S&P 500 Industrials Sector SEC Filings — March 24, 2026

24-03-2026

Artificial Intelligence Technology Solutions, Inc. (AITX) filed an 8-K on March 24, 2026, furnishing a press release announcing that its RAD division is expanding its presence in Alaska through a new ROSA order, which highlights the product's reliable performance in extreme weather conditions. The press release is attached as Exhibit 99.1 under Item 8.01 Other Events. No financial metrics or period-over-period comparisons were disclosed.

• ·Filing includes Exhibit 99.1: Press release dated March 24, 2026.
• ·Company address: 10800 Galaxie Avenue, Ferndale, Michigan 48220.
• ·Registrant is not an emerging growth company.

24-03-2026

The 10-K annual report for Benchmark 2020-B22 Mortgage Trust, filed March 24, 2026, assesses compliance with Regulation AB Rule 1122(d) servicing criteria by servicers including Midland and KeyBank. Most applicable criteria across general servicing, cash collection, investor remittances, and pool asset administration were performed directly or by responsible vendors, with no material non-compliance noted. However, numerous criteria are designated as N/A or not applicable due to the transaction structure, limiting the scope of assessment.

24-03-2026

Cantor Fitzgerald Income Trust, Inc. reported a net loss of $13.5M for the year ended December 31, 2025, including an $8.4M loss attributable to common stockholders and a $4.8M impairment on real estate investments. Funds from Operations were positive at $10.3M and Modified Funds from Operations at $8.4M; however, total distributions declined 15% YoY to $17.9M from $21.1M in 2024, fully funded by operating cash flows of $27.4M. Net Asset Value was $284.4M, or approximately $20.10 per share across share classes, with debt obligations at $565M.

• ·Cash flows from investing activities: -$10.9M
• ·Cash flows from financing activities: -$29.4M
• ·Stockholders’ equity under U.S. GAAP: $470.3M (Dec 31, 2025)
• ·Investment in infrastructure fund at fair value: $8.7M (Dec 31, 2025)
• ·Real estate depreciation and amortization: $35.8M

24-03-2026

Appendix B of BANK5's 10-K filing details compliance assertions for servicing criteria under Regulation AB across multiple entities involved in asset-backed securities servicing. The company and servicers like Midland, CoreLogic, and KeyBank confirm performance of most criteria in general servicing considerations, cash collection, and pool asset administration either directly or via responsible vendors. However, numerous investor remittances and reporting criteria (e.g., 1122(d)(3)(i)(B)-(D), (ii)-(iv)) are marked as not performed, N/A, or inapplicable, particularly for certain platforms.

• ·Several criteria such as 1122(d)(1)(iii) (back-up servicer) and 1122(d)(4)(xv) (external enhancements) are explicitly not performed or N/A.
• ·Reconciliations for bank accounts must be prepared within 30 calendar days and reconciling items resolved within 90 calendar days.
• ·Funds held in escrow analyzed annually and returned within 30 calendar days of repayment.

24-03-2026

The 10-K annual report for Benchmark 2018-B7 Mortgage Trust, filed on March 24, 2026, contains compliance assertions under Regulation AB Item 1122 from servicers including KeyBank, PBLS1, and Green Loan Services LLC. These parties confirm adherence to most applicable servicing criteria for general servicing, cash collection, investor reporting, and pool asset administration, either directly or via responsible vendors, with certain criteria marked as N/A or not performed where inapplicable to their roles. No material instances of non-compliance or exceptions are disclosed.

24-03-2026

The 10-K annual report for JPMDB Commercial Mortgage Securities Trust 2019-COR6 assesses compliance with Regulation AB Item 1122 servicing criteria by Midland, CoreLogic, and other servicers. Applicable criteria were generally performed directly or via responsible vendors, with many others deemed N/A and no material non-compliance noted. The filing confirms adherence to transaction agreements across cash collection, investor reporting, and pool asset administration without highlighting any deficiencies.

• ·Filing date: March 24, 2026
• ·Multiple servicing criteria marked as N/A (e.g., back-up servicer requirements, investor remittances)
• ·Timeframes referenced include deposits/postings within 2 business days, reconciliations within 30 days, and resolution of reconciling items within 90 days

24-03-2026

Galaxy Digital Capital Management GP LLC filed a 13F-HR report disclosing 40 investment positions with a total market value of $173.8 million as of December 31, 2024. The portfolio includes long positions (SH) and put options across cryptocurrency-related firms like Coinbase Global, MicroStrategy, Riot Platforms, Cipher Mining, CleanSpark, Bitdeer Technologies, and TeraWulf, as well as technology and financial stocks such as NVIDIA, AMD, Alphabet, BlackRock, JPMorgan Chase, Mastercard, Meta Platforms, and Visa. No prior period data is provided for comparison.

• ·Report period end: December 31, 2024
• ·Filing date: March 24, 2026
• ·Business address: 300 Vesey Street, 13th Floor, New York, NY 10282
• ·Holdings include both shares (SH) and put options (Put) designated as OTR
• ·SEC file number: 028-26779

24-03-2026

The Estée Lauder Companies Inc. confirmed it is in discussions regarding a potential business combination with Puig, under which the two companies would merge their businesses. No final decision has been made and no agreement has been reached, with no assurances regarding any deal or its terms. The announcement was made via a press release issued on March 23, 2026.

• ·Filing date: March 24, 2026
• ·Date of earliest event reported: March 23, 2026
• ·Principal executive offices: 767 Fifth Avenue, New York, New York 10153

24-03-2026

The 10-K annual report for Benchmark 2020-B16 Mortgage Trust, filed March 24, 2026, contains Regulation AB 1122(d) servicing criteria compliance assessments by multiple servicers including Midland, Special Servicer, PBLS, and KeyBank. Across sections, most applicable criteria are reported as performed directly by the servicer or by vendors for which they are responsible, while others are designated N/A or inapplicable with no disclosed non-compliance exceptions. No financial performance metrics, delinquencies, or servicer changes are detailed.

24-03-2026

The 10-K annual report for CF 2019-CF3 Mortgage Trust details compliance assertions by servicers Midland, K-Star, PBLS, KeyBank, and the Asserting Party with Regulation AB servicing criteria (Item 1122) for the reporting period. Midland and KeyBank affirm compliance with most criteria directly or via responsible vendors, while K-Star and PBLS mark numerous criteria as not performed by them or their subservicers, reflecting their limited roles. No material non-compliance or exceptions are explicitly reported.

• ·Filing date: March 24, 2026
• ·Compliance assessed throughout the reporting period (exact period not specified)
• ·Standard timeframes referenced: 2 business days for deposits/postings, 30 calendar days for reconciliations/escrow returns, 90 calendar days for reconciling items

24-03-2026

The 10-K annual report for JPMCC Commercial Mortgage Securities Trust 2017-JP6, filed on March 24, 2026, details compliance assessments for servicing criteria under Regulation AB Item 1122 by servicer Midland and other asserting parties. Most applicable criteria across general servicing, cash collection, investor reporting, and pool asset administration are affirmed as performed directly (marked X) or by responsible vendors, with no material non-compliance noted. Several criteria are designated as N/A, inapplicable, or not performed by the asserting party, which is typical for structured ABS transactions.

24-03-2026

Liberty Global Ltd. disclosed that the financial report of VodafoneZiggo Group B.V., a Dutch communications provider in which Liberty Global holds a 50% noncontrolling interest, for the year ended December 31, 2025, is now available on Liberty Global's investor relations website (www.libertyglobal.com). The filing was made pursuant to Items 7.01 and 9.01 of Form 8-K on March 23, 2026. No specific financial metrics or period-over-period comparisons from the report are included in this disclosure.

• ·Securities: Class A (LBTYA), Class B (LBTYB), Class C (LBTYK) on Nasdaq Global Select Market
• ·Report availability date: March 23, 2026

24-03-2026

The 10-K filing for Benchmark 2019-B10 Mortgage Trust includes assertions of compliance with Regulation AB Item 1122 servicing criteria by KeyBank, Midland, Special Servicer, and other parties, confirming that most applicable criteria were performed directly or via responsible vendors with no material deficiencies noted. Several criteria are marked as N/A or not applicable, particularly for investor reporting and remittances where responsibilities lie elsewhere. Overall, the report indicates standard operational compliance for the mortgage loan pool servicing.

• ·Filing date: March 24, 2026
• ·Compliance assessed for reporting period with timeframes such as 2 business days for deposits/postings, 30 calendar days for reconciliations/escrow returns, and 90 calendar days for reconciling items

24-03-2026

Amylyx Pharmaceuticals, Inc. (AMLX) updated its corporate presentation on March 24, 2026, for investor meetings, incorporating the completion of enrollment in the Phase 3 LUCIDITY trial, an addition to the exploratory analysis of the Phase 2 PREVENT study previously presented at the ENDO 2025 Annual Meeting, and the completion of enrollment for Cohort 2 in the Phase 1 LUMINA trial. The presentation is furnished as Exhibit 99.1 but is not deemed filed under the Exchange Act.

24-03-2026

QuidelOrtho Corporation (Nasdaq: QDEL) appointed Nathaniel 'Nate' Sisitsky as Chief Legal Officer effective March 23, 2026, succeeding Michelle Hodges who is retiring after strengthening the company's legal and governance capabilities. Sisitsky, with over 25 years of experience including prior CLO roles at STAAR Surgical, NuVasive, and CareFusion, will report to President and CEO Brian Blaser and lead global legal, compliance, and governance functions. Hodges will serve in an advisory role for a smooth transition.

• ·Mr. Sisitsky began his legal career at Wilmer Cutler Pickering Hale and Dorr LLP and holds a Juris Doctor from New York University School of Law and a Bachelor of Arts in Political Science and Economics from Emory University.
• ·Investor contact: IR@QuidelOrtho.com; Media contact: media@QuidelOrtho.com

24-03-2026

On March 23, 2026, Rose Marie Glazer and Adam Burk resigned from the Board of Directors of Corebridge Financial, Inc., effective immediately, with no disagreements on company matters. The resignations stem from AIG's $750 million share repurchase on February 17, 2026, reducing its ownership to approximately 5%, and AIG's waiver of board designation rights under the 2022 Separation Agreement (as amended in 2024). The Board plans to shrink from 13 to 11 authorized members.

• ·Share repurchase price: $30.42 per share
• ·Separation Agreement and Amendment filed as Exhibits 10.4 and 10.58 to Form 10-K on February 11, 2026
• ·Resignations approved following insurance regulator consent for AIG designee reduction

24-03-2026

Neurogene Inc. reported full year 2025 financial results with a strong cash position of $269M as of December 31, 2025, providing runway through Q1 2028, alongside positive clinical progress including 100% enrollment and >50% dosing in the Embolden registrational trial for NGN-401, FDA Breakthrough Therapy designation, and good tolerability with no HLH cases at 1E15 vg dose. However, R&D expenses increased 23% YoY to $75M, G&A expenses rose 25% YoY to $28.3M, driving net loss wider by 20% YoY to $90.4M. The company remains on track to complete Embolden dosing in Q2 2026, report additional interim data mid-2026, and initiate PPQ mid-2026.

• ·Commercial manufacturing scale confirmed same as clinical by FDA, no comparability studies needed
• ·Initiated all 13 U.S. clinical trial sites for Embolden, converting to commercial sites at launch
• ·Completed market payor research confirming strong reimbursement potential for NGN-401
• ·Positive interim Phase 1/2 data as of Oct 30, 2025 showed multidomain durable gains in pediatric cohort

24-03-2026

Cadeler A/S reported robust FY2025 results with profit more than quadrupling 330% YoY to €280.2M from €65.1M and Adjusted EBITDA surging 238% YoY to €425.4M from €126.0M, driven by €490M revenue from time charter and transportation/installation activities. Operating cash flow nearly quadrupled to €394.2M from €93.1M, boosting cash to €151.7M from €51.3M. However, net total financial indebtedness ballooned to €1.46B from €520M due to €1.26B investing outflows and increased non-current debt to €1.49B from €540M.

• ·Net cash from financing activities increased to €967.7M in 2025 from €482.0M in 2024.
• ·Cash and cash equivalents at Dec 31, 2023: €96.6M; Net total financial indebtedness at Dec 31, 2023: €109.0M.
• ·Revenue recognition for €490M involves judgment on performance obligations under IFRS 15 and IFRS 16, flagged as critical audit matter.

24-03-2026

eBay Inc. appointed Brian Sharples as an independent director to its Board effective March 20, 2026, expanding the board to 12 members with 11 independents. Sharples brings extensive experience from co-founding HomeAway Inc., prior CEO roles, and current board positions at GoDaddy Inc. and Ally Financial Inc. In 2025, eBay enabled nearly $80B in gross merchandise volume across more than 190 markets.

• ·eBay founded in 1995 in San Jose, California.
• ·Sharples holds a B.A. in math and economics from Colby College and an MBA from Stanford Graduate School of Business.

24-03-2026

The 10-K annual report for CFCRE 2016-C4 Mortgage Trust, filed on March 24, 2026, includes multiple appendices and exhibits asserting compliance with Regulation AB servicing criteria (1122(d)(1)(i) through 1122(d)(2)(vii)) for general servicing considerations and cash collection/administration. Various parties, including the Company, CoreLogic, PBLS, and CWCAM, mark criteria as performed directly, by vendors, applicable, or inapplicable, with no exceptions or non-compliance noted. No financial performance metrics, advances, or quantitative discrepancies are reported.

• ·Filing covers compliance assertions for servicing criteria including monitoring triggers/events of default, custodial accounts at federally insured institutions, monthly reconciliations within 30 days, and safeguarding unissued checks.

24-03-2026

Portland General Electric Company entered into a $350M term loan Credit Agreement on March 23, 2026, with U.S. Bank National Association as administrative agent and CoBank, ACB and Mizuho Bank, Ltd. as co-syndication agents. The Aggregate Commitment totals $350M. No performance declines or flat metrics are reported as this pertains to a new financing facility.

• ·CUSIP (Deal): 73651GAZ6
• ·CUSIP (Term Loans): 73651GBA0
• ·Applicable Margin: 1.10% for Term SOFR Loans; 0.10% for Base Rate Loans

24-03-2026

Raphael Pharmaceutical Inc. reported that Dr. Yehuda Eliya's term as a member of the Board of Directors expired on December 31, 2025, after which he ceased serving as a director. The departure was not related to any disagreement with the Company regarding operations, policies, or practices. No new director election or officer appointment was disclosed.

• ·8-K filed on March 24, 2026, reporting event from December 31, 2025.
• ·Company's principal executive offices: 4 Lui Paster, Tel Aviv-Jaffa, Israel 6803605; phone: +972 52 775 5072.

24-03-2026

Longeveron Inc. announced the cancellation of its special meeting of stockholders scheduled for 2026. The Reverse Stock Split proposal, detailed in the preliminary proxy statement filed on March 3, 2026, will potentially be presented at the next annual meeting if the company deems it necessary or advisable. No financial metrics or period-over-period comparisons were disclosed in the filing.

• ·Preliminary proxy statement filed with SEC on March 3, 2026.
• ·Annual Report on Form 10-K for year ended December 31, 2025, filed on March 17, 2026.
• ·Company address: 1951 NW 7th Avenue, Suite 520, Miami, FL 33136.
• ·Class A Common Stock trades on Nasdaq Capital Market under LGVN.

24-03-2026

Kronos Worldwide, Inc. has issued its definitive proxy statement for the 2026 annual meeting of stockholders on May 13, 2026, at 10:00 a.m. in Dallas, Texas, to elect eight director nominees and approve on a non-binding advisory basis the named executive officer compensation (Say-on-Pay). The record date is March 17, 2026, with 115,053,116 shares of common stock outstanding. Stockholders are encouraged to vote via internet, phone, mail, or in person, with proxy materials available at www.envisionreports.com/KRO.

• ·Annual meeting location: Three Lincoln Centre Conference Center, 5430 LBJ Freeway, Suite 350, Dallas, Texas 75240-2620.
• ·Proxy materials distribution begins on or about March 31, 2026.
• ·Stockholder list available for examination 10 days prior to meeting at corporate offices: Three Lincoln Centre, 5430 LBJ Freeway, Suite 1700, Dallas, Texas 75240-2620.
• ·Controlled company status with significant ownership by related entities including NLKW, Valhi, and Contran.

24-03-2026

C.H. Robinson's proxy statement for the 2026 annual shareholder meeting highlights 2025 performance where total revenues declined 8.4% YoY to $16.2B and adjusted gross profits fell 1.3% YoY amid a prolonged freight recession. However, income from operations rose 18.8% YoY and diluted EPS increased 25.1% YoY due to productivity gains from Lean AI and operating model execution. Shareholders are asked to vote on electing 10 directors, advisory say-on-pay, ratification of Deloitte & Touche LLP as auditors, and approval of the amended 1997 Employee Stock Purchase Plan.

• ·Annual shareholder meeting scheduled for May 7, 2026 at 1:00 p.m. CT (virtual)
• ·Record date: March 11, 2026
• ·New board member: Edward (Ed) Feitzinger added in past year
• ·Proposals include ratification of Deloitte & Touche LLP for FY 2026 audit and approval of Amended and Restated 1997 Employee Stock Purchase Plan

24-03-2026

Urban Edge Properties issued DEFA14A additional proxy materials for its 2026 Annual Meeting of Shareholders on May 6, 2026, at 9:00 AM ET virtually at www.virtualshareholdermeeting.com/UE2026. Key proposals include the election of eight trustee nominees, ratification of Deloitte & Touche LLP as independent auditors for the year ending December 31, 2026, and non-binding advisory approval of named executive officer compensation. Shareholders can request proxy materials by April 22, 2026, via www.ProxyVote.com, phone, or email.

• ·Proxy materials request methods: www.ProxyVote.com, 1-800-579-1639, sendmaterial@proxyvote.com (include control number)
• ·Proxies authorized to vote on other business at discretion
• ·Board recommends 'For' on all proposals

24-03-2026

BTC Development Corp. (BDCIU), a special purpose acquisition company (SPAC), filed its 10-K annual report on March 24, 2026, covering the years ended December 31, 2025 and 2024, with no initial business combination completed to date. Key disclosures include sponsor compensation of $30,000 per month for services, 8,686,667 Class B ordinary shares issued for $25,000, and 512,500 placement units for $5.125M, alongside founder share lock-up restrictions until one year post-business combination or share price triggers. Financial statements are included comparing 2025 and 2024, but specific performance metrics show no growth or declines as no operational business exists yet.

• ·Permitted withdrawals from trust account limited to interest earned, up to $400,000 annually for working capital and taxes (excluding excise taxes).
• ·Founder shares subject to transfer restrictions until earliest of one year post-business combination or Class A share price >= $12.00 for 20 trading days in 30-day period starting 150 days after combination.
• ·Sponsor and affiliates may receive finder's fees, advisory fees from funds outside trust account prior to business combination.

24-03-2026

The 10-K annual report for Morgan Stanley Bank of America Merrill Lynch Trust 2016-C30 includes Appendix B, which provides servicing criteria compliance assertions under Regulation AB 1122(d) by multiple servicers and vendors. Various parties assert that applicable criteria related to general servicing, cash collection, investor reporting, and pool asset administration are performed directly or via responsible vendors, while others are marked as inapplicable or not performed, such as back-up servicer maintenance and certain investor remittance details. No exceptions, material weaknesses, or quantitative performance issues are disclosed.

24-03-2026

The 10-K filing for GS Mortgage Securities Trust 2015-GC34 includes management's assertions on compliance with Regulation AB servicing criteria (Item 1122(d)), with most criteria such as monitoring triggers, custodial account maintenance, and fidelity bonds marked as performed directly by the company or asserting party. Some criteria, including back-up servicer maintenance and certain cash collection procedures, are noted as inapplicable or not performed. CoreLogic provides separate assertions confirming compliance for select criteria like fidelity bonds and disbursements, while listing applicability for numerous student loan and credit card trusts.

• ·Filing date: March 24, 2026
• ·Specific inapplicable/not performed criteria include 1122(d)(1)(iii) (back-up servicer), 1122(d)(2)(vii) (reconciliations for Platforms A and B), and several cash collection criteria for CoreLogic

24-03-2026

Strategic Storage Trust VI, Inc. reported total assets of $757.1M as of September 30, 2025, up 10.9% from $682.0M at March 31, 2024, driven by real estate investments growing to $738.4M (+13.6%) and NAV increasing 20.6% to $273.2M, while NAV per share remained stable at $10.00 across share classes. For the year ended December 31, 2025, revenues rose 8.8% YoY to $30.7M with NOI up 11.6% to $17.3M; however, the company posted a net loss of $24.0M (improved from $35.6M prior year), cash from operations deteriorated to $(19.8M), and distributions of $28.5M (+8.6%) were entirely funded by offering proceeds rather than operations. Same-store occupancy declined 1.0% to 90.3%, though average rent per sq ft increased 3.2%.

• ·Same-store revenues +4.6% YoY to $14.2M, but property operating expenses -1.1%; non same-store expenses +10.5% implied.
• ·Debt increased to $292.0M from $284.5M; Series D Preferred Units added $25M.
• ·NAV allocated to Class Y shares grew to $54.2M from $14.4M, with shares outstanding +276%; Class Z to $5.7M from $1.2M.

24-03-2026

Bitcoin Depot Inc. announced Scott Buchanan's immediate departure as CEO to pursue other opportunities, with the board appointing Alex Holmes, former Chairman and CEO of MoneyGram International, as new CEO and Chairman effective immediately. Founder Brandon Mintz transitions from Executive Chair to non-executive board member and advisor to ensure continuity. The leadership change supports the company's expansion beyond its core Bitcoin ATM network into diversified fintech and digital asset products.

• ·Bitcoin Depot kiosks available in 47 states; BDCheckout at thousands of retail locations in 31 states.
• ·Alex Holmes served sixteen years at MoneyGram, including as CFO, COO, and Chairman/CEO from 2016-2024.
• ·Company founded in 2016.

24-03-2026

Janus Henderson is soliciting proxies from shareholders of Janus Detroit Street Trust and affiliated Funds for approval of new investment advisory agreements, required due to Janus Henderson's definitive agreement to go private led by investors Trian and General Catalyst. A joint special shareholder meeting is set for May 18, 2026, virtually; the new agreements are substantially identical to current ones with no changes in fees, strategies, or expected share values. Proxy statements were filed on March 2, 2026 (Funds), March 11, 2026 (Janus Henderson and Schedule 13E-3), and this DEFA14A on March 24, 2026.

• ·Janus Henderson Annual Meeting Proxy Statement filed March 21, 2025.
• ·Funds' proxy statements first mailed on or about March 12, 2026.

24-03-2026

Republic Services, Inc. (RSG) issued definitive additional proxy materials (DEFA14A) for its 2026 Annual Meeting on May 7, 2026, outlining votes on the election of 13 director nominees, an advisory approval of named executive officer compensation, and ratification of Ernst & Young LLP as independent auditor for 2026. The board recommends voting 'For' all proposals. Shareholders must vote by May 6, 2026 11:59 PM ET (May 4 for plan shares), with proxy materials available online or requestable by April 23, 2026.

• ·Filing date: March 24, 2026
• ·Vote deadline for plan shares: May 4, 2026 11:59 PM ET
• ·Proxy materials request deadline: April 23, 2026
• ·Proxy voting website: www.ProxyVote.com
• ·Investor Relations address: 5353 East City North Drive, Phoenix, AZ 85054

24-03-2026

G-III Apparel Group's FY2026 net sales declined 7% YoY to $2.96B from $3.18B, with gross profit dropping 10% to $1.16B (margin 39.4% vs 40.8%) and operating profit plunging 63% to $108M due to $49M in asset impairments (up from $8M). While Karl Lagerfeld sales grew 9% YoY to $630M, DKNY sales fell 4% to $650M, and net income decreased 65% to $67M. International sales were $672M or 23% of total net sales.

• ·Calvin Klein licenses expire staggered starting Dec 31, 2024 through 2027; Tommy Hilfiger starting Dec 31, 2025 through 2027.
• ·Upcoming license expirations in FY2026: Dec 31, 2025 ($436M or 15% of net sales), Dec 31, 2026 ($372M or 13%), Dec 31, 2027 ($19M or 1%).
• ·DKNY founded 1989, acquired by G-III 2016; Karl Lagerfeld full acquisition 2022 (North America launch 2015).
• ·By FY2020, Calvin Klein licensed products exceeded $1B annual net sales; Tommy Hilfiger $500M.

24-03-2026

Fennec Pharmaceuticals reported record FY 2025 net product sales of $44.6M, up 50% YoY from $29.6M, with Q4 sales reaching $13.8M, a 75% increase from Q4 2024's $7.9M, driven by strong adoption of PEDMARK®. However, total revenue declined to $44.6M from $47.5M due to absence of prior-year licensing revenue, operating expenses rose to $51.4M (up 14% YoY), leading to a FY net loss of $10.1M versus $0.4M prior, and Q4 net loss widened to $5.1M from $1.6M amid higher S&M and G&A expenses.

• ·Debt reduced to $0 as of Dec 31, 2025 from approximately $19.3M outstanding at end of 2024.
• ·Accounts receivable increased to $23.2M from $12.9M YoY.
• ·Positive topline results from STS-J01 Phase 2/3 trial in Japan for pediatric/AYA patients.

24-03-2026

The 10-K filing for BANK 2019-BNK20 includes Appendix B asserting compliance with Regulation AB 1122(d) servicing criteria, where the primary servicer directly performs or oversees most criteria in general servicing considerations, cash collection, and pool asset administration. However, several investor remittances and reporting criteria (e.g., 1122(d)(3)(i)-(iv)) and specific pool asset tasks are marked as not performed by the company or its responsible vendors, with assertions from subservicers like PBLS1 and CoreLogic showing limited direct responsibility in their scopes. No material non-compliance is noted, confirming adherence where applicable.

• ·Back-up servicer maintenance (1122(d)(1)(iii)) marked as not performed across assertions.
• ·Pool asset documents safeguarding (1122(d)(4)(ii)) not performed by primary servicer but handled in some subservicer tables.
• ·External enhancements/support (1122(d)(4)(xv)) consistently not performed.

24-03-2026

The 10-K filing for Morgan Stanley Bank of America Merrill Lynch Trust 2013-C9, dated March 24, 2026, contains servicing compliance assertions from Midland, the Asserting Party, and Berkadia under Rule 1122(d). Most servicing criteria across general servicing, cash collection, investor reporting, and pool asset administration are affirmed as performed directly or by responsible vendors, demonstrating strong overall compliance. However, several criteria are marked N/A (e.g., back-up servicer requirements, certain investor reporting) or not performed by specific parties (e.g., loss mitigation by Berkadia), with handling shifted to non-responsible subservicers.

• ·Compliance assertions cover the reporting period ending prior to March 24, 2026.
• ·Standard timeframes referenced include deposits/postings within 2 business days, reconciliations within 30 calendar days, and resolution of reconciling items within 90 calendar days.
• ·N/A criteria include 1122(d)(1)(iii) back-up servicer (all parties), multiple investor remittance criteria for Asserting Party, and external enhancements 1122(d)(4)(xv).

24-03-2026

The 10-K annual report for Morgan Stanley Bank of America Merrill Lynch Trust 2017-C33, filed on March 24, 2026, includes Appendix B assessing compliance with Regulation AB Rule 1122(d) servicing criteria. Multiple servicers, including the primary servicer, Midland, PBLS1, KeyBank, and CoreLogic, confirm that most applicable criteria across general servicing, cash collection, investor reporting, and pool asset administration are performed directly or by responsible vendors, while several investor remittance and reporting criteria are marked as N/A or not performed by certain parties. No material deficiencies, exceptions, or servicer changes are disclosed.

24-03-2026

Janus Henderson Group plc filed Definitive Additional Proxy Materials (DEFA14A) on March 24, 2026, updating the website https://pathforward.janushenderson.com/ in connection with a proposed transaction, likely a going-private deal as indicated by the Schedule 13E-3 filing. The document includes forward-looking statement disclaimers and highlights risks such as regulatory/shareholder approvals, litigation, closing delays, costs, business disruptions, and employee retention issues. Investors are urged to review the definitive proxy statement and Schedule 13E-3, both filed on March 11, 2026 (proxy mailed March 12).

• ·Annual Report on Form 10-K for year ended December 31, 2025 referenced for risks.
• ·Annual Meeting Proxy Statement filed March 21, 2025.
• ·SEC resources: https://www.sec.gov and https://ir.janushenderson.com/

24-03-2026

Customers Bancorp, Inc. entered into a new Supplemental Executive Retirement Plan (SERP) for Executive Samvir Sidhu on March 19, 2026, superseding the prior plan from May 3, 2021, to provide supplemental nonqualified pension benefits and incentivize continued contributions. The plan offers a $50,000 monthly lifetime benefit upon normal retirement, with early termination, change in control, disability, and death benefits, subject to clawback, noncompete, non-disclosure, and non-solicitation provisions. No financial performance metrics or impacts on company results were disclosed.

• ·Plan supersedes prior SERP adopted May 3, 2021.
• ·Change in Control Benefit payable if Separation from Service occurs within 12 months following a Change in Control (except for Cause).
• ·Plan complies with Section 409A of the Internal Revenue Code.

24-03-2026

Bakkt, Inc. adjourned its special stockholder meeting on March 24, 2026, to April 17, 2026, due to lack of quorum despite 48.2% of outstanding shares submitting proxies, of which 99.1% favored the Issuance Proposal to approve Class A Common Stock issuance for the DTR acquisition. This adjournment allows additional time for voting without changes to the proposal. While voter support is overwhelmingly positive, the low participation rate highlights a potential challenge in achieving quorum.

• ·Record date for Special Meeting: close of business on February 10, 2026
• ·Reconvened Special Meeting: April 17, 2026 at 1:00 p.m. Eastern Time virtually at www.virtualshareholdermeeting.com/BKKT2026SM
• ·Definitive Proxy Statement filed with SEC: February 13, 2026