US Corporate Distress Financial Stress SEC Filings — April 01, 2026

01-04-2026

Brag House Holdings, Inc. entered into Amendment No. 3 to its Merger Agreement with Brag House Merger Sub, Inc. and House of Doge Inc., dated March 26, 2026, adding new Section 3.5(i) that imposes modified lock-up restrictions on shares of Purchaser Common Stock received by Company Group A Stockholders (e.g., 80% at Effective Time, reducing to 0% after 270 days), Company Group B Stockholders (80% at Effective Time, to 0% after 270 days), and RSU holders (90-day full lock-up plus 5% daily volume limit thereafter). The amendment also extends the outside date for termination under Section 9.2(a) from April 30, 2026, to May 29, 2026, and requires Purchaser to implement stop transfer orders and legends. No financial terms were altered.

• ·Original Merger Agreement dated October 12, 2025; prior amendments on November 26, 2025 (No. 1) and February 2, 2026 (No. 2).
• ·Lock-up exceptions for domestic relations order, divorce settlement, will, laws of descent and distribution, or applicable law.
• ·Purchaser to instruct Exchange Agent for stop transfer orders and restrictive legends on shares for 90, 180, and 270 days post Effective Time.

01-04-2026

McCormick & Co Inc (MKC-V) filed an 8-K on April 01, 2026, reporting entry into a material definitive agreement under Item 1.01, Regulation FD disclosure under Item 7.01, and financial statements/exhibits under Item 9.01. The filing attaches Exhibit 99.1, a press release dated March 31, 2026. No specific financial metrics, agreements details, or performance data were disclosed in the provided content.

• ·Filing Type: 8-K
• ·Items Reported: 1.01 (Material Definitive Agreement), 7.01 (Regulation FD Disclosure), 9.01 (Financial Statements and Exhibits)
• ·Subcategory: Material Agreement Entry
• ·Exhibit 99.1: Press Release dated March 31, 2026

01-04-2026

On March 30, 2026, Nuveen Churchill Private Capital Income Fund entered into an Incentive Fee Waiver Agreement with Churchill PCIF Advisor LLC, waiving 50% of the incentive fee based on income for February 2026, while declaring gross regular distributions of $0.170 per share payable April 28, 2026. As of February 28, 2026, the Fund's aggregate NAV was $1.5 billion, investment portfolio fair value $2.4 billion with a weighted average yield of 8.70%, and it received $120.0 million in Q1 2026 gross subscriptions; however, short-term returns remained modest with Class I shares at 0.21% for 1-month, 1.15% for 3-months, and 0.74% YTD, alongside 3.2% of outstanding shares tendered in the March repurchase offer.

• ·As of February 28, 2026, NAV per share: Class I $24.16, Class S $24.09, Class D $24.16.
• ·Portfolio composition at fair value: 93.08% first-lien debt, 2.75% second-lien debt, 2.02% mezzanine/structured debt, 2.15% equity; 96% floating rate debt.
• ·Average position size 0.30%; top 10 holdings each ~1% of fair value.
• ·Gross regular distributions: Class I $0.170 (net $0.170), Class S $0.170 gross/$0.153 net, Class D $0.170 gross/$0.165 net.

01-04-2026

SharonAI Holdings Inc. (NASDAQ:SHAZ) announced a significant 5-year US$1.25BN Total Contract Value (TCV) AI Cloud infrastructure agreement with ESDS Software Solutions Ltd., including an option to extend for an additional 2 years. The deal involves deploying an 8K B300 cluster in an existing Australian data center, with revenue expected to commence in Q3 2026. CEO James Manning emphasized robust demand across enterprise, hyperscale, research, government, and AI native sectors.

• ·Filing Date: April 01, 2026
• ·Agreement deployment within one of the company’s existing data center providers in Australia
• ·Investor Relations disclosures via https://sharonai.com/investors/, X account (sharon__ai), and LinkedIn (sharon-AI)

01-04-2026

On March 26, 2026, The Brand House Collective, Inc. (TBHC) received a Nasdaq notice that its market value of publicly held shares (MVPHS) failed to meet the $15,000,000 minimum for 30 consecutive business days, violating Listing Rule 5450(b)(3)(C), with no immediate impact on trading. TBHC has a 180-day compliance period ending September 22, 2026, to regain compliance by achieving $15M MVPHS for 10 consecutive days, but faces delisting risk if unsuccessful, subject to appeal or transfer to Nasdaq Capital Market. A pending merger with Bed Bath & Beyond, Inc., announced November 24, 2025, is anticipated to close beforehand, resulting in voluntary delisting as TBHC becomes a wholly owned subsidiary.

• ·Compliance can be achieved if MVPHS closes at $15M or more for 10 consecutive business days during the period.
• ·Post-merger, Parent's common stock remains listed on the New York Stock Exchange.
• ·No assurance of regaining compliance or meeting other Nasdaq requirements.

01-04-2026

RYTHM, Inc. announced amendments to its existing trademark and recipe license agreements with an indirect wholly-owned subsidiary of Green Thumb Industries Inc., effective April 1, 2026. Green Thumb will pay RYTHM an aggregate fixed annual cash fee of $70 million, subject to annual increases equal to two times a Consumer Price Index-based escalator. This framework strengthens the long-term licensing arrangement, providing predictable revenue and supporting RYTHM’s Nasdaq listing.

• ·Agreements cover brand intellectual property including RYTHM, incredibles, Beboe, Dogwalkers, Doctor Solomon’s, &Shine, and Good Green

01-04-2026

Green Thumb Industries Inc. amended its Trademark and Recipe License Agreements with RYTHM, Inc. subsidiaries effective April 1, 2026, transitioning licensing fees from revenue-based to fixed annual cash payments of $70 million collectively for brands including RYTHM Premium Cannabis, incredibles, Beboe, Dogwalkers, Doctor Solomon's, &Shine, and Good Green. Fees are payable monthly and subject to annual increases based on two times a CPI escalator, with no other terms changed. As a significant shareholder in RYTHM, Green Thumb is positioned to benefit from its growth.

01-04-2026

Cadrenal Therapeutics, Inc. entered into a Warrant Inducement Agreement on March 31, 2026, under which a holder will exercise existing warrants for 571,430 shares of common stock at a reduced price of $4.50 per share (from $16.50), providing approximately $2.5 million in gross proceeds for working capital. In exchange, the company issued new Series B-1 and Series B-2 warrants to purchase 571,430 shares each at $4.50 per share, representing significant potential dilution, along with placement agent warrants for 37,143 shares to H.C. Wainwright & Co., LLC and a 7.0% cash fee. A 15-day lock-up on new share issuances follows closing, expected April 1, 2026.

• ·New Warrants exercisable for 5 years (Series B-1) and 18 months (Series B-2) from Resale Registration Statement effectiveness.
• ·Company to file Resale Registration Statement within 30 days of March 31, 2026, and use reasonable efforts for effectiveness within 60 days (or 90 days if SEC review).
• ·Beneficial ownership limit of 4.99% or 9.99% for New Warrant holders.
• ·15-day lock-up on new Common Stock or equivalents post-closing.

01-04-2026

Toyota Motor Credit Corporation entered into a Revolving Credit Agreement with Toyota Motor Sales, U.S.A., Inc., dated April 1, 2026, establishing a $5 billion revolving line of credit. The facility allows for loans during the Commitment Period ending March 31, 2027, with repayment and reborrowing permitted until the Commitment Termination Date. Interest accrues at agreed Applicable Rates based on federal rates, with no performance metrics or changes reported.

• ·Commitment Termination Date: March 31, 2027
• ·Irrevocable Loan Notices required 15 days prior to Borrowing Date
• ·Interest Periods in one-month increments, no shorter than one month

01-04-2026

Primo Brands Corporation, along with Triton Water Holdings, Inc. and Primo Water Holdings Inc., entered into the Fifth Amendment to its First Lien Credit Agreement dated March 31, 2026, to refinance $3,090,000,000 of existing 2025 Refinancing Term Loans with new 2026 Refinancing Term Loans of the same aggregate principal amount. The proceeds will repay the existing loans and cover related fees and expenses, with no Event of Default existing before or after the transaction. All representations and warranties remain true and correct, and solvency is confirmed post-transaction.

• ·Amendment effective upon satisfaction of conditions including receipt of legal opinions, solvency certificate, and no Event of Default.
• ·Arrangers for the 2026 Refinancing Term Loans: Morgan Stanley Bank, N.A., BofA Securities, Inc., and others.
• ·2026 Refinancing Term Loans may be Term SOFR Rate Loans or Base Rate Loans.

01-04-2026

Comenity Bank and Comenity Servicing LLC executed the Sixth Addendum to the Sixth Amended and Restated Service Agreement, effective April 1, 2026, amending Services in Appendix A (including Digital Engineering for Omnichannel Platform, Mobile App, Loyalty and Rewards; Servicing and Core Processing Engineering for VCARS, IVR, Jack Henry, Fiserv platforms, Servicing AI Assistant) and Performance Standards in Appendix B. Amendments reorganize standards such as adding and deleting 99.9% availability targets for PLP Services Rewards Website Fulfillment on a monthly basis. The Agreement, originally dated January 1, 2025, continues in full force and effect except as modified.

• ·Original Sixth Amended and Restated Service Agreement dated January 1, 2025
• ·Amendments detailed in Exhibit A (Services) and Exhibit B (Performance Standards)

01-04-2026

ARMOUR Residential REIT, Inc. confirmed the April 2026 cash dividend for its Common Stock at $0.24 per share (record date April 15, 2026; payment date April 29, 2026), consistent with guidance released on March 25, 2026. The Company also confirmed Q2 2026 monthly cash dividends for Series C Preferred Stock at $0.14583 per share for April (payment April 27), May (payment May 27), and June (payment June 29). Dividends are determined at the Board's discretion considering results of operations, cash flows, financial condition, and market conditions.

• ·ARMOUR has elected to be taxed as a REIT and must distribute substantially all ordinary REIT taxable income to maintain status.
• ·Dividends in excess of current tax earnings and profits are generally not taxable to common stockholders.
• ·Investor contact: Gordon M. Harper at (772) 617-4340; Company address: 3001 Ocean Drive, Suite 201, Vero Beach, Florida 32963.

01-04-2026

American Assets Trust, Inc. (NYSE: AAT) amended and restated its credit agreement, increasing the revolving line of credit from $400 million to $500 million and extending its maturity to April 1, 2030 (with two six-month extension options). The $100 million term loan's maturity was also extended to April 1, 2030 (with one twelve-month extension option). This enhances the company's borrowing capacity and financial flexibility.

• ·Company headquartered in San Diego, California, with properties in Southern California, Northern California, Washington, Oregon, Texas, and Hawaii.
• ·Formed in 2011 to succeed American Assets, Inc., founded in 1967.

01-04-2026

Cyclerion Therapeutics (CYCN) and Korsana Biosciences announced a definitive all-stock merger agreement, with the combined company operating as Korsana Biosciences (ticker: KRSA) and backed by approximately $380 million in private financing to fund operations into 2029, including KRSA-028 clinical milestones in 2027. However, pre-merger Cyclerion shareholders will own only about 1.5% of the combined entity, representing significant dilution. The transaction is expected to close in Q3 2026, subject to approvals.

• ·Merger closing expected in Q3 2026, subject to stockholder approvals, SEC registration effectiveness, HSR waiting period, and customary conditions
• ·KRSA-028 Phase 1 healthy volunteer data expected mid-2027; interim proof-of-concept data on amyloid plaque clearance in Alzheimer's patients by end-2027
• ·Conference call on April 1, 2026, at 8:00 am ET
• ·Combined company leadership: Jonathan Violin as CEO; Korsana's board to lead, chaired by Tomas Kiselak

01-04-2026

ServiceNow, Inc. entered into a Credit Agreement dated April 1, 2026, acting as Borrower, with JPMorgan Chase Bank, N.A. as Administrative Agent and various lenders party thereto. The agreement establishes facilities for revolving borrowings, swingline loans, and letters of credit, governed by standard terms including representations, covenants, and events of default. No specific commitment amounts or financial metrics are detailed in the provided content.

• ·Filing Type: 8-K, Items: 1.01 (Entry into Material Definitive Agreement), 2.03 (Creation of Direct Financial Obligation), 9.01 (Financial Statements and Exhibits)
• ·Filing Date: April 01, 2026
• ·Subcategory: Material Agreement Entry
• ·Schedules include Commitments (2.01), Swingline Commitments (2.04), Existing Letters of Credit (2.05A), LC Commitments (2.05B), Existing Liens (6.01), Existing Subsidiary Debt (6.03)

01-04-2026

Comstock Inc. entered into a Second Note Amendment Agreement with Georges Trust on March 30, 2026, extending the maturity of a promissory note with $4,290,000 remaining principal from April 15, 2026, to July 15, 2026. This follows a prior amendment in August 2025 where the company issued 1,500,000 shares of common stock, now valued above the principal amount, with net proceeds from their sale intended to satisfy the note. While the extension provides breathing room, the debt obligation persists without full repayment.

• ·First Note Amendment Agreement dated August 8, 2025, disclosed in 8-K filed August 12, 2025.
• ·Form S-3 registration statement for resale of 1,500,000 shares filed November 21, 2025, declared effective December 10, 2025.
• ·Net proceeds from Noteholder's sale of shares to be applied to note; excess shares/cash returned to Company.

01-04-2026

Enova International, Inc. entered into amendments to four credit facilities on March 30-31, 2026, increasing commitments across its subsidiaries' RAOD Facility (Class A to $300,000,000 from $200,000,000; Class B to $55,263,157.89 from $36,842,105.26), NCR 2022 Facility to $275,000,000 from $200,000,000, NC LOC 2024 Facility to $200,000,000 from $150,000,000, and Headway Facility (Class A to $465,000,000 from $365,000,000; Class B to $156,183,000 from $122,595,000). These changes expand the company's revolving loan and note issuance capacities. No declines or flat commitments were reported.

• ·Amendments to be filed as exhibits in Q1 2026 10-Q.
• ·RAOD Facility originally dated December 17, 2018; NCR 2022 dated October 21, 2022; NC LOC 2024 dated February 21, 2024; Headway dated May 25, 2023.

01-04-2026

Gray Media, Inc. entered into the Sixth Amendment to its Fifth Amended and Restated Credit Agreement, dated as of March 31, 2026, with Wells Fargo Bank, National Association as Administrative Agent and the Required Revolving Credit Lenders, restating the Credit Agreement, its Schedules and Exhibits in their entirety, and amending the Guaranty Agreement and Security Agreement. The amendment becomes effective upon execution by required parties, confirmation of no Default or Event of Default, and payment of fees and expenses to the Administrative Agent and affiliates. Loan Parties reaffirmed all covenants, representations, warranties, liens, and obligations under the amended documents.

• ·Original Credit Agreement dated December 1, 2021
• ·Prior amendments: First (March 17, 2023), Second (February 16, 2024), Third (June 4, 2024), Fourth (March 31, 2025), Fifth (July 18, 2025)
• ·Counsel mentioned: Cahill Gordon & Reindel LLP
• ·Governing law: State of New York

01-04-2026

Beyond Air, Inc. (NASDAQ: XAIR) announced the resignation of CEO Steve Lisi effective March 27, 2026, and the appointment of Robert Goodman, current Chief Commercial Officer and Director, as the new CEO effective March 26, 2026. The Board highlighted Goodman's commercial expertise to accelerate LungFit PH market adoption and growth, expecting a seamless transition with no operational disruptions. The change is positioned to drive broader customer deployment in U.S. and international inhaled nitric oxide markets.

• ·Steve Lisi led Beyond Air for nine years, overseeing development and launch of LungFit PH.
• ·Robert Goodman joined Beyond Air Board in June 2025 and served as Chief Commercial Officer from November 2025 to March 2026.
• ·LungFit PH has FDA approval and CE Mark for treatment of term and near-term neonates with hypoxic respiratory failure.

01-04-2026

Cousins Properties Incorporated (Parent) and Cousins Properties LP (Borrower) entered into a Sixth Amended and Restated Credit Agreement dated April 1, 2026, amending the prior agreement from May 2, 2022, to establish a $1.2 billion revolving credit facility (Aggregate Revolving Credit Commitments). Bank of America, N.A. serves as Administrative Agent and L/C Issuer, with JPMorgan Chase Bank, N.A. as Syndication Agent, and other lenders including Truist Bank, PNC Bank, N.A., Morgan Stanley Bank, N.A., U.S. Bank National Association, Wells Fargo Bank, N.A., and TD Bank, N.A. as Documentation Agents. The agreement modifies interest rates, covenants, and other terms to provide ongoing liquidity.

• ·Published CUSIP Numbers: Deal 22279UAJ0, Revolver 22279UAK7
• ·Existing Credit Agreement dated May 2, 2022

01-04-2026

Roper Technologies, Inc. entered into a new Credit Agreement dated March 30, 2026, as Parent Borrower, with various lenders including JPMorgan Chase Bank, N.A. as Administrative Agent, Bank of America, N.A. and Wells Fargo Bank, National Association as Syndication Agents, to refinance its Existing Credit Agreement dated July 21, 2022. The facility includes provisions for term loans, revolving commitments, letters of credit, and incremental extensions, with standard covenants, representations, and events of default. No specific commitment amounts, fees, or other quantitative metrics are detailed in the provided filing excerpt.

• ·Filing Date: April 01, 2026
• ·SEC Items: 1.01, 1.02, 2.03, 9.01
• ·Subcategory: Material Agreement Entry
• ·Administrative Agent: JPMorgan Chase Bank, N.A.
• ·Documentation Agents: PNC Bank, National Association; Truist Bank; U.S. Bank National Association; The Huntington National Bank; Royal Bank of Canada; The Toronto-Dominion Bank, New York Branch; MUFG Bank, Ltd.
• ·Syndication Agents: Bank of America, N.A.; Wells Fargo Bank, National Association
• ·Existing Credit Agreement Date: July 21, 2022

01-04-2026

AMC Entertainment Holdings, Inc., along with its subsidiary Odeon Finco PLC, extended the commitment termination date under a commitment letter with Deutsche Bank AG New York Branch from April 6, 2026, to April 20, 2026, for a new senior secured Odeon Credit Facility of up to $425,000,000. The facility is intended to refinance Odeon’s existing 12.750% Senior Secured Notes due 2027 and cover related fees and expenses. This extension solely provides additional time to finalize definitive documentation and complete closing.

• ·Commitment Letter originally entered on March 6, 2026
• ·Extension agreed upon on March 26, 2026
• ·Facility to refinance Odeon’s 12.750% Senior Secured Notes due 2027

01-04-2026

Movado Group, Inc. and its wholly owned subsidiaries Swissam Products Limited and MGI Luxury Group Sárl entered into a letter agreement on March 30, 2026, extending the existing License Agreement with Calvin Klein, Inc. (dated August 19, 2020) for an additional three years until December 31, 2029. Other material provisions of the agreement remain substantially unchanged. The Extension Letter is filed as Exhibit 10.1.

• ·Filing Date: April 1, 2026
• ·Date of Earliest Event Reported: March 30, 2026
• ·Original License Agreement Date: August 19, 2020
• ·Extension End Date: December 31, 2029

01-04-2026

Mission Produce, Inc. entered into an Amended and Restated Credit Agreement dated April 1, 2026, with Bank of America, N.A. as Administrative Agent, providing for Revolver (CUSIP 60510TAF0), Term A-1 (CUSIP 60510TAG8), and Term A-2 (CUSIP 60510TAH6) facilities (Deal CUSIP 60510TAE3). The facilities will finance a portion of the consideration for the planned Cantaloupe Acquisition of Calavo Growers, Inc. pursuant to the merger agreement dated January 14, 2026, along with related fees and expenses. No specific commitment amounts or financial covenant details are provided in the filing excerpt.

• ·Merger agreement dated January 14, 2026, involving Cantaloupe Merger Sub I, Inc. and Cantaloupe Merger Sub II, LLC.
• ·Conditions precedent include Closing Date and Cantaloupe Acquisition Funding Date.
• ·Published CUSIP Numbers: Deal 60510TAE3, Revolver 60510TAF0, Term A-1 60510TAG8, Term A-2 60510TAH6.

01-04-2026

abrdn Global Dynamic Dividend Fund (AGD) entered into an amended and restated distribution agreement with ALPS Distributors, Inc. on April 1, 2026, enabling the at-the-market offering of up to $100,000,000 in common shares, subject to not selling below net asset value. ALPS has a sub-placement agent agreement with UBS Securities LLC. The offering commenced on April 1, 2026, pursuant to a prospectus supplement and effective shelf registration statement on Form N-2 (File No. 333-290833).

• ·Prospectus supplement dated April 1, 2026; accompanying prospectus dated October 30, 2025
• ·Registration Statement on Form N-2 (File No. 333-290833)
• ·Fund incorporated in Delaware; CIK 0001362481; IRS EIN 20-4924557

01-04-2026

On April 1, 2026, abrdn Global Premier Properties Fund (NYSE: AWP) entered into an amended and restated distribution agreement with ALPS Distributors, Inc., enabling the at-the-market offering and sale of up to $55,000,000 of common shares of beneficial interest, subject to not selling below net asset value. ALPS has a sub-placement agent agreement with UBS Securities LLC. The offering commenced on the same date under the Fund's effective shelf registration statement on Form N-2.

• ·Prospectus supplement dated April 1, 2026, and accompanying prospectus dated December 17, 2024, part of Form N-2 registration statement (File No. 333-282296).
• ·Exhibits include Distribution Agreement (1.1), Sub-Placement Agent Agreement (1.2), and opinion of Dechert LLP (5.1).

01-04-2026

Orthopediatrics Corp. and its subsidiaries amended their existing Credit Agreement dated August 5, 2024, to establish a new tranche of delayed draw term loans totaling $20,000,000, effective March 31, 2026. Wilmington Trust, National Association acts as Agent, with Braidwell Transaction Holdings LLC – Series 8 as Lender, and an amendment fee of $5,000 was paid. The amendment is subject to standard conditions including no Default or Event of Default, solvency, and legal opinions.

• ·Existing Credit Agreement dated August 5, 2024
• ·Conditions to effectiveness include receipt of legal opinions from Dentons (New York and Delaware counsel), organizational documents, officer certificates, good standing certificates, and Responsible Officer certificate confirming no Default, true representations, and solvency
• ·Post-closing: legal opinions from Dentons as counsel for Tennessee, Florida, Iowa, Colorado, Massachusetts, and Arizona within 10 Business Days

01-04-2026

Westwater Resources announced the termination by SK On Co., Ltd. of the Products Procurement Agreement executed in February 2024, which covered a portion of planned Phase I production capacity at the Kellyton Graphite Plant, citing challenging market conditions and tariffs. However, SK On indicated willingness for future agreements under updated terms, while Westwater continues advancing construction, product qualification via its Kellyton line, and expects initial battery-grade graphite production within approximately 12 months of securing remaining project financing.

• ·SK On notified termination on March 31, 2026.
• ·Agreement originally executed in February 2024.
• ·Coosa Graphite Deposit described as the largest natural flake graphite deposit in the contiguous United States.

01-04-2026

ITC Holdings Corp. entered into a Ninth Supplemental Indenture on April 1, 2026, issuing $500.0 million aggregate principal amount of 4.875% senior notes due April 15, 2031, and $400.0 million aggregate principal amount of 5.500% senior notes due April 15, 2036. The notes are senior unsecured obligations with semi-annual interest payments starting October 15, 2026, and specific optional redemption terms prior to par call dates. Net proceeds will be used to redeem $400 million of 3.25% Senior Notes due June 30, 2026, repay commercial paper indebtedness, and for general corporate purposes.

• ·Notes rank equally with other senior unsecured indebtedness; effectively subordinated to secured debt and structurally subordinated to subsidiary obligations.
• ·No sinking fund provision.
• ·2031 notes par call date: March 15, 2031; 2036 notes par call date: January 15, 2036.
• ·Interest payable semi-annually on April 15 and October 15, commencing October 15, 2026.
• ·Indenture includes covenants limiting liens, sale-leaseback transactions, and mergers; customary events of default.

01-04-2026

Charlotte’s Web Holdings, Inc. entered into a subscription agreement with BT DE Investments Inc. (BAT), a subsidiary of British American Tobacco p.l.c., for a US$10 million equity investment via issuance of up to 14,760,638 common shares at C$0.94 per share, expected to close around May 28, 2026. Concurrently, the company will amend its existing C$75,341,080 (US$54 million) convertible debenture with BAT, reducing the conversion price from C$2.00 to C$0.94 per share and increasing BAT's ownership cap from 19.9% to 40.8%, resulting in conversion into 95,281,277 shares and BAT's total equity commitment of approximately C$103 million (US$75 million). Post-transaction, BAT will hold about 40.8% of the 269,725,868 outstanding common shares and gain proportional board nomination rights (at least two directors if owning ≥10%), pre-emptive rights, and veto powers over key actions like indebtedness exceeding US$10 million.

• ·Original Convertible Debenture issued November 14, 2022; maturity November 14, 2029.
• ·Interest rate: 5% annualized until federal CBD regulation in US food/supplements, then 1.5%.
• ·BAT standstill provision: 2 years, no acquisitions pushing ownership ≥49% partially diluted.
• ·BAT share transfer restriction: 18 months, with exceptions for affiliates, takeovers, breaches.
• ·Subscription Agreement dated March 30, 2026; soliciting material under Rule 14a-12; proxy statement to be filed.

01-04-2026

Arq, Inc. entered into the Fifth Amendment to its Revolving Credit Agreement on March 31, 2026, with MidCap Funding IV Trust, replacing the minimum liquidity covenant with a $2.5 million availability reserve requirement (increasing to $5 million beginning January 2027). The amendment also adds certain eligible equipment and Rolling Stock to the borrowing availability calculation and modifies the Eligible Accounts definition to permit higher single customer concentration until August 2026. These changes enhance borrowing flexibility without introducing new restrictive terms.

• ·Original Revolving Credit Agreement dated December 27, 2024, with prior amendments on May 6, 2025; December 9, 2025; January 28, 2026; and February 27, 2026.
• ·Higher single customer concentration allowed under amended Eligible Accounts definition until August 2026.

01-04-2026

Rimini Street, Inc. entered into Amendment No. 1 to its Amended and Restated Credit Agreement dated April 30, 2024, effective March 27, 2026, which amends Section 6.8(b)(ii) to increase limits on aggregate Restricted Payments. Annual limits are set at the greater of $12,500,000 or 20.0% of LTM Consolidated EBITDA through FY ended December 31, 2025, rising to $20,000,000 thereafter; term aggregate limits are the greater of $50,000,000 or 100.0% of LTM Consolidated EBITDA prior to January 1, 2026, and $50,000,000 thereafter. This enhances financial flexibility for distributions such as dividends or buybacks, with no declines or restrictions noted.

• ·Amendment executed by Required Lenders including Capital One (Agent), Toronto-Dominion Bank, and U.S. Bank National Association.
• ·Conditions precedent include execution by Borrower and Required Lenders, and payment of Agent expenses per Section 10.5.
• ·No Default or Event of Default exists immediately prior to or after Amendment No. 1 Effective Date.
• ·Original Credit Agreement dated April 30, 2024.

01-04-2026

Oncolytics Biotech Inc. (ONCY) filed an 8-K on April 1, 2026, disclosing entry into a material definitive agreement (Item 1.01), material modifications to rights of security holders (Item 3.03), departure or election of directors/officers (Item 5.02), amendments to articles of incorporation or bylaws (Item 5.03), other events (Item 8.01), and financial statements/exhibits (Item 9.01). These updates indicate significant corporate governance changes and a new material agreement, with no specific financial impacts detailed in the filing metadata. No quantitative metrics or period comparisons are provided.

• ·Filing CIK: 0001129928
• ·Accession No: 0001104659-26-038272
• ·File/Film Number: 001-38512
• ·Fiscal Year End: December 31

01-04-2026

Hexcel Corporation entered into a $750,000,000 revolving credit agreement dated March 31, 2026, with Bank of America, N.A. as administrative agent, swing line bank, and issuing bank, and a syndicate of initial lenders as joint lead arrangers and bookrunners including BofA Securities, Inc., Goldman Sachs Bank USA, JPMorgan Chase Bank, N.A., TD Bank, N.A., and U.S. Bank National Association. The facility supports revolving credit advances, swing line advances, and letters of credit, with initial applicable margins of 0.125% for Base Rate Advances and 1.125% for SOFR Loans, and commitment fees of 0.150% per annum, adjustable based on leverage ratio or public debt ratings. No negative financial impacts or declines are noted in the agreement.

• ·Deal CUSIP: 428292AL0; Revolver CUSIP: 428292AM8
• ·Pricing grid tied to Public Debt Rating or Consolidated Leverage Ratio, with levels from I (A3/A- or ≤1.50:1.00) to V (Ba1/BB+ or >3.50:1.00)
• ·Availability Period from Effective Date to earlier of Termination Date or commitment termination

01-04-2026

J.W. Mays, Inc. (MAYS) filed an 8-K on April 1, 2026, disclosing entry into a loan agreement dated March 27, 2026, under Items 1.01 (Entry into Material Definitive Agreement), 2.03 (Creation of Direct Financial Obligation), and 9.01 (Financial Statements and Exhibits). J.W.M Realty Corp acts as borrower, J.W. Mays, Inc. as guarantor, and Putnam County National Bank of Carmel as lender. No specific loan amounts, terms, or financial impacts are detailed in the provided filing excerpt.

• ·Filing Type: 8-K, Subcategory: Material Agreement Entry

01-04-2026

Lesaka Technologies, Inc. and Lesaka SA entered into an Amended and Restated General Banking Facility Agreement with RMB on March 27, 2026, providing access to ZAR 1,143,901,000 in direct facilities, ZAR 57,700,000 indirect facilities for bank guarantees, and ZAR 326,000,000 settlement lines, with facilities available from March 30, 2026, subject to annual review. The material terms remain substantially the same as the original agreement, and Lesaka SA will pay an upfront fee of ZAR 3.45 million. No material changes were noted in the concurrent amendments to the Common Terms Agreement.

• ·Original CTA and GBF Agreement dated February 27, 2025; GBF addendum July 16, 2025
• ·Restated CTA dated February 27, 2026, further amended March 27, 2026
• ·Facilities may be reallocated between direct and indirect

01-04-2026

Trex Company, Inc. entered into a new Credit Agreement on March 26, 2026, amending and restating the prior agreement dated May 18, 2022, increasing the revolving credit facility limit from $550 million to $700 million and extending the maturity to March 26, 2031 from December 22, 2026. The facility includes a $60 million letter of credit sublimit and $40 million swing line sublimit, with proceeds usable for refinancing, working capital, capital expenditures, permitted acquisitions, and other corporate purposes. The agreement features tiered interest rates based on leverage ratios, financial covenants including a minimum 2.50x interest coverage ratio and maximum 3.75x debt to EBITDA (adjustable to 4.25x post-qualifying $75 million+ acquisition), and a Security and Pledge Agreement granting security interests in substantially all assets excluding excluded property.

• ·Applicable Rates (tiered by Consolidated Debt to EBITDA Ratio): Tier 1 (>=2.50x): SOFR/LC Fee 1.75%, Base Rate 0.75%, Commitment Fee 0.25%; Tier 2 (2.00-2.50x): 1.50%/0.50%/0.20%; Tier 3 (1.50-2.00x): 1.25%/0.25%/0.15%; Tier 4 (<1.50x): 1.00%/0.00%/0.125%.
• ·Financial covenants measured quarterly starting June 30, 2026: Consolidated Interest Coverage Ratio >=2.50:1.00; Consolidated Debt to EBITDA <=3.75:1.00 (up to 4.25:1.00 for up to two 4-quarter Adjustment Periods post-$75M+ acquisition).
• ·Security interest granted in collateral including accounts, inventory, equipment, IP (copyrights, patents, trademarks), investment property, and proceeds (excluding Excluded Property); default rate +2.00%.

01-04-2026

Ocean Power Technologies, Inc. entered into a Securities Purchase Agreement dated April 1, 2026, to issue and sell senior convertible notes with an aggregate original principal amount of $10,000,000 to certain buyers listed on the Schedule of Buyers. The notes are convertible into shares of the Company's Common Stock and issuable pursuant to an effective shelf registration statement on Form S-3 (Registration Number 333-275843). The closing is scheduled for 10:00 a.m. New York time on the first Business Day following satisfaction or waiver of closing conditions, with no reported declines or flat metrics in this financing agreement.

• ·Closing location: offices of Kelley Drye & Warren LLP, 3 World Trade Center, 175 Greenwich Street, New York, NY 10007.
• ·Shelf registration statement: Form S-3, Registration Number 333-275843.
• ·SEC filing items: 1.01 (Entry into Material Definitive Agreement), 2.03 (Creation of Direct Financial Obligation), 9.01 (Financial Statements and Exhibits).

01-04-2026

Bitfarms Ltd. has completed its U.S. Redomiciliation from Canada to Delaware via a statutory plan of Arrangement, rebranding as Keel Infrastructure Corp., with all 602,851,137 Bitfarms shares exchanged 1:1 for Keel Common Stock, set to trade under ticker KEEL on Nasdaq and TSX starting April 6, 2026. Keel positions itself as a pure-play HPC/AI infrastructure developer with a 2.2 GW pipeline across Pennsylvania, Washington, and Québec. Keel will continue Bitfarms' Normal Course Issuer Bid to repurchase up to 49,943,031 shares, believing market price undervalues the stock.

• ·Shareholder approval of Arrangement: March 20, 2026
• ·Ontario Superior Court final order: March 24, 2026
• ·NCIB period: July 28, 2025 to July 27, 2026
• ·Keel principal executive office: Equitable Life Building, 120 Broadway, Suite 1075, New York, NY 10004

01-04-2026

BiomX Inc. entered into an Option and Undertaking Agreement on March 31, 2026, with Mandragola Ltd. granting BiomX an exclusive option to acquire 100% of DR. Frucht Systems Ltd. (DFSL), a developer of proprietary LADAR-based anti-drone and security detection systems, subject to Mandragola first acquiring 60% of DFSL and Israel Innovation Authority approval. The purchase price includes $100,000 cash, a $5 million convertible promissory note (at $12/share), Series D Preferred Stock convertible into 9.9% of outstanding common stock, pre-funded warrants for 9.99%, and five-year warrants for 19.99% (at $12/share exercise price); conversions and exercises require shareholder approval. No current financial performance data is provided, but a 5% revenue bonus is payable to Mandragola if DFSL achieves $25 million or more in annual revenues starting fiscal year 2027.

• ·Option closing contingent on Mandragola's acquisition of 60% DFSL shares and IIA approval for ownership transfer due to prior grants received by DFSL.
• ·Convertible note matures in 2029 with 9% interest (12% upon default); convertible solely at BiomX's option at $12/share subject to 10-day VWAP condition.
• ·Mandragola to provide credit line to BiomX for DFSL development and debt payment, terms TBD post-closing.
• ·Shareholder approval required for issuances exceeding 19.99% of outstanding shares per NYSE American rules.
• ·Note, warrants, and preferred stock not registered under Securities Act 1933.

01-04-2026

SCI Engineered Materials, Inc. (SCIA) elected Shelby Yohn as Chief Financial Officer, Treasurer, and Assistant Secretary, effective April 2, 2026, succeeding Gerald S. Blaskie who is retiring after a 25-year career with the Company. Ms. Yohn joined SCI in August 2024 as Director of Accounting, with prior experience as Corporate Group Controller at Sanoh America Inc. from 2014 to 2024. No financial metrics or performance impacts are disclosed.

• ·Shelby Yohn's prior roles at Sanoh America Inc.: Corporate Group Controller, Plant Controller, Financial Analyst (2014-2024).
• ·Shelby Yohn's education: Master of Professional Practices of Accounting and Bachelor of Science in Business Administration from Ohio Northern University.
• ·Announcement date: March 27, 2026; Filing date: April 01, 2026.

01-04-2026

Lord Abbett Private Credit Fund S announced that on March 27, 2026, Computershare Trust Company, N.A. succeeded State Street Bank and Trust Company as collateral administrator, collateral agent, custodian, and securities intermediary under the Revolving Credit and Security Agreement dated July 25, 2025. The transition was implemented via the Resignation, Appointment, Assignment and First Amendment to the Credit Agreement dated March 26, 2026, with the filing confirming no other material changes to the agreement.

• ·The Required Lenders and Borrower consented to the appointment of Computershare; 30-day prior notice requirement was waived.
• ·State Street's resignation as Resigning Collateral Administrator, Collateral Agent, Custodian, and Securities Intermediary became effective upon execution, with Computershare assuming all rights, powers, privileges, and duties.
• ·Filing signed by Salvatore Dona, CFO, on April 1, 2026; Company EIN: 99-5126353, Commission File Number: 814-01843.

01-04-2026

Roanoke Gas Company, a subsidiary of RGC Resources Inc., executed the Fourth Amendment to its Private Shelf Agreement with PGIM, Inc. and Prudential affiliates on March 30, 2026, increasing the total shelf capacity for senior promissory notes to $78,000,000, with $28,000,000 currently outstanding across three series of notes. The issuance period is extended until the third anniversary of March 30, 2026 (approximately March 30, 2029), and no issuance fees are due for closings on or prior to March 31, 2027, in exchange for a $25,000 renewal fee. No declines or flat metrics reported.

• ·Original Shelf Agreement dated September 30, 2015, previously amended on September 30, 2017; December 6, 2019; and December 6, 2022.
• ·Issuance Period ends on the earlier of March 30, 2029 or 30 days after notice by either party.
• ·No Default or Event of Default under the Shelf Agreement immediately prior to or after the Fourth Amendment.