S&P 500 Industrials Sector SEC Filings — March 27, 2026

27-03-2026

Amendment No. 4 to Schedule 14D-9 updates disclosures related to the ongoing cash tender offer by Huron MergeCo., Inc. (wholly owned subsidiary of Saltchuk Resources, Inc.) to acquire all outstanding shares of Great Lakes Dredge & Dock Corporation at $17.00 per share pursuant to the Merger Agreement dated February 10, 2026. Key changes include an increase in the 2026 annual retainer for non-employee directors to $176,000 (with expected 100% cash payment for certain directors due to administrative issues) and the retirement of David Johanson, Senior Vice President, effective March 27, 2026, with continued vesting of his equity awards under a new Restrictive Covenant Agreement. Terms of a retention plan for executives remain under development between the Company and Saltchuk.

• ·Non-employee director retainers generally payable $80,000 in cash and $96,000 in fully vested shares (adjusted from prior $80,000 cash/$80,000 shares structure)
• ·Additional retainers for non-Chair Audit Committee members: $5,000; Compensation: $4,000; Nominating, Corporate Governance and Sustainability: $4,000 (paid 50% cash/50% equity for Chairs except Board Chair 100% equity)
• ·David Johanson's non-competition, non-solicitation, and non-interference obligations under Restrictive Covenant Agreement extend through March 27, 2028
• ·Offer to Purchase and Letter of Transmittal filed as Exhibits (a)(1)(i) and (a)(1)(ii); Restrictive Covenant Agreement filed as new Exhibit (e)(15)

27-03-2026

SLM Student Loan Trust 2012-2 filed its annual 10-K for the fiscal year ended December 31, 2025, confirming full compliance with applicable servicing criteria by Navient Solutions, LLC (Servicer and Administrator), Higher Education Loan Authority of the State of Missouri (Subservicer), and Deutsche Bank National Trust Company (Indenture Trustee), with no material instances of noncompliance reported. Disclosures note no significant obligor exceeding 10% of pool assets and absence of external credit enhancements or derivatives. However, ongoing legal proceedings are detailed, including Navient Corporation's consumer protection lawsuits (impact unquantified) and Deutsche Bank trustees' RMBS litigations alleging substantial losses (e.g., $17.2B collateral losses by NCUA, $268M by IKB), though parties assert no material effect on trust duties.

• ·No single obligor represents more than 10% of the pool assets held by the Issuing Entity.
• ·No external credit enhancement or derivative instruments provided with respect to payments on the notes.
• ·Servicing Reports and Attestation Reports confirm no material noncompliance for the year ended December 31, 2025.

27-03-2026

SLM Student Loan Trust 2011-3's 10-K annual report for the fiscal year ended December 31, 2025, confirms full compliance with applicable servicing criteria by Navient Solutions, LLC (Servicer and Administrator), Higher Education Loan Authority of the State of Missouri (Subservicer), and Deutsche Bank National Trust Company (Indenture Trustee), with no material instances of noncompliance reported. The filing discloses ongoing legal proceedings involving Navient Corporation and Deutsche Bank entities as trustees in RMBS litigations (e.g., NCUA, Commerzbank, IKB cases), but all parties assert these do not materially impact their duties under the Indenture for this trust. No single obligor exceeds 10% of pool assets, and there are no external credit enhancements or derivative instruments.

• ·No entity or group provides external credit enhancement or derivative instruments for notes.
• ·Servicing Reports and Attestation Reports for all Servicing Parties attached as exhibits with no material noncompliance.
• ·Legal proceedings against Navient and Deutsche Bank entities ongoing but not material to noteholders or trust performance.
• ·Trust formation documents dated November 18, 2011.

27-03-2026

Shizuoka Financial Group, Inc. (Shizuoka FG) and The Bank of Nagoya, Ltd. entered into a Memorandum of Understanding (MOU) on March 27, 2026, to proceed with discussions toward a business integration via share exchange, targeting an effective date of April 1, 2028, under which Shizuoka FG will become the wholly-owning parent and The Bank of Nagoya a wholly-owned subsidiary, leading to delisting of Nagoya's shares. The integration aims to achieve synergies through broader-area collaboration, improved efficiency via shared resources, and enhanced capital efficiency (ROE), building on their existing 'Shizuoka Nagoya Alliance' since April 2022. As of December 31, 2025, Shizuoka FG reports consolidated total assets of ¥15,878,358 million and deposits of ¥12,101,303 million, while The Bank of Nagoya has ¥6,235,491 million and ¥5,384,984 million, respectively.

• ·Integration preparation committee to be co-chaired by Presidents Shibata and Fujiwara.
• ·Share exchange ratio to be determined post due diligence and third-party valuation.
• ·Definitive agreement scheduled for March 2027; Nagoya shareholder meeting December 2027.
• ·Shizuoka FG plans simplified share exchange without shareholder approval, subject to confirmation.

27-03-2026

Marriott International, Inc. has issued its 2026 Proxy Statement for the virtual Annual Meeting on May 8, 2026, at 8:30 a.m. ET, where shareholders of record as of March 11, 2026, will vote on electing 12 director nominees (Board recommends FOR each), ratifying Ernst & Young LLP as independent auditors for fiscal year 2026 (FOR), and an advisory vote to approve executive compensation (FOR). As of the record date, 264,931,993 shares of Class A common stock were outstanding, each entitled to 10 votes. No financial performance metrics or period-over-period comparisons are discussed in this procedural filing.

• ·Annual Meeting access: www.virtualshareholdermeeting.com/MAR2026; requires control number.
• ·Voting methods: Internet (www.proxyvote.com), phone, mail, or online during meeting; deadline May 7, 2026, 11:59 p.m. ET for phone/Internet.
• ·Retirement Plan voting instructions due by May 5, 2026, 11:59 p.m. ET.
• ·Director election: majority of votes cast (FOR > AGAINST); abstentions and broker non-votes have no effect.
• ·Ratification and say-on-pay: majority of shares present and entitled to vote; abstentions count as AGAINST.

27-03-2026

Alessandro DiNello notified Flagstar Bank on March 25, 2026, of his decision not to stand for re-election at the 2026 Annual Meeting on June 9, 2026, with his term ending at the meeting's conclusion and no disagreements cited. Eli H. Miller was appointed to the Board effective April 1, 2026, to fill the vacancy from Brian Callanan's prior resignation, pursuant to the March 7, 2024 Investment Agreement with Liberty 77 Capital L.P. funds; Mr. Miller will serve on the Risk Assessment Committee and Technology and Operations Committee and receive standard non-employee director pay of $97,500 annual cash retainer and $130,000 annual equity award.

• ·Eli H. Miller's professional background: Senior Managing Director at Liberty Strategic Capital (leadership, fundraising, investments); Managing Director of Government Relations at Blackstone Inc. (April 2019-April 2021); Chief of Staff at U.S. Department of the Treasury (February 2017-April 2019).
• ·No material plan, contract, or arrangement entered or amended in connection with Mr. Miller’s appointment; no Item 404(a) transactions.
• ·Mr. Miller's term expires at the conclusion of the 2026 Annual Meeting.

27-03-2026

Horace Mann Educators Corporation announced that Maureen Temchuk, Vice President, Controller and Chief Accounting Officer, will commence temporary maternity leave on or about March 30, 2026, expected to last until approximately July 6, 2026. Ryan Greenier, Executive Vice President and Chief Financial Officer, will serve as Interim Chief Accounting Officer during her absence, with no changes to his current compensation. The company expects Temchuk to resume her role upon completion of her leave.

• ·Ryan Greenier, age 44, has served as Executive Vice President and Chief Financial Officer since 2024; previously held roles including Deputy CFO, Chief Investment Officer, and others at Horace Mann.
• ·Prior to Horace Mann, Ryan Greenier held leadership roles at The Hartford and began his career at Deloitte and Touche; holds BBA in Accounting from Pace University and MBA in Finance from University of Connecticut.
• ·There are no arrangements or understandings with Ryan Greenier regarding his interim role, and no related-party transactions under Item 404(a) of Regulation S-K.

27-03-2026

Banco Santander, S.A.'s General Shareholders’ Meeting on March 27, 2026 approved the annual accounts, management reports, non-financial information, and corporate management for the financial year ended December 31, 2025. The meeting allocated the EUR 11,113,251,675 profit with EUR 3,519,738,223.53 to dividends—including an interim dividend of EUR 1,698,679,417.78 already paid and a final gross dividend of 12.5 euro cents per share (estimated EUR 1,821,058,805.75 payable from May 5, 2026)—and EUR 7,593,513,451.47 to voluntary reserves. Resolutions also approved share capital reductions through cancellation of own shares from buyback programs, with maximums of EUR 663,227,913 (1,326,455,826 shares) and EUR 734,465,975 (1,468,931,950 shares), aimed at increasing earnings per share.

• ·Share capital per share: fifty euro cents.
• ·Buyback programme implemented under authorization from March 31, 2023 shareholders' meeting.
• ·Capital reductions are nominal/write-down, no return of contributions to shareholders.
• ·Excess over nominal value charged to share premium or unrestricted reserves.
• ·Legal reserve excess over 20% of post-reduction share capital to be reclassified to voluntary reserves.

27-03-2026

Aspen Aerogels, Inc. filed its DEF 14A proxy statement for the 2026 annual stockholder meeting on May 13, 2026 (virtual at www.virtualshareholdermeeting.com/ASPN2026), seeking election of Steven R. Mitchell and Donald R. Young as directors for three-year terms, ratification of KPMG LLP as auditors for FY 2026, and non-binding advisory votes on executive compensation, say-on-pay frequency (recommending one year), and future board declassification. The CEO letter highlights 2025 achievements including removal of $75M in annualized structural fixed costs, ending cash position of $159M, expected $38M GM settlement payment in Q1 2026, and new awards like North Sea subsea project (Q3 2026 delivery), LNG projects, PyroThin® contracts with Volvo Cars (2027) and a U.S. OEM (2028). While Energy Industrial provides stable high-margin growth and Thermal Barrier faces short-term EV volume adjustments, the company reports no quantified declines and emphasizes strengthened balance sheet and cost discipline.

• ·Record date for voting eligibility: March 16, 2026.
• ·Board recommends 'One Year' frequency for future advisory votes on executive compensation.
• ·Expected Plant II asset sales in 2026 to further reduce debt.

27-03-2026

Avidia Bancorp, Inc. reported a net loss of $3,289 thousand in 2025 versus net income of $11,484 thousand in 2024, primarily due to credit loss expense of $21,443 thousand and net charge-offs of $21,471 thousand amid deteriorating asset quality with nonaccrual loans rising to $20,208 thousand (0.88% of total loans) from $3,997 thousand (0.18%). Total loans grew to $2,298,466 thousand (+4.6% YoY), net interest income increased 18.2% to $86,541 thousand with net interest margin expanding to 3.29% from 2.89%, and total assets expanded to $2,837,090 thousand (+6.8% YoY), bolstered by shareholders' equity more than doubling to $378,994 thousand. However, return on average assets turned negative at -0.12% from 0.44%, return on average equity declined to -1.22% from 6.18%, and noninterest expense rose to $87,805 thousand.

• ·Construction and land loans net charge-offs of $(19,202) thousand, representing (36.93)% of average outstanding.
• ·Total capital ratio improved to 19.66% from 12.24%.
• ·Tier 1 capital ratio increased to 17.35% from 9.83%.
• ·Book value per share $18.88; tangible book value per share (non-GAAP) $18.28 as of Dec 31, 2025.
• ·Goodwill of $11,936 thousand unchanged.

27-03-2026

Delek Logistics Partners, LP entered into a new Credit Agreement dated March 26, 2026, with Truist Bank as Administrative Agent, various lenders including Bank of America, N.A., Citizens Bank, N.A., The Huntington National Bank, Mizuho Bank, Ltd., MUFG Bank, Ltd., and Wells Fargo Bank, N.A. as Co-Syndication Agents, and Barclays Bank PLC, KeyBanc Capital Markets Inc., and Regions Bank as Co-Documentation Agents. The agreement refinances the prior Fourth Amended and Restated Credit Agreement dated October 13, 2022, with Fifth Third Bank as prior agent, and supports revolving loans, letters of credit, swing loans for working capital, investments, capital expenditures, restricted payments, and general corporate purposes. No specific facility size or terms changes indicate improvements or declines.

• ·SEC 8-K filing dated March 27, 2026, covering Items 1.01, 1.02, 2.03, 9.01
• ·Effective Date Refinancing of prior indebtedness under October 13, 2022 agreement
• ·Includes collateral, guaranties, financial covenants, and standard events of default

27-03-2026

Genco Shipping & Trading Limited filed an 8-K on March 27, 2026, under Items 5.02 and 9.01, attaching as Exhibit 10.1 its Employee Retention Plan, previously disclosed in a Form 8-K on February 13, 2026. The filing incorporates the prior description by reference and was signed by Chief Financial Officer Peter Allen. No officer departures, elections, or new compensatory arrangements are detailed beyond the referenced plan.

27-03-2026

Legence reported record Q4 2025 revenues of $737.6 million, up 34.6% YoY from $548.2 million, and full-year 2025 revenues of $2.6 billion, up 21.5% YoY from $2.1 billion, driven by strong Installation & Maintenance growth (+44.4% Q4) and record backlog of $3.7 billion (+49% YoY). Adjusted EBITDA rose 53.2% to $87.0 million in Q4 and 30.1% to $298.8 million for the full year, but net losses widened to $32.7 million in Q4 from $18.7 million and $59.8 million for the full year from $28.6 million, while Engineering & Consulting gross profit declined 7.3% YoY to $47.8 million in Q4 despite 10.0% revenue growth. The company completed a tuck-in acquisition of The Bowers Group, Inc. and raised FY2026 guidance to $3.7-3.9 billion revenue and $400-430 million Adjusted EBITDA.

• ·Q1 2026 guidance: Revenue $925 Million - $950 Million, Non-GAAP Adjusted EBITDA $90 Million - $100 Million
• ·Q4 Gross margin declined to 20.0% from 20.6% YoY
• ·Engineering & Design service line revenues flat at -0.7% YoY in Q4
• ·Data Centers & Technology, State & Local Government, and Life Science & Healthcare end markets led backlog growth

27-03-2026

First Pacific Advisors, LP (FPA), the investment adviser to Source Capital (NYSE: SOR), announced its nomination for the 2026 US Morningstar Awards. The details are provided in a press release dated March 27, 2026, attached as Exhibit 99.1 to this Form 8-K filing.

27-03-2026

3M Company filed Definitive Additional Materials (DEFA14A) as a proxy statement pursuant to Section 14(a) of the Securities Exchange Act of 1934 on March 27, 2026. The filing was made by the registrant with no fee required. No specific financial metrics, performance data, or shareholder proposals are detailed in the provided filing header.

• ·Filing categorized as Definitive Additional Materials.

27-03-2026

Bed Bath & Beyond, Inc. (BBBY-WT) filed a DEFA14A Definitive Additional Proxy Materials on March 27, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing is marked as filed by the registrant with no fee required and contains no substantive proposals, financial data, or additional details in the provided excerpt.

27-03-2026

Murphy Oil Corporation (MUR) has filed definitive additional proxy materials (DEFA14A) for its 2026 Annual Meeting scheduled for May 13, 2026, at its Houston headquarters. Key proposals include the election of 10 director nominees (all Board-recommended FOR), an advisory vote to approve executive compensation (FOR), approval of the proposed 2026 Stock Plan for Non-Employee Directors (FOR), and ratification of KPMG LLP as the independent registered public accounting firm for 2026 (FOR). Shareholders must vote by May 12, 2026, 11:59 PM ET (or May 11 for plan shares), with proxy materials available online or requestable in paper/email by April 29, 2026.

• ·Filing date: March 27, 2026
• ·Annual Meeting address: 9805 KATY FREEWAY, SUITE G-200, HOUSTON, TEXAS 77024
• ·Proxy materials request methods: www.ProxyVote.com, 1-800-579-1639, or sendmaterial@proxyvote.com (include control number)
• ·Vote online at: www.ProxyVote.com

27-03-2026

On March 23, 2026, Barnwell Industries, Inc. issued a press release announcing a cash distribution received from its minority partnership interests and providing a corporate update regarding its asset base and value-maximization efforts. The press release is incorporated as Exhibit 99.1. No specific financial figures or performance metrics were detailed in the filing.

• ·Filing submitted on March 27, 2026, reporting event dated March 23, 2026.
• ·Company headquarters: 24 Greenway Plaza, Suite 1800Q, Houston, Texas 77046.

27-03-2026

Ocugen, Inc. filed a Form 8-K on March 27, 2026, reporting an event on March 26, 2026, under Items 7.01 and 9.01, disclosing an investor presentation (Exhibit 99.1) to be posted on www.ocugen.com for use in discussions with investors and analysts. The presentation includes forward-looking statements under safe harbor provisions and is furnished, not filed, for regulatory purposes. No financial results or operational metrics were detailed in the filing.

• ·Principal executive office: 11 Great Valley Parkway, Malvern, Pennsylvania 19355
• ·Securities: Common Stock, $0.01 par value per share (OCGN) on The Nasdaq Capital Market

27-03-2026

On March 26, 2026, Traeger, Inc.'s Board of Directors reviewed the 2025 annual cash incentive program and determined that performance goals were not achieved, resulting in no payments to the company's named executive officers. Despite this, the Board awarded discretionary cash bonuses of $956,250 to CEO Jeremy Andrus and $270,938 to CFO Michael Joseph (Joey) Hord for their 2025 contributions and to promote retention. No departures, elections, or appointments of directors or officers were reported.

• ·Event reported on Form 8-K filed March 27, 2026, under Item 5.02 for Compensatory Arrangements of Certain Officers

27-03-2026

On March 25, 2026, Honda Canada Finance Inc. (HCFI), a subsidiary of American Honda Finance Corp., executed the Second Amendment to its C$2,000,000,000 ($1,455,498,144.20 USD) Third Amended and Restated Credit Agreement, extending the Tranche A commitment termination date from March 25, 2026, to March 25, 2027 (up to C$1,000,000,000 or $727,749,072.12 USD), and Tranche B from March 25, 2027, to March 25, 2029 (up to C$1,000,000,000 or $727,749,072.12 USD). The amendment also permits further extension of Tranche B commitments up to three years upon HCFI request and updates a reference date in Section 8.4 from March 31, 2024, to March 31, 2025. No declines or flat metrics reported; the changes enhance liquidity access.

• ·Exchange rate used for USD conversions: 1.3741 CAD per USD as of March 23, 2026.
• ·Amendment filed as Exhibit 10.1.

27-03-2026

On March 22, 2026, Totaligent, Inc. entered into an Extension Amendment to its Binding Letter of Intent dated February 22, 2026, with GloMed Solutions Limited Liability Company, extending the target dates for negotiating definitive agreements (including joint venture and IP assignment agreements) and closing the proposed transaction to April 22, 2026. The binding exclusivity period under the LOI is also extended through April 22, 2026. All other terms of the LOI, which outlines a joint venture formation and a call option for Totaligent to acquire GloMed's business, operations, IP, and assets, remain unchanged.

• ·Original LOI disclosed in 8-K filed February 23, 2026
• ·Extension Amendment filed as Exhibit 10.1

27-03-2026

Luminar Technologies reported revenue of $66,014 thousand for the year ended December 31, 2025, down 12% YoY from $75,395 thousand, with Autonomy Solutions declining 24% while ATS grew 15%. Operating expenses fell 47% to $218,583 thousand, improving loss from operations by 32% to $(296,801) thousand, but gross loss worsened 204% to $(78,218) thousand and net loss expanded 34% to $(366,302) thousand amid $46,349 thousand in reorganization items and higher interest expense. Cash and equivalents dropped sharply to $20,259 thousand from $82,840 thousand, with total assets at $131,343 thousand versus $365,213 thousand prior year.

• ·Total assets declined to $131,343 thousand from $365,213 thousand.
• ·Stockholders’ deficit worsened to $(476,999) thousand from $(220,789) thousand.
• ·Reorganization items of $46,349 thousand recognized in 2025.
• ·Cash flow from investing activities improved to $96,811 thousand from $42,463 thousand.

27-03-2026

Apollo Asset Backed Credit Co LLC's total assets grew significantly to $1,887,194 as of December 31, 2025 from $296,870 in 2024 (up 536% YoY), driven by investments at fair value surging to $1,577,705 (up 639% YoY) and net assets to $1,612,110 (up 481% YoY). Total investment income rose sharply to $64,943 (up 1,540% YoY) from $3,962, resulting in net investment income of $42,880 and net increase in net assets from operations of $65,052 (up 2,016% YoY). However, cash flows from operating activities deteriorated to $(1,413,805) from $(221,002) (more negative by 540% in magnitude), and net increase in cash declined 53% to $27,594 from $58,585.

• ·Net asset value per share for A-I Shares averaged $25.52 as of Dec 31, 2025 (up from $25.18).
• ·Level III assets balance grew to $1,068,004 as of Dec 31, 2025 from $73,377.
• ·Provision for income taxes totaled $2,267 for year ended Dec 31, 2025.
• ·Special Purpose Vehicles represent 23.64% of total investments at fair value as of Dec 31, 2025.

27-03-2026

Phunware's net revenue declined 19.9% YoY to $2,553 thousand in 2025 from $3,189 thousand in 2024, driven by an 78.0% drop in advertising revenue to $282 thousand, although software subscriptions and services grew 19.1% to $2,271 thousand representing 89.0% of total revenue. Gross profit fell 11.2% to $1,291 thousand but gross margin improved to 50.6% from 45.6%; net loss widened to $(11,401) thousand from $(10,316) thousand amid a 42.1% rise in operating expenses to $21,810 thousand. Backlog decreased to $2,275 thousand from $3,635 thousand, while deferred revenue rose slightly to $1,755 thousand.

• ·Adjusted gross profit declined to $1,353 thousand from $1,633 thousand; adjusted gross margin improved to 53.0% from 51.2%.
• ·Adjusted EBITDA worsened to $(16,147) thousand from $(10,317) thousand.
• ·Total backlog and deferred revenue decreased to $4,030 thousand from $5,197 thousand.
• ·General and administrative expenses rose 46.0% to $15,295 thousand.

27-03-2026

Reliance Global Group, Inc. issued a press release on March 25, 2026, announcing the launch of RELI Exchange 2.0, furnished as Exhibit 99.1 under Regulation FD Disclosure. The filing includes standard company details such as its Florida incorporation, NASDAQ listings for common stock (EZRA, par value $0.086 per share) and Series A Warrants (EZRAW). No financial metrics or performance data were disclosed.

• ·Securities registered: Common Stock (EZRA, par value $0.086 per share) and Series A Warrants (EZRAW) on The NASDAQ Capital Market.
• ·Company address: 300 Blvd. of the Americas, Suite 105, Lakewood, New Jersey 08701.
• ·IRS Employer Identification No.: 46-3390293.

27-03-2026

On March 26, 2026, Dr. Annalisa Jenkins informed Mereo BioPharma Group plc that she will not stand for re-election as a Director at the 2026 annual general meeting of shareholders on May 14, 2026, and will serve out the remainder of her term until then. Her decision did not result from any disagreement with the Company or the Board on matters relating to operations, policies, or practices. The filing was signed by Charles Sermon, General Counsel.

• ·Event reported date: March 26, 2026
• ·Filing date: March 27, 2026
• ·Securities: American Depositary Shares (MREO) on Nasdaq, each representing five Ordinary Shares (£0.003 par value)

27-03-2026

Dolphin Entertainment's 10-K filing for the year ended December 31, 2025, shows entertainment publicity and marketing comprising 99.5% of total revenue, up from 93.4% in 2024, reflecting a shift toward this core segment. However, content production's revenue share declined sharply to 0.5% from 6.6% YoY. The document emphasizes forward-looking growth strategies like acquisitions, hires, and expansion into television production amid substantial risks including economic challenges, net losses, indebtedness, and client concentration.

• ·Direct costs include amortization of film production costs for The Blue Angels using the individual film-forecast-computation method.
• ·Risks include history of net losses, significant indebtedness, material weaknesses in internal control over financial reporting, and client termination on short notice.

27-03-2026

Dine Brands Global, Inc. issued definitive additional proxy materials for its 2026 Annual Meeting of Stockholders on May 14, 2026, at 8:00 A.M. MDT in Boise, Idaho, where shareholders will vote on electing ten directors, ratifying KPMG LLP as independent auditors for fiscal 2026, advisory approval of executive compensation, and competing proposals on special meeting rights (board-supported at 25% ownership threshold vs. stockholder-proposed at 15%, which the board opposes). The board recommends voting FOR proposals 1-4 and AGAINST proposal 5. Proxy materials and 2025 Annual Report are available online at www.envisionreports.com/DIN, with paper requests due by May 1, 2026, and electronic votes due by 8:00 A.M. MT on meeting day.

• ·Meeting location: 500 South Capitol Boulevard, Boise, Idaho 83702
• ·Proxy material requests must be received by May 1, 2026 for timely delivery

27-03-2026

Rocket Pharmaceuticals, Inc. announced FDA approval of KRESLADI™ (marnetegragene autotemcel), an autologous hematopoietic stem cell-based gene therapy for pediatric patients with severe leukocyte adhesion deficiency-I (LAD-I) due to biallelic variants in ITGB2 without an available human leukocyte antigen-matched sibling donor. The approval includes a Rare Pediatric Disease Priority Review Voucher (PRV), which the company intends to monetize strategically to enhance financial flexibility and shareholder value. No financial or performance metrics were disclosed.

• ·Event date: March 26, 2026
• ·Filing date: March 27, 2026

27-03-2026

Escalade Incorporated's DEF 14A proxy statement solicits votes for the Annual Meeting on May 5, 2026, with 13,696,311 common shares outstanding as of the February 24, 2026 record date. Proposal 1 seeks election of five directors: Richard Baalmann, Jr., Katherine F. Franklin, Walter P. Glazer, Jr., Patrick J. Griffin, and Edward E. Williams. Directors and executive officers as a group beneficially own 4,559,896 shares (33.14%), led by Patrick J. Griffin at 2,815,471 shares (20.55%), with no other notable changes or performance metrics reported.

• ·Annual Meeting at 8:00 a.m. Central Daylight Savings Time on May 5, 2026.
• ·Record date: February 24, 2026.
• ·Proxy materials mailed on or about March 27, 2026.

27-03-2026

Alight, Inc. received a NYSE notice on March 24, 2026, for failing to meet the continued listing standard under Section 802.01C, as the average closing price of its Class A common stock was below $1.00 over the 30 trading-day period ending March 20, 2026. The notice has no immediate impact on business operations or SEC reporting, but the company has a six-month cure period to regain compliance, potentially via reverse stock split subject to stockholder approval. Alight issued a press release on March 27, 2026, affirming its intent to address the deficiency.

• ·Compliance cure period: six months from March 24, 2026.
• ·Regain compliance if closing price >= $1.00 and 30-day average >= $1.00 on last trading day of any month during cure period.
• ·Press release furnished as Exhibit 99.1.

27-03-2026

Norfolk Southern Corporation issued a DEFA14A filing providing notice of the availability of proxy materials for its Annual Meeting of Shareholders on May 7, 2026, for shareholders of record as of March 2, 2026. The Board of Directors recommends voting FOR the election of 12 director nominees, ratification of KPMG LLP as independent auditors for the year ending December 31, 2026, and approval of the advisory resolution on executive compensation. Proxies are authorized to vote on other business that may properly come before the meeting.

• ·Paper materials can be ordered via www.investorelections.com/NSC, call 1-866-648-8133, or email paper@investorelections.com using 12-digit control number
• ·12-digit control number required to access website instructions

27-03-2026

Ampco-Pittsburgh Corporation's DEF 14A proxy statement, filed March 27, 2026, outlines the Annual Meeting on May 8, 2026, to elect J. Brett McBrayer and Darrell L. McNair as directors for terms expiring in 2029, conduct a non-binding advisory vote on named executive officer compensation, and ratify BDO USA, P.C. as the independent auditor for 2026. The Board unanimously recommends voting FOR all proposals, with the record date set as March 12, 2026. No financial performance metrics or period-over-period comparisons are detailed in the provided content.

• ·Annual Meeting location: Founders Room, 1st Floor, The Duquesne Club, 325 Sixth Avenue, Pittsburgh, Pennsylvania at 10:00 A.M. Eastern Time
• ·Proxy materials and 2025 Annual Report available at http://www.ampcopgh.com/investors
• ·Meeting replay available on www.ampcopgh.com/investors

27-03-2026

Camden Property Trust (CPT) filed a DEFA14A proxy statement on March 27, 2026, providing an overview of proposals for its upcoming shareholder meeting. Key items include the election of 11 Trust Manager nominees, an advisory vote to approve executive compensation, ratification of Deloitte & Touche LLP as independent auditors, and approval of the Amended and Restated 2018 Share Incentive Plan and 2018 Employee Share Purchase Plan, with the Board recommending 'For' on all. Shareholders can request free paper or email copies of materials prior to April 24, 2026, via www.ProxyVote.com, phone, or email.

• ·Address: 2800 Post Oak Boulevard, Suite 2700, Houston, TX 77056
• ·Voting instructions: www.ProxyVote.com, 1-800-579-1639, or sendmaterial@proxyvote.com (include control number V90265-P44734)
• ·This is not a votable ballot; follow instructions on reverse side

27-03-2026

Community Bancorp (CMTV) filed its 10-K Annual Report on March 27, 2026, for the year ended December 31, 2025, including audited consolidated financial statements (balance sheets, income statements, comprehensive income, changes in shareholders’ equity, and cash flows) for 2025 and 2024. The report outlines the company's diversified operations across six segments: Business Banking, Commercial Real Estate Lending (recognized by SBA for Section 7(a) and 504 programs), Residential Real Estate Lending (no subprime loans originated), Retail Credit, Municipal and Institutional Banking, and Retail Banking. No specific financial performance metrics or period-over-period changes are detailed in the provided filing excerpt.

• ·Auditor: BDMP Assurance, LLP (PCAOB Reg. No. – 7293)
• ·Exhibits include portions of 2025 Annual Report, subsidiaries list, consents, Sarbanes-Oxley certifications (Sections 302 and 906), Clawback Policy, and iXBRL financial statements

27-03-2026

Ideal Power Inc. reported total assets of $10,046,689 at December 31, 2025, down from $19,826,684 in 2024, driven by a cash decline to $6,129,049 from $15,842,850 amid net cash used in operations of $9,135,479 versus $8,742,580 prior year. Revenue fell 56% YoY to $37,728 from $86,032, resulting in a wider gross loss of $22,680 compared to $7,377, while operating expenses decreased slightly by 1% to $10,910,509 from $11,063,798; net loss widened marginally to $10,578,420 from $10,417,813, though loss per share improved to $(1.16) from $(1.28). Stockholders’ equity dropped to $7,877,089 from $17,855,164.

• ·Net operating loss carryforward deferred tax asset increased to $19,761,000 from $16,049,000.
• ·Stock-based compensation expense declined to $729,173 from $1,596,254.
• ·Intangible assets increased to $2,687,466 from $2,611,998.
• ·Net cash used in investing activities improved to $449,494 from $506,428.

27-03-2026

United States Commodity Index Funds Trust released annual financial statements for its series, United States Commodity Index Fund (USCI) and United States Copper Index Fund (CPER), for the year ended December 31, 2025, via Form 8-K under Regulation FD. For USCI, total assets grew 45.6% to $279,442,559 from $191,958,260 as of December 31, 2024, with cash and cash equivalents increasing to $264,041,053 from $177,697,621. However, unrealized loss on open commodity futures contracts was $2,609,785 at year-end 2025, compared to a $5,392,339 gain in 2024.

• ·USCI equity in trading accounts cash: $17,113,637 (2025) vs $8,190,855 (2024)
• ·Dividends receivable: $615,840 (2025) vs $440,048 (2024)
• ·Management fees payable: $192,001 (2025) vs $128,904 (2024)
• ·Auditor confirmed effective internal control over financial reporting as of Dec 31, 2025, with no critical audit matters

27-03-2026

Sturm, Ruger & Company, Inc. (NYSE: RGR) appointed Andrew Wieland as Senior Vice President and Chief Financial Officer, succeeding Tom Dineen in a planned transition, with Dineen stepping down on March 31, 2026, and remaining until April 30, 2026. Wieland brings extensive financial leadership from Eaton Corporation, including roles in forecasting, planning, and finance transformation. The move supports Ruger's 2030 plan and long-term priorities under President & CEO Todd Seyfert.

• ·Tom Dineen began with Ruger in 1997, served as CFO since 2003, and as Vice President, CFO and Treasurer since 2006.
• ·Wieland previously served as Vice President of Finance and Controller of Eaton Electrical Sector Americas: Assemblies and Residential Solutions Group.

27-03-2026

Navient Student Loan Trust 2014-5's 10-K annual report for the fiscal year ended December 31, 2025 confirms that all servicing parties, including Navient Solutions, LLC, Higher Education Loan Authority of the State of Missouri, and Deutsche Bank National Trust Company, complied fully with applicable servicing criteria with no material instances of noncompliance. However, it discloses ongoing legal proceedings against sponsor/servicer Navient Corporation related to consumer protection laws and against trustees Deutsche Bank National Trust Company and Deutsche Bank Trust Company Americas in RMBS investor litigations alleging failures in trustee duties, though these are not considered material to the trust's noteholders or operations. No single obligor exceeds 10% of pool assets, and there are no external credit enhancements or derivatives.

• ·No entity or group provides external credit enhancement or derivative instruments for notes.
• ·Litigation disclosures from Navient note inability to estimate potential exposure or timing of resolutions.
• ·Trustees believe disclosed proceedings do not materially affect their duties under the Indenture.

27-03-2026

Navient Student Loan Trust 2014-4 filed its annual 10-K for the fiscal year ended December 31, 2025, confirming compliance with servicing criteria by Navient Solutions, LLC (Servicer and Administrator), Higher Education Loan Authority of the State of Missouri (Subservicer), and Deutsche Bank National Trust Company (Indenture Trustee), with no material instances of noncompliance reported. Disclosures note no significant obligor exceeding 10% of pool assets, no external credit enhancements or derivatives. Ongoing litigations involving Navient Corporation and Deutsche Bank entities related to other RMBS trusts are disclosed, but all parties assert no material impact on their ability to perform duties for this trust.

• ·No single obligor represents more than 10% of the pool assets.
• ·No external credit enhancement or derivative instruments provided.
• ·Servicing Reports and Attestation Reports confirm no material noncompliance for the year ended December 31, 2025.

27-03-2026

Navient Student Loan Trust 2014-2's 10-K for the fiscal year ended December 31, 2025 confirms full compliance by all servicing parties, including Navient Solutions, LLC, Nelnet Servicing, LLC, Higher Education Loan Authority of the State of Missouri, and Deutsche Bank National Trust Company, with no material instances of noncompliance reported in servicing assessments and attestations. However, it discloses ongoing legal proceedings against Navient Corporation under various consumer protection laws and against trustees Deutsche Bank National Trust Company and Deutsche Bank Trust Company Americas in unrelated RMBS litigations, including cases by NCUA, Commerzbank, and IKB alleging significant losses, though all parties assert no material impact on their duties for this trust. No single obligor exceeds 10% of pool assets, and there are no external credit enhancements or derivative instruments.

• ·No entity or group provides external credit enhancement or derivative instruments for notes issued by the Issuing Entity.
• ·Servicing Reports and Attestation Reports from public accounting firms confirm no material noncompliance for the year ended December 31, 2025.
• ·Legal proceedings against Navient and trustees are ongoing but not deemed material to their performance under this trust's agreements.

27-03-2026

Navient Student Loan Trust 2014-3 filed its 10-K annual report for the fiscal year ended December 31, 2025, omitting standard financial statements per General Instruction J but confirming full compliance by servicing parties (Navient Solutions, LLC as Servicer/Administrator, Higher Education Loan Authority of the State of Missouri as Subservicer, and Deutsche Bank National Trust Company as Indenture Trustee) with no material instances of noncompliance. Disclosures detail ongoing litigations against Navient Corporation under consumer protection laws and against Deutsche Bank trustees (DBNTC and DBTCA) in RMBS cases alleging trustee failures, including NCUA (37 trusts remaining, $17.2B historical losses claimed), Commerzbank (50 trusts), and IKB ($268M damages sought, 12 trusts), though all parties assert no material impact on this transaction.

• ·No single obligor represents more than 10% of the pool assets.
• ·No external credit enhancement or derivative instruments provided.
• ·Servicing Reports and Attestations for year ended December 31, 2025, confirm no material noncompliance.
• ·Trust established August 14, 2014.