S&P 500 Healthcare Sector SEC Filings — April 15, 2026

15-04-2026

On April 15, 2026, OceanFirst Financial Corp's Board of Directors declared a regular quarterly cash dividend of $0.20 per share on its common stock. The dividend is payable on May 8, 2026, to stockholders of record at the close of business on April 27, 2026. A related press release was furnished as Exhibit 99.1.

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15-04-2026

News Corporation disclosed information provided to the Australian Securities Exchange (ASX) on April 14, 2026, regarding its ongoing $1 billion stock repurchase program for Class A and Class B common stock, as required under ASX rules for daily transaction reporting if any occur. The details are attached as Exhibits 99.1 and 99.2 to the 8-K filing. No specific repurchase transactions are detailed in the filing itself.

15-04-2026

CV Sciences, Inc. will hold its virtual annual stockholder meeting on June 2, 2026, to elect three directors, approve an amendment authorizing a discretionary reverse stock split of common stock at a ratio between 1-for-10 and 1-for-800 (to be determined by the Board before May 30, 2029), and ratify Haskell & White LLP as independent auditors for the fiscal year ending December 31, 2026. The record date is April 6, 2026, with 193,458,420 shares of common stock outstanding held by approximately 41 stockholders of record. The Board recommends voting FOR all proposals.

• ·Meeting is completely virtual; stockholders cannot vote through the platform but must use proxy methods until polls close
• ·Proxy materials available electronically via Notice and Access; mailed around April 16, 2026
• ·Principal executive offices: 9530 Padgett Street, Suite 107, San Diego, California 92126

15-04-2026

Koesten, Hirschmann & Crabtree, INC. filed its 13F-HR report disclosing 41 equity positions with a total market value of $205247059 as of March 31, 2026. The portfolio is dominated by ETFs, including top holdings such as Schwab Strategic TR Fundamental US L (47477395), Schwab Strategic TR Intl Eqty ETF (23823595), Vanguard Index Fds Large Cap ETF (36308306), and Schwab Strategic TR US Lrg Cap ETF (20658353), alongside smaller positions in individual stocks like Apple Inc (2216253) and Microsoft Corp (388947). No changes, options, or other voting powers beyond sole discretionary are reported.

• ·Report filed April 15, 2026; period end March 31, 2026
• ·All 41 positions held with sole voting and sole discretionary power (SH SOLE)
• ·No put/call options or other managers reported for any position

15-04-2026

Tradewinds Universal reported revenue of $133,222 for the year ended December 31, 2025, down 22% YoY from $171,596 in 2024, while gross profit declined 11% to $133,222 due to zero COGS in 2025 versus $21,645 previously. Operating expenses surged 368% to $1,026,099, driven by $886,105 in consulting and $60,695 in marketing, resulting in a net loss widening to $892,877 from $115,743. However, the company raised equity through share issuances totaling approximately $1.17M (including $894,700 for services and $200,000 for assets), boosting total assets to $307,333 from $31,510 and cash to $16,638 from $210.

• ·New auditor Fruci & Associates II, PLLC (PCAOB #05525) served since 2025.
• ·Intangible assets increased to $216,500 (net) from $31,300, including AI App at $190,000.
• ·No debt or accounts payable; zero current liabilities both years.
• ·Net cash used in operating activities increased to $57,572 from $28,003.
• ·On June 8, 2025, issued 1,500,000 shares for services to a non-affiliated entity.

15-04-2026

Tradewinds Capital Management, LLC filed its 13F-HR on April 15, 2026, disclosing holdings as of March 31, 2026, across 719 positions with a total portfolio value of $503,547,089. Top holdings include Apple Inc. COM (16,422 shares valued at $4,167,655), Amazon.com Inc. COM (13,870 shares valued at $2,888,705), Exxon Mobil Corp. COM (13,545 shares valued at $2,298,064), Alphabet Inc. CAP STK CL C (6,911 shares valued at $1,982,555), and Berkshire Hathaway Inc. DEL CL B NEW (2,311 shares valued at $1,107,432). The portfolio features a diversified mix of equities, ETFs, and other securities held solely.

• ·Filer CIK: 0001616026
• ·SEC File Number: 028-16264
• ·Business address: 2211 Rimland Drive, Suite 401, Bellingham, WA 98226
• ·All holdings reported with sole voting and disposition power (SH SOLE)

15-04-2026

PNC reported first quarter 2026 net income of $1,772 million ($1.8 billion) and diluted EPS of $4.13 ($4.32 adjusted excluding $98 million FirstBank integration costs), with net interest income up 6% QoQ to $3,961 million, NIM expanding 11 bps to 2.95%, average loans up 7% to $350.9 billion, and average deposits up 4% to $458.4 billion, driven by the FirstBank acquisition closed January 5, 2026. However, total revenue grew only 2% QoQ to $6,165 million as fee income declined 2% and noninterest income fell 6%, noninterest expense rose 5% to $3,768 million, provision for credit losses increased to $210 million, net loan charge-offs rose to $253 million, and CET1 capital ratio dipped to 10.1% from 10.6%. YoY, revenue and net income showed stronger growth of 13% and 18% respectively, but credit quality metrics like charge-offs reflected acquisition impacts.

• ·Delinquencies increased 8% QoQ to $1.6 billion primarily due to FirstBank loans.
• ·Non-acquired net loan charge-offs $208 million, up from $162 million QoQ.
• ·Allowance for credit losses to total loans 1.52%, down from 1.58% at Dec 31, 2025.
• ·Quarterly dividend declared $1.70 per share, payable May 5, 2026.
• ·Share repurchase activity expected $600-700 million in Q2 2026.
• ·Liquidity coverage ratio (LCR) averaged 107% for Q1 2026.
• ·Effective tax rate 19.0% in Q1 2026.

15-04-2026

LongView Wealth Management filed its Form 13F-HR on April 15, 2026, disclosing $398,059,583 in total equity holdings across 247 positions as of March 31, 2026. The portfolio features top holdings including iShares TR Morningstar Growth (14330145 value), Apple Inc. COM (13837758 value), and Fidelity Merrimack STR TR Total BD ETF (13786400 value), with heavy allocations to ETFs from iShares, Schwab Strategic Trust, Capital Group, and individual stocks like Home Depot and Nvidia. No changes from prior periods are indicated in the filing, and all positions are held with sole voting power.

• ·Filing covers period ending March 31, 2026.
• ·Business address: 5605 Glenridge Drive, Suite 300, Atlanta, GA 30342.
• ·Central Index Key: 0001990190.
• ·SEC File Number: 028-23492.

15-04-2026

Horizon Financial Services, LLC filed its 13F-HR on April 15, 2026, reporting total equity holdings of $226247161 across 425 positions as of March 31, 2026, all held with sole voting and dispositive power. Notable positions include Microsoft (MSFT, value 1377791), Apple (AAPL, value 1281600), NVIDIA (NVDA, value 925379), and large ETF allocations such as SCHM ETF (value 12429943) and SCHA ETF (value 7928848). No prior period comparisons are provided in the filing.

• ·All 425 positions held as SOLE discretionary accounts with full voting and dispositive power.
• ·Filer CIK: 0001674020, SEC file number: 028-20382.
• ·Business address: 3880 Vest Mill Rd, Ste 100, Winston Salem, NC 27103.

15-04-2026

Register Financial Advisors LLC disclosed $270,530,847 in total equity holdings across 387 positions in its 13F-HR filing as of March 31, 2026, all held on a sole discretionary basis. Top holdings by value include Apple Inc ($9,930,750 for 39,130 shares), JPMorgan Chase & Co ($5,059,943 for 17,201 shares), Kratos Defense & Security Solutions ($4,791,437 for 67,954 shares), ATI Inc ($4,342,418 for 29,853 shares), and Honeywell Intl Inc ($3,976,763 for 17,594 shares). No prior period data is provided in the filing for comparison.

• ·Filing date: April 15, 2026
• ·Report period end: March 31, 2026
• ·All reported holdings are SH SOLE (sole discretionary voting authority)
• ·One put/call position noted: Enovix Corporation 20,000 SH Call ($103,600 value)

15-04-2026

Access Financial Services, Inc. filed Form 13F-HR on April 15, 2026, disclosing 95 equity holdings totaling $282,086,111 as of March 31, 2026. The portfolio consists primarily of ETFs and large-cap U.S. stocks, with the largest positions in Schwab Strategic TR US LRG CAP ETF ($36,582,309), Schwab Strategic TR SHT TM US TRES ($33,584,696), and PIMCO ETF TR ULTRA SHORT GOVT ($23,666,501). All holdings are reported with sole voting authority and no shared or other voting power.

• ·Report period end date: March 31, 2026
• ·All holdings designated as SH SOLE with 0 shared voting authority and 0 none
• ·Business address: 1650 W 82nd St Ste 850, Minneapolis, MN 55431

15-04-2026

Guardian Financial Partners, LLC filed its 13F-HR on April 15, 2026, disclosing equity holdings as of March 31, 2026, with a total portfolio value of $236886804 across 67 positions, all held with sole voting authority. The portfolio is diversified across ETFs (e.g., Schwab Strategic Trust funds, iShares, Vanguard), blue-chip stocks (e.g., NVIDIA, Microsoft, Apple, Berkshire Hathaway), and other securities. No period-over-period changes are reported in this filing.

• ·Filing CIK: 0001723514
• ·Period end date: 03-31-2026
• ·Business address: 635 East Chapman Avenue, Orange, CA 92866
• ·All positions reported as SH SOLE (sole shared voting authority)

15-04-2026

Tenzing Financial LLC disclosed its Q1 2026 13F-HR holdings totaling $133,248,774 across 70 positions as of March 31, 2026. Largest positions include J.P. Morgan Equity Premium Income ETF ($17,796,201), iShares Core MSCI International Developed Markets ETF ($12,336,848), SPDR S&P 500 ETF Trust ($8,595,501), J.P. Morgan U.S. Quality Factor ETF ($7,908,257), and Schwab U.S. Large-Cap Growth ETF ($7,775,887). The portfolio features a mix of ETFs and individual large-cap stocks like Microsoft ($1,637,250), Apple ($2,452,883), and Amazon ($1,078,066), with no reported changes or performance metrics.

• ·All holdings reported with sole discretionary voting authority
• ·Report filed April 15, 2026 for period ended March 31, 2026

15-04-2026

Curran Financial Partners, LLC filed its 13F-HR on April 15, 2026, disclosing equity holdings as of March 31, 2026, with a total portfolio market value of $558575287 across 127 positions, all reported as sole discretionary with no shared or other voting authority. Top holdings by value include TIDAL TRUST I GOD BLESS AMER at $55428756, SCHWAB STRATEGIC TR US DIVIDEND EQ at $42069820, and VANGUARD STAR FDS VG TL INTL STK F at $25992637. The filing provides a snapshot of the firm's investment positions without period-over-period changes.

• ·Filing filed as of April 15, 2026, for period ending March 31, 2026
• ·All 127 holdings reported with sole voting and sole investment discretion (SH SOLE 0 0)

15-04-2026

Lakeland Financial Corp (LKFN) held its annual shareholder meeting on April 14, 2026, electing 13 directors including A. Faraz Abbasi, Blake W. Augsburger, and others with terms expiring in 2027; most received strong support with over 19M 'For' votes, though Abbasi and Bradley J. Toothaker saw higher 'Withhold' votes of 4,267,983 and 4,152,574 shares, respectively. Shareholders approved the advisory vote on executive compensation with 14,741,820 'For' versus 4,859,374 'Against', and ratified Crowe LLP as independent auditor for the year ended December 31, 2026, with overwhelming support of 22,283,808 'For' votes.

• ·All director elections had consistent broker non-votes of 2,872,162 shares.
• ·Auditor ratification had no broker non-votes, with only 3,031 abstain/withhold votes.
• ·Executive compensation advisory vote had 111,686 abstain/withhold votes.

15-04-2026

Mainsail Financial Group, LLC filed its 13F-HR on April 15, 2026, disclosing 62 equity holdings as of March 31, 2026, with a total portfolio value of $240,016,386,000 across all positions held solely. Top holdings by value include SPDR S&P 500 ETF ($20,589,079,000), J.P. Morgan Exchange Traded F US Value Factr ($19,091,408,000), and First Tr Exchange-Traded Fd First Tr Enh New ($18,723,604,000), alongside stakes in tech giants like Alphabet Inc. Class C ($2,663,229,000) and Adobe Inc. ($1,264,259,000). The filing reports no shared voting authority, put/call positions, or other manager holdings.

• ·All 62 positions held with sole voting authority (SH SOLE)
• ·No put/call positions, investment discretion exercised solely by manager, or other manager holdings reported
• ·Business address: 11245 SE 6th St Suite 140, Bellevue, WA 98004

15-04-2026

At the 2026 annual meeting of shareholders on April 15, 2026, five nominated directors—Mark J. Blade (8,305,583 FOR, 493,315 WITHHELD), Gregory L. Gibson (7,851,996 FOR, 946,902 WITHHELD), Norman D. Lowery (8,573,918 FOR, 224,980 WITHHELD), Paul J. Pierson (7,997,367 FOR, 801,531 WITHHELD), and Richard J. Shagley (8,161,790 FOR, 637,108 WITHHELD)—were elected to three-year terms expiring in 2029, with 1,855,729 broker non-votes. An advisory vote approved 2025 named executive officer compensation (8,358,133 FOR, 394,294 AGAINST, 46,471 ABSTAIN) with 1,855,729 broker non-votes. Shareholders ratified Crowe LLP as auditors for the year ending December 31, 2026 (10,411,945 FOR, 230,385 AGAINST, 12,297 ABSTAIN), with no broker non-votes.

15-04-2026

Buttonwood Financial Group, LLC filed Form 13F-HR on April 15, 2026, disclosing its equity holdings as of March 31, 2026, consisting of 30 positions primarily in ETFs with sole discretionary authority and no reported voting authority. Key holdings include iShares US Equity ETF valued at $30,734,363 (528,266 shares), Avantis Emerging Markets ETF at $20,071,514 (249,088 shares), and SPDR Series Trust ETF (CUSIP 78464A854) at $16,753,806 (218,889 shares), alongside diversified exposure to US large cap, AI innovation, defense tech, ESG, gold, municipals, and MBS. The portfolio also features a minor position in Sherwin-Williams Co stock ($576,990, 1,800 shares).

• ·Filer CIK: 0001847661, SEC file number: 028-22545
• ·All positions held solely with investment discretion (SH SOLE), voting authority sole/shared/none: 0/0/[shares]
• ·Business address: 3013 Main Street, Kansas City, MO 64108; Phone: 816-285-9000
• ·Period of report: March 31, 2026; Filed as of: April 15, 2026

15-04-2026

WEBSTERROGERS FINANCIAL ADVISORS, LLC filed Form 13F-HR on April 15, 2026, reporting institutional holdings as of March 31, 2026. The portfolio totals $349,515,048 across 95 positions, all held on a sole discretionary basis, with major allocations to ETFs such as Vanguard Growth ETF ($28,614,188), Vanguard Scottsdale Fds Short Term Treas ($13,658,929), and Dimensional ETF Trust US Core Equity 2 ($9,173,254), alongside stocks like Apple Inc. ($1,369,333) and Microsoft Corp. ($844,360). No prior period data or performance changes are disclosed in the filing.

• ·Report period end date: March 31, 2026
• ·All 95 positions held with sole voting authority (SH SOLE) and no shared discretion
• ·Firm address: 1411 Second Loop Road, Florence, SC 29505-2801

15-04-2026

CoreWeave, Inc. issued and sold 9,174,311 shares of Class A common stock to Jane Street Global Trading, LLC at $109.00 per share, raising approximately $1.0 billion in cash through a private placement exempt under Section 4(a)(2) of the Securities Act of 1933. The transaction includes limited piggyback registration rights for Jane Street. The details were disclosed via a press release furnished as Exhibit 99.1.

• ·Private placement relies on exemption under Section 4(a)(2) of the Securities Act of 1933, not involving a public offering
• ·Transaction completed on April 15, 2026

15-04-2026

Wave Life Sciences Ltd. (Nasdaq: WVE) announced that its board of directors unanimously approved a plan to redomicile the parent company from Singapore to the United States as a new Delaware corporation, Wave Life Sciences, Inc., via a one-for-one exchange of ordinary shares for common stock. The move aims to streamline organizational structure, enhance administrative efficiencies, and reduce dual financial reporting and compliance costs, with the company continuing to trade on Nasdaq under 'WVE' and report under U.S. GAAP. Subject to shareholder approval and Singapore High Court sanction, the redomiciliation is expected to take effect in mid-2026 and be tax-free for U.S. shareholders.

• ·Preliminary proxy materials filed with SEC on April 15, 2026, in preparation for shareholder meeting.
• ·Proxy statement for 2025 Annual Meeting of Shareholders filed with SEC on June 23, 2025.
• ·Headquartered in Cambridge, MA.

15-04-2026

Cisco Systems, Inc. filed its 13F-HR on April 15, 2026, disclosing equity holdings as of March 31, 2026, with a total market value of $317104306 across three positions. Holdings include iShares TR Core S&P Ttl Stk (CUSIP 464287150) valued at $195485175 (1372500 shares DFND), iShares TR Core S&P Ttl Stk (CUSIP 464287200) valued at $39192600 (60000 shares DFND), and CoreWeave Inc. Com Cl A (CUSIP 21873S108) valued at $82426531 (1063980 shares SOLE). No prior period comparisons are available in the filing.

• ·Filing period end: March 31, 2026
• ·Cisco Systems, Inc. address: 170 West Tasman Dr, San Jose, CA 95134-1706

15-04-2026

MetroCity Bankshares, Inc. declared a quarterly cash dividend of $0.29 per share on its common stock, payable on May 8, 2026, to shareholders of record as of April 29, 2026. The announcement was made on April 15, 2026, via a press release attached as Exhibit 99.1.

• ·Securities registered: Common Stock, par value $0.01 per share (MCBS) on The Nasdaq Stock Market LLC
• ·State of incorporation: Georgia
• ·I.R.S. Employer Identification No.: 47-2528408

15-04-2026

Neurocrine Biosciences, Inc. (NBIX) filed a DEFA14A Definitive Additional Proxy Materials on April 15, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing indicates no fee was required and is marked as Definitive Additional Materials. No substantive proxy details, financial data, or voting matters are included in the provided content.

• ·Filed by the Registrant (checked box)
• ·Payment of Filing Fee: No fee required (checked box)

15-04-2026

Citi Trends Inc reported FY2025 net sales of $819,962 thousand, up 8.9% YoY from $753,079 thousand, driven by 9.7% comparable store sales growth versus 3.4% in FY2024, resulting in net income of $5,207 thousand compared to a $43,170 thousand loss. This profit was bolstered by a $10,960 thousand gain on the sale of the Savannah office building and a $482 thousand insurance gain, though income from operations was modest at $3,852 thousand after higher SG&A expenses of $313,171 thousand (up 4.4% YoY). The company ended FY2025 with 590 stores after a net closure of 1 and cash of $66,092 thousand, up from $61,085 thousand.

• ·Asset impairment FY2025: $579 thousand (down from $2,536 thousand in FY2024)
• ·Operating cash flow FY2025: $20,954 thousand (vs negative $3,849 thousand in FY2024)
• ·Capex FY2025: $20,330 thousand purchases of property and equipment
• ·Basic EPS FY2025: $0.65 (vs -$5.19 in FY2024)

15-04-2026

Costco Wholesale Corporation's Board of Directors declared a quarterly cash dividend increase from $1.30 to $1.47 per share, equating to $5.88 on an annualized basis. The dividend is payable on May 15, 2026, to shareholders of record at the close of business on May 1, 2026. This represents a positive signal of financial confidence with no reported declines or flat metrics.

• ·Filing includes Exhibit 99.1: Press release dated April 15, 2026.

15-04-2026

Catheter Precision, Inc. (VTAK) held a Special Meeting of stockholders on April 15, 2026, with 1,165,698 shares (49.5%) of the 2,357,127 outstanding shares represented, approving all six proposals. The approvals included issuances of common stock underlying various Series B, C-1 to C-4, D, and J convertible preferred stocks, a reduction in Series B conversion price, and authorization for a discretionary reverse stock split (1-for-2 to 1-for-100). While voting support was strong (e.g., ~690k For votes for Proposals 1-4), significant broker non-votes (376k-379k) and low overall quorum highlight limited participation.

• ·Proposal 1 (Series C issuances): For 690,693; Against 85,706; Abstentions 9,908; Broker Non-Votes 379,391
• ·Proposal 2 (Series D): For 690,581; Against 88,818; Abstentions 9,908; Broker Non-Votes 376,391
• ·Proposal 3 (Series J): For 690,667; Against 88,732; Abstentions 9,908; Broker Non-Votes 376,391
• ·Proposal 4 (Series B conversion price reduction): For 690,825; Against 88,574; Abstentions 9,908; Broker Non-Votes 376,391
• ·Proposal 5 (Reverse stock split authorization): For 984,342; Against 162,507; Abstentions 18,849; Broker Non-Votes 0
• ·Proposal 6 (Meeting adjournment): For 991,353; Against 136,304; Abstentions 38,041; Broker Non-Votes 0
• ·Definitive proxy filed March 23, 2026

15-04-2026

InPoint Commercial Real Estate Income, Inc. reported its NAV per share as of March 31, 2026, at $13.4992 aggregate for common stock, with total NAV attributable to common stock of $136,612 thousand. Key assets include commercial mortgage loans of $333,449 thousand and real estate owned of $99,764 thousand, offset by liabilities such as repurchase agreements of $215,074 thousand and preferred stock of $88,313 thousand. NAV per share by class ranged from $13.4884 (Class P) to $13.6705 (Class T), with 10,120 thousand outstanding common shares.

• ·Public offering officially terminated on November 1, 2025.
• ·No Class S shares sold as of March 31, 2026.
• ·NAV calculated and posted monthly on www.inland-investments.com/inpoint.
• ·Accrued stockholder servicing fees of $280 thousand apply only to Class T, S, and D shares.

15-04-2026

In a New York court judgment entered April 9, 2026, Society Pass Incorporated prevailed on key claims, with the court finding fraud by former employee Thomas O’Connor, ordering rescission of agreements, dismissing salary/severance claims totaling $122,042.60, rejecting CVO Advisors' $8 million Series A Preferred Stock claim, and upholding counterclaims. However, the company was ordered to pay approximately $7,440,043 plus interest for vested common shares under a warrant agreement. The court also mandated escrow of 3,000,000 shares of subsidiary Thoughtful Media Group and 250,000 shares of subsidiary NusaTrip to secure the judgment, with the company planning to appeal.

• ·Court ordered 3,000,000 Thoughtful Media Group shares into escrow on July 23, 2025.
• ·Additional 250,000 NusaTrip shares placed into escrow on April 8, 2026.
• ·O’Connor initiated judgment enforcement including restraining notices and receiver appointment efforts.
• ·Company evaluating appeal processes.

15-04-2026

Amgen's 2026 proxy statement highlights strong 2025 performance with 10% YoY revenue and sales growth, 18 products achieving record sales, 14 products exceeding $1B in sales, and 13 delivering double-digit growth, alongside five FDA approvals and significant investments including $7B in R&D and expansions totaling over $3.15B in manufacturing facilities. The Board recommends FOR the election of 12 director nominees, advisory approval of executive compensation, and ratification of Ernst & Young LLP as auditors, but AGAINST a stockholder proposal for an independent Board chair, citing robust independent oversight via a lead independent director and strong 2025 results despite external headwinds.

• ·Board has appointed eight new directors since 2016.
• ·11 of 12 director nominees are independent.
• ·CEO serves on one outside public company board; no director serves on more than two.
• ·2026 Annual Meeting of Stockholders on May 19, 2026, held virtually.

15-04-2026

Sound Financial Bancorp, Inc. (SFBC) filed a DEFA14A Definitive Additional Materials proxy statement on April 15, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing indicates no fee required and contains no specific financial data, proposals, or shareholder meeting details in the provided header content. It appears to be a notice of internet availability of proxy materials.

• ·Filing subcategory: Proxy Statement
• ·Checked as Definitive Additional Materials
• ·No fee required per Exchange Act Rules 14a-6(i)(1) and 0-11

15-04-2026

Integra LifeSciences Holdings Corporation amended its $150 million accounts receivable securitization facility (A/R Facility) through Amendment No. 8 to the Receivables Financing Agreement and Amendment No. 1 to the Purchase and Sale Agreement on April 10, 2026. The amendments extend the scheduled termination date to April 10, 2029, and update customary representations, covenants, and concentration limits on receivables. This provides continued liquidity and funding support for the company's operations.

• ·Original A/R Facility entered into on December 18, 2018.
• ·Amendments to be filed as exhibits to Form 10-Q for period ended March 31, 2026.

15-04-2026

CITRINE GLOBAL, CORP. reported a reduced net loss of $1.917M for the year ended December 31, 2025, compared to $2.298M in 2024, primarily due to lower financing expenses. However, total assets declined 25% to $1.211M from $1.620M, driven by a 46% drop in investments, while total liabilities rose 27% to $5.468M and shareholders' deficit widened to $(4.257M) from $(2.695M). Operating loss slightly increased to $1.255M from $1.238M, and cash used in operations surged to $0.464M from $0.004M.

• ·No revenue reported in either year; company remains pre-revenue with ongoing losses.
• ·Loss per common stock basic and diluted: (0.00) for both 2025 and 2024.
• ·Basic weighted average shares outstanding: 1,139,390,134 (2025) vs 1,032,922,840 (2024).

15-04-2026

Physicians Financial Services, Inc. filed its 13F-HR report on April 15, 2026, disclosing equity holdings as of March 31, 2026, consisting of over 100 positions primarily in U.S. large-cap stocks with sole discretionary voting power. Top holdings include Apple (206,162 shares valued at $52.3M), Nvidia (136,243 shares at $23.8M), Amazon (98,701 shares at $20.6M), Walmart (157,758 shares at $19.6M), and Microsoft (42,366 shares at $15.7M). No prior period data is provided in the filing to indicate changes.

• ·Report period end date: March 31, 2026
• ·All listed holdings held with sole voting power (SH SOLE)
• ·Portfolio includes positions in sectors such as technology, consumer staples, healthcare, and energy

15-04-2026

Hanmi Financial Corporation's DEF 14A Proxy Statement for the 2026 virtual Annual Meeting on May 27, 2026 at 10:30 a.m. PT solicits votes from stockholders of record as of April 1, 2026, when 29,752,973 shares of common stock were outstanding. Key proposals include election of 11 directors, a non-binding advisory vote to approve executive compensation (Say-on-Pay), approval of the 2026 Employee Stock Purchase Plan, and ratification of Crowe LLP as independent auditors for the fiscal year ending December 31, 2026. The Board recommends 'FOR' all proposals, with no financial performance metrics or period comparisons disclosed.

• ·Virtual-only Annual Meeting format via live webcast; registration required at www.proxydocs.com/HAFC using control number
• ·Quorum requires majority of shares entitled to vote; directors elected by majority of votes cast (uncontested election)
• ·Broker non-votes do not count for Proposals 1-3 but do for Proposal 4 (auditor ratification)

15-04-2026

Nations Financial Group Inc., an investment advisor, filed its 13F-HR on April 15, 2026, for the quarter ended March 31, 2026, reporting 773 equity holdings with a total market value of $1,941,456,286 USD. Notable positions include Apple Inc. (171,512 shares valued at $43,528,200), Berkshire Hathaway Inc. CL B (52,467 shares valued at $25,142,426), Alphabet Inc. CL A (105,273 shares valued at $30,272,478), and Fidelity Blue Chip Growth ETF (516,531 shares valued at $25,888,571). All reported holdings are under sole voting and investment discretion with no shared or performance-based holdings disclosed.

• ·All 773 holdings reported as SH SOLE (sole voting and investment discretion); no shared discretion or performance holdings (0 reported)
• ·Filer CIK: 0001109767; SEC File Number: 028-17213
• ·Business address: 3925 Fountains Blvd NE, Suite 200, Cedar Rapids, IA 52411

15-04-2026

Corebridge Financial, Inc. announced on April 15, 2026, the appointment of Christopher Filiaggi, current Chief Accounting Officer, as Interim Chief Financial Officer effective April 24, 2026, following Elias Habayeb's resignation from the CFO role on the same date. In connection with the appointment, Mr. Filiaggi received a $750,000 retention equity award in RSUs and an increase in his 2026 target short-term incentive to $800,000 from $400,000. No family relationships, conflicting arrangements, or material interests were disclosed.

• ·Mr. Filiaggi, age 44, has served as Chief Accounting Officer since June 2023 and oversees financial reporting, GAAP, statutory accounting, and SOX compliance.
• ·Retention Equity Award vests 100% on April 1, 2028, subject to continued employment, with accelerated vesting upon termination without Cause or resignation for Good Reason.
• ·Securities: Common Stock (CRBG) and 6.375% Junior Subordinated Notes (CRBD), both on New York Stock Exchange.

15-04-2026

Cineverse Corp. (Nasdaq: CNVS) announced the appointment of Sean McCabe as CFO effective April 20, 2026, marking his return after serving as VP and corporate controller in 2023-2024 and a leadership role at Freestar. McCabe succeeds Mark Lindsey, who served 3.5 years and is in discussions for a senior financial consulting role. CEO Chris McGurk highlighted McCabe's ad-tech experience to support recent acquisitions like IndiCue and Giant Worldwide, aiming to strengthen the balance sheet and pursue strategic opportunities.

• ·McCabe's prior roles include controller positions at Jukin Media, Fulgent Genetics, and National Grid, starting career at PricewaterhouseCoopers in auditing and M&A.
• ·Recent strategic acquisitions: Giant Worldwide and IndiCue, now Matchpoint companies, with IndiCue adding significant revenues and profits.

15-04-2026

Esquire Financial Holdings, Inc. filed an S-4 registration statement on April 15, 2026, as a joint proxy statement/prospectus for a merger with Signature, soliciting stockholder approval at a special meeting for the issuance of Esquire common stock to Signature shareholders and an adjournment proposal if needed. The Esquire board of directors recommends voting 'FOR' both proposals. Esquire has retained Laurel Hill Advisory Group, LLC as proxy solicitor for a fee of $7,500.

• ·Esquire special meeting location: 100 Jericho Quadrangle, Suite 100, Jericho, New York 11753
• ·Proxy solicitor contact: 2 Robbins Lane, Suite 201, Jericho, NY 11753; toll-free (888) 742-1305
• ·Esquire contact for assistance: (516) 535-2002

15-04-2026

Net sales surged 141% YoY to $3,126,891 with gross profit rising 84% to $1,540,697, narrowing the net loss to $701,634 from $2,626,876 and improving loss from operations to $129,723. However, operating cash flow deteriorated sharply to a $1,338,174 outflow from $46,354, total liabilities grew 6.5% to $27,621,226 amid heavy reliance on related-party advances, and stockholders' deficit widened to $25,107,195. Total assets increased 64% to $2,514,031, driven by higher inventory and receivables, but the company faces going concern risks and asset encumbrances through April 2027.

• ·Auditors’ report includes explanatory paragraphs on going concern ability.
• ·All assets encumbered to secure convertible indebtedness; potential default and asset loss if not converted by April 2027.
• ·Operations dependent on manufacturing and distribution agreement with GloBrands and its HUSTLER® license.
• ·Cash increased to $9,589 from $0, funded by $1,378,147 related-party loans.
• ·No cash paid for interest or income taxes in either year.

15-04-2026

First Commonwealth Financial Corporation supplemented its proxy statement for the April 28, 2026 Annual Meeting to disclose the hiring of Ryan L. Gorney as Executive Vice President and Chief Information Officer, effective around April 27, 2026; Ryan is the son of Director and Chairman Jon L. Gorney. This familial relationship will cause Jon L. Gorney to no longer qualify as an independent director under NYSE rules, prompting plans for a Lead Independent Director. The Board continues to recommend voting 'FOR ALL' director nominees, including Mr. Gorney whose term expires at the meeting.

• ·Original Proxy Statement filed with SEC on March 19, 2026
• ·Proxy materials available at www.envisionreports.com/FCF

15-04-2026

Eaton Financial Holdings Company, LLC filed a 13F-HR disclosing holdings in 125 securities with a total value of $305,429,092,000 as of March 31, 2026. The portfolio is heavily weighted toward ETFs, including top positions in Goldman Sachs ETF TR S&P 500 Premium (value $44,410,391,000), WisdomTree TR Floating Rate Treasury (value $16,285,293,000), and T Rowe Price ETF Inc US Equity Research (value $15,573,332,000). All positions are held with sole voting power.

• ·Filing submitted on April 15, 2026, covering period ending March 31, 2026.
• ·All 125 positions held with sole investment discretion and sole voting authority.
• ·Portfolio includes significant exposure to tech (e.g., NVIDIA 44,679 shares, Microsoft 12,437 shares) and ETFs.

15-04-2026

Targeted Financial Services LLC disclosed total holdings of $121,913,824 across 54 positions in its 13F-HR filing as of March 31, 2026, filed on April 15, 2026. The portfolio includes large-cap stocks such as Apple Inc (8154 shares, $2,069,405), Microsoft Corp (4454 shares, $1,648,883), and Walmart Inc (18807 shares, $2,337,333), alongside significant ETF positions like Fidelity Merrimack Street Trust Total Bond ETF ($24,336,885) and Goldman Sachs ActiveBeta US Large Cap ETF ($22,794,141). All holdings are reported with sole voting power and no put or call options.

• ·Portfolio domiciled in Seminole, FL; filer EIN 223655368.
• ·No shared voting or investment discretion reported on any holdings.
• ·Smaller positions include Platinum Group Metals Ltd (26450 shares, $46,817) and Trilogy Metals Inc (51302 shares, $184,174).