S&P 500 Technology Sector SEC Filings — March 10, 2026

10-03-2026

IBM's 2026 Definitive Proxy Statement (DEF 14A) filed on March 10, 2026, invites stockholders to the virtual Annual Meeting on April 28, 2026, to vote on electing 13 director nominees, ratifying PricewaterhouseCoopers LLP as independent auditors, an advisory vote on executive compensation, approval of the 2026 long-term performance plan, and four stockholder proposals if properly presented. The company reports qualitative 2025 growth, innovation, and strong stockholder results driven by AI and hybrid cloud strategies, with the addition of Ramon Laguarta to the Board enhancing expertise in transformation and global strategy. The Board highlights robust governance, independent leadership, risk oversight, and ongoing stockholder engagement with no noted declines or challenges.

• ·Annual Meeting: Tuesday, April 28, 2026 at 1:00 p.m. Eastern Time, virtual at www.virtualshareholdermeeting.com/IBM2026
• ·Fiscal year end: December 31
• ·13 director nominees for one-year terms
• ·Stockholder proposals: (1) change to outside director stock ownership guidelines, (2) right to act by written consent, (3) report on AI bias, (4) report on discrimination in charitable support

10-03-2026

Creative Media & Community Trust Corp (CMCT) reported total revenues of $116.7M for the year ended December 31, 2025, down 6.3% YoY from $124.5M, with declines in office (-7.6%), multifamily (-19.1%), and lending (-16.7%) segments offsetting hotel growth of 4.9%. Net loss widened 53.7% to $39.6M from $25.8M amid higher expenses (+2.7%) and a $3.7M real estate impairment, though FFO attributable to common stockholders improved to -$31.5M from -$46.3M and total assets stood at $859.2M, down from $889.6M.

• ·Sheraton Grand Hotel (Sacramento, CA) had 72.5% occupancy and $152.70 RevPAR.
• ·Investments in real estate, net: $698.1M (2025) vs. $709.2M (2024).
• ·Loans receivable, net: $0 (2025) vs. $56.2M (2024).
• ·Net loss attributable to common stockholders per share: $(67.08) basic and diluted (2025) vs. $(431.43) (2024).
• ·Weighted average common shares outstanding: 919K basic and diluted (2025) vs. 170K (2024).

10-03-2026

dMY Squared Technology Group, Inc. filed a Form 425 on March 10, 2026, furnishing a press release announcing milestones in Horizon Quantum's business and the ongoing business combination originally agreed on September 9, 2025, while inviting interested parties to a live X Spaces event. The transaction includes a planned PIPE of approximately $111.9M in Holdco’s Class A ordinary shares, with the Registration Statement effective February 17, 2026, and proxy statement mailed the same day. The filing emphasizes extensive risks, including potential termination of the agreement, failure to close the PIPE, shareholder approval issues, and operational challenges for Holdco's quantum technologies.

• ·Business Combination Agreement dated September 9, 2025.
• ·Registration Statement on Form F-4 effective February 17, 2026.
• ·Definitive proxy statement/prospectus mailed to dMY shareholders on February 17, 2026, for Special Meeting vote.
• ·Warrants exercisable at $11.50 per share of Class A common stock.
• ·dMY Annual Report on Form 10-K for FY ended December 31, 2024, filed April 3, 2025.

10-03-2026

Oracle reported exceptional Q3 FY26 results with total revenue of $17.2B, up 22% YoY in USD and 18% in constant currency, driven by cloud revenue of $8.9B up 44% in USD and 41% in constant currency, including IaaS at $4.9B up 84%. However, software revenues grew only 3% in USD and declined 1% in constant currency to $6.1B, while hardware revenues increased 2% in USD but fell 2% in constant currency. Remaining Performance Obligations surged 325% YoY to $553B, GAAP EPS rose 24% to $1.27, and non-GAAP EPS increased 21% to $1.79.

• ·Quarterly dividend declared at $0.50 per share, record date April 9, 2026, payment date April 24, 2026.
• ·Raised $30B in investment grade bonds and mandatory convertible preferred stock.
• ·Q4 FY26 guidance: Total revenue 19-21% USD growth; Cloud revenue 46-50% USD growth; Non-GAAP EPS $1.96-$2.00 USD.
• ·Q3 GAAP operating income $5.5B up 25% YoY USD; Non-GAAP operating income $7.4B up 19% YoY USD.

10-03-2026

The proxy statement for Putnam Municipal Opportunities Trust and affiliated closed-end funds (Putnam Managed Municipal Income Trust, Putnam Master Intermediate Income Trust, Putnam Premier Income Trust) solicits votes to fix the number of Trustees at 8 and elect the current nominees at the annual shareholder meeting on April 17, 2026. Nominees, all current Trustees overseeing 22 closed-end funds advised by Franklin Advisers or affiliates (with Jane E. Trust overseeing 118 additional funds), include 7 independent Trustees such as Chair Eileen A. Kamerick and Robert D. Agdern. Voting is recommended FOR both proposals, with eligible shareholders as of the February 6, 2026 record date urged to participate via online, phone, or mail to avoid additional expenses.

• ·Annual meeting: April 17, 2026 at 11:00 a.m. ET, One Madison Avenue, New York, New York 10010
• ·Record Date: February 6, 2026
• ·Proxy materials mailed beginning March 10, 2026
• ·Proxy solicitation phone: 1-866-765-9033
• ·Proxy website: https://www.proxy-direct.com/fnk-34959
• ·For funds with preferred shares (Putnam Managed Municipal Income Trust, Putnam Municipal Opportunities Trust), preferred shareholders vote separately to elect two Trustees (Robert D. Agdern, Peter Mason)