US Material Events SEC 8-K Filings — March 24, 2026

24-03-2026

FTC Solar, Inc. entered into a Second Amendment and Limited Waiver to its Credit Agreement on March 23, 2026, waiving a prior purchase order covenant breach for the quarter ended December 31, 2025, and reclassifying its $19.9M term loan balance from current to long-term debt (excluding scheduled repayments). However, the amendment requires principal repayments totaling $10M ($2.5M paid March 23, $2.5M due May 22, $5M due September 30, 2026) and imposes stringent new covenants, including minimum unrestricted cash of $15M by June 30, 2026 ($10M thereafter), quarterly revenue targets starting at $25M for June 2026 rising to $75M by December 2026, and consolidated EBITDA minimums of $10M for the 12 months ending December 31, 2026.

• ·Purchase order covenant waived for quarter ended December 31, 2025 and will not apply until quarter ending March 31, 2027.
• ·New covenants include direct tracker margin thresholds commencing March 31, 2026 and purchase order amounts thresholds from March 31, 2027.
• ·Failure to make ECF Repayment Amounts constitutes an event of default.

24-03-2026

Aardvark Therapeutics, Inc. entered into an Equity Distribution Agreement with Piper Sandler & Co. on March 23, 2026, enabling the company to offer and sell shares of its common stock with an aggregate offering price of up to $150M through the agent. The agreement provides for a 3.0% commission to the agent on gross sales prices, with no obligation to sell any shares. This ATM facility supports potential future fundraising via the company's shelf registration on Form S-3 (No. 333-294537).

• ·Common stock par value: $0.00001 per share
• ·Trading symbol: AARD
• ·Agreement filed as Exhibit 10.1

24-03-2026

Southland Holdings, Inc. entered into an Assignment and Assumption Agreement on March 17, 2026, assigning $110 million in loan principal to sureties (Assignees) for a $110 million purchase price and paying $15.4 million ($14.4 million principal, $1.0 million interest/fees) to the resigning agent Callodine Commercial Finance, LLC, while terminating the delayed draw term loan commitment. The sureties waived quarterly principal, monthly interest payments until maturity, and all defaults/covenant violations in exchange for asset disposals and claim collections to reduce principal, though no amendment to the Credit Agreement is assured. Sureties Berkshire, Zurich, and Markel have advanced $116 million under GIAs for project obligations, with repayment deferred to no earlier than March 27, 2027, but long-term financing remains uncertain.

• ·Credit Agreement originally dated September 30, 2024
• ·Warrants exercisable at $11.50 per share
• ·Previous disclosures in 8-K filings on December 31, 2025; January 16, 2026; February 4, 2026

24-03-2026

Rush Enterprises, Inc. announced the appointment of Jody Pollard as Chief Operating Officer, succeeding Jason Wilder who departed due to long-term commuting demands from Atlanta to Texas headquarters. Pollard, a long-time executive with extensive dealership and sales experience since 1999, will transition with support from Chairman/CEO W.M. 'Rusty' Rush and Senior Advisor Michael McRoberts, former COO. The company expressed confidence in its strong organization, leadership team, and strategic direction amid the smooth internal promotion.

• ·Jason Wilder joined Rush Enterprises in November 2006 as General Manager of Atlanta medium-duty location and became COO in November 2024.
• ·Jody Pollard served as Senior Vice President - Truck Sales and Aftermarket Sales from March 2021 and Senior Vice President of Operations from 2017 to 2021.
• ·Rush Truck Centers represent manufacturers including Peterbilt, International, Hino, Isuzu, Ford, Blue Arc, IC Bus, and Blue Bird.
• ·Announcement dated March 23, 2026; SEC filing March 24, 2026.

24-03-2026

CAMP4 Therapeutics Corporation appointed Michael MacLean, a seasoned finance executive with over 35 years of experience including CFO roles at Avidity Biosciences, Akcea Therapeutics, and others, as a Class III director effective April 1, 2026, expanding the Board from 8 to 9 members. He was also appointed to the Audit and Compensation Committees and will receive an option to purchase 56,000 shares of common stock vesting over three years, along with standard cash retainers. There are no related party transactions with Mr. MacLean exceeding $120,000.

• ·Appointment decided on March 18, 2026; effective April 1, 2026.
• ·Amended Non-Employee Director Compensation Policy applies to new directors on or after April 1, 2026.
• ·Mr. MacLean served as CFO of Avidity Biosciences from May 2020 through April 2026, including during its IPO and acquisition by Novartis.
• ·Mr. MacLean previously chaired the Audit Committee at Verve Therapeutics from 2021 to 2025.

24-03-2026

QuidelOrtho Corporation (Nasdaq: QDEL) appointed Nathaniel 'Nate' Sisitsky as Chief Legal Officer effective March 23, 2026, succeeding Michelle Hodges who is retiring after strengthening the company's legal and governance capabilities. Sisitsky, with over 25 years of experience including prior CLO roles at STAAR Surgical, NuVasive, and CareFusion, will report to President and CEO Brian Blaser and lead global legal, compliance, and governance functions. Hodges will serve in an advisory role for a smooth transition.

• ·Mr. Sisitsky began his legal career at Wilmer Cutler Pickering Hale and Dorr LLP and holds a Juris Doctor from New York University School of Law and a Bachelor of Arts in Political Science and Economics from Emory University.
• ·Investor contact: IR@QuidelOrtho.com; Media contact: media@QuidelOrtho.com

24-03-2026

On March 23, 2026, Rose Marie Glazer and Adam Burk resigned from the Board of Directors of Corebridge Financial, Inc., effective immediately, with no disagreements on company matters. The resignations stem from AIG's $750 million share repurchase on February 17, 2026, reducing its ownership to approximately 5%, and AIG's waiver of board designation rights under the 2022 Separation Agreement (as amended in 2024). The Board plans to shrink from 13 to 11 authorized members.

• ·Share repurchase price: $30.42 per share
• ·Separation Agreement and Amendment filed as Exhibits 10.4 and 10.58 to Form 10-K on February 11, 2026
• ·Resignations approved following insurance regulator consent for AIG designee reduction

24-03-2026

Portland General Electric Company entered into a $350M term loan Credit Agreement on March 23, 2026, with U.S. Bank National Association as administrative agent and CoBank, ACB and Mizuho Bank, Ltd. as co-syndication agents. The Aggregate Commitment totals $350M. No performance declines or flat metrics are reported as this pertains to a new financing facility.

• ·CUSIP (Deal): 73651GAZ6
• ·CUSIP (Term Loans): 73651GBA0
• ·Applicable Margin: 1.10% for Term SOFR Loans; 0.10% for Base Rate Loans

24-03-2026

eBay Inc. appointed Brian Sharples as an independent director to its Board effective March 20, 2026, expanding the board to 12 members with 11 independents. Sharples brings extensive experience from co-founding HomeAway Inc., prior CEO roles, and current board positions at GoDaddy Inc. and Ally Financial Inc. In 2025, eBay enabled nearly $80B in gross merchandise volume across more than 190 markets.

• ·eBay founded in 1995 in San Jose, California.
• ·Sharples holds a B.A. in math and economics from Colby College and an MBA from Stanford Graduate School of Business.

24-03-2026

Robinhood Markets, Inc. Board of Directors authorized a new $1.5 billion share repurchase program, adding more than $1.1 billion of incremental capacity to prior authorizations, demonstrating confidence in the company's strategy. As of March 20, 2025, the company has repurchased over 25 million shares of Class A common stock at an average price of approximately $45 per share, totaling more than $1.1 billion. Management expects to execute the new authorization over approximately the next three years, with flexibility to accelerate based on market conditions.

• ·Previous $1B repurchase program announced in May 2024
• ·Additional $500M authorization in April 2025
• ·Filing date: March 24, 2026

24-03-2026

Raphael Pharmaceutical Inc. reported that Dr. Yehuda Eliya's term as a member of the Board of Directors expired on December 31, 2025, after which he ceased serving as a director. The departure was not related to any disagreement with the Company regarding operations, policies, or practices. No new director election or officer appointment was disclosed.

• ·8-K filed on March 24, 2026, reporting event from December 31, 2025.
• ·Company's principal executive offices: 4 Lui Paster, Tel Aviv-Jaffa, Israel 6803605; phone: +972 52 775 5072.

24-03-2026

Nightfood Holdings, Inc. entered into a Securities Purchase Agreement with Mast Hill Fund, L.P. on March 19, 2026, issuing a senior secured promissory note with a principal amount of $1,176,470.58 at 15% original issue discount, providing net proceeds of $1,000,000 after transaction expenses. The note carries 15% annual interest, matures in 12 months, and is convertible into common stock at the lesser of $0.033 per share or the market price, subject to adjustments. Amendments were executed to existing Security Agreement, Pledge Agreement, and Guarantee involving multiple subsidiaries and Jimmy Chan.

• ·Note convertible at lesser of $0.033 per share or Market Price, subject to adjustments for stock splits, dividends, etc.
• ·Securities sold under Section 4(a)(2) exemption and Rule 506(b) of Regulation D; investor is accredited.
• ·Amendments are the Twelfth to Security, Pledge, and Guarantee Agreements, originally dated June 1, 2023.

24-03-2026

Hub Group provided a preliminary Q1 2026 business update, highlighting steady intermodal volumes amid winter disruptions, improving intermodal pricing outlook, and onboarding significant new business in Logistics' Managed Transportation and Final Mile segments; however, Brokerage volumes declined as the company focuses on profitability and revenue per load expansion. Separately, the company received an expected Nasdaq deficiency notice on March 19, 2026, for delaying its 2025 Form 10-K filing due to financial restatements of Q1-Q3 2025 and ongoing assessment of 2024-2023 impacts, with 60 days to submit a compliance plan and up to September 14, 2026, to file and regain compliance. The notice has no immediate effect on trading.

• ·Nasdaq Listing Rule 5250(c)(1) non-compliance due to delayed 2025 Form 10-K.
• ·Restatement needed for Q1-Q3 2025 financial statements; assessing impact on 2024 and 2023.
• ·No immediate effect on Nasdaq listing or trading of HUBG common stock.

24-03-2026

Cardlytics, Inc. completed the divestiture of its Bridg platform assets to DB Sub, LLC (a subsidiary of PAR Technology Corporation) for $25.4M in stock, treated as discontinued operations with pro forma adjustments reflecting an estimated $13.9M gain (reflected as $23.8M reduction in accumulated deficit). Pro forma results show revenue declines (2025: $212.3M vs. historical $233.3M, down 9%; 2024: $255.6M vs. $278.3M, down 8%) but significantly narrower net losses (2025: $(91.5M) vs. $(103.5M); 2024: $(40.4M) vs. $(189.3M), 79% improvement; 2023: $(58.8M) vs. $(134.7M)). Total assets increased to $299.5M pro forma from $285.6M historical as of Dec 31, 2025, driven by transaction proceeds.

• ·Pro forma net loss per share improves to $(1.72) in 2025 from $(1.95) historical.
• ·Bridg contributed operating loss of $12.0M in 2025 on $20.9M revenue.
• ·Discontinued operations accounting to be finalized in future 10-Qs (Q1 Mar 31, 2026; Q2 Jun 30, 2026; Q3 Sep 30, 2026) and 10-K (Dec 31, 2026).

24-03-2026

Moog Inc. completed the issuance of $500M aggregate principal amount of 5.500% senior notes due October 15, 2034, pursuant to an indenture with Truist Bank as trustee, paying interest semiannually commencing October 15, 2026. The proceeds satisfy the condition for redeeming all $500M of its outstanding 4.250% senior notes due 2027, with redemption set for April 3, 2026, at 100% of principal plus approximately $6.4M accrued interest. This refinancing extends maturity by seven years but raises the interest rate from 4.25% to 5.50%, potentially increasing interest expense.

• ·Redemption notice for 2027 Notes issued March 4, 2026.
• ·New notes redeemable prior to April 15, 2029, at 100% principal plus make-whole premium or up to 40% at 105.500% using equity proceeds.
• ·Indenture covenants restrict liens, sale-leasebacks, and mergers/consolidations, subject to exceptions.

24-03-2026

Bitcoin Depot Inc. announced Scott Buchanan's immediate departure as CEO to pursue other opportunities, with the board appointing Alex Holmes, former Chairman and CEO of MoneyGram International, as new CEO and Chairman effective immediately. Founder Brandon Mintz transitions from Executive Chair to non-executive board member and advisor to ensure continuity. The leadership change supports the company's expansion beyond its core Bitcoin ATM network into diversified fintech and digital asset products.

• ·Bitcoin Depot kiosks available in 47 states; BDCheckout at thousands of retail locations in 31 states.
• ·Alex Holmes served sixteen years at MoneyGram, including as CFO, COO, and Chairman/CEO from 2016-2024.
• ·Company founded in 2016.

24-03-2026

Innodata Inc. and its subsidiaries entered into the Fourth Amendment to their Credit Agreement with Wells Fargo Bank on March 19, 2026, extending the Maturity Date to April 4, 2029 and increasing the Maximum Credit to $50M. The amendment enhances the Borrowing Base formula by adding an 85% advance rate on Eligible Government Prime Accounts (excluding foreign and unbilled), while imposing caps like $5M on certain foreign accounts and requiring field examinations for unbilled accounts inclusion. It also introduces detailed representations and warranties on government contracts, limits field examinations to one per 12 months if Excess Availability meets 15% of Maximum Credit, and updates EBITDA addbacks for restructuring up to the lesser of 10% of EBITDA or $1M.

• ·Increase Option (Section 2.12) reserved and no longer available
• ·Borrowing Base excludes Unbilled Accounts until acceptable field examination by Lender
• ·Borrowing Base Certificates required monthly (within 20 days) or weekly if Excess Availability <15% of Maximum Credit or Event of Default
• ·New Events of Default include debarment or suspension from government contracting

24-03-2026

On March 19, 2026, the Board of Directors of New Mountain Guardian IV BDC, L.L.C. accepted the resignation of Kris Corbett as Chief Financial Officer and Treasurer, effective upon completion of a prudent transition expected by May 29, 2026. Mr. Corbett will continue serving in his role until the effective date, with no expressed disagreements on the Company's operations, policies, or practices. The filing was made on March 24, 2026.

• ·The Company is an emerging growth company.
• ·Entity Tax Identification Number: 88-1377220.
• ·Incorporated in Delaware.

24-03-2026

Celestica Inc. announced Michael Wilson's retirement as Board Chair effective immediately prior to the May 19, 2026 Annual Meeting, with Rob Mionis, current President and CEO, succeeding as Chair and Laurette Koellner appointed as Lead Independent Director. David Reeder, President and CEO of Entegris, Inc., will join the Board effective May 1, 2026, bringing expertise in semiconductors and finance. These changes are described as ensuring strong, unified leadership with independent oversight, maintaining the Board's nine members post-Annual Meeting.

• ·Michael Wilson served as Chair since 2011 and as a Board member since retiring as CEO.
• ·Rob Mionis has been a Board member since 2015.
• ·David Reeder oversaw GlobalFoundries' IPO in 2021 and served on Alphawave IP Group plc board from 2023-2025.

24-03-2026

Velo3D reported FY 2025 revenue of $46M, up 12% YoY from $41M, driven by 54% growth in 3D printer and parts revenue, record Q4 bookings, and a $31M backlog, while securing $32.6M and $11.5M defense contracts. However, Q4 revenue declined 25% YoY to $9.4M with 3D printer revenue down 5%, gross margins deteriorated sharply to -73.6% from -3.5% due to $7M inventory write-down, and FY gross margin worsened to -16.1% from -5.1%. The company raised $30M in equity and converted $15M debt to equity (reducing debt ~60%), ended with $39M cash (up from $1.2M), and guides for $60-70M revenue in 2026 with EBITDA positive in H2.

• ·Non-GAAP net loss FY 2025: $41.3M (improved from $79.4M in 2024)
• ·Operating expenses FY 2025: $47.5M (down from $76.8M in 2024)
• ·2026 guidance: Non-GAAP OpEx $45-55M, CapEx $40-50M
• ·Adjusted EBITDA FY 2025: -$33.3M (improved from -$58.5M in 2024)

24-03-2026

XCel Brands, Inc. entered into a Sixth Amendment to its Loan and Security Agreement on March 20, 2026, authorizing the agent to transfer up to $500,000 from the Blocked Account as cash collateral to secure obligations, with the agent having discretion to apply it to Term Loan A or return it. The amendment reduces the Minimum Liquid Assets covenant to $500,000 (minus any applied collateral) prior to full repayment of First Out Obligations, dropping to $0 thereafter. The Borrower is required to consummate a Specified Asset Sale or Refinancing Alternative and repay First Out Obligations in full by March 24, 2026.

• ·Effectiveness subject to receipt of signed counterparts and payment of fees/costs/expenses.
• ·No Default or Event of Default existing as of Sixth Amendment Effective Date.
• ·Credit Parties release all claims against Agent and Lenders up to the amendment date.

24-03-2026

Twilio Inc. (NYSE: TWLO) appointed Doug Robinson, former Co-President of Workday, to its Board of Directors effective immediately on March 24, 2026. Robinson brings 15 years of experience at Workday overseeing global go-to-market efforts and revenue growth, along with prior roles at Peoplesoft and Oracle. CEO Khozema Shipchandler and Board Chair Jeff Epstein highlighted his expertise in scaling operations as key to Twilio's AI infrastructure expansion and customer retention focus.

• ·Robinson currently serves on the board of Varicent and as advisor to Ema AI, Guild Education, and Savo.
• ·Twilio enables millions of developers and hundreds of thousands of businesses worldwide.

24-03-2026

Dycom Industries, Inc. (NYSE: DY) appointed Raejeanne Skillern to its Board of Directors effective March 24, 2026, bringing over 30 years of technology leadership from AWS, Intel, and Flex. Skillern previously led a global team of 2,500 employees as VP and Chief Marketing Officer at AWS (2023-2025) and oversaw a multi-billion-dollar P&L as President of Flex's Communications, Enterprise & Cloud Division (2019-2023). The move is praised by Chairman Richard K. Sykes and CEO Dan Peyovich for enhancing Dycom's expertise in cloud, data centers, and digital infrastructure.

• ·Raejeanne Skillern served at Intel for 25 years (1994-2019), building hyperscale data center business.
• ·Skillern appointed to Jabil Board in January 2026; previously on Lattice Semiconductor Board (2022-2024).

24-03-2026

Customers Bancorp, Inc. entered into a new Supplemental Executive Retirement Plan (SERP) for Executive Samvir Sidhu on March 19, 2026, superseding the prior plan from May 3, 2021, to provide supplemental nonqualified pension benefits and incentivize continued contributions. The plan offers a $50,000 monthly lifetime benefit upon normal retirement, with early termination, change in control, disability, and death benefits, subject to clawback, noncompete, non-disclosure, and non-solicitation provisions. No financial performance metrics or impacts on company results were disclosed.

• ·Plan supersedes prior SERP adopted May 3, 2021.
• ·Change in Control Benefit payable if Separation from Service occurs within 12 months following a Change in Control (except for Cause).
• ·Plan complies with Section 409A of the Internal Revenue Code.

24-03-2026

On March 18, 2026, the Board of Brag House Holdings, Inc. approved the mutual cancellation of all outstanding stock options held by CEO and Chairman Lavell Juan Malloy II and COO and Board member Daniel Leibovich, totaling 570,778 options each (1,141,556 in aggregate), and issued replacement fully vested Restricted Stock Units (RSUs) covering the same number of shares to each executive under the 2024 Omnibus Incentive Plan. This corrective action aligns with the original economic intent of their June 15, 2024 Executive Employment Agreements and avoids potential tax burdens or cash liabilities. The RSU Award Agreements were entered into on March 19, 2026, with settlement as soon as administratively practicable.

• ·Cancelled options for each executive: Grant No. 1101 (ISO, 173,611 shares at $0.576/share, dated June 1, 2025); Grant No. 1101N (NQSO, 173,611 shares at $0.576/share, dated June 1, 2025); Grant No. 1110N (NQSO, 223,556 shares at $1.00/share, dated July 18, 2025).
• ·RSUs granted in full satisfaction of reimbursement obligation under Section 4.4 of June 15, 2024 Executive Employment Agreements.
• ·Filing date: March 24, 2026; Date of earliest event: March 18, 2026.

24-03-2026

On March 20, 2026, Mary Wilcox, Chief Accounting Officer of Solventum Corporation (SOLV), informed the company of her intent to retire and resign from her position following a search for and appointment of her successor. The 8-K filing, dated March 24, 2026, was signed by Wayde McMillan, Executive Vice President and Chief Financial Officer. No successor has been named yet, and the departure is planned to ensure a smooth transition.

24-03-2026

NRx Pharmaceuticals, Inc. held its 2025 Annual Meeting on March 23, 2026, where stockholders elected Chaim Hurvitz and Michael Taylor as Class I directors until the 2028 annual meeting, approved Amendment No. 1 to the Omnibus Incentive Plan to increase the annual evergreen share reserve to the lesser of 3,187,234 shares or 5% of fully diluted outstanding shares, ratified Weinberg & Company, P.A. as auditors for the fiscal year ending December 31, 2025, and approved executive compensation on a non-binding advisory basis. All four proposals passed, but Proposal 2 faced notable opposition with 4,484,064 votes against versus 5,976,632 for.

• ·Broker non-votes totaled 7,157,034 across Proposals 1, 2, and 4.
• ·Amendment No. 1 to Omnibus Incentive Plan approved by board subject to stockholder vote and effective upon approval.
• ·Definitive proxy statement filed with SEC on February 23, 2026.

24-03-2026

AXIS Capital Holdings' subsidiaries, including AXIS Specialty Limited, AXIS Re SE, AXIS Specialty Europe SE, AXIS Insurance Company, AXIS Surplus Insurance Company, and AXIS Reinsurance Company, entered into an amendment agreement with Citibank Europe plc on March 23, 2026, amending their committed letter of credit facility originally dated December 18, 2015. The facility limit is set at $250M with a $40M sublimit for AXIS Reinsurance Company, the availability period extends to March 31, 2027, and credit tenors may extend to March 31, 2028. The amendment confirms ongoing representations, warranties, and security without additional costs to the parties.

• ·Amendment effective on March 23, 2026
• ·Previous amendments: December 24, 2019; April 1, 2021; December 29, 2023; March 26, 2024; March 23, 2025
• ·Governed by English law with jurisdiction in English Courts

24-03-2026

NMF SLF I, Inc. accepted the resignation of Kris Corbett as Chief Financial Officer and Treasurer on March 19, 2026, effective upon completion of a transition period expected by May 29, 2026. Mr. Corbett will continue in his role until the effective date and expressed no disagreements with the company's operations, policies, or practices. The filing was signed by Eric Kane, Corporate Secretary.

• ·Company CIK: 0001766037
• ·EIN: 83-3291673
• ·State of Incorporation: MD
• ·Fiscal Year End: December 31

24-03-2026

Janus Henderson amended its merger agreement with Trian Fund Management and General Catalyst, increasing the all-cash consideration to $52.00 per share—a $3.00 increase and 25% premium to the unaffected share price on October 24, 2025—with a target closing by mid-2026 and potential $1.00 quarterly dividends post-June 30, 2026 if delayed. The Special Committee and Board unanimously rejected Victory Capital's unsolicited March 17, 2026 proposal as non-actionable due to high client consent risks (key clients representing 52% of revenue run-rate and 55% AUM oppose), employee retention threats (staff overseeing >90% revenue concerned, >1/3 threatening resignation), and shareholder opposition risks from Trian's 20.7% stake. The shareholder meeting remains set for April 16, 2026, with the Board recommending approval of the Trian/General Catalyst deal.

• ·Client consents required: at least 75% of revenue run-rate for any deal.
• ·Victory prior proposals dated Nov 24, 2025; Dec 8, 2025; Feb 26, 2026.
• ·Six meetings held with Victory since Feb 26, 2026 proposal.
• ·Jersey law requires two-thirds shareholder vote approval for merger.

24-03-2026

American Airlines Group Inc. (NASDAQ: AAL) elected Mary Dillon, former CEO of Foot Locker (2022-2025), Ulta Beauty (2013-2021), and U.S. Cellular (2010-2013), to its board of directors effective March 24, 2026; she will serve on the Compensation Committee and Corporate Governance and Public Responsibility Committee. Chairman Greg Smith and CEO Robert Isom praised her leadership in consumer-facing industries, marketing, and operations from roles at McDonald's and PepsiCo. The airline operates more than 6,000 daily flights to over 350 destinations in more than 60 countries, serving over 200 million customers annually with 130,000 employees.

• ·Mary Dillon, 64, holds a bachelor’s degree in marketing from the University of Illinois at Chicago and chairs the board of trustees of Save the Children.
• ·Dillon has served on the board of KKR & Co. Inc. since 2018 and previously on boards of Foot Locker, Starbucks, Ulta Beauty, U.S. Cellular, and Target.
• ·American Airlines celebrates its centennial year in 2026.

24-03-2026

On March 19, 2026, the Board of Trustees of New Mountain Private Credit Fund accepted the resignation of Kris Corbett as Chief Financial Officer and Treasurer, effective upon completion of a transition to a successor by May 29, 2026. Mr. Corbett will remain in his role until the effective date and cited no disagreements with the company's operations, policies, or practices. No successor has been named yet.

24-03-2026

On March 19, 2026, the Board of Directors of New Mountain Guardian IV Income Fund, L.L.C. accepted the resignation of Kris Corbett as Chief Financial Officer and Treasurer, effective upon completion of a prudent transition expected by May 29, 2026. Mr. Corbett will remain in his role until the effective date, with no expressed disagreements on company operations, policies, or practices.

• ·Filing signed on March 24, 2026.
• ·Company formerly known as New Mountain Guardian IV Unlevered BDC, L.L.C. (name change: May 5, 2023).
• ·Company is an emerging growth company.
• ·Headquartered at 1633 Broadway, 48th Floor, New York, NY 10019.

24-03-2026

New Mountain Finance Corp announced on March 19, 2026, the acceptance of Kris Corbett's resignation as Chief Financial Officer and Treasurer, effective upon completion of a transition to a successor by May 29, 2026. Mr. Corbett will continue in his role until the effective date and expressed no disagreements with the company's operations, policies, or practices. No successor has been named yet, potentially introducing short-term leadership uncertainty.

• ·Filing submitted on March 24, 2026.
• ·Company securities: Common stock (NMFC) and 8.250% Notes due 2028 (NMFCZ) listed on NASDAQ Global Select Market.

24-03-2026

On March 18, 2026, the Board of Directors of Blue Ridge Bankshares, Inc. appointed Harry Golliday, the company's Interim Chief Executive Officer and Interim President and Interim CEO of subsidiary Blue Ridge Bank, N.A., as a director on both boards, effective immediately. Mr. Golliday will not receive separate compensation for his board service, and the Board anticipates appointing him to one or more committees, with details to be disclosed in a future 8-K amendment. This move formalizes his role amid his ongoing interim executive positions.

• ·Filing submitted on March 24, 2026, signed by Judy C. Gavant.

24-03-2026

First Guaranty Bancshares, Inc. entered into second amendments on March 20, 2026, to its Promissory Note (dated October 5, 2023, due October 5, 2033) and Floating Rate Subordinated Note (due March 28, 2034), both with Smith & Tate Investment, L.L.C., a company controlled by director Edgar Ray Smith, III. The amendments extend the waiver of principal payments through March 31, 2028 (following prior waiver to March 31, 2026), and allow interest payments in cash or common stock shares. While providing needed payment flexibility, the repeated restructurings signal persistent liquidity pressures requiring related-party concessions.

• ·Promissory Note originally structured with 39 quarterly principal payments of $1,007,812.50 starting December 31, 2023
• ·First amendments to both notes occurred on June 4, 2025, waiving principal through March 31, 2026
• ·Subordinated Note interest payments changed from monthly to quarterly via first amendment

24-03-2026

LSI Industries Inc. (Nasdaq: LYTS) completed the acquisition of Royston Group from Industrial Opportunity Partners for an aggregate $325M ($320M cash and $5M in LSI stock), funded by debt and a public stock offering on March 2, 2026. Royston, with TTM revenue of $272M and adjusted EBITDA of $38M (14% margin) ended September 30, 2025, complements LSI's TTM net sales of $593M and adjusted EBITDA of $57M (9.7% margin), yielding combined pro forma figures of $864M sales and $95M adjusted EBITDA (11% margin). The transaction integrates capabilities in fixtures, signage, and display cases, adding Royston's >900 employees to LSI's ~2,000 workforce and bolstering the Display Solutions segment starting fiscal 2026 Q3 with six days of contribution.

• ·Acquisition funded through debt and public offering of common stock completed March 2, 2026.
• ·Royston’s results included in LSI’s Display Solutions segment beginning fiscal 2026 Q3 with ~6 days contribution.
• ·Royston operates 5 facilities across 4 U.S. states (Atlanta-based).

24-03-2026

Simon Property Group, Inc. (NYSE: SPG) announced the passing of its Chairman, CEO, and President David Simon on March 22, 2026, at age 64 after battling cancer, marking a profound leadership loss. The Board appointed Eli Simon as new CEO and President (continuing as COO and Director) effective immediately, and Larry Glasscock as Non-Executive Chairman, emphasizing seamless succession planning and continuity with a strong executive team. The announcement highlights David's legacy of transforming the company into a global retail real estate leader with over 250 properties comprising more than 200 million square feet and delivering over 4,500% cumulative total shareholder return since its 1993 IPO.

• ·David Simon joined predecessor company as CFO in 1990; named CEO in 1995 at age 33.
• ·Key acquisitions: DeBartolo Realty Corporation, Corporate Property Investors, Chelsea Property Group, Mills Corporation, Taubman Centers.
• ·David Simon served as Chairman of Klépierre Supervisory Board and on Apollo Global Management board.
• ·Recognized by Harvard Business Review as top-performing CEO in 2010 and 2013; by Barron’s in 2013.
• ·Education: Indiana University Kelley School of Business (B.S. 1983), Columbia Business School (M.B.A. 1985).
• ·Family requests contributions to Anti Defamation League, American Jewish Committee, UJA Federation of New York, Foundation to Combat Antisemitism.

24-03-2026

Chesapeake Utilities Corporation (NYSE: CPK) announced that Executive Vice President and CFO Beth Cooper will retire on June 30, 2026, after 36 years of service, including her role as CFO since September 2008. Senior Vice President and COO Jeff Sylvester will succeed her as CFO effective July 1, 2026, bringing extensive financial, operational, and acquisition experience. The company expressed gratitude for Cooper's contributions to earnings growth and balance sheet strength while expressing confidence in Sylvester's leadership for continued growth.

• ·Beth Cooper joined in 1990 and was named CFO in September 2008.
• ·Jeff Sylvester began career at Chesapeake Utilities in 2004, served at Florida Public Utilities (2010-2012), Black Hills Energy, returned in 2019, named COO in 2022.
• ·Sylvester holds BS in finance management and MBA in finance from Clemson University.
• ·Contact: Lucia M. Dempsey, Head of Investor Relations, 347.804.9067, LDempsey@chpk.com

24-03-2026

On March 18, 2026, Minerals Technologies Inc. received notifications from Board members Alison A. Deans and Franklin L. Feder that they will retire from the Board at the end of their respective terms during the company's annual shareholder meeting on May 20, 2026. This planned departure is routine as terms conclude, with no immediate impact on board composition or operations mentioned.

• ·Company's common stock: $0.10 par value, traded as MTX on New York Stock Exchange
• ·Principal executive offices: 622 Third Avenue, New York, NY 10017-6707

24-03-2026

BCP Investment Corp (f/k/a Portman Ridge Finance Corporation) entered into a Note Purchase Agreement dated March 20, 2026, to issue and sell $50M aggregate principal amount of 7.50% Notes due 2029 (2029 Notes), with closing on March 24, 2026. The company plans to use $40M of net proceeds to repay its 5.250% Notes due 2026 (LRFC Notes) and the remainder to repay other indebtedness. Lucid Capital Markets, LLC served as structuring advisor for the offering.

• ·Registration Statement on Form N-2 (File No. 333-283443) effective February 10, 2025.
• ·Notice of redemption for at least $40M LRFC Notes to be issued within 10 days post-closing.
• ·Opinion of Dechert LLP required as closing condition.

24-03-2026

Haymaker Acquisition Corp. 4 entered into a Non-Redemption Agreement with Concrete Partners Holding, LLC and an undersigned shareholder (Holder), pursuant to which the Holder will acquire Public Shares at or below the redemption price, waive redemption rights, abstain from voting on the Business Combination, and hold shares through the Termination Date. This supports the previously announced Business Combination Agreement dated October 9, 2025, with similar agreements expected from other holders. The agreement terminates on the earliest of the Closing Date, BCA termination, or July 23, 2026.

• ·Agreement governed by Delaware law
• ·Company address: 324 Royal Palm Way, Suite 300-i, Palm Beach, Florida 33480
• ·Target address c/o SunTx Capital Partners, 5420 LBJ Freeway, Suite 1000, Dallas, Texas 75240

24-03-2026

Kodiak Gas Services, LLC issued $1B aggregate principal amount of 5.875% senior unsecured notes due April 1, 2031, on March 20, 2026, pursuant to an indenture with U.S. Bank Trust Company, National Association as trustee, guaranteed by Kodiak Gas Services, Inc. and certain subsidiaries. Interest is payable semi-annually starting October 1, 2026. The indenture imposes covenants restricting dividends, investments, additional debt, liens, asset sales, mergers, and affiliate transactions, with optional redemption provisions (including make-whole prior to April 1, 2028, and fixed premiums thereafter) and change of control repurchase at 101%.

• ·Notes redeemable prior to April 1, 2028 at 100% principal plus make-whole premium.
• ·Equity offering redemption limited to 40% of aggregate principal with at least 50% remaining outstanding.
• ·Covenants terminate if Notes achieve investment grade from two of Moody’s, S&P, Fitch with no default.
• ·Events of default include 30-day interest payment default, principal default, covenant breaches, cross-defaults, and bankruptcy.
• ·Holders of at least 30% of outstanding Notes can accelerate upon default.

24-03-2026

Krispy Kreme completed a transaction with WKS Restaurant Group on March 23, 2026, increasing WKS's stake in the Western U.S. joint venture from 45% to 80% and adding 23 shops, for total proceeds of approximately $90M ($50M cash at closing plus a note). Separately, on March 2, 2026, Unison Capital acquired the Company's Japan operations for nearly $70M in cash proceeds. Both transactions advance the turnaround plan through refranchising and will be used for debt paydown, with no declines or flat metrics reported.

• ·Western U.S. JV plans further shop development and fresh delivery expansion over next several years.
• ·WKS Restaurant Group operates four brands (Wendy’s, Denny’s, El Pollo Loco, Krispy Kreme) in 19 states.

24-03-2026

Versigent Limited appointed Paul Meister as an independent director effective 9:00 a.m. ET on March 27, 2026, expanding the Board from two to three members; he will serve on the Audit, Compensation and Human Resources, and Nominating and Governance Committees, and qualifies as an audit committee financial expert. Mr. Meister is expected to become Chair of the Board following the Spin-Off from Aptiv PLC, effective April 1, 2026, at which time the company will rename to Versigent PLC. His annual compensation as a non-employee director is $300,000 (cash and RSUs), plus an additional $185,000 retainer as Chair, with a $600,000 share holding requirement.

• ·Mr. Meister has no family relationships with Board members or executives and no disclosable transactions under Item 404(a).
• ·Information Statement dated March 12, 2026, filed as Exhibit 99.1 to prior 8-K.

24-03-2026

i-80 Gold Corp. priced an upsized offering of $250M unsecured convertible senior notes due 2031 at 3.75% semi-annual interest, increased from the previously announced $200M, with an option for initial purchasers to buy an additional $37.5M. The initial conversion rate is 519.4805 shares per $1,000 principal, equating to ~$1.93 per share (37.5% premium to prior NYSE American close). Proceeds will fund advancement of gold projects, Lone Tree processing plant refurbishment, resource expansion/infill drilling, and general corporate purposes; expected closing on or about March 23, 2026.

• ·Notes offered only to qualified institutional buyers under Rule 144A; not registered under U.S. Securities Act or Canadian prospectus requirements
• ·Closing subject to TSX and NYSE American approvals
• ·Company is fifth largest gold mineral resource holder in Nevada

24-03-2026

Trimble Inc. announced on March 24, 2026, that Peter Large, Senior Vice President in charge of Strategy, Corporate Development, Corporate Partnerships and Alliances, and the Office of Technology Innovation, will retire effective late May 2026. The retirement is not due to any disagreement with the company's operations, policies, or practices. Mr. Large will receive no severance but qualifies under the Age & Service Equity Vesting Program.

• ·Age & Service Equity Vesting Program filed as Exhibit 10.6 to Trimble's Form 10-K for fiscal year ended January 2, 2026
• ·Trimble Inc. incorporated in Delaware, NASDAQ: TRMB

24-03-2026

SIM Acquisition Corp. I entered into an Administrative Services Agreement with Dominari Holdings Inc. dated March 18, 2026, providing office space, utilities, and administrative support at their shared New York location for $20,000 per month starting on the Start Date and continuing until the earlier of an initial business combination or company liquidation. Dominari Holdings Inc. irrevocably waives any claims against the Company's Trust Account. The agreement is non-assignable without consent except to certain affiliates and governed by New York law.

• ·Agreement effective March 18, 2026 (Start Date); SEC filing date March 24, 2026
• ·Payments not pro-rated for partial months
• ·Services Provider may assign to Sponsor or affiliates without Company approval

24-03-2026

CytoDyn Inc. agreed to extend the maturity dates of two secured convertible promissory notes, each with an initial principal of $28.5M, by 36 months to April 5, 2029, and April 23, 2029, respectively, while reducing the annual interest rate on each to 5%. In consideration, the company will issue $1M worth of common stock monthly to the noteholders through the extended maturities, based on the lower of the prior day's close or five-day average, representing potential shareholder dilution. This provides significant debt maturity relief but introduces ongoing equity payments.

• ·Notes originally issued on April 2, 2021 (Note 1) and April 23, 2021 (Note 2).
• ·Previous effective maturity dates: April 5, 2026 (Note 1) and April 23, 2026 (Note 2).

24-03-2026

Centene Corporation appointed Theodore Pienkos, 44, as Corporate Controller and Chief Accounting Officer effective March 18, 2026, with a base salary of $440,000 and target bonus of 60% of base salary. Previously the Deputy Corporate Controller, Mr. Pienkos succeeds Kate Casso, who transitions to Senior Vice President, Finance Operations and Innovation after over two decades with the company. The changes reflect the company's focus on intentional leadership development, with no family relationships or related party transactions involving Mr. Pienkos.

• ·Theodore Pienkos served as Deputy Corporate Controller since August 2024, Vice President of Finance & Accounting from August 2017 to August 2024, and other roles at Centene since March 2011; previously auditor at KPMG LLP from August 2004 to March 2011.
• ·Kate Casso served as Corporate Controller since April 2021.
• ·Mr. Pienkos holds a BA and MA in Accounting from the University of Northern Iowa.