US Material Events SEC 8-K Filings — April 13, 2026

13-04-2026

Mount Logan Capital Inc. entered into a Third Amended and Restated Guaranty dated April 7, 2026, assuming obligations from its subsidiary Legacy MLC under an existing credit agreement with Eagle Point Credit Management LLC as agent for lenders, following mergers completed on September 12, 2025. The guaranty covers all obligations of borrower MLC US Holdings LLC under the Credit Agreement dated August 20, 2021. No specific financial performance metrics or changes are disclosed in the filing.

• ·Guaranty dated April 7, 2026, amends and restates Existing Guaranty dated September 19, 2022.
• ·Credit Agreement originally dated August 20, 2021.
• ·Merger Agreement dated January 16, 2025, amended July 6, 2025 and August 17, 2025.
• ·Mergers completed September 12, 2025.
• ·Senior unsecured notes issued January 26, 2026.

13-04-2026

Newton Golf Company, Inc. completed additional closings (Second, Third, and Fourth) under its March 16, 2026 securities purchase agreement on April 7 and April 9, 2026, issuing unsecured Convertible Notes with aggregate principal of $850,000 and Warrants to purchase 85,000 shares of common stock, receiving $850,000 in cash proceeds. The notes accrue 10% annual interest paid in kind, mature in 18 months, and convert at $1.60 per share; Warrants are exercisable at $1.75 per share and expire in five years. This follows the initial $500,000 closing, bringing total funded to $1,350,000 toward a $2,000,000 aggregate commitment.

• ·Conversion Price: $1.60 per share (subject to adjustments)
• ·Warrant Exercise Price: $1.75 per share (subject to adjustments)
• ·Notes maturity: 18 months from issuance
• ·Warrants expire: 5 years from issuance
• ·First Closing purchasers affiliated with and controlled by Brett Hoge
• ·Private placement exempt under Section 4(a)(2) and Rule 506(b) of Securities Act
• ·Company may elect conversion if stock closes at or above $3.00 for 10 consecutive trading days

13-04-2026

Investcorp AI Acquisition Corp. (IVCA) entered into a definitive Business Combination Agreement with Blue Finance Technology Holding Limited to create a new Irish public company (New Pubco) listed on Nasdaq Capital Market, with consideration of 21,985,971 New Pubco ordinary shares at $10.00 per share for an aggregate $219,859,710. Blue Finance, via My Finance Club Ltd., has originated more than 580,000 loans and over $200 million in total lending using AI-driven digital platforms for underbanked consumers. The deal includes potential earnout shares up to 6,000,000 if share price exceeds $15 or market cap hits $1,000,000,000, subject to customary closing conditions including shareholder approvals and Nasdaq listing.

• ·Earnout: 3,000,000 New Pubco shares if VWAP >= $15.00 for 10 trading days in 30-day period; additional 3,000,000 if market cap >= $1B similarly.
• ·Transaction caps aggregate New Pubco shares at 30,000,000 subject to adjustments for Irish law compliance.
• ·Closing conditions include IVCA shareholder approval, Form F-4 effectiveness, Irish re-registration, and Nasdaq listing approval.

13-04-2026

On April 13, 2026, 5E Advanced Materials, Inc. appointed Jonathan Siegler as a director, effective immediately, to serve until the next annual stockholder meeting. Mr. Siegler, designated by BEP Special Situations IV LLC (Bluescape) under the January 14, 2025 IRRA, succeeds Graham van’t Hoff as one of Bluescape’s designees, with van’t Hoff continuing as Board chairperson alongside Curtis Hébert, Jr. Mr. Siegler is eligible for a $50,000 annual cash retainer and quarterly RSU grants valued at $12,500 each under the Non-Employee Director Compensation Policy.

• ·Bluescape and Ascend have rights to designate directors based on beneficial ownership thresholds (two directors at 25% ownership, one at 10%).
• ·RSU grants vest on July 1st following grant date, or fully upon voluntary resignation, change in control, death, or disability.
• ·Mr. Siegler has no family relationships with other directors/officers and entered standard indemnification agreement.
• ·Company has ongoing and potential transactions with Bluescape, as disclosed in prior filings.

13-04-2026

WEBTOON Entertainment Inc. (Nasdaq: WBTN) announced a restructured global leadership team under President Yongsoo Kim to accelerate growth, eliminating the Chief Operating Officer and Chief Technology Officer roles while creating a new Chief Business Officer position led by Leah Goeun Yeon. Key elevations include Yuki Chae to Chief Product Officer, Teo Taeyeong Jang to Head of AI, and Sean Shinhyung Kim to Head of IP Business; David J Lee will add President of Wattpad to his CFO duties. The changes unify operations across WEBTOON's ecosystem, which serves approximately 160 million monthly active users.

• ·Leadership changes effective as of April 13, 2026 filing date.
• ·All new roles report directly to President Yongsoo Kim, except David J Lee who reports to CEO Junkoo Kim as CFO.
• ·Chief Business Officer oversees growth, marketing, content, and creator management for Korean and Rest of World webcomic platform (excluding Japan).

13-04-2026

Effective April 11, 2026, Mary L. Lentz retired from the Board of Directors of Independent Bank Corp. and Rockland Trust Company upon reaching the age of 72, in accordance with the company's Governance Principles mandating retirement at that age. She had served as a Director since 2016, a member of the Audit Committee since 2018, and the Risk Committee since 2024. The filing includes no financial impacts or other changes.

• ·Governance Principles require directors to retire upon attaining age 72
• ·Filing signed by Patricia M. Natale on April 13, 2026

13-04-2026

Somnigroup International Inc. (SGI) entered into an Agreement and Plan of Merger dated April 13, 2026, with Sparrow Unity Corporation (its wholly-owned subsidiary) and Leggett & Platt, Incorporated, under which Sparrow Unity will merge with and into Leggett & Platt, with Leggett & Platt surviving as a wholly-owned subsidiary of SGI. The boards of directors of all parties unanimously approved the merger, deeming it advisable, fair, and in the best interests of their respective companies and shareholders, with the Leggett & Platt board recommending shareholder approval. The merger consideration for Leggett & Platt common stock is shares of SGI common stock at the Exchange Ratio, intended to qualify as a tax-free reorganization under Section 368(a) of the Code.

• ·Closing to occur remotely within three business days after satisfaction of conditions in Article 7.
• ·Concurrently entering into Supply Agreement Amendment.
• ·Merger to be effected under Missouri General and Business Corporation Law (GBCLM).

13-04-2026

On April 7, 2026, Xenon Pharmaceuticals Inc. amended and restated its 2025 Inducement Equity Incentive Plan, increasing the maximum number of common shares reserved for issuance from 900,000 to 1,175,000 shares (a 30.6% increase). The plan is exclusively for inducement grants such as nonstatutory stock options, stock appreciation rights, restricted stock units, restricted stock, and performance awards to new hires or rehired employees following a bona fide interruption. No shareholder approval was sought, in accordance with Nasdaq Listing Rule 5635(c)(4).

• ·Filing date: April 13, 2026
• ·Exhibit 10.1: Amended and Restated 2025 Inducement Plan and related form agreements filed
• ·Plan amendments subject to adjustments as provided therein

13-04-2026

Bloom Energy Corporation issued a warrant to Oracle Corporation on April 9, 2026, to purchase up to 3,531,073 shares of Class A Common Stock at an exercise price of $113.28 per share, as part of their previously disclosed partnership to provide on-site solid state power for AI data centers. The warrant is fully vested, immediately exercisable until October 9, 2026, and includes anti-dilution adjustments and registration rights, but represents potential equity dilution for existing shareholders. No financial impact or exercise has occurred yet.

• ·Warrant issued in reliance on Section 4(a)(2) exemption; Warrant Shares expected under Section 4(a)(2) or 3(a)(9)
• ·Warrant non-transferable without Company consent
• ·Previous disclosure in 8-K filed October 30, 2025; exercise price based on NYSE closing price October 28, 2025

13-04-2026

Golkor Inc. entered a Prepay Offtake Agreement with Afrikor Metal Industries (Pty) Ltd. on March 10, 2026 (amended April 3, 2026) for 100% of silver bullion from the EBM Facility for three years, not less than 2,500,000 ounces, with AMI able to request up to $20M in prepayments; a prior joint venture for 51% interest was terminated. Separately, on February 24, 2026, Golkor signed a Purchase Contract with Trafigura Pte Ltd. to deliver not less than 2,500,000 ounces of silver (bullion and dore) from the EBM Facility post-refining. Robert Armstrong was appointed CFO on March 27, 2026, bringing over 20 years of CFO experience.

• ·EBM Facility purchase by AMI pending.
• ·Pricing for Trafigura contract based on London Silver Fixing price.
• ·No family relationships or material transactions involving new CFO Robert Armstrong.

13-04-2026

ClearOne, Inc. entered a lease termination agreement on April 7, 2026, paying a $300,000 termination fee to avoid approximately $376,359 in future rent and $53,240 in restoration charges, resulting in net cost savings. However, on the same date, the company received a Nasdaq notice of non-compliance with continued listing standards under Rule 5550(b), requiring a compliance plan by May 22, 2026, with potential extension to October 4, 2026. Additionally, the Board approved mandatory redemption of all Class A Redeemable Preferred Shares on April 21, 2026, at $0.001 par value per share.

• ·Nasdaq compliance period: 45 calendar days from April 7, 2026 (until May 22, 2026); potential exception up to 180 calendar days (until October 4, 2026).
• ·Redemption deposit with transfer agent on or about April 14, 2026; notice to holders on or about April 13, 2026.
• ·Lease located at 5225 Wiley Post Way, Salt Lake City, Utah.

13-04-2026

Picard Medical, Inc. entered into a Securities Purchase Agreement dated April 7, 2026, with Quick Capital, LLC for the issuance of a convertible Note, with the Buyer withholding $20,000 from closing proceeds for legal fees. The agreement includes covenants for 300% share reservation, ongoing SEC reporting compliance, maintenance of NYSE American listing, and Buyer protections such as piggyback registration rights (with $10,000 liquidated damages for breach), 12-month participation rights in future offerings, and 9-month right of first refusal on financing. No principal amount or maturity details for the Note are specified in the provided exhibit excerpt.

• ·Company must maintain PCAOB-registered auditor while Securities outstanding
• ·Buyer prohibited from short sales of Common Stock
• ·Most Favored Nation provision ensures Buyer receives equal or better terms than future investors
• ·Reserve depletion triggers full Note repayment within 60 days

13-04-2026

Jack in the Box Inc. appointed Eduardo Luz, an experienced restaurant executive formerly CEO of P.F. Chang’s, as an independent director to support the company's transformation and board refreshment. David Goebel and Madeleine Kleiner will retire from the Board effective May 8, 2026, reducing its size to nine members. The changes reflect responsiveness to shareholder feedback amid efforts to drive same-store sales, reduce debt, and improve margins.

• ·Eduardo Luz has over 30 years of experience in restaurant and consumer goods industries.
• ·Appointment announced on April 13, 2026; retirements effective May 8, 2026.
• ·Board refreshment ongoing to align with evolving business needs.

13-04-2026

On April 7, 2026, Tennessee Valley Authority (TVA) entered into a separation and release agreement with Donald A. Moul, its President and Chief Executive Officer, providing him severance and retirement benefits consistent with TVA's Executive Severance Plan and Long-Term Incentive Plan. The 8-K filing was made on April 13, 2026, under Item 5.02 for officer departure. No details on the reasons for departure, succession plans, or financial impacts were disclosed.

• ·Filing signed by Thomas C. Rice, Executive VP and CFO
• ·TVA is a corporate agency of the United States created by an act of Congress

13-04-2026

CMC announced the appointment of Michael “Mike” Dumais to its Board of Directors, effective June 23, 2026, increasing the board from nine to ten directors, with nine independent. Mr. Dumais brings over 30 years of leadership experience, most recently as Executive Vice President and Chief Transformation Officer at Raytheon Technologies Corporation, and previously in senior roles at United Technologies Corporation; he will serve on the Audit and Finance Committees. Chairman Robert S. Wetherbee and CEO Peter Matt highlighted his alignment with CMC's strategic priorities in operational excellence and growth.

• ·Mr. Dumais serves on the board of directors at Baker Hughes Company.
• ·Mr. Dumais earned a Bachelor of Science in Electrical Engineering from Virginia Tech, a Master of Science in Electrical Engineering from the University of Pennsylvania, and a Master of Business Administration from the Wharton School of the University of Pennsylvania.
• ·CMC is a Fortune 500 company headquartered in Irving, Texas, founded in 1915.

13-04-2026

Future Vision II Acquisition Corp. entered into an unsecured promissory note for $191,475 with HWei Super Speed Co. Ltd. dated April 8, 2026, to deposit funds into its Trust Account for a one-month extension of the Business Combination deadline from April 13, 2026, to May 13, 2026. The note bears no interest, is due upon consummation of a Business Combination, and includes a conversion option into units at $10.00 per unit, capped at an aggregate of $1,500,000 across similar loans.

• ·Note maturity upon consummation of initial Business Combination; forgiven if no BC and liquidation occurs
• ·Payee waives all claims to Trust Account distributions
• ·No fractional units on conversion; cash paid in lieu
• ·Governed by New York law; non-assignable by Payee without Maker consent
• ·Events of default include non-payment within 5 business days or Maker bankruptcy

13-04-2026

Net Power Inc. appointed Ned Leland (Lee) Shuman as Chief Financial Officer effective April 13, 2026, replacing interim CFO Daniel J. Rice IV, who will remain CEO and serve as principal financial officer until the Q1 2026 10-Q filing. Mr. Shuman brings over 25 years of experience, including leading $1.6B in financings at WattBridge Energy for a 2.4 GW portfolio. Compensation includes $420,000 base salary, 60% STIP target bonus, 180% LTIP target, $800,000 RSU grant vesting over three years, and $100,000 cash bonus.

• ·Mr. Shuman previously served as Head of Power Finance at Javelin Global Commodities (April 2024-April 2026) and CFO of WattBridge Energy (2020-April 2024).
• ·No family relationships or special understandings regarding Mr. Shuman's selection.
• ·Mr. Shuman holds J.D. from University of Georgia, M.Tax and M.B.A. from Georgia State University, B.A. from Emory University.

13-04-2026

Solana Company announced on April 8, 2026, the mutual separation and resignation of its Chief Medical Officer, Antonella Favit-Van Pelt, MD, PhD, effective immediately. Under the separation agreement, the Company will pay Dr. Favit-Van Pelt a lump sum of $875,000 within ten business days, less withholdings, in exchange for a release of claims and ongoing compliance with confidentiality and invention assignment obligations. No successor has been named in the filing.

• ·Separation Agreement filed as Exhibit 10.1
• ·Report date: April 8, 2026; Filing date: April 13, 2026
• ·Company address: 642 Newtown Yardley Road, Suite 100, Newtown, PA 18940

13-04-2026

Marathon Petroleum Corporation entered into a Revolving Credit Agreement dated April 7, 2026, with aggregate commitments of $5,000,000,000. JPMorgan Chase Bank, N.A. acts as Administrative Agent, with multiple banks including Wells Fargo Securities, LLC, Barclays Bank PLC, and others serving as Joint Lead Arrangers and Joint Bookrunners. The agreement includes standard covenants, such as a maximum Consolidated Net Debt to Total Capitalization Ratio, and pricing based on credit ratings with no reported issues or declines.

• ·Alternate Base Rate floor of 1.00% per annum.
• ·Applicable Rates tiered by credit ratings from S&P, Moody’s, and Fitch, ranging from Level I (ABR Spread 0.000%, Term SOFR Spread 1.000%, Commitment Fee 0.100%) to Level V (ABR Spread 0.750%, Term SOFR Spread 1.750%, Commitment Fee 0.250%).
• ·Agreement filed as Exhibit 10.1 in 8-K on April 13, 2026.

13-04-2026

MPLX LP entered into a new Revolving Credit Agreement dated April 7, 2026, providing Aggregate Commitments of $2,500,000,000 with Wells Fargo Bank, National Association as Administrative Agent and multiple major banks as Joint Lead Arrangers and Bookrunners. The facility features tiered interest rate spreads based on credit ratings from S&P, Moody’s, and Fitch (ranging from 1.000% to 1.750% for Term SOFR/Daily Simple SOFR Loans) and commitment fees from 0.100% to 0.250%. This enhances MPLX LP's liquidity position with standard covenants including a Maximum Consolidated Leverage Ratio.

• ·Alternate Base Rate floor of 1.00% per annum.
• ·Applicable Rate pricing grid: Level 1 (A-/A3/A- or higher): ABR Spread 0.000%, SOFR Spread 1.000%, Commitment Fee 0.100%; up to Level 5 (BB+/Ba1/BB+ or below): ABR 0.750%, SOFR 1.750%, Fee 0.250%.
• ·SEC 8-K filed April 13, 2026, covering Items 1.01 (Entry into Material Definitive Agreement), 1.02, 2.02, 2.03, 9.01.

13-04-2026

On April 7, 2026, ProFrac Holding Corp.'s Compensation Committee granted performance-based restricted stock unit (PSU) awards under the 2022 Long Term Incentive Plan to key executives: 287,500 PSUs each to Executive Chairman Matthew D. Wilks and CEO Johnathan L. Wilks, 270,000 PSUs to CFO Austin Harbour, and 150,000 PSUs to Chief Commercial Officer Matthew Greenwood, vesting subject to one-year service and stock price VWAP thresholds of $7-$18. Additionally, CFO Harbour received a special $1,000,000 cash incentive award payable in four $250,000 quarterly installments through December 31, 2026, subject to continued employment. No performance declines or negative metrics reported; awards aim to retain executive talent.

• ·PSUs require continuous employment through April 7, 2027 (Time-Based Vesting Date); unvested PSUs expire April 7, 2036, with negotiation for new incentives.
• ·CFO cash award first installment vested as of March 31, 2026; includes forfeiture and repayment clauses for voluntary termination or termination for Cause in 2026.
• ·VWAP measured over most recent 30 trading days; settlement within 30 days of vesting.

13-04-2026

On April 10, 2026, ESG Inc. entered into a Split-Off and Share Exchange Agreement to distribute 100% of ESG China Limited shares to DCG China Limited, Christopher Alonzo, Ever Vast Development Ltd., and Weiwei Gao in exchange for the surrender of 10,432,800 shares of Company common stock, aiming to isolate China operations' liabilities from the Company. The transaction is subject to approvals by the Special Committee, Board of Directors, and potentially stockholders, with no assurances on closing or timing. Post-split-off, the Company plans to focus on North American mushroom-based product development via ESG Provisions, Inc., including a potential Moku brand jerky relaunch and scaling of chips and crisps, though commercial success remains uncertain.

• ·Split-off closing conditions include Special Committee and Board approval, stockholder written consent if required, Schedule 14C process, receipt of cancelled shares, and delivery of ESG China transfer documents.
• ·Liabilities of ESG China and downstream China operations intended to remain with China entities, with contractual releases for Company and non-China affiliates.
• ·Exhibit 10.1: Split-Off and Share Exchange Agreement filed with this 8-K.

13-04-2026

Boundless Bio, Inc. entered into a Lease Termination Agreement on April 13, 2026, to end its lease for approximately 80,168 rentable square feet of laboratory and office space at 10955 Alexandria Way, San Diego, effective May 31, 2026—nine years ahead of the original October 31, 2034 expiration. The termination requires a $10.0 million lease modification payment and forfeiture of a $0.5 million security deposit, creating a direct financial obligation with no offsetting benefits mentioned. The agreement's condition precedent was satisfied as the landlord leased the premises to a new tenant.

• ·Original Lease dated December 20, 2021, amended by First Amendment dated November 1, 2024.
• ·Full text of Lease Termination Agreement to be filed in Quarterly Report on Form 10-Q for quarter ending June 30, 2026.
• ·Premises previously known as Building 5 at One Alexandria Square.

13-04-2026

Healthcare Services Group, Inc. and its borrowers entered into a Second Amendment to the Credit Agreement originally dated December 21, 2018, effective April 7, 2026, extending the Revolving Credit Expiration Date by five years and adding a daily SOFR rate option, along with other modifications to schedules and exhibits. The amendment confirms no Potential Defaults or Events of Default exist before or after, no Material Adverse Change since December 31, 2025, ongoing solvency, and delivery of five-year Projections. Core Procure, LLC joined as an additional borrower via a Joinder Agreement.

• ·Amendment filed as 8-K on April 13, 2026, covering Items 1.01, 2.03, and 9.01.
• ·Conditions precedent include executed certificates, legal opinions, Lien searches, insurance evidence, KYC documentation, and fee payments.

13-04-2026

On April 7, 2026, the Compensation Committee of Vistagen Therapeutics, Inc. approved retention awards in the form of stock options to all company employees, including five key executives each receiving options to purchase 75,000 shares of common stock at an exercise price of $0.5358 per share. The options, granted under the Amended and Restated 2019 Omnibus Equity Incentive Plan, vest with 25% vesting six months after the grant date and the remainder in additional 25% installments every six months thereafter, becoming fully vested on the two-year anniversary. No departures, elections, or appointments of directors or officers were reported.

13-04-2026

TP Private Capital Partners SPV I (FLCF) LLC entered into a credit agreement dated April 7, 2026, with various lenders, Goldman Sachs Bank USA as Administrative Agent, Syndication Agent, and Calculation Agent, and State Street Bank and Trust Company as Collateral Agent, Collateral Custodian, and Collateral Administrator, establishing a revolving credit facility up to the Adjusted Maximum Facility Amount for acquiring Collateral Obligations secured by a lien on all borrower assets. No specific facility size or performance metrics are disclosed, with indicative advance rates ranging from 35.0% to 75.0% based on collateral type and N-value. The agreement includes an Administrative Expense Cap of $250,000 per Payment Date.

• ·Adjusted Term SOFR floor of 0.0% per annum.
• ·Advance Rate reductions: 5 percentage points if unique obligors <15 (from >=20), 10 percentage points for Participations.

13-04-2026

Catalyst Crew Technologies Corp. (CCTC) entered into an Asset Purchase Agreement on February 17, 2026, with CEO Kevin Rodan Levy to acquire key assets, including intellectual property for its AI-enabled healthcare analytics platform featuring CardioAI, PulmoAI, and NeuroAI technologies, with closing on or about February 20, 2026. On March 23, 2026, the Company acquired 100% of the shares of Inversiones Long 33, C.A., a Venezuelan entity, making it a wholly-owned subsidiary as part of its Latin American operating strategy. Subsequent IP assignment to the subsidiary on April 7, 2026, completed an internal reorganization with no additional consideration.

• ·IP registrations: CardioAI (VEN-SAPI-2025-005287), PulmoAI (VEN-SAPI-2025-009419), NeuroAI (VEN-SAPI-2024-033782)
• ·Press releases issued on March 23, 2026; March 26, 2026; April 7, 2026; April 9, 2026; and April 13, 2026 announcing operating structure, IP assignment, and platform introductions

13-04-2026

Minerva Gold Inc. entered a Letter of Intent on April 10, 2026, to acquire Taizhou Sentian Sanitary Ware Co., Ltd., a sanitary ware manufacturer owned by its new Sole Officer and Director Zhang Chengcheng, via issuance of common and preferred stock, with definitive agreement expected by May 31, 2026. Concurrently, Zhang Chengcheng acquired 5,000,000 shares (76.10% of 6,570,000 outstanding shares) for $264,600 cash, triggering a change in control, with prior officers Aftandil Aibekov and Meltem Alieva resigning and Zhang appointed as sole director and officer. This related-party transaction represents a strategic pivot from gold to bathroom fixtures manufacturing amid potential conflicts of interest.

• ·Taizhou Sentian founded in 2008, based in Taizhou, Zhejiang Province, China, with website cnsentian.com.
• ·Zhang Chengcheng, 36, CEO of Taizhou Sentian since 2023; prior roles include Quality Control Inspector at Cougar Shoes (2014-2016) and Head of Brand Development at Dongguan Hanghua Footwear / Jia Kuang Trading (2016-2023); Bachelor's in Electrical Engineering from University of Duisburg-Essen.

13-04-2026

Palo Alto Networks, Inc. (PANW) entered into Amendment No. 5 to its lease with SANTA CLARA PHASE III EFH, LLC for approximately 290,082 rentable square feet at Building E, 3000 Tannery Way, Santa Clara, CA, extending the lease term 144 months from August 1, 2028, to July 31, 2040, with options for two additional 72-month extensions to 2052. Base Monthly Rent begins at $1,087,807.50 ($13,053,690 annually) for the first Extension Term year, escalating annually up to $1,352,551.91 ($16,230,622.92 annually) in the final year, with full abatement of Base Monthly Rent for the first 12 months but other charges still due. The amendment includes a Work Letter for Tenant Improvements and confirms no defaults under the existing lease.

• ·Lease originally dated May 28, 2015; prior amendments on September 16, 2016; November 16, 2016; June 22, 2017; September 29, 2017.
• ·Options to extend: First Extension Period August 1, 2040 – July 31, 2046; Second Extension Period August 1, 2046 – July 31, 2052 (no Third Extension Period).
• ·Landlord notice address: c/o CBRE Investment Management, LLC, 200 Park Avenue, 20th Floor, New York, NY 10166.
• ·Tenant accepts premises 'as-is' subject to Tenant Improvements and Tenant Improvement Allowance per Work Letter.
• ·Mutual estoppels confirm no defaults, no offsets, no security deposit held as of April 8, 2026.
• ·Brokers: CBRE, Inc. (Landlord), Newmark (Tenant); commissions payable by Landlord.

13-04-2026

On April 9, 2026, Mark Keeley resigned as Chief Financial Officer Consultant of Mobile Global Esports, Inc. Brett Rosin, the Company's Chief Executive Officer, will serve as the principal accounting officer on an interim basis until a new Chief Financial Officer is hired. The filing discloses no details on the reasons for the resignation or any compensatory arrangements.

• ·Company trades as MGAM on OTC Pink Sheets
• ·Emerging growth company status confirmed
• ·Principal executive offices: 500 Post Road East, 2nd Floor, Westport, CT 06883

13-04-2026

Sow Good Inc. entered into a Sales Agreement with Craft Capital Management, LLC, to offer and sell up to $100 million of its common stock through an at-the-market offering on Nasdaq. However, on April 7, 2026, the company received a Nasdaq notice stating it no longer complies with the $2.5 million minimum stockholders' equity requirement per Listing Rule 5550(b)(1), based on its Form 10-K for the year ended December 31, 2025. The company has until May 22, 2026, to submit a compliance plan, with a potential extension to October 4, 2026, but faces delisting risk if unresolved.

• ·Sales conducted as 'at the market offering' under Rule 415(a)(4), including direct sales on Nasdaq.
• ·Sales Agreement pursuant to Form S-3 (File No. 333-294799, effective April 9, 2025) and Prospectus Supplement dated April 13, 2026.
• ·Company not obligated to sell any shares; either party may suspend or terminate upon notice.
• ·Nasdaq compliance plan submission deadline: May 22, 2026; potential extension to October 4, 2026.

13-04-2026

Angel Studios, Inc. (NYSE: ANGX) priced an underwritten public offering of 14,300,000 shares of Class A common stock at $2.10 per share, expecting gross proceeds of approximately $30 million before underwriting discounts and expenses. The underwriters received a 30-day option to purchase up to an additional 2,145,000 shares, with closing expected on April 13, 2026, subject to customary conditions. Proceeds will fund general corporate purposes, including capital expenditures and working capital.

• ·Roth Capital Partners acting as sole book-running manager; Maxim Group LLC and Texas Capital Securities as co-lead managers; Lake Street Capital Markets as financial advisor.
• ·Shelf registration statement on Form S-3 (File No. 333-291514) declared effective by SEC on December 4, 2025.
• ·Angel has achieved the highest audience satisfaction scores in the industry and the highest average domestic box office per title among all independent studios.

13-04-2026

Ameriguard Security Services Inc. (AGSS) disclosed that its subsidiary TransportUS Inc. (TUS) lost the Veterans Affairs Long Beach CA contract after 7.5 years, resulting in a 58% loss of projected 2026 revenue or approximately $9 million annually. The contract, valued at $20,928,228 over 3.5 years, was awarded to another California corporation, with transition occurring in April 2026. However, TUS retains two southern California contracts worth $3.8 million annually and plans to protest the award while bidding on others.

• ·Contract managed by TUS for 7.5 years
• ·Transition to new contractor during April 2026
• ·TUS plans to protest the award based on post-award information
• ·TUS continues to bid on other transportation contracts of equal value

13-04-2026

Comstock Holding Companies, Inc. (CHCI) announced the acquisition of the 6.77-acre Woodland Pointe office campus in Herndon, Virginia, and executed a full-campus lease with Peraton covering the existing 185,000-square-foot Class A office tower and a new 100,000-square-foot build-to-suit office building, totaling nearly 300,000 square feet upon completion. The deal positions Peraton to fully occupy the campus in the Dulles Technology Corridor to support its technology and national security operations. This transaction advances Comstock's Institutional Venture Platform with institutional co-investors.

• ·Woodland Pointe located at 2200 Woodland Pointe Avenue, Herndon, Virginia, south of Dulles Toll Road.
• ·Existing building is LEED Gold certified with 165-person conference facility, parking garage, and green spaces.
• ·Formerly North American headquarters of Volkswagen.
• ·Comstock founded in 1985; operates via CHCI Commercial Management and CHCI Asset Management subsidiaries.

13-04-2026

AdvanSix Inc. (NYSE: ASIX) announced the appointment of Patrick C. Day as Senior Vice President and Chief Financial Officer, effective April 27, 2026, reporting to President and CEO Erin Kane. Day, previously VP of Financial Planning and Analysis and Investor Relations at FMC Corporation, replaces interim CFO Christopher Gramm, who will continue as Vice President of Corporate Finance and Strategic Financial Planning & Analysis. The appointment is positioned as strengthening leadership for growth and value creation.

• ·Filing Date: April 13, 2026
• ·Appointment effective: April 27, 2026
• ·Day's education: Bachelor’s degree in finance from Elizabethtown College; Master’s degree in accounting and tax from the University of Connecticut

13-04-2026

Clear Channel Outdoor Holdings, Inc. announced the successful results of its consent solicitation, obtaining the requisite consents as of April 9, 2026, for amendments to indentures governing its Senior Secured Notes totaling $865 million (7.875% due 2030), $1.15 billion (7.125% due 2031), and $900 million (7.500% due 2033). Supplemental indentures were executed and delivered, making the amendments effective immediately prior to the consummation of the pending merger with Madison Merger Sub Inc., pursuant to the Merger Agreement dated February 9, 2026. If the merger does not close, the amendments will automatically cease to be effective.

• ·Requisite consents provided and not revoked as of April 9, 2026, per D.F. King & Co., Inc.
• ·Solicitation agents: J.P. Morgan Securities LLC and Goldman Sachs & Co. LLC.
• ·Information agent contact: (646) 971-2689 (Banks/Brokers), (800) 290-6433 (others), CCO@dfking.com

13-04-2026

On April 12, 2026, ImageneBio, Inc. entered into a Securities Purchase Agreement with institutional and accredited investors for a private placement of pre-funded warrants to purchase up to 5,770,335 shares of common stock at $5.199 per Warrant Share, expecting gross proceeds of approximately $30 million upon closing on or about April 14, 2026. Net proceeds will fund late-phase development readiness in atopic dermatitis and expansion of IMG-007 into additional indications including alopecia areata. The company agreed to file a registration statement for resale of Warrant Shares within three business days following August 1, 2026.

• ·Pre-funded warrants have exercise price of $0.001 per Warrant Share, exercisable immediately on cashless basis until fully exercised.
• ·Closing subject to customary conditions; securities issued under Section 4(a)(2) exemption with restrictive legends.
• ·Registration Rights Agreement includes cash penalties for registration failures.

13-04-2026

Palvella Therapeutics, Inc. increased its Board of Directors from six to seven members and appointed John Doux, M.D., as a Class III director effective April 13, 2026, with term expiring at the 2026 Annual Meeting of Stockholders. Dr. Doux, a board-certified dermatologist with extensive experience in healthcare investments and prior service on the Company's board pre-reverse merger, was granted an option to purchase 6,000 shares of common stock vesting over 36 months per the Director Compensation Policy. The Board determined Dr. Doux to be independent under Nasdaq rules, with no related party transactions or family relationships.

• ·Dr. Doux, age 57, previously served on the Company's board from 2019 to 2022 prior to its reverse merger.
• ·No arrangements or understandings pursuant to which Dr. Doux was selected as director.
• ·Dr. Doux served on boards of multiple biotechnology companies, including Ceptaris Therapeutics acquired by Actelion.

13-04-2026

Somnigroup International Inc. (NYSE: SGI) announced a definitive agreement to acquire Leggett & Platt, Incorporated (NYSE: LEG) in an all-stock transaction valued at approximately $2.5 billion, with LEG shareholders receiving 0.1455 SGI shares per LEG share, resulting in 9% ownership of the combined company. The deal is expected to drive immediate adjusted EPS accretion before synergies, $50 million annual run-rate cost synergies (with $10 million in the first 12 months), and combined 2025 pro forma net sales of $11.2 billion, adjusted EBITDA of $1.7 billion, and operating cash flow of $1.1 billion. The transaction anticipates closing by year-end 2026, subject to LEG shareholder and regulatory approvals, with no Somnigroup shareholder vote required.

• ·Leggett & Platt net leverage was 2.4 times adjusted EBITDA as of December 31, 2025.
• ·Somnigroup expects to leave LEG’s existing long-term bond debt in place post-transaction.
• ·LEG to operate as a separate business unit within Somnigroup post-close, with Karl Glassman leading initially and transitioning to new CEO within 12 months.
• ·Transaction unanimously approved by both boards; no SGI shareholder approval required.

13-04-2026

Conagra Brands, Inc. (NYSE: CAG) announced the appointment of John Brase as President and Chief Executive Officer effective June 1, 2026, succeeding Sean Connolly who will step down from his leadership roles and the Board on May 31, 2026. Brase, with over 35 years of experience including roles at The J.M. Smucker Co. and Procter & Gamble where he led a $6B business, will also join the Board. The transition is described as smooth, with praise for Connolly's decade-long leadership in transforming Conagra into a pure-play food company generating fiscal 2025 net sales of nearly $12B.

• ·Brase previously oversaw U.S. retail, international, and Away from Home businesses at Smucker
• ·Conagra headquartered in Chicago
• ·Media contact: Mike Cummins (312-549-5257)
• ·Investor contact: Matthew Neisius (402-240-3226)

13-04-2026

BiomX Inc. (NYSE: PHGE) announced it has exercised its option and entered a definitive agreement to acquire a controlling interest in DFSL, an Israeli defense engineering company specializing in proprietary LADAR-based detection systems for perimeter security, critical infrastructure, and counter-UAS markets. This acquisition complements BiomX's recent Zorronet AI command-and-control platform, enabling integrated detection, analysis, and response capabilities with DFSL's 99% accuracy in reducing false alarms. The transaction, subject to Israeli regulatory and NYSE American shareholder approvals, involves cash, an unsecured convertible note, warrants exercisable at $12 per share, and a revenue-threshold bonus.

• ·DFSL founded in 1995, with deployments across Israel, Africa, and major transportation systems like Los Angeles Metro.
• ·DFSL technology protected by patents on hardware design and signal processing.
• ·Transaction aligns shareholder value with future growth via revenue milestones.

13-04-2026

South Dakota Soybean Processors, LLC entered into an Amended and Restated Revolving Credit Promissory Note with CoBank, ACB on April 9, 2026, increasing the principal available under its seasonal loan from $20 million to $30 million. This restates the existing note dated November 24, 2025, with all other material terms and conditions under the Credit Agreement dated March 17, 2025 remaining unchanged. The Restated Note will be filed as an exhibit in the next periodic report.

• ·Form 8-K filed on April 13, 2026, reporting event of April 9, 2026
• ·References Credit Agreement dated March 17, 2025, and subsequent amendments

13-04-2026

FedEx Corporation announced that Executive Vice President and Chief Financial Officer John W. Dietrich will step down from his role on June 1, 2026, and fully depart the company on July 31, 2026, with no disagreement on financial or operational matters. The Board of Directors appointed Claude F. Russ, current Enterprise Vice President, Finance, as Interim Chief Financial Officer effective June 1, 2026, while he retains his existing responsibilities and the company conducts an internal and external search for a permanent successor. Russ will receive additional compensation of $25,000 per month and a one-time $50,000 restricted stock unit award vesting over three years.

• ·John W. Dietrich’s departure is not due to any disagreement with the Company on financial controls, statements, operations, policies, or practices.
• ·FedEx and Mr. Dietrich expect to enter a separation and release agreement; details to be filed in an amendment to this 8-K within four business days of determination.
• ·Claude F. Russ has served in various FedEx roles since 2002, including Senior Vice President and CFO of FedEx Freight, and President/CEO of FedEx Dataworks.
• ·No family relationship between Claude F. Russ and any director or executive officer; no related transactions under Item 404(a) of Regulation S-K.

13-04-2026

Applied Optoelectronics, Inc. (AAOI) has entered into a Purchase and Sale Agreement dated April 13, 2026, to acquire two industrial buildings in Pearland, Texas (Building 1 at 14621 Kirby Drive and Building 2 at 11555 North Spectrum Boulevard) from SRPF D/Kirby Industrial, L.P. for a purchase price of $58,428,612, with a non-refundable deposit of $1,168,512 (including $100 independent consideration). Closing is scheduled for April 17, 2026, subject to Purchaser's option to accelerate, and the acquisition includes real property, personal property, intangible property, and assignable contracts with EE Reed Construction, L.P. and Ware Malcomb. The transaction is structured as an 'AS IS' purchase with no representations beyond basic warranties.

• ·Due Diligence Period expires on the Date of Agreement (April 13, 2026)
• ·Closing Date: April 17, 2026 (Purchaser option to accelerate with 5 business days' notice)
• ·Property sold 'AS IS, WHERE IS, WITH ALL FAULTS' with limited Seller warranties
• ·Includes assignable Construction Contract (AIA A101-2017, dated April 28, 2025) and Architect Agreement (AIA B101-2017, dated January 8, 2024)

13-04-2026

Navitas Semiconductor (Nasdaq: NVTS) appointed Gregory M. Fischer, a semiconductor veteran with over 40 years of experience from Broadcom Inc., Semtech Corporation, and other firms, as an independent Class III director to its Board effective April 13, 2026. Fischer will serve on the Compensation and Executive Steering committees and stand for reelection in 2027, supporting the company's strategic transformation to high-power markets and Navitas 2.0 amid the AI revolution. Chairman Richard Hendrix highlighted Fischer's addition as key for management support in a competitive market.

• ·Fischer currently serves as an independent director of Semtech Corporation and advisor to Gerson Lehrman Group and AlphaSights Ltd.
• ·Fischer earned a B.S. in Electrical Engineering from the Milwaukee School of Engineering and an M.B.A. from the University of Iowa.
• ·Navitas is the world’s first semiconductor company to be CarbonNeutral®-certified.

13-04-2026

Mirion Technologies, Inc. entered into a Performance Stock Option Award Agreement with Thomas D. Logan on April 9, 2026, granting him performance stock options to purchase shares of Class A Common Stock, subject to service and performance conditions detailed in an attached Awards Summary Schedule (not provided). The options are divided into Tranche I (measurable at third anniversary of grant) and Tranche II (fourth anniversary), with payouts ranging from 0% to 150% of target based on performance relative to peers, and include pro-rata vesting for certain terminations post-Tranche I but forfeiture for cause. No specific target or maximum option counts, exercise price, or performance metrics are detailed in the filing excerpt.

• ·Pro Rata Amount denominator: 1,460 days (approx. 4 years)
• ·Expiration: earliest of termination for Cause or 7th anniversary of grant date
• ·Post-vest share sale restriction: 1 year
• ·CIC measurement: 60 trading days prior to 2 days before CIC Date
• ·Employment Agreement reference: August 13, 2021 (as amended)

13-04-2026

AdaptHealth Corp. closed a $1.1B senior secured credit facility consisting of a $325M Term Loan A, $325M Delayed Draw Term Loan, and $450M Revolver, refinancing its existing Term Loan and $300M Revolver (with $100M drawn), resulting in expanded liquidity, reduced pricing (lowest tier from 1.50% to 1.125% over SOFR), and extended maturity to April 2031. The transaction follows recent rating upgrades by S&P Global Ratings and Moody's, reflecting improved financial performance, and is expected to lower weighted average cost of debt by at least 25bps upon redemption of 6.125% Senior Notes due 2028 using Delayed Draw proceeds. Full year 2026 guidance remains unchanged.

• ·Delayed Draw Facility may be drawn in up to two advances over a one-year availability period.
• ·6.125% Senior Notes due 2028 callable at par in August 2026.
• ·New facility maturity in April 2031, extending prior debt maturity profile by approximately two years.
• ·Company operates in all 50 states.

13-04-2026

TrueBlue, Inc. entered into a cooperation agreement with EHS Investments, under which the Board will appoint a new mutually agreed independent director by no later than September 30, 2026, and EHS withdrew its director nominations while agreeing to support the Board's full slate at the 2026 Annual Meeting. As part of ongoing board refreshment, two directors are expected to step down at or before the 2026 Annual Meeting, resulting in a board of ten directors, nine independent. The agreement includes customary standstill, non-disparagement, and voting provisions.

• ·Eric H. Su will provide strategic input to the Board and recommend candidates for the new director position.
• ·Barclays is acting as financial advisor to TrueBlue; Sidley Austin LLP as legal counsel.
• ·Olshan Frome Wolosky LLP is legal counsel to EHS Investments.
• ·TrueBlue has historically connected more than 10 million people with work and served over 3 million clients.

13-04-2026

Trinseo PLC's subsidiaries entered into a Securitization Waiver extending limited waivers of acceleration rights until April 30, 2026, amid non-payment of interest triggering cross-defaults, but reducing the Accounts Receivable Securitization Facility's advance rate from 92.5% to 90%. Concurrently, an amendment to the SuperPriority Revolver added $50,000,000 in incremental revolving commitments ($10,400,000 initially borrowed), maturing February 2, 2028, at high PIK interest rates (Term SOFR +9.00% or ABR +8.00%). These actions provide short-term liquidity during ongoing capital structure discussions but reflect continued financial distress with added fees and tighter terms.

• ·Securitization Waiver subject to further extension by requisite lenders beyond April 30, 2026.
• ·2026 Incremental Revolving Facility non-reborrowing once repaid, with up to two subsequent draws subject to conditions.
• ·Ordinary shares delisted from NYSE effective March 30, 2026, now trading OTC as TSEOF.

13-04-2026

VisionWave Holdings, Inc. (Nasdaq: VWAV) completed the acquisition of the xClibre™ AI video intelligence IP assets, independently valued at $60 million by BDO Consulting Group, via an Asset Purchase Agreement dated April 10, 2026. Total consideration includes 7 million shares of common stock (3.5 million issued at closing and 3.5 million contingent on proof-of-concept validation and Nasdaq shareholder approval) and a $6 million promissory note. The acquisition aims to add visual perception to RF sensing platforms like Argus™, with a POC targeted for H2 2026, though subject to integration risks and approvals.

• ·Asset Purchase Agreement dated April 10, 2026
• ·POC evaluation with industry partner targeted for completion in H2 2026
• ·Nasdaq Shareholder Approval required under Listing Rule 5635 for contingent shares
• ·xClibre IP to be assigned to dedicated subsidiary xClibre Inc.