US Material Events SEC 8-K Filings — March 11, 2026

11-03-2026

On March 6, 2026, the Board of Directors of Power Solutions International, Inc. (PSIX) approved the Power Solutions International, Inc. 2026 Phantom Unit Plan, a cash-settled incentive program designed to incentivize eligible service providers through Phantom Units tied to the fair market value of the Company's common stock. Phantom Units vest in three equal annual installments subject to continuous service, with accelerated vesting upon death, disability, or certain change in control events, and settle in cash within 60 days of vesting. No specific grant amounts or participant details were disclosed in the filing.

• ·Phantom Units determined by dividing award dollar value by average FMV over 30 trading days prior to grant date.
• ·Settlement based on average FMV over 30 trading days preceding vesting date.
• ·Accelerated vesting on involuntary termination or good reason resignation within 24 months post-change in control if awards assumed.
• ·Plan administered by Board or committee with full discretionary authority; subject to clawback policies.

11-03-2026

ON Semiconductor Corporation (onsemi) announced on March 9, 2026, that Simon Keeton, Group President of the Power Solutions Group, will resign from all employment positions effective June 30, 2026, immediately stepping down from officer roles but remaining to ensure an orderly transition. Keeton joined onsemi in July 2007 and assumed his current role in February 2024. The filing was signed by Paul Dutton, Senior Vice President, Chief Legal Officer and Secretary.

• ·Agreement reached on March 9, 2026
• ·Filing submitted on March 11, 2026

11-03-2026

Ally Auto Assets LLC (Depositor) entered into a Trust Sale Agreement dated March 10, 2026, with Ally Auto Receivables Trust 2026-1 (Issuing Entity), conveying auto loan receivables previously purchased from Ally Bank in exchange for Notes and Certificates. The agreement includes representations and warranties on the receivables, repurchase obligations upon breach within specified timelines, and dispute resolution via ADR if repurchases are not fulfilled. No financial performance metrics or pool sizes are disclosed in the filing.

• ·Repurchase obligation triggered as of the last day of the second Monthly Period following breach discovery (or first at Depositor's election)
• ·Unfulfilled repurchase demands may lead to ADR referral within 180 days of Repurchase Request and within 30 days of unresolved notice
• ·ADR Proceedings (including Mediation) to occur in New York, NY, with mediator selection within 15 days

11-03-2026

Yotta Acquisition Corporation terminated its Business Combination Agreement, dated August 20, 2024, with DRIVEiT Financial Auto Group, Inc. and other parties, effective March 4, 2026, by providing written notice pursuant to Article 10. No separate termination agreement was entered into, ending the previously disclosed merger plans. This development represents a setback for the SPAC's primary business combination objective.

• ·Securities registered: Units (YOTAU), Common Stock (YOTA), Warrants (YOTAW), Rights (YOTAR) on Nasdaq Stock Market LLC
• ·Company is an emerging growth company

11-03-2026

Cantor Equity Partners V, Inc. appointed Charlotte Blechman as a Class I director, Audit Committee member, and Compensation Committee member, effective March 10, 2026. Ms. Blechman brings extensive experience in marketing, branding, and public relations, including roles as Senior Managing Director at ACTUM since November 2025 and prior positions at Tom Ford Retail LLC and Barneys New York, as well as directorships at multiple SPACs. In connection with her appointment, the Board approved $50,000 annual compensation, paid quarterly.

• ·Ms. Blechman served as Chief Marketing Officer of Tom Ford Retail LLC from January 2017 to June 2023.
• ·No family relationships between Ms. Blechman and any director or executive officer.
• ·Company is an emerging growth company; Class A ordinary shares trade as CEPV on Nasdaq.

11-03-2026

On March 6, 2026, CERO Therapeutics Holdings, Inc. issued and sold a convertible promissory note to Keystone Capital Partners, LLC for a purchase price of $750,000, with a principal face value of $937,500 and capacity to borrow up to an aggregate of $1M. The note carries 10% annual interest, matures on August 6, 2027, and is convertible into common stock at the lesser of $0.05 or 80% of the average of the five lowest intraday trading prices over the prior 20 trading days, subject to a 4.99% beneficial ownership limit. The transaction relies on exemptions under Section 4(a)(2) and Rule 506(b) of the Securities Act, with the company required to file a resale registration statement.

• ·Note form incorporated by reference from February 13, 2026 Form 8-K (Exhibit 4.1)
• ·Issued in reliance on Section 4(a)(2) of the Securities Act and Rule 506(b)
• ·Company to file Form S-1 or S-3 registration statement for resale of conversion shares

11-03-2026

Starz Entertainment Corp. (NASDAQ: STRZ) announced its Board unanimously adopted a limited-duration shareholder protection rights agreement (Rights Plan) effective March 10, 2026, set to expire March 10, 2027 unless extended. The plan issues one right per common share with a record date of March 20, 2026, becoming exercisable if any person or group acquires 17.5% or more beneficial ownership, entitling other shareholders to purchase shares at a 50% discount. It aims to protect long-term shareholder value and prevent control without fair compensation, applying equally to all shareholders without intent to deter fair offers.

• ·Rights agent: Computershare Investor Services Inc.
• ·Agreement dated March 10, 2026; full text in Form 8-K on EDGAR (www.sec.gov) and SEDAR+ (www.sedarplus.ca).
• ·Existing owners above 17.5% exempt from triggering but cannot acquire additional shares.

11-03-2026

Cintas Corporation announced a definitive agreement to acquire UniFirst Corporation for $310 per share in cash and stock, representing a $5.5B enterprise value at 8.0x run-rate trailing 12-month EBITDA, with expected $375M in operating cost synergies within four years and accretion to EPS by the end of the second full year post-closing. The deal enhances service capabilities for 1.5M customers across North America and is expected to close in H2 2026, subject to approvals. Cintas reported preliminary Q3 FY2026 revenue of $2.84B, up 8.9% YoY from $2.61B (organic growth 8.2%), with full results on March 25, 2026.

• ·Transaction multiple of 8.0x run-rate trailing 12 months EBITDA including $375M synergies.
• ·Net leverage ratio at close expected to be 1.5x debt to EBITDA.
• ·Croatti family entities control ~2/3 of UniFirst voting power and entered voting support agreement.
• ·UniFirst Q2 FY2026 results on April 1, 2026; no further conf calls or guidance due to transaction.

11-03-2026

Sonida Senior Living, Inc. completed its $1.8B strategic merger with CNL Healthcare Properties, Inc., acquiring 100% of CHP for $7.22 per share ($4.58 stock + $2.32 cash), creating a $3.3B pure-play senior housing owner-operator with 153 owned communities (~14,700 units), making it the eighth largest U.S. senior living owner. The deal delivers estimated 62% Normalized FFO per share accretion on a run-rate basis, with Sonida's existing shareholders owning 50% of the combined entity, and strengthens the balance sheet via $930M permanent debt financing (expandable to $1.25B). No quantitative declines reported, though forward-looking risks include integration challenges and debt refinancing.

• ·Merger agreement dated November 4, 2025; Sonida stockholder meeting February 26, 2026 (91% quorum, 18,277,189 shares present); exchange ratio 0.1318x based on $4.58 stock value and VWAP with 15%-30% collar ($22.73-$34.76 reference).
• ·CHP external advisor resources available for 90 days post-closing; some employees joining permanently.
• ·Sam Levinson to join Board effective May 1, 2026.
• ·Portfolio spans South, Southeast, Midwest, Mountain West, Pacific Northwest, Mid-Atlantic; 54 communities managed by third-parties, 15 leased, 4 JV consolidated, 4 JV unconsolidated.

11-03-2026

Mainz Biomed N.V. (NASDAQ: MYNZ) appointed Robert P. Liscouski as Chairman of its Board of Directors, effective pending approval at an extraordinary general meeting in April 2026, while planning to change its name to Quantum Cyber and Nasdaq ticker to QUCY starting March 12, 2026. The company continues progress on its pancreatic cancer screening business in the U.S., evaluating sale of colorectal cancer screening assets, and winding down its German subsidiary. Mr. Liscouski brings over 35 years of experience in cybersecurity, AI, quantum computing, and government infrastructure protection.

• ·Name and ticker changes (to Quantum Cyber / QUCY) effective for business and trading on March 12, 2026; permanent election and name change at EGM in April 2026
• ·Prior SEC filings referenced: Form 20-F filed March 31, 2025; Form 6-K filed September 26, 2025

11-03-2026

On March 5, 2026, Michael Stankey resigned from Okta, Inc.'s Board of Directors, with the departure not resulting from any disagreement with the Company. The Board expressed appreciation for his service and invaluable contributions. The filing was submitted on March 11, 2026, with no additional financial statements or exhibits beyond the cover page XBRL.

• ·Resignation effective March 5, 2026; filing dated March 11, 2026

11-03-2026

Graphic Packaging Holding Company appointed Jeffrey M. Stafeil to its Board of Directors effective March 8, 2026, as a Class I Director with term expiring in 2026. Mr. Stafeil is an independent director not yet assigned to any board committee and has no related party transactions requiring disclosure under Item 404(a) of Regulation S-K. The appointment was reported in an 8-K filing dated March 11, 2026.

• ·Company headquartered at 1500 Riveredge Parkway, Atlanta, Georgia 30328.
• ·Common Stock trades on New York Stock Exchange under symbol GPK.

11-03-2026

On March 5, 2026, Diana Bell, a member of the Board of Directors of Corsair Gaming, Inc., notified the company that she will not stand for reelection at the 2026 annual meeting of stockholders. Ms. Bell will continue serving on the Board and its audit committee until the end of her current term, expiring at the conclusion of the 2026 Annual Meeting. Her decision was not due to any disagreement with the company.

• ·Filing submitted on March 11, 2026, reporting event from March 5, 2026.
• ·Corsair Gaming, Inc. incorporated in Delaware, trades as CRSR on Nasdaq Global Select Market.

11-03-2026

HBT Financial, Inc. filed an 8-K on March 11, 2026, reporting under Item 1.01 entry into a material definitive agreement, Item 2.03 creation of a direct financial obligation or off-balance sheet arrangement, Item 7.01 Regulation FD disclosure, and Item 9.01 financial statements and exhibits. No specific details on the agreement, obligation size, strategic rationale, or financial impacts are disclosed in the provided filing summary. This is a multi-item filing with no quantitative metrics, period-over-period comparisons, or forward-looking guidance mentioned.

11-03-2026

Consolidated Edison Inc., through its subsidiaries Consolidated Edison Company of New York, Inc., Consolidated Edison, Inc., and Orange and Rockland Utilities, Inc., entered into a $3.5B revolving credit agreement on March 11, 2026, with Bank of America, N.A. as administrative agent, JPMorgan Chase Bank, N.A. and Mizuho Bank, Ltd. as syndication agents, and other banks as documentation agents and joint lead arrangers. The facility provides commitments for borrowings and letters of credit, with standard covenants including a debt to total capital ratio. No prior period comparisons or performance metrics are included.

• ·Deal CUSIP: 20911FAY8
• ·Revolving Credit CUSIP: 20911FAZ5
• ·Filing Items: 1.01, 1.02, 2.03, 9.01

11-03-2026

Ryman Hospitality Properties, Inc., along with subsidiaries RHP Hotel Properties, LP and RHP Finance Corporation, issued $700 million aggregate principal amount of 5.750% Senior Notes due 2034 under a new indenture with U.S. Bank Trust Company, National Association as trustee, fully guaranteed by certain subsidiaries. The net proceeds, together with available cash, will be used to redeem in full the Issuers' existing $700 million 4.750% senior notes due 2027. The Notes rank equal to other existing senior unsecured notes totaling $3.325 billion across various maturities and are subject to standard covenants, redemption options starting at 102.875% in 2029, and change of control repurchase at 101%.

• ·Interest payable semi-annually on March 15 and September 15, beginning September 15, 2026; maturity March 15, 2034.
• ·Optional redemption prior to March 15, 2029 at 100% plus make-whole premium; on/after March 15, 2029 at 102.875% (2029), 101.438% (2030), 100.000% (2031+).
• ·Up to 40% redemption before March 15, 2029 with equity proceeds at 105.750% if 60% remains outstanding.
• ·Indenture covenants restrict borrowing, liens, distributions, investments, affiliate transactions, etc., with exceptions.
• ·Events of default include nonpayment, covenant breaches, cross-defaults, judgments, bankruptcy; acceleration by Trustee or 25% holders.

11-03-2026

Joby Aviation's affiliate, 1669 Capstone Way, LLC, entered into a $30.75M loan agreement dated March 6, 2026, with B UL LLC, secured by the property at 1669 Capstone Way, Vandalia, Ohio 45377. The loan features an interest rate of 6.784% and an alteration threshold of $1M. No performance declines or flat metrics are reported in this financing agreement.

• ·Loan application dated January 6, 2026
• ·Property address: 1669 Capstone Way, Vandalia, Ohio 45377
• ·Borrower address: 333 Encinal Street, Santa Cruz, California 95060

11-03-2026

Centerspace (NYSE: CSR) announced that Emily Nagle Green, a Board of Trustees member since 2018, will retire effective May 13, 2026, at the conclusion of the Annual Meeting of Shareholders, stepping down as chair of the Nominating and Governance Committee and Audit Committee member. Board Chair John Schissel and CEO Anne Olson praised her contributions to governance, innovation, technology, and cybersecurity. The company owns 61 apartment communities comprising 12,262 homes across Colorado, Minnesota, Montana, Nebraska, North Dakota, South Dakota, and Utah, and was named a top workplace for the sixth consecutive year in 2025 by the Minnesota Star Tribune.

• ·Emily Nagle Green currently serves as an independent director chairing the Nominating and ESG committee at Casella Waste Systems and teaches entrepreneurship at MIT’s Sloan School of Management.
• ·Founded in 1970.

11-03-2026

11-03-2026

Wellgistics Health, Inc. (CIK: 0002030763, formerly Danam Health, Inc.) filed an 8-K on March 11, 2026, disclosing entry into a material definitive agreement under Item 1.01, along with Regulation FD disclosure under Item 7.01 and financial statements/exhibits under Item 9.01. No specific financial metrics, period-over-period comparisons, or details on the agreement are available in the filing metadata. The filing size is 1 MB, indicating attached exhibits.

• ·Company address: 3000 Bayport Drive, Suite 950, Tampa, FL 33607
• ·SIC: 5122 (WHOLESALE-DRUGS PROPRIETARIES & DRUGGISTS' SUNDRIES)
• ·State of incorporation: DE; State location: FL; Fiscal year end: December 31
• ·Accession number: 0001493152-26-009702

11-03-2026

On March 5, 2026, Julie Anne Cullivan notified the Board of Axon Enterprise, Inc. that she will not stand for re-election as a director at the Company's 2026 Annual Meeting of Shareholders, continuing to serve until her term expires then. Her decision was not due to any disagreement with the Company's operations, policies, or practices. The Board expressed appreciation for her commitment and contributions to the Company's growth.

• ·Filing signed on March 11, 2026.

11-03-2026

Lattice Semiconductor Corporation (LSCC) announced the resignation of Tonya Stevens, its Chief Accounting Officer, submitted on March 11, 2026, and effective March 29, 2026. The resignation is explicitly stated to not be due to any disagreement with the company's operations, policies, or practices. The 8-K filing was signed by Tracy Feanny, Senior Vice President and General Counsel.

• ·Filing type: 8-K (Items 5.02, 9.01)
• ·Registrant details: Delaware incorporation, Commission File Number 000-18032, IRS EIN 93-0835214, principal offices at 5555 NE Moore Court, Hillsboro, Oregon 97124

11-03-2026

Roadzen Inc. filed an 8-K on 2026-03-11 disclosing officer or director changes under Item 5.02, covering departures, elections, appointments of certain officers, and compensatory arrangements. Item 9.01 indicates financial statements and exhibits were provided. Specific details including names, positions affected, reasons for change, or timing are NOT_DISCLOSED.

11-03-2026

EDUCATIONAL DEVELOPMENT CORP filed an 8-K on March 11, 2026, disclosing under Item 1.01 entry into a material definitive agreement and under Item 9.01 financial statements and exhibits. No details on the agreement terms, parties involved, transaction value, strategic rationale, or financial impacts are provided in the filing summary. Specific quantitative metrics, period-over-period comparisons, or guidance changes are NOT_DISCLOSED.

11-03-2026

LifeStance Health Group, Inc. filed an 8-K on 2026-03-11 under Item 5.02 disclosing a departure of directors or certain officers, election of directors, appointment of certain officers, or compensatory arrangements of certain officers. No specific details on affected positions, individuals involved, reasons for change, timing, or any financial metrics are disclosed. This appears to be a routine governance filing with no quantitative data provided.

11-03-2026

STONERIDGE INC filed an 8-K on 2026-03-11 reporting under Item 1.01 entry into a material definitive agreement and under Item 2.03 creation of a direct financial obligation or off-balance sheet arrangement, with Item 9.01 providing financial statements and exhibits. This is a multi-item mandatory disclosure with no specific transaction details, dollar values, or financial impacts disclosed. No positive or negative metrics are provided.

11-03-2026

Global Payments Inc. entered into an Underwriting Agreement on March 5, 2026, with Barclays Capital Inc., BofA Securities, Inc., and J.P. Morgan Securities LLC as representatives of the underwriters to issue $500M aggregate principal amount of 4.550% Senior Notes due 2028 and $500M of 5.400% Senior Notes due 2033, totaling $1B in a public offering. The offering is expected to close on March 12, 2026, subject to customary closing conditions. The notes are registered under Registration Statement on Form S-3 (No. 333-291270) filed November 5, 2025.

• ·Underwriting Agreement contains customary representations, warranties, indemnification, and termination provisions.
• ·Notes registered pursuant to Registration Statement on Form S-3 (No. 333-291270).
• ·Company's common stock (GPN) and 4.875% Senior Notes due 2031 (GPN31A) listed on New York Stock Exchange.

11-03-2026

Baker Hughes successfully priced a $6.5B USD senior notes offering in five tranches and a €3B senior notes offering in four tranches, with net proceeds intended to fund a portion of the cash consideration for its proposed acquisition of Chart Industries. The notes, issued by subsidiaries Baker Hughes Holdings LLC and Baker Hughes Holdings Co-Obligor, Inc., are fully guaranteed by Baker Hughes on a senior unsecured basis, with closing expected on March 11, 2026. A special mandatory redemption at 101% of principal applies if the Chart acquisition does not consummate.

• ·Pricing announced March 5, 2026; closing subject to customary conditions on March 11, 2026
• ·Goldman Sachs & Co. LLC and Morgan Stanley & Co. LLC as joint global coordinators for USD offering; similar roles for EUR offering
• ·Offerings pursuant to effective shelf registration with SEC

11-03-2026

Calidi Biotherapeutics, Inc. (NYSE AMERICAN: CLDI) announced a proposed underwritten public offering of units consisting of shares of common stock or pre-funded warrants, each accompanied by common warrants; the units separate immediately upon issuance. Ladenburg Thalmann & Co. Inc. serves as sole book-running manager, with a 45-day option to purchase up to 15% additional securities. Net proceeds will fund working capital and general corporate purposes, subject to market conditions with no assurance of completion.

• ·Shelf registration statement on Form S-3 (File No. 333-284229) effective March 31, 2025.
• ·Press release dated March 05, 2026; SEC 8-K filed March 11, 2026.

11-03-2026

Atlassian announced a workforce reduction of ~10% (~1,600 employees) to self-fund investments in AI and enterprise sales while reorganizing around its System of Work for faster execution and GAAP profitability. Despite strong momentum with last quarter's cloud revenue growth accelerating to 25%+, RPO growth at 40%+, over 600 $1M ARR customers, and Rovo reaching 5 million MAU, the company cited a raised bar for software growth and profitability standards. Impacted employees receive enhanced separation packages including a minimum 16-week payout plus one week per year of service.

• ·Separation package: minimum 16 weeks global payout + 1 week per year of service, prorated FY26 bonuses, 6 months extended healthcare, $1,000 tech stipend, outplacement services.
• ·Slack remains open 6-12 hours for goodbyes; Confluence restricted for data protection.
• ·Filing date: March 11, 2026; immediate notifications via email.

11-03-2026

Mastech Digital, Inc. entered into a 5-year Lease Agreement with EPC-CW15, LLC on March 5, 2026, for approximately 5,895 square feet of office space at 3300 Olympus Boulevard, Suite 560, Dallas, Texas 75019. The lease commences on August 24, 2026, following a 5-month abatement period, with monthly base rent escalating from $18,176.25 (months 1-12) to $20,259.15 (months 49-60) and an option to renew for one additional 5-year term. The company will also pay pro rata property expenses.

• ·Lease signed on March 5, 2026; filed on March 11, 2026
• ·Initial term begins after 5-month abatement period
• ·Right to renew for one additional 5-year period

11-03-2026

FIRST UNITED CORP/MD/ filed an 8-K on 2026-03-11 under Item 5.02 disclosing departure of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements of certain officers. Item 9.01 includes financial statements and exhibits. No specific names, reasons, timings, or quantitative details on the changes are provided in the disclosure summary.

11-03-2026

Venu Holding Corporation announced its intent to conduct an underwritten public offering of common stock (and/or pre-funded warrants) and warrants, subject to market conditions, with no assurance on completion, size, or terms. Net proceeds will fund development of The Sunset McKinney and The Sunset Broken Arrow, repay a $4.35M promissory note related to a Centennial, Colorado property acquisition, and support working capital. ThinkEquity serves as sole book-runner with a 45-day over-allotment option.

• ·Registration statement on Form S-3 (File No. 333-291873) declared effective by SEC on December 8, 2025.
• ·45-day underwriter option to purchase additional shares/pre-funded warrants/warrants for over-allotments.
• ·Preliminary prospectus supplement to be filed with SEC.

11-03-2026

Biogen Inc. announced on March 11, 2026, that Susan H. Alexander, its Chief Legal Officer, will depart effective at the end of May 2026. The company has initiated a search for a successor to fill the Chief Legal Officer position. No details were provided on the reasons for departure or any compensatory arrangements.

• ·Biogen Inc. (CIK: 0000875045, EIN: 33-0112644) is incorporated in Delaware with principal offices at 225 Binney Street, Cambridge, MA 02142.
• ·Common Stock ($0.0005 par value) trades as BIIB on Nasdaq Global Select Market.

11-03-2026

Advantage Solutions Inc., through its subsidiary Advantage Sales & Marketing Inc., entered into the Third Amendment to its ABL Revolving Credit Agreement on March 11, 2026, extending the Maturity Date of the Revolving Facility and amending various schedules, exhibits, and related security agreements. The amendment facilitates reallocation of Revolving Commitments among consenting lenders and replacement of non-consenting lenders, with no outstanding loans post-effective date. No specific financial metrics, improvements, or declines were disclosed in the filing.

• ·Original ABL Revolving Credit Agreement dated October 28, 2020; prior amendments on October 28, 2021 (First) and December 2, 2022 (Second).
• ·Effectiveness subject to execution by required parties, payment of fees/expenses to agents and arrangers, and delivery of officer certificates, organization documents, and legal opinions.

11-03-2026

Bridger Aerospace Group Holdings, Inc. announced the retirement of CFO Eric Gerratt effective March 10, 2026, with a transition period until April 3, 2026, including a $180,000 retention fee and continued vesting of RSUs. Anne Hayes, previously Deputy CFO, was appointed as the new CFO effective the same date, retaining her $500,000 annual base salary and $150,000 bonus eligibility. Separately, Adolphus 'Bill' Andrews was appointed COO effective March 2, 2026, with a $400,000 salary, $160,000 bonus potential, and $1M in RSU awards.

• ·Eric Gerratt previously announced resignation on November 21, 2025.
• ·Anne Hayes served as Deputy CFO since November 2025 and on Board from September 2023 to November 2025 as Audit Committee Chair.
• ·Adolphus Andrews appointment announced March 4, 2026; RSUs vest one-third annually for 2026 award and 50% immediate/50% at one-year for inducement.
• ·Anne Hayes is a CPA with BS Finance from Villanova University and MS Finance from University of Denver.

11-03-2026

Future Vision II Acquisition Corp. issued an unsecured, interest-free promissory note for $191,475 to HWei Super Speed Co. Ltd. on March 9, 2026, to deposit into its trust account and extend the Business Combination deadline by one month from March 13, 2026, to April 13, 2026. The note is payable upon consummation of a Business Combination or liquidation, with an option for the payee to convert into units at $10.00 per unit, capped at an aggregate of $1.5M across similar loans.

• ·Note deposited directly into trust account for strict use in one-month extension
• ·Payee waives all claims to trust account distributions
• ·Note forgiven upon liquidation if no Business Combination
• ·Governed by New York law

11-03-2026

SunPower Inc. entered into a Purchase Agreement on March 6, 2026, issuing a $10M principal convertible debenture to YA II PN, LTD. for a $9M purchase price (90% of principal), providing immediate funding but with mandatory installment repayments starting May 6, 2026, potential 18% default interest, and conversion rights into common stock at $2.50 per share or 95% VWAP, posing significant dilution risk capped at 22.4M shares. Concurrently, the company amended its prior Sunder Note with Chicken Parm Pizza LLC, extending maturity if needed and increasing interest to 10% post-May 15, 2026. These transactions highlight liquidity support amid restrictive terms and Nasdaq-compliant ownership limits of 4.99%.

• ·Debenture maturity: March 6, 2027 (extendable at Investor's option)
• ·Installment Dates: May 6, June 6, July 6, August 6, September 6, 2026
• ·Fixed conversion price: $2.50 per share
• ·Optional redemption allowed only if VWAP < $2.50, with 3% premium (waived before April 30, 2026)
• ·Sunder Note extended maturity potentially to September 30, 2026 or December 31, 2026

11-03-2026

Elite Express Holding Inc. entered into a Stock Purchase Agreement on March 10, 2026, with eight non-U.S. investors to issue and sell 32,000,000 shares of Class A Common Stock at $0.25 per share for aggregate gross proceeds of $8,000,000 via a private placement exempt under Regulation S. Closing is expected within 90 days of the agreement date. No financial performance metrics or period comparisons were reported.

• ·Private placement conducted in offshore transactions with no directed selling efforts in the U.S.
• ·Shares are restricted securities under Rule 144(a)(3).
• ·Closing expected within ninety days following March 10, 2026, or as mutually agreed.

11-03-2026

On March 8, 2026, the Compensation Committee of Target Hospitality Corp. approved the Second Amended PSU Agreement, extending the Diversification EBITDA Metric performance period for 2023 PSUs from February 28, 2026, to February 28, 2027, for certain employees including named executive officers; the TSR Metric was previously extended to December 31, 2026. No performance outcomes or vesting changes were reported. On March 11, 2026, the company posted an investor presentation to its website.

• ·PSUs originally granted on March 1, 2023, under the 2019 Incentive Plan.
• ·Prior amendment disclosed in Form 8-K filed January 27, 2026.

11-03-2026

BioXcel Therapeutics, Inc. entered into a Securities Purchase Agreement dated March 10, 2026, with certain purchasers for the issuance of shares of common stock, Accompanying Warrants, Pre-Funded Warrants, and Placement Agent Warrants. The company also executed a Warrant Amendment Agreement on the same date. Specific terms are qualified by reference to the filed exhibits, with no quantitative details such as proceeds or share counts disclosed in the filing body.

• ·Filing Date: March 11, 2026
• ·Agreement Date: March 10, 2026
• ·Exhibits include: Securities Purchase Agreement (10.1), Warrant Amendment Agreement (10.2), Forms of Warrants (4.1, 4.2, 4.3), Opinion of Honigman LLP (5.1)

11-03-2026

On March 6, 2026, the Compensation Committee of Lifeway Foods, Inc. approved the forms of Notice of Deferred Time-Vested Cash Award and Notice of Deferred Performance-Based Cash Award under the company's 2022 Omnibus Incentive Plan. These forms outline vesting schedules, forfeiture conditions, payment terms (cash or potentially shares with Danone's consent), and compliance with Section 409A, applicable to certain officers and participants. No specific award amounts or recipients were disclosed in the filing.

• ·Awards vest based on continued employment, with accelerated vesting upon death or disability (Qualifying Termination Event).
• ·In a Change of Control, Plan Article 17 applies.
• ·Payment due as soon as practicable after vesting, no later than March 15th of the following calendar year.

11-03-2026

Cintas Corporation (CTAS) announced a definitive agreement to acquire UniFirst Corporation (UNF) for $310.00 per share in cash ($155.00) and stock (0.7720 Cintas shares), representing an enterprise value of approximately $5.5 billion at a 8.0x run-rate trailing 12-month EBITDA multiple including $375 million of expected operating cost synergies within four years. The transaction, approved by both boards and supported by UniFirst's controlling Croatti family shareholders, is anticipated to close in the second half of 2026 pending approvals, enhancing service capabilities for 1.5 million North American customers. Cintas' fiscal Q3 2026 revenue rose 8.9% YoY to $2.84 billion from $2.61 billion, with 8.2% organic growth.

• ·UniFirst Q2 FY2026 results to be reported April 1, 2026, with no further conference calls or guidance due to pending transaction.
• ·Cintas Q3 FY2026 full results and conference call on March 25, 2026, at 10:00 a.m. ET.
• ·Transaction conference call on March 11, 2026, at 8:30 a.m. ET; dedicated website at www.CintasUniFirst.com.
• ·Expected net leverage ratio at close: 1.5x debt to EBITDA.
• ·Croatti family entities control approximately two-thirds of UniFirst voting power and have entered a voting support agreement.

11-03-2026

Sphere 3D Corp. (NASDAQ: ANY) and Cathedra Bitcoin Inc. (TSX-V: CBIT; OTCQB: CBTTF) entered a definitive all-stock agreement on March 5, 2026, for Sphere to acquire Cathedra, with Cathedra shareholders receiving approximately 49% of the combined company's shares on a partially diluted basis. The combined company expects 53 MW managed power capacity across five U.S. data centers and 1.2 EH/s proprietary mining hash rate, leveraging Sphere's balance sheet and Cathedra's infrastructure for vertical integration and growth into high-performance compute. No financial declines or flat metrics are reported, positioning the entity for scalable expansion with a 100+ MW pipeline.

• ·Transaction requires BC Supreme Court approval, 66⅔% Cathedra securityholder approval, and majority Sphere shareholder approval.
• ·Cathedra delisting from TSX-V and OTCQB post-transaction; Sphere retains NASDAQ: ANY.
• ·Support agreements: 70% of Cathedra shares (directors/officers) and 3% of Sphere shares committed to vote in favor.
• ·Fairness opinions from Evans & Evans (Cathedra) and Rosenblatt Securities (Sphere).

11-03-2026

Driven Brands Holdings Inc.'s wholly-owned subsidiaries, Driven Brands Funding, LLC and Driven Brands Canada Funding Corporation, entered into Amendment No. 1 to the Second Amended and Restated Base Indenture dated October 20, 2025, with Citibank, N.A. as trustee, to extend certain deliverables deadlines and clarify requirements following a re-issuance restatement of financial statements. The amendment does not alter the requirement to deliver the Form 10-K for fiscal year ended December 27, 2025, by April 26, 2026, which the company expects to meet despite risks of delay. This reflects ongoing challenges with financial reporting but maintains key compliance deadlines.

• ·Base Indenture originally dated October 20, 2025
• ·Fiscal year ended December 27, 2025

11-03-2026

Hashdex announced leadership changes effective immediately, appointing co-founder Bruno Caratori as Global CEO, transitioning co-founder Marcelo Sampaio to Executive Chairman, and naming Mick McLaughlin as U.S. CEO to drive global expansion and U.S. growth. The firm, founded in 2018, manages approximately $1B in assets as of March 4, 2026, and offers regulated crypto products including the Hashdex Nasdaq Crypto Index US ETF (NCIQ), launched February 14, 2025. This structure formalizes existing responsibilities to enhance operational clarity and institutional partnerships.

• ·Hashdex founded in 2018 by Bruno Caratori and Marcelo Sampaio.
• ·Mick McLaughlin joined Hashdex in 2024 as U.S. Head of Distribution; previously Chief Distribution Officer at Bitwise Asset Management.
• ·Hashdex operates in eight countries across U.S., Europe, and Latin America.
• ·NCIQ benchmarked to Nasdaq CME Crypto Index.

11-03-2026

Portillo’s Inc. (PTLO) announced Eugene I. Lee, Jr. as the new Chairman of the Board effective immediately, succeeding Michael A. Miles, Jr., who will retire following the 2026 Annual Meeting after serving since 2014. Directors Michael A. Miles, Jr. and Joshua A. Lutzker will not stand for reelection at the 2026 Annual Meeting, reducing the Board size to seven. The transition highlights Lee's extensive restaurant industry experience from Darden Restaurants, amid the company's expansion to more than 100 restaurants across 11 states.

• ·Eugene I. Lee, Jr. joined Portillo’s Board in June 2025; previously CEO of Darden Restaurants (2015-2022).
• ·Michael A. Miles, Jr. and Joshua A. Lutzker served on Board since August 2014.
• ·Miles and Lutzker remain on Compensation and Nomination & Governance Committees until 2026 Annual Meeting.