US IPO Pipeline SEC S-1 Filings — April 03, 2026

03-04-2026

Auddia Inc. filed an S-1 registration statement on April 3, 2026, to offer up to 2,201,834 shares of common stock (or pre-funded warrants) and accompanying common warrants at an assumed $5.45 per unit, expecting net proceeds of approximately $11.2 million to fund operations into Q2 2026. However, the company received a going concern opinion due to working capital deficiency, recurring losses, and only $3,186,985 in cash at December 31, 2025, despite securing $7.1 million in financing in 2025 and $0.9 million YTD through March 30, 2026; it also faced past Nasdaq compliance issues with equity and bid price requirements, addressed via reverse stock splits. The firm is exploring M&A to scale Discovr Radio and faidr platforms amid emerging growth company status expiring December 31, 2026.

• ·Nasdaq compliance regained for equity on May 24, 2024 (under 1-year monitor); bid price compliance by April 14, 2025.
• ·Reverse stock splits: 1-for-25 on February 27, 2024; 1-for-17 on March 28, 2025.
• ·Common warrants: exercise price $5.45, expire on 5-year anniversary or merger consummation.
• ·Pre-funded warrants: exercise price $0.001, for buyers avoiding >4.99% or 9.99% ownership.
• ·Emerging growth company status expires December 31, 2026; qualifies as smaller reporting company.
• ·Principal office: 1680 38th Street, Suite 130, Boulder, CO 80301.

03-04-2026

Prosperity Bancshares Inc filed an S-4 registration statement for its merger with Stellar, under which each share of Stellar common stock will convert into $11.36 in cash and 0.3803 shares of Prosperity common stock at a fixed exchange ratio. The document emphasizes significant risks, including fluctuations in Prosperity's stock price affecting merger value, substantial transaction and integration costs, potential regulatory delays or conditions, and challenges in realizing synergies or retaining key employees. These factors could lead to adverse effects on Prosperity's operations, stock price, and failure to achieve expected benefits.

• ·Fixed exchange ratio of 0.3803 shares of Prosperity common stock per Stellar common share.
• ·Waiver of prior approval by the Federal Reserve Bank of Dallas obtained on March 17, 2026.
• ·Pending regulatory approvals from Federal Reserve Board or Federal Reserve Bank of Dallas, FDIC, and Texas Department of Banking.
• ·Excludes dissenting shares, treasury shares, and certain shares held by Stellar or Prosperity from conversion.

03-04-2026

VIDA Global Inc., a Delaware-incorporated emerging growth company in the AI sector (SIC 7372), filed an S-1 registration statement on April 2, 2026, for its initial public offering of 3,333,334 shares of Class A common stock at an estimated price of $4.50 to $5.00 per share (midpoint $4.75), with an underwriter over-allotment option for 500,000 additional shares. The company plans to list on NYSE American under the symbol 'VIDA', subject to approval. Post-offering, founders Lyle Pratt (CEO), Brandon Robinson (COO), and Timothy Noah Hayes (Chief Product Officer) will control 86.6% of voting power via Class B shares (86.0% if over-allotment exercised), making it a controlled company.

• ·Incorporated in Delaware (EIN: 88-1438776)
• ·Principal executive offices: 12160 W Parmer Ln, Ste 130-716, Cedar Park, TX 78613; phone: (833) 588-8432
• ·Classified as emerging growth company and smaller reporting company (non-accelerated filer)
• ·Class B common stock: 10 votes per share, convertible to Class A, subject to mandatory conversion events

03-04-2026

American Rebel Holdings Inc. filed an S-1 registration statement on April 3, 2026, for an initial public offering amid numerous risks including debt obligations, Nasdaq listing compliance, material weaknesses in internal controls, litigation, supply chain disruptions, and dilution from financing. Recent positive developments include minority acquisitions such as 19.01% interest in Schmitty’s for approximately $1.99 million, RAEK Data interests totaling $2.5 million, initial 30% in 218 3rd Avenue entity for a $14.1 million building via stock and promissory note, and a $2 million portion of Damon Note. These strategic moves aim to expand into smokeless products, real estate, and licensing, but face execution risks and no guaranteed revenue impact.

• ·Schmitty’s acquisition includes 11 common shares and prefunded warrants for 30 shares at $0.01.
• ·218 3rd Avenue payments structured in $100,000 cash installments for 1% each and note conversions for 1% per $1.5M tranche.
• ·Damon Note secured pari passu with Streeterville; Company cannot pursue collections without consent.
• ·New subsidiary American Rebel Licensing NIL I, Inc. formed in February 2026 for licensing opportunities.

03-04-2026

Live Oak Acquisition Corp. V (LOKVU) filed an S-4 registration statement detailing a proposed business combination with Teamshares, assuming completion of a $126.5 million PIPE investment and various redemption scenarios up to $239.0 million for 23,000,000 public shares at approximately $10.39 per share from the Trust Account as of December 31, 2025. Transaction costs are expected at $5.16 million, with potential dilution to net tangible book value from deferred sponsor shares and high redemptions that could reduce trust proceeds significantly. Post-merger, the combined company will rely entirely on Teamshares for operations and cash flows, exposing it to substantial risks including no direct operations and dependency on distributions.

• ·Filing date: April 03, 2026
• ·Trust Account based on funds as of December 31, 2025
• ·No specified maximum redemption threshold, allowing completion despite substantial shareholder redemptions
• ·Sponsor and affiliates may purchase shares/warrants privately, potentially influencing vote and reducing public float