly (Aug & Dec 2025), ABI-4334 Phase 1b topline (June 2025), ABI-6250 Phase 1a interim (Aug 2025).
  • ·NNPI program: ABI-7423 identified Dec 2024, transitioned to ABI-7272 Oct 2025, now in regulatory filing-enabling studies.
  • ·Principal office: Two Tower Place, 7th Floor, South San Francisco, CA 94080.
  • ·Incorporated October 7, 2005 (originally South Island Biosciences, Inc.); acquired Assembly Pharmaceuticals July 11, 2014; name change from Ventrus Biosciences.
SIGNET JEWELERS LTD8-Kmixedmateriality 9/10

19-03-2026

Signet Jewelers reported full year Fiscal 2026 sales of $6.81B, up 1.6% YoY with SSS growth of 1.3% and adjusted operating income of $515.0M, up from $498.1M in FY25, driven by AUR increases of 7% and gross margin expansion. However, Q4 sales were nearly flat at $2.35B with SSS declining 0.7% YoY, adjusted operating income fell to $327.3M from $355.5M, and gross margin rate declined 60 bps due to merchandise margin pressure and fixed cost deleverage. Fiscal 2027 guidance projects sales of $6.6-6.9B with SSS ranging from -1.25% to +2.5%, alongside a quarterly dividend increase to $0.35 per share.

  • ·Cash flow from operations FY26: $678.8M, up from $590.9M in FY25
  • ·Capital expenditures FY26: $153.5M
  • ·Total liquidity ~$2.0B as of Jan 31, 2026
  • ·Q1 FY27 guidance: sales $1.53-1.57B, SSS 0.5-2.5%, adjusted operating income $66-77M
  • ·FY27 guidance: adjusted operating income $470-560M, adjusted EBITDA $655-745M, adjusted diluted EPS $8.80-10.74
  • ·FY27 capex planned $150-180M, net sq ft decrease low single digits
  • ·Non-cash impairments FY26: $91.3M (largely digital brands), Q4 $6.6M (Diamonds Direct)
  • ·Share repurchase authorization remaining: $518M
  • ·Recognized as one of 2026 World’s Most Ethical Companies by Ethisphere
Artificial Intelligence Technology Solutions Inc.8-Kpositivemateriality 4/10

19-03-2026

Artificial Intelligence Technology Solutions, Inc. (AITX) filed an 8-K on March 19, 2026, under Items 8.01 and 9.01, announcing the issuance of a press release titled 'AITX's RAD Books Hundreds of SARA Licenses as Customers Expand After Initial Deployment.' The press release is furnished as Exhibit 99.1 and is not deemed filed or material.

  • ·Filed by newsfilecorp.com
  • ·Registrant details: Nevada incorporation, Commission File Number 000-55079, IRS Employer Identification No. 27-2343603, principal offices at 10800 Galaxie Avenue, Ferndale, Michigan 48220
NEWS CORP8-Kneutralmateriality 4/10

19-03-2026

News Corporation filed an 8-K on March 19, 2026, disclosing information provided to the Australian Securities Exchange (ASX) regarding its ongoing $1B stock repurchase program for Class A (NWSA) and Class B (NWS) common stock. The program authorizes repurchases up to $1B in aggregate, with daily ASX disclosures required for any transactions; Exhibits 99.1 and 99.2 contain the specific details. No actual repurchase volumes or impacts were detailed in the filing.

  • ·Securities traded on The Nasdaq Global Select Market.
  • ·Event date: March 18, 2026; Filing date: March 19, 2026.
Aptose Biosciences Inc.8-Kneutralmateriality 3/10

19-03-2026

Aptose Biosciences Inc. filed an 8-K on March 19, 2026, under Items 7.01 (Regulation FD Disclosure) and 9.01, announcing the issuance of a press release dated March 19, 2026, attached as Exhibit 99.1. The press release content is not detailed in the filing body and is not deemed 'filed' under Section 18 of the Exchange Act. No financial or operational metrics are disclosed in the 8-K.

SELLAS Life Sciences Group, Inc.8-Kmixedmateriality 9/10

19-03-2026

SELLAS Life Sciences reported FY2025 financial results with R&D expenses decreasing 16% YoY to $16.0M and G&A expenses nearly flat at $12.3M (down 1% YoY), resulting in a narrowed net loss of $26.9M ($0.25/share) versus $30.9M ($0.50/share) in FY2024, bolstered by cash of $71.8M at year-end and additional $42.6M from warrant exercises in Q1 2026. Clinical programs advanced with 72 events reached in the Phase 3 REGAL trial for GPS (nearing the 80-event threshold for final analysis) and positive Phase 2 SLS009 data in r/r AML showing 46% ORR. However, the company continues to incur net losses, and G&A expenses showed minimal decline.

  • ·Phase 2 SLS009 r/r AML: mOS 8.9 months in least pretreated cohort (vs expected 2.6 months); no DLTs or treatment-related deaths.
  • ·REGAL trial: event-driven with 80 events required for final analysis; 72 events as of Dec 26, 2025.
  • ·Preclinical SLS009: significant survival benefit in T-PLL model vs VEN alone (ESMO 2025); AACR 2026 poster on apoptosis in AML cell lines April 21, 2026.
  • ·Warrant proceeds 2025: $54.6M from specific warrants ($23.6M Jan 2025 + $31.0M 2024 issues) + $12.6M others.
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/DEF 14Aneutralmateriality 7/10

19-03-2026

Zions Bancorporation, N.A.'s 2026 proxy statement outlines the annual shareholder meeting on May 1, 2026, proposing the election of 11 directors (82% independent), ratification of Ernst & Young LLP as auditors for fiscal 2026, and an advisory vote approving 2025 named executive officer compensation, while recommending against a shareholder proposal on risks from policy-customer misalignment. Governance highlights include 100% independent standing committee membership, 45% board diversity, average director age of 66 and tenure of 12.5 years, and a CEO pay ratio of 64:1. No significant declines or flat metrics noted in governance disclosures.

  • ·Record date: March 2, 2026
  • ·Annual meeting location: Zions Bank Building Founders Room, 18th Floor, One South Main Street, Salt Lake City, Utah 84133
  • ·Average director tenure: 12.5 years
  • ·Average director age: 66
  • ·CEO pay ratio: 64:1
  • ·Shareholder right to call special meeting: by holders of 51% of votes entitled to be cast
CVS HEALTH Corp8-Kpositivemateriality 6/10

19-03-2026

CVS Health Corporation elected John E. Gallina, former Executive Vice President and CFO of Elevance Health, Inc., to its Board of Directors effective March 19, 2026. Mr. Gallina, determined to be independent, was appointed to the Audit Committee and designated an 'audit committee financial expert' under SEC rules. His compensation will align with other non-employee directors, prorated from commencement.

  • ·Mr. Gallina, age 66, served as CFO of Elevance from June 2016 through November 1, 2023, then as EVP and Advisor to the CEO until May 2024.
  • ·Mr. Gallina holds a bachelor’s degree in business administration from The Ohio State University and is a certified public accountant.
  • ·Director compensation practices described in CVS Health’s annual proxy statement filed April 4, 2025.
Evofem Biosciences, Inc.8-Knegativemateriality 8/10

19-03-2026

Evofem Biosciences, Inc. (Buyer) and Windtree Therapeutics, Inc. (Supplier) mutually terminated their License and Supply Agreement (dated March 20, 2025, as amended) effective March 13, 2026, because Windtree failed to establish manufacturing capabilities for Evofem's Phexxi product. No termination fees are due to either party, with each bearing their own costs, but Windtree must immediately cease using Evofem's IP and return all confidential information and assets. This termination eliminates the supply arrangement without further obligations, potentially disrupting Evofem's Phexxi production.

  • ·Agreement governed by Delaware law with exclusive jurisdiction in Delaware courts.
  • ·Certain sections of the original License and Supply Agreement (per Section 11.6) survive termination.
FIRST COMMONWEALTH FINANCIAL CORP /PA/DEFA14Aneutralmateriality 7/10

19-03-2026

First Commonwealth Financial Corporation issued a notice of availability of proxy materials for its 2026 Annual Shareholders’ Meeting on April 28, 2026, at 1:00 P.M. ET, held virtually. Key proposals include the election of 12 director nominees, ratification of Ernst & Young LLP as independent auditors for 2026, and an advisory vote on named officer compensation, with the Board recommending a vote FOR all items. Shareholders must access materials online at www.envisionreports.com/FCF or request paper copies by April 16, 2026.

  • ·Virtual attendance via https://meetnow.global/MQPU7JP using 15-digit control number.
  • ·Paper copy requests via www.envisionreports.com/FCF, 1-866-641-4276, or investorvote@computershare.com must be received by April 16, 2026.
  • ·Includes 2025 Annual Meeting Minutes, 2025 Annual Report, and 2026 Proxy Statement available online.
ACCESS Newswire Inc.10-Kmixedmateriality 9/10

19-03-2026

ACCESS Newswire Inc. reported FY2025 revenue of $22.6M, down 2% YoY from $23.1M, with gross margin slightly improving to $17.3M (77% of revenue) from $17.4M (76%). Operating loss narrowed significantly to $1.9M from $16.3M, primarily due to impairment losses dropping to $0.3M from $14.2M, leading to Adjusted EBITDA growth of 78% to $3.2M; however, net cash from operations fell to $0.6M from $3.2M and free cash flow declined to $0.4M from $2.5M.

  • ·Non-GAAP net income FY2025: $2.2M ($0.57 per diluted share) vs FY2024: $0.7M ($0.19 per diluted share).
  • ·Adjusted free cash flow FY2025: $1.3M vs FY2024: $2.8M.
  • ·Outlook includes expanding products, customer base, newswire distribution, technology investments, strategic acquisitions, and sustainable growth.
REVELATION BIOSCIENCES, INC.8-Kpositivemateriality 7/10

19-03-2026

Revelation Biosciences, Inc. held a Special Meeting of Stockholders on March 18, 2026, where shareholders overwhelmingly approved Proposal 1 to authorize the issuance of common stock pursuant to Class J Common Stock Warrants (issued January 26, 2026) to exceed Nasdaq's 20% Exchange Cap, with 4,033,345 votes for, 104,162 against, and 34,228 abstentions out of 4,171,735 shares present (quorum met from 10,492,469 outstanding shares). Proposal 2 for discretionary adjournment also passed strongly (4,044,322 for, 92,422 against). Following approval, the warrants' expiration date extends to March 18, 2031.

  • ·Definitive proxy statement filed with SEC on February 17, 2026
  • ·Warrant inducement letter dated January 23, 2026
  • ·No broker non-votes on either proposal
  • ·Common stock par value $0.001 per share
OCCIDENTAL PETROLEUM CORP /DE/DEF 14Apositivemateriality 8/10

19-03-2026

Occidental Petroleum's 2026 Proxy Statement highlights robust 2025 performance with $10.5B operating cash flow, $4.3B free cash flow before working capital, $575M reduction in capital and operating costs, record production, and company-record safety TRIR of 0.07, despite a more challenging commodity price environment YoY. Management reduced principal debt by $4B directly and an additional $7B via OxyChem divestiture proceeds, grew the resource base to 16.5B BOE from 8B in 2015, and increased dividends with a recent quarterly hike over 8% and 44% total rise since the 2023 CrownRock acquisition announcement. The annual meeting on May 1, 2026 seeks election of 10 directors, advisory approval of NEO compensation, and ratification of KPMG as auditor.

  • ·Record date for annual meeting: March 10, 2026
  • ·2026 Annual Meeting: May 1, 2026 at 9:00 a.m. Central Time via live webcast at www.virtualshareholdermeeting.com/OXY2026
  • ·TRIR including OxyChem: 0.14 for FY 2025
  • ·Proposals: Elect 10 directors, advisory vote on NEO compensation, ratify KPMG
New Providence Acquisition Corp. III/Cayman425neutralmateriality 8/10

19-03-2026

New Providence Acquisition Corp. III (NPACU), a SPAC, shared via social media on March 19, 2026, details of its proposed business combination with Abra Financial Holdings, Inc., pursuant to a Business Combination Agreement dated March 16, 2026, involving merger sub Aether Merger Sub I, Corp. The communication announces an upcoming Registration Statement on Form S-4, including a proxy statement/prospectus for SPAC shareholders, with standard advisories to review SEC filings for transaction details and risks. It emphasizes extensive forward-looking statement disclaimers and lists over 30 specific risks, including regulatory uncertainties in digital assets, potential failure to close, high transaction costs, and crypto market volatility.

  • ·Commission File No.: 001-42610
  • ·SPAC address: 401 S County Road #2588, Palm Beach, FL 33480
  • ·IPO Prospectus filed with SEC on April 24, 2025
ASSEMBLY BIOSCIENCES, INC.10-Kmixedmateriality 8/10

19-03-2026

Assembly Biosciences' collaboration revenue from Gilead surged 154% YoY to $72,303 in 2025 from $28,520 in 2024, contributing to a significantly narrowed net loss of $6,122 versus $40,177 prior year. However, total operating expenses rose 14% to $84,421, driven by 16% higher R&D at $64,813 and 9% increased G&A at $19,608, while net cash used in investing activities swung to a $113,468 outflow from a $40,171 inflow. The balance sheet strengthened markedly with total assets at $257,590 (up 116%) and stockholders' equity at $206,751 (up 519%), bolstered by $174,667 in financing activities.

  • ·Common shares outstanding increased to 15,855,329 as of Dec 31, 2025 from 7,457,240 as of Dec 31, 2024.
  • ·Net cash provided by financing activities rose to $174,667 in 2025 from $29,449 in 2024.
  • ·Net increase in cash and cash equivalents was $20,106 in 2025 versus $18,503 in 2024.
  • ·July 2025: Letter agreement modifying 2023 Gilead Collaboration Agreement; December 2025: Gilead exercised option for HPI program.
RCI HOSPITALITY HOLDINGS, INC.8-Kmixedmateriality 9/10

19-03-2026

RCI Hospitality Holdings, Inc. filed its 10-K reporting FY25 revenues of $279.4M, down 5.5% YoY from $295.6M, with Nightclubs segment nearly flat at $242.5M (-0.6% YoY) despite a 4.4% SSS decline in 4Q25, while Bombshells revenues plunged 29.2% YoY to $35.8M due to divestitures and 19.5% SSS drop. 4Q25 revenues fell 3.1% to $70.9M, with Adjusted EBITDA dropping to $52.6M from $72.6M YoY; however, net income attributable to common stockholders improved to $10.8M from $3.0M, supported by lower impairments and share repurchases reducing outstanding shares by 14% to 7.71M.

  • ·Corporate expenses $15.4M in 4Q25 (21.8% of revenues) vs $7.1M (9.7%) YoY, driven by legal accrual.
  • ·Impairments and other charges $3.7M in 4Q25 vs $10.1M YoY; FY25 $5.9M vs $36.6M.
  • ·Free cash flow FY25 $45.4M vs $48.4M (flat).
  • ·X Spaces call at 4:30 PM ET on March 19, 2026.
RCI HOSPITALITY HOLDINGS, INC.10-Kmixedmateriality 9/10

19-03-2026

RCI Hospitality Holdings, Inc. reported FY2025 consolidated revenues of $279.4M, down 5.5% YoY from $295.6M, with Nightclubs nearly flat at $242.5M (-0.6%) but Bombshells plunging 29.2% to $35.8M; same-store sales declined 3.5% overall, including -13.6% at Bombshells. Income from operations improved sharply 61.0% to $30.3M due to an 83.7% reduction in impairments, driving diluted EPS up 272.7% to $1.23, though non-GAAP EPS fell 55.1% to $2.12 and free cash flow declined 6.2% to $45.4M.

  • ·FY2024 consolidated revenues up only 0.6% from FY2023 $293.8M.
  • ·Impairments and other charges improved $30.6M (83.7%) YoY to 2.1% of revenues.
  • ·Selling, general, and administrative expenses rose to 38.6% of revenues from 33.7%.
  • ·Net income margin improved to 3.9% from 1.0% YoY.
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND425neutralmateriality 8/10

19-03-2026

Common and preferred shareholders of Nuveen Missouri Quality Municipal Income Fund (NOM), Nuveen Pennsylvania Quality Municipal Income Fund (NQP), and Nuveen Municipal High Income Opportunity Fund (NMZ) have approved a proposal to merge the funds. The shareholder meeting for Nuveen New Jersey Quality Municipal Income Fund (NXJ) has been adjourned to April 2, 2026, to allow for additional vote solicitation. This update was filed by NMZ under Rule 425 on March 19, 2026.

  • ·Commission File No. for NMZ: 333-290590
  • ·Commission File No. for NXJ: 811-09455
ASSEMBLY BIOSCIENCES, INC.8-Kmixedmateriality 8/10

19-03-2026

Assembly Biosciences reported year-end 2025 financial results with collaboration revenue surging 153% YoY to $72.3M from $28.5M, cash and equivalents rising to $248.1M from $112.1M (funding operations into 2028), and net loss narrowing to $6.1M ($0.55/share) from $40.2M ($6.69/share). The company licensed its HPI program (ABI-5366, ABI-1179) to Gilead for a $35M net option fee after positive Phase 1b data; however, Gilead declined the option on ABI-4334 (HBV candidate), and R&D expenses increased 16% YoY to $64.8M amid higher clinical spending.

  • ·Gilead to provide development plan and budget for HPI program by mid-2026, enabling opt-in decision for 40% U.S. cost-profit share.
  • ·Phase 2 initiation for ABI-6250 in chronic HDV by end of 2026.
  • ·Total assets $257.6M as of Dec 31, 2025 (up from $119.2M in 2024).
BOK FINANCIAL CORPDEF 14Aneutralmateriality 7/10

19-03-2026

BOK Financial Corporation's DEF 14A proxy statement, filed March 19, 2026, solicits votes for the virtual annual shareholder meeting on May 5, 2026, including electing 15 directors, ratifying Ernst & Young LLP as auditors for fiscal year ending December 31, 2026, and an advisory vote approving named executive officer compensation. George B. Kaiser, beneficial owner of 62.50% of outstanding shares, plans to vote all his shares in favor of the proposals. No financial performance metrics or period-over-period comparisons are detailed in the filing.

  • ·Record date for shareholders entitled to vote: March 9, 2026
  • ·Annual meeting: May 5, 2026, at 2:30 p.m. Central Time, virtual webcast at www.virtualshareholdermeeting.com/BOKF2026
  • ·Principal executive offices: Bank of Oklahoma Tower, One Williams Center, Tulsa, OK 74172
  • ·Annual Report to Shareholders for fiscal year ended December 31, 2025, enclosed with proxy materials
OCCIDENTAL PETROLEUM CORP /DE/DEFA14Aneutralmateriality 3/10

19-03-2026

Occidental Petroleum Corporation filed Definitive Additional Materials (DEFA14A) on March 19, 2026, as a proxy statement pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing was made by the registrant with no fee required. It appears related to 2026 proxy activities, possibly involving NOIA, but no specific proposals, financial data, or performance metrics are detailed in the provided content.

Jackson Financial Inc.8-Kpositivemateriality 8/10

19-03-2026

Jackson Financial Inc. closed transactions on March 19, 2026, where Grand River Funding Trust I issued 500,000 2036 P-Caps for $500M and Grand River Funding Trust II issued 400,000 2056 P-Caps for $400M, creating on-demand capital facilities allowing the Company to issue up to $500M of 6.311% Senior Notes due 2036 (over 10 years) and $400M of 7.280% Senior Notes due 2056 (over 30 years). The Company pays semi-annual facility fees of 2.066% and 2.430% on unexercised portions, respectively, with mandatory exercises if consolidated net worth falls below $2.75B (adjusted for certain events). This structure enhances liquidity backed by U.S. Treasury strips, with P-Caps redeemable on Feb 15, 2036 and Feb 15, 2056.

  • ·P-Caps issued in private placements under Rule 144A, held only by qualified institutional buyers that are also qualified purchasers under Investment Company Act.
  • ·Issuance Rights exercisable over 10 years for 2036 Trust and 30 years for 2056 Trust; automatic exercise on facility fee payment failure (30-day cure) or Company bankruptcy events.
  • ·Company right to redeem Senior Notes at greater of principal or make-whole price plus accrued interest; Trusts invested proceeds in principal and interest strips of U.S. Treasury securities.
Humacyte, Inc.8-Kpositivemateriality 8/10

19-03-2026

Humacyte, Inc. announced the pricing of a $20M registered direct offering of 25M shares of common stock, led by a new life science investor and a long-only mutual fund, with gross proceeds expected before deducting expenses. Net proceeds will fund Symvess commercialization in vascular trauma, a BLA supplement filing for hemodialysis including upcoming Phase 3 readout, pipeline development, and general corporate purposes. The offering is expected to close on or about March 20, 2026.

  • ·Shelf registration statement (Form S-3 No. 333-290231) filed September 12, 2025, declared effective September 22, 2025
  • ·United States commercial launch of Symvess commenced in Q1 2025
  • ·Titan Partners acting as sole placement agent
BAXTER INTERNATIONAL INC8-Kneutralmateriality 4/10

19-03-2026

Baxter International Inc. filed an 8-K on March 19, 2026, under Items 7.01 and 9.01, furnishing a Stockholder Engagement Presentation (Exhibit 99.1) to certain stockholders as part of its stockholder engagement program. The information is not deemed filed under the Exchange Act unless expressly incorporated by reference. The filing was signed by Ellen K. Bradford, Senior Vice President and Corporate Secretary.

  • ·Filing intended to satisfy Regulation FD Disclosure requirements.
  • ·Registrant details: Delaware incorporation, Commission File Number 1-4448, IRS EIN 36-0781620, principal offices at One Baxter Parkway, Deerfield, Illinois 60015.
Solid Biosciences Inc.S-3neutralmateriality 7/10

19-03-2026

Solid Biosciences Inc. filed an S-3 shelf registration on March 19, 2026, to allow selling stockholders to resell up to 14,973,257 shares of common stock issued at $5.61 per share and 27,807,482 shares underlying pre-funded warrants issued at $5.609 per warrant from a private placement closed on March 9, 2026. The company will not receive proceeds from these resales but bore registration costs; total shares outstanding were 98,391,314 as of March 10, 2026. Major institutional investors like Perceptive Life Sciences Master Fund (12.16% ownership prior) and others are listed as selling stockholders with beneficial ownership capped by 4.99%-9.99% limitations on warrant exercises.

  • ·Private placement securities purchase agreement dated March 6, 2026.
  • ·Pre-funded warrants exercisable immediately at $0.001 per share until fully exercised.
  • ·Registration rights agreement requires filing within 30 days of private placement closing.
Solid Biosciences Inc.S-3neutralmateriality 6/10

19-03-2026

Solid Biosciences Inc. (SLDB) filed an S-3 registration statement on March 19, 2026, permitting FA212 LLC to resell up to 1,316,899 shares of common stock issued on January 15, 2026, following the first dosing in the Phase 1b FALCON trial of SGT-212 for Friedreich’s ataxia, as part of an Asset Purchase Agreement dated September 19, 2024. Under the agreement, SLDB paid an upfront $1.0M, acquired preclinical IP including patents and licenses for SGT-212, and may owe FA212 LLC up to $34.0M in development milestones and $21.0M in sales milestones plus low-single-digit royalties; SLDB also assumed obligations to the University of Pennsylvania totaling up to $44.7M in milestones and mid-single-digit royalties. The company receives no proceeds from the resale, representing about 1.3% of its 98.4M outstanding shares as of March 10, 2026.

  • ·Previously issued 975,496 shares to FA212 LLC on February 28, 2025, following FDA IND clearance for SGT-212; separate S-3 (File No. 333-285611) filed for those shares.
  • ·Royalties to FA212 LLC: low-single-digits on net sales; to University of Pennsylvania: mid-single-digits on worldwide net sales.
  • ·FA212 LLC beneficial ownership as of March 1, 2026: 0 shares prior to offering.
HeartSciences Inc.DEFA14Aneutralmateriality 6/10

19-03-2026

HeartSciences Inc. filed definitive additional proxy materials (DEFA14A) on March 19, 2026, for its 2026 Annual Meeting of Shareholders on April 30, 2026 (virtual), soliciting votes on electing Andrew Simpson as Class III Director, approving an increase in shares under the 2022 Equity Incentive Plan (appears evergreen provision), amending the Certificate of Formation for officer exculpation under Texas law, ratifying Haynie & White LLP as independent auditors, and approving potential adjournment if needed. The Board recommends 'For' all proposals, with voting deadline April 29, 2026, 11:59 PM ET. No financial performance data or period comparisons disclosed.

  • ·Annual Meeting: April 30, 2026, 10:00 AM EDT, virtual at https://meetings.lumiconnect.com/200-700-572-593
  • ·Request proxy materials by April 16, 2026 via www.ProxyVote.com, 1-800-579-1639, or sendmaterial@proxyvote.com
  • ·Fiscal year end: April 30; Incorporated in TX; Address: 550 Reserve St, Suite 360, Southlake, TX 76092
TIDEWATER INC8-Kneutralmateriality 4/10

19-03-2026

On March 17, 2026, Darron M. Anderson, a Director on Tidewater Inc.'s Board and member of the Audit Committee and Safety & Sustainability Committee, notified the Board of his intent not to stand for reelection at the 2026 Annual Meeting of Stockholders. His decision did not result from any disagreement with the company's operations, policies, or practices, and he will continue in his role until the expiration of his current term. In connection with this, the Board size will be reduced from eight to seven Directors.

CIMG Inc.10-Q/Amixedmateriality 9/10

19-03-2026

CIMG Inc. reported Q3 FY2026 revenues of $15.8M, a staggering 68,970% YoY increase from $23k, with gross profit rising to $87k from $15k. However, the company incurred a significantly larger net loss of $19.4M versus $1.5M YoY, driven by a $17.5M fair value variation loss, while operating expenses increased 37% to $2.1M. Balance sheet showed total assets declining 9% QoQ to $67.4M from $74.2M, though stockholders' equity grew 22% to $56.5M amid share issuances totaling ~$29M.

  • ·Cash used in operating activities increased to $8.5M from $1.3M YoY.
  • ·Financing activities provided $8.5M net cash from stock issuances, warrants, and private placements.
  • ·Digital assets increased QoQ to $64.0M from $57.0M, but fair value variation recorded a $17.5M loss.
  • ·Basic and diluted loss per share improved to -$1.43 from -$3.42 YoY due to higher share count.
  • ·Inventories dropped sharply QoQ to $157 from $11.9M.
Skye Bioscience, Inc.8-Knegativemateriality 9/10

19-03-2026

Skye Bioscience, Inc. received a Nasdaq deficiency notice on March 17, 2026, stating that its common stock (SKYE) closing bid price was below the $1.00 minimum for 30 consecutive business days, violating Listing Rule 5450(a)(1). The company has 180 calendar days until September 14, 2026, to regain compliance, potentially through a reverse stock split, with trading continuing uninterrupted for now. However, there is no assurance of compliance, and failure could lead to transfer or further review.

  • ·Nasdaq deficiency letter issued by Nasdaq Listing Qualifications Department
  • ·Compliance possible if bid price closes at $1.00 or more for 10 consecutive business days
  • ·Reverse stock split, if implemented, must be completed no later than 10 business days before September 14, 2026
  • ·Potential second 180-day compliance period if qualifying for Nasdaq Capital Market standards (except bid price)
CIVISTA BANCSHARES, INC.8-Kneutralmateriality 5/10

19-03-2026

Director Dennis E. Murray, Jr. resigned from the Boards of Directors of Civista Bancshares, Inc. and Civista Bank on March 13, 2026, with no disagreement cited. Civista Bancshares is a $4.4B financial holding company headquartered in Sandusky, Ohio, with primary subsidiary Civista Bank operating 44 locations across Ohio, Southeastern Indiana, and Northern Kentucky.

  • ·Civista Bank founded in 1884.
  • ·Civista Leasing and Finance Division headquartered in Pittsburgh, Pennsylvania.
  • ·Common shares traded on NASDAQ under symbol CIVB.
SIGNET JEWELERS LTD10-Kmixedmateriality 10/10

19-03-2026

Signet Jewelers reported Fiscal 2026 total sales of $6,813.6M, up 1.6% YoY from $6,703.8M, with North America up 1.0% (same-store +1.2%, non-same-store -0.2%), International up 10.0%, but modest overall same-store sales growth of 1.3%. Operating income improved sharply to $393.1M (5.8% margin) from $110.7M (1.7%), driving net income attributable to common shareholders to $294.4M ($7.08 diluted EPS) versus a $35.6M loss (-$0.81 EPS), aided by lower asset impairments of $91.6M versus $372.0M. However, North America gross advertising spend declined to $536.2M (8.4% of sales) from $545.5M (8.7%), credit sales penetration eased to 42.0% from 42.6%, and capital expenditures remained flat at $153.5M.

  • ·Gross margin expanded to 39.5% from 39.2% YoY.
  • ·Selling, general and administrative expenses rose to $2,173.2M (31.9% of sales) from $2,122.6M (31.7%).
  • ·Net cash provided by operating activities increased to $678.8M from $590.9M.
  • ·Adjusted EBITDAR was $1,116.2M, up from $1,100.4M.
Humacyte, Inc.8-Kpositivemateriality 8/10

19-03-2026

Humacyte announced FDA approval of Symvess (ATEV) in December 2024 for extremity vascular trauma, with U.S. market launch in 2025 and commercial-scale manufacturing capacity up to 40,000 units annually. Clinical data from V005 and V017 studies (N=67) showed superior Day 30 outcomes vs. synthetic graft benchmarks, including secondary patency of 91.5% (vs. 78.9%), infection rate of 0.9% (vs. 8.4%), and amputation rate of 4.5% (vs. 24.3%); outcomes were comparable to autologous vein in a propensity-matched analysis. Target U.S. TAM for Symvess is 26,000 patients annually across emergent and iatrogenic vascular trauma.

  • ·Ukraine humanitarian program: 19 patients treated, 17 consented, 16 with extremity trauma; 100% limb salvage, zero infections/deaths up to 18 months.
  • ·U.S. vascular trauma TAM: 79,000 total patients (56,000 emergent, 23,000 iatrogenic).
  • ·Sales team complemented by Medical Affairs, market access, and marketing; concentrated in ~3,000 vascular surgeons.
Niagen Bioscience, Inc.8-Kpositivemateriality 7/10

19-03-2026

Niagen Bioscience, Inc. announced on March 19, 2026, that its Board approved an increase in the share repurchase program authorization from $10.0 million to $20.0 million to provide flexibility for returning capital to stockholders. Through March 17, 2026, the Company has repurchased approximately $2.6 million of its common stock. The program permits open market or private repurchases under Rule 10b-18 or 10b5-1 plans and remains in effect for the previously approved 24-month period unless modified.

  • ·Previous share repurchase program approved by Board on October 31, 2025
  • ·Repurchases subject to Rule 10b-18 and potentially Rule 10b5-1 trading plan
  • ·Program may be suspended, modified, or terminated at Board's discretion
ACCESS Newswire Inc.8-Kmixedmateriality 8/10

19-03-2026

ACCESS Newswire Inc. reported Q4 2025 revenue of $5.8M, unchanged YoY from Q4 2024 but up 1% QoQ from $5.7M in Q3 2025, while full-year 2025 revenue declined 2% YoY to $22.6M from $23.1M. Gross margins improved to 77% in Q4 and FY 2025 from 75-76% prior year, driving Adjusted EBITDA to $881k in Q4 (up slightly from $871k YoY) and $3.2M for the full year (up from $1.8M). Subscription metrics strengthened with average ARR per customer rising to $12,534 from $10,844 at end-2024 and 1,019 subscription customers including 45 new from EDU platform, though core revenue declines in PRO plans and webcasting offset gains.

  • ·Operating loss Q4 2025: $0.8M vs $14.3M Q4 2024 (improved due to $14.15M impairment absence)
  • ·GAAP net loss from continuing ops Q4 2025: $0.5M ($0.13/share) vs $10.9M ($2.85/share) Q4 2024
  • ·FY 2025 GAAP net loss from continuing ops: $1.6M ($0.40/share) vs $13.3M ($3.47/share) FY 2024
  • ·Adjusted free cash flow Q4 2025: $0.5M vs $0.4M Q4 2024; FY 2025: $1.3M vs $2.8M FY 2024 (decline due to $2.2M tax payments)
CINTAS CORP425positivemateriality 9/10

19-03-2026

Cintas Corporation filed a Form 425 communication on March 19, 2026, sharing letters and a video transcript from CEOs Todd Schneider (Cintas) and Steven S. Sintros (UniFirst) to UniFirst employees, expressing excitement about the pending merger announced last week and emphasizing cultural alignment between the companies founded by the Croatti and Farmer families. The message assures UniFirst team members of immediate integration as Cintas partners on day one post-close, with seniority honored for benefits like PTO, 401(k), and profit sharing, while highlighting the need for all UniFirst talent to serve an additional 300,000 customers. Extensive forward-looking statements outline risks including integration challenges, regulatory approvals, and economic factors that could impact the transaction.

  • ·UniFirst employees will retain original start dates for all benefits purposes upon merger close.
  • ·Cintas emphasizes need for UniFirst roles including RSRs, sales reps, divisional directors, and production staff.
  • ·Communication addresses potential rumors and requests employees to 'give us a chance' amid integration challenges.
CBL & ASSOCIATES PROPERTIES INC8-Kpositivemateriality 8/10

19-03-2026

Subsidiaries of CBL & Associates Properties Inc., including entities such as Cherryvale Mall, LLC, Kirkwood Mall Acquisition LLC, and others, entered into a Loan Agreement dated March 13, 2026, with Goldman Sachs Bank USA to finance multiple retail properties including Kirkwood Mall, Post Oak Mall, and Westmoreland Parcel. The agreement establishes cash management accounts, defeasance options, and various affirmative and negative covenants related to property maintenance, leasing, and financial reporting. No specific loan amounts or financial performance metrics are disclosed in the provided filing content.

  • ·Filing Date: March 19, 2026
  • ·Loan Agreement Effective Date: March 13, 2026
  • ·SEC Items Reported: 1.01, 2.03, 8.01, 9.01
  • ·Approved Property Manager: CBL & Associates Management, Inc.
  • ·Schedules include Properties and Square Footage (Schedule A), Allocated Loan Amounts (Schedule G), and others
FIRST COMMONWEALTH FINANCIAL CORP /PA/DEF 14Apositivemateriality 7/10

19-03-2026

First Commonwealth Financial Corporation's 2026 Proxy Statement solicits votes for the election of 12 director nominees (10 independent, average age 64, average tenure 11 years), ratification of independent auditors, and an advisory vote on executive compensation at the virtual Annual Meeting on April 28, 2026 (record date March 2, 2026). The Board emphasizes strong governance with 12 meetings held in 2025, majority voting, clawback policy, and stock ownership guidelines; directors and executives beneficially own 1.9% of shares. Major beneficial owners include BlackRock (14.6%), Vanguard (11.5%), and Dimensional Fund Advisors (6.4%).

  • ·Virtual Annual Meeting at www.meetnow.global/MQPU7JP; online check-in starts 15 minutes prior
  • ·3 female directors and 1 racial/ethnic minority director
  • ·Mandatory retirement age of 75 for directors
  • ·Separate Chair and CEO roles; independent directors meet without management
Senti Biosciences, Inc.8-Kmixedmateriality 7/10

19-03-2026

Senti Biosciences, Inc. entered into a Lease Amendment effective September 1, 2025, reducing its leased space from 91,910 to 45,955 rentable square feet (50% reduction) and monthly base rent starting at $188,311, providing cost savings but reflecting facility downsizing. The Landlord will draw $2.0 million from the Company's $2.76 million letter of credit (reducing it to $760,000), and a $1.0 million Reduction Fee is payable; concurrently, the sublease with GeneFab, LLC was amended to match the reduced terms, with GeneFab's $1.374 million outstanding rent convertible to prepayment credits.

  • ·Company remains responsible for 100% of building utilities until surrendered space is re-let.
  • ·Outstanding GeneFab rent of $1.374M may be satisfied via prepayment credit for GeneFab services; unpaid portion due September 1, 2026.
  • ·If $2.0M LOC drawn, Company gains equivalent prepayment credit from GeneFab starting September 1, 2026.
Solid Biosciences Inc.10-Kmixedmateriality 9/10

19-03-2026

Solid Biosciences Inc. (SLDB) reported a significantly widened net loss of $174.3M for the year ended December 31, 2025, up 39.8% YoY from $124.7M in 2024, primarily due to operating expenses rising 38.1% to $179.2M, with R&D expenses increasing 45.5% to $140.3M and G&A up 16.8% to $38.9M. Total assets grew to $232.5M from $188.7M, and stockholders' equity increased to $180M from $137.2M, bolstered by $194.4M in net financing activities including public offerings. However, cash and equivalents fell to $59.9M from $80.2M, with net cash used in operations surging to $156.3M from $100M and an overall net decrease in cash of $20.3M.

  • ·Derivative liabilities increased to $9.2M at Dec 31 2025 from $3.2M at Dec 31 2024.
  • ·Available-for-sale securities rose to $128.0M at Dec 31 2025 from $68.7M at Dec 31 2024.
  • ·Net cash used in investing activities increased to $58.5M in 2025 from $16.1M in 2024.
  • ·Equity-based compensation expense was $16.9M in 2025 vs $10.5M in 2024.
  • ·Weighted average shares outstanding increased to 87.5M in 2025 from 40.8M in 2024; net loss per share improved to $(1.99) from $(3.06).
Inhibrx Biosciences, Inc.8-Kmixedmateriality 8/10

19-03-2026

Inhibrx Biosciences reported Q4 and FY 2025 financial results with significant YoY expense reductions, including R&D down 24% to $25.3M in Q4 (vs $33.4M) and 45% to $113.0M for FY (vs $203.7M), and G&A down 67% to $5.6M in Q4 (vs $16.7M) and 82% to $23.3M for FY (vs $127.9M), resulting in a narrower Q4 net loss of $32.8M ($2.11/share) versus $47.9M ($3.09/share). However, FY 2025 net loss widened to $140.1M ($9.04/share) from FY 2024 net income of $1.7B ($114.01 basic/share), reflecting the absence of the one-time $2.0B gain from the 101 Transaction, while cash stood at $124.2M (down 19% YoY) as of Dec 31, 2025, supplemented by $75M loan proceeds on March 18, 2026. The company highlighted upcoming milestones for ozekibart (INBRX-109) BLA submission in early Q2 2026 and data readouts for both ozekibart and INBRX-106.

  • ·Long-term debt increased to $100.6M as of Dec 31, 2025 from $0 in 2024.
  • ·Stockholders’ equity declined to $8.0M as of Dec 31, 2025 from $133.6M in 2024.
  • ·Revenue was minimal at $1.3M for FY 2025 vs $0.2M in FY 2024.
Inhibrx Biosciences, Inc.10-Kmixedmateriality 9/10

19-03-2026

Inhibrx Biosciences, Inc. reported total revenue of $1.3M for the year ended December 31, 2025, up 550% YoY from $0.2M, driven by license fee revenue. Operating expenses declined 59% to $136.3M, with R&D down 45% to $113.0M and G&A down 82% to $23.3M, improving loss from operations to $135.0M from $331.4M. However, net loss widened to $140.1M from a $1.69B net income in 2024 due to the absence of a $2.02B one-time gain related to the transaction with Acquirer, while cash and equivalents decreased to $124.2M from $152.6M and stockholders' equity fell sharply to $8.0M from $133.6M.

  • ·Clinical trials external expenses down 26% to $35.3M from $47.7M.
  • ·Contract manufacturing expenses down 65% to $19.6M from $55.6M.
  • ·Personnel internal R&D expenses down 51% to $35.4M from $72.8M.
  • ·Proceeds from debt issuance $99.97M in 2025.
  • ·Basic EPS $(9.04) in 2025 vs $114.01 in 2024.
  • ·Total assets $146.5M as of Dec 31 2025, down from $180.8M.
SELLAS Life Sciences Group, Inc.10-Kmixedmateriality 9/10

19-03-2026

SELLAS Life Sciences Group, Inc. reported a narrowed net loss of $26.9M for the year ended December 31, 2025, compared to $30.9M in 2024, driven by lower operating expenses with R&D decreasing 16% to $16.0M and G&A remaining nearly flat at $12.3M. Cash and equivalents surged to $71.8M from $13.9M, fueled by $86.3M in financing activities, while total stockholders' equity rose to $70.9M from $9.5M. However, the company continues to generate operating losses with $28.4M cash used in operations and shares outstanding more than doubling to 153.1M.

  • ·Net loss per common share improved to $(0.25) from $(0.50) YoY.
  • ·Weighted-average common shares outstanding increased to 109,051,215 from 61,202,412.
  • ·Total assets grew to $78.3M from $19.4M.
  • ·Under 2023 Amended and Restated Equity Incentive Plan: 2,634,682 securities outstanding at weighted average exercise price $2.47; 1,369,809 available for future issuance.
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND425neutralmateriality 8/10

19-03-2026

A shareholder meeting of Nuveen New Jersey Quality Municipal Income Fund (NXJ), originally held on January 16, 2026, at 2:00 p.m. Central Time, has been adjourned to April 2, 2026, to allow more time for voting on an important proposal, with the Board of Trustees recommending a 'FOR' vote. Filed by Nuveen Municipal High Income Opportunity Fund (NMZ) under Rule 425, the communication urges prompt shareholder participation via phone, online, mail, or agent to achieve quorum and minimize solicitation costs. No financial metrics or performance data are disclosed in this proxy solicitation update.

  • ·Voting options: Call 1-866-585-5258 (Mon-Fri 9 a.m.–11 p.m., Sat 12 p.m.–6 p.m. ET), online/QR code with control number, touch-tone telephone, or mail.
  • ·Proxy materials available at: https://www.nuveen.com/en-us/investments/proxy-information#closed-end-funds
ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/DEFA14Aneutralmateriality 6/10

19-03-2026

Zions Bancorporation, National Association /UT/ (CIK 0000109380) filed DEFA14A additional definitive proxy soliciting materials on March 19, 2026 (Acc-no: 0000109380-26-000053, size 4 MB), supplementing the DEF 14A proxy statement filed the same day. The filing relates to proxy solicitation under Rule 14(a)(12). No financial metrics, period-over-period comparisons, or performance data are present in the provided EDGAR search results listing recent company filings.

  • ·SIC: 6021 - NATIONAL COMMERCIAL BANKS
  • ·State of Inc.: UT
  • ·Fiscal Year End: 12/31
  • ·Business Address: ONE SOUTH MAIN STREET 11TH FLOOR, SALT LAKE CITY UT 84133
  • ·Phone: 801-844-7637

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