US Pre-Market SEC Filings Roundup — April 16, 2026

15-04-2026

Arxis, Inc. filed Form S-1MEF pursuant to Rule 462(b) on April 15, 2026, to register an additional 3,178,774 shares of Class A common stock for its public offering, including 414,623 shares subject to the underwriters' option, representing not more than 20% of the maximum aggregate offering price from the initial S-1 (File No. 333-294577), which became effective the same day. The company is classified as a non-accelerated filer and is based in Bloomfield, CT, with SIC code 3728. No financial performance metrics or period comparisons are provided in this procedural filing.

• ·Registrant is a Delaware corporation with I.R.S. Employer Identification Number 39-5113483 and principal offices at 1332 Blue Hills Avenue, Bloomfield, CT 06002.
• ·Initial Registration Statement File No. 333-294577 filed on March 20, 2026 and declared effective April 15, 2026.
• ·Not an emerging growth company or smaller reporting company; checked as non-accelerated filer.

16-04-2026

Capstone Holding Corp. reported FY 2025 net sales of $46,881 thousand, up 4% YoY from $44,876 thousand, driven by contributions from new acquisitions including Carolina Stone ($3,331 thousand sales), with gross profit rising 13% to $10,791 thousand. However, SG&A expenses surged 41% to $14,374 thousand, a $6,200 thousand goodwill impairment was recorded, and operating loss widened to $10,986 thousand from $638 thousand, resulting in a net loss of $21,230 thousand (728% increase in loss magnitude). Cash flow from operations flipped to negative $4,412 thousand from positive $3,868 thousand, though financing activities provided $12,117 thousand.

• ·Total assets increased to $51,378 thousand from $47,221 thousand.
• ·Inventories rose to $17,062 thousand from $9,635 thousand.
• ·Line of credit increased to $10,313 thousand from $6,259 thousand.
• ·Equity turned positive at $12,453 thousand from negative $3,058 thousand.
• ·TotalStone segment operating loss $6,826 thousand; Carolina Stone $(129) thousand.
• ·Carolina Stone sales $3,331 thousand; TotalStone sales $43,550 thousand.

16-04-2026

Bilibili Inc. reported consolidated total revenues of 30,347,766 (RMB in thousands) for the year ended December 31, 2025, up 13.1% YoY from 26,831,525 in 2024 and 34.6% from 22,527,987 in 2023. The company swung to a net profit attributable to shareholders of 1,193,531, a stark turnaround from losses of 1,346,800 in 2024 and 4,822,321 in 2023, though total costs and expenses rose 3.7% YoY to 29,223,315. Total assets reached 41,167,763 as of December 31, 2025, supported by cash and equivalents of 12,183,538.

• ·Hypothetical taxation: pre-tax earnings 100%, tax at 25% statutory rate, withholding 10%, net to shareholders 67.5%.
• ·Certain subsidiaries and VIEs qualify for 15% preferential tax rate, but hypothetical uses maximum 25% statutory.
• ·PRC withholding tax 10% on dividends to foreign holding company; potentially 5% via HK subsidiaries.
• ·Consolidated shareholders’ equity: 15,548,563 (RMB in thousands) as of Dec 31 2025.
• ·Net loss attributable to noncontrolling interests: 2,590 (RMB in thousands) in 2025.

16-04-2026

SEATech Ventures Corp. reported no revenue in 2025, unchanged from 2024, but narrowed its net loss to $39,341 from $156,926 YoY, a 75% improvement driven by $57,961 in other income (gains from disposals) and reduced G&A expenses to $97,302 from $157,382. However, total assets declined 46% to $10,484 from $19,571, cash and equivalents dropped 96% to $465, and net cash used in operations worsened to $50,073 from $39,982. Stockholders' deficit improved slightly to $(381,466) from $(385,173).

• ·Plans to enhance internal controls by creating positions for duty segregation and improving accounting expertise.
• ·Issuance of 42,500 common shares in 2025 for $42,500.
• ·Cancellation of 21,831,660 shares in 2024 related to termination of acquisition of Just Supply Chain Limited.
• ·Accounts receivable from related parties (catTHIS Holdings Corp.) at $0 both periods, net of $115,000 allowance.

16-04-2026

First Financial Bancorp's DEF 14A Proxy Statement for the May 26, 2026 virtual Annual Meeting seeks shareholder approval for electing 10 directors, ratifying Crowe LLP as 2026 independent auditors, approving the 2026 Stock Plan, and an advisory vote on executive compensation; record date is March 27, 2026. The company reports strong 2025 performance with record revenue and noninterest income, completion of Westfield Bank acquisition adding 8 financial centers in northeast Ohio, and an agreement to acquire BankFinancial Corporation. Community initiatives included $4.6 million in grants/donations and over 16,300 associate volunteer hours, with no material declines noted.

• ·Annual Meeting at 10:00 AM Eastern Time on May 26, 2026, virtually at virtualshareholdermeeting.com/FFBC2026
• ·Shareholders of record as of March 27, 2026 eligible to vote
• ·5-star rating from Bauer Financial; Investment Grade rating from Kroll Bond Rating Agency
• ·Received Gallup Exceptional Workplace Award and second consecutive Outstanding CRA rating from Federal Reserve Board

16-04-2026

Cohen & Company Inc. filed DEFA14A additional proxy materials for its 2026 Annual Meeting on June 3, 2026, proposing the election of five director nominees, approval of Amendment No. 4 to the 2020 Long-Term Incentive Plan increasing authorized common shares from 2,500,000 to 4,500,000 with an annual 9% evergreen provision from July 1, 2027 to 2030, and ratification of Grant Thornton LLP as independent auditors for the year ending December 31, 2026. The board recommends voting FOR all proposals. No financial results or performance metrics are disclosed in this procedural filing.

• ·Annual Meeting: June 3, 2026, 10:00 A.M. Eastern Time, virtually at www.virtualshareholdermeeting.com/COHN2026
• ·Vote deadline: June 2, 2026, 11:59 PM ET at www.ProxyVote.com
• ·Request proxy materials by May 20, 2026 via www.ProxyVote.com, 1-800-579-1639, or sendmaterial@proxyvote.com
• ·Auditors ratification for fiscal year ending December 31, 2026
• ·Evergreen provision: automatically adds 9% of fully diluted shares on July 1 each year from 2027 to 2030

16-04-2026

CareDx announced a definitive agreement to divest its Lab Products business to EuroBio Scientific for $170 million in cash, expected to close by the end of Q3 2026, to sharpen focus on core Precision Medicine Testing Services and Patient/Digital Solutions. Preliminary Q1 2026 results show total revenue of approximately $118 million (+39% YoY), Testing Services revenue of approximately $91 million (+48% YoY), and Patient/Digital Solutions revenue of approximately $16 million (+33% YoY); however, Lab Products revenue declined 4% YoY to approximately $10 million. Testing Services volume grew 17% YoY to approximately 54,900, with cash, cash equivalents, and marketable securities at approximately $198 million as of March 31, 2026.

• ·CareDx to provide transition services to EuroBio Scientific for at least 6 months at EuroBio Scientific’s expense.
• ·EuroBio Scientific grants CareDx sole and exclusive perpetual right to distribute post-transplant monitoring IVD tests in North America.
• ·Transaction requires Swedish regulatory review.
• ·Q1 2026 earnings call scheduled for April 28, 2026.

16-04-2026

TSMC reported net revenue of NT$3,809,054 million (US$121,423 million) for 2025, up 31.6% from NT$2,894,308 million in 2024 and 76.2% from NT$2,161,736 million in 2023, driven by High Performance Computing surging to NT$2,192,931 million (58% share). Gross margin improved to 59.9% and net margin to 44.6%, with net income attributable to shareholders at NT$1,697,604 million, up 46.5% YoY. However, China revenue declined 1.2% to NT$327,503 million (9% share), Smartphone platform share fell to 29%, Digital Consumer Electronics remained flat at NT$47,997 million (1% share), and General & Administrative expenses dipped 1.7% to NT$82,304 million.

• ·North America revenue share increased to 75% in 2025 from 70% in 2024.
• ·3-nanometer wafer revenue share rose to 24% in 2025 from 18% in 2024.
• ·Operating margin expanded to 50.8% in 2025.
• ·Income tax expense increased 39.6% to NT$346,530 million in 2025.
• ·Foreign exchange gain net NT$13,831 million in 2025.

16-04-2026

ENERGY CO OF PARANA (ELPC) reported net operating revenues of R$26,116.9 million for the year ended December 31, 2025, up 15.3% YoY from R$22,651.0 million, driven by strong growth in electricity sales to distributors and energy traders (+53.3%) and sectoral financial assets/liabilities (+180.1%). However, electricity sales to final customers declined 6.2% YoY to R$7,932.9 million amid lower volumes (29,968 GWh vs. 31,850 GWh), electricity purchased for resale rose 24.5% to R$11,110.8 million pressuring margins, and net income fell 4.0% to R$2,687.9 million from R$2,799.4 million.

• ·Inflation (IPCA) 2025: 4.26%; 2024: 4.83%
• ·Period-end exchange rate US$1.00 = R$5.5024 (2025)
• ·Quality indicator DECi planned 2025: 8.14 (improving trend from 12.54 in 2017)
• ·Gross revenues from sales to final customers: R$10,964M (2025) down from R$11,384M (2024)
• ·Personnel and management costs down 11.2% YoY to R$960.8M

16-04-2026

Aixin Life International, Inc. (AIXN) appointed Qiyu Jiang, age 40, as a director and Secretary of the Company and its subsidiaries, effective April 15, 2026. Mr. Jiang brings experience from his prior role as Executive Director at Jiujiang Gongqingcheng Dishi Investment Management Co., Ltd. (2017-2022) and current independent options trading activities. No family relationships or special arrangements were noted regarding the appointment.

• ·Mr. Jiang graduated from INSEEC Paris School of Business in March 2015.
• ·Mr. Jiang became a Chartered Financial Analyst Level I Candidate in June 2024 and received a Legal Professional Qualification Certificate in August 2021.
• ·Mr. Jiang is fluent in Mandarin, French, and English.
• ·Company address: Hongxing International Business Building 2, 14th FL, No. 69 Qingyun South Ave., Jinjiang District, Chengdu City, Sichuan Province, China 610021.
• ·Trading symbol: AIXN on OTCQX.

16-04-2026

Glaukos Corporation (GKOS) has filed definitive additional proxy materials (DEFA14A) for its 2026 Annual Meeting scheduled for May 28, 2026, at 9:00 AM PDT virtually. Shareholders are to vote on the election of directors Denice M. Torres and Aimee S. Weisner, advisory approval of named executive officer compensation, and ratification of Ernst & Young LLP as independent auditors for the year ending December 31, 2026. Voting deadline is May 27, 2026, 11:59 PM ET, with proxy materials available online or requestable by May 14, 2026.

• ·Virtual meeting access: www.virtualshareholdermeeting.com/GKOS2026
• ·Proxy material requests via www.ProxyVote.com, 1-800-579-1639, or sendmaterial@proxyvote.com (include control number)
• ·Address: ONE GLAUKOS WAY, ALISO VIEJO, CA 92656

16-04-2026

Cathay General Bancorp (CATY) has issued its DEF 14A proxy statement for the 2026 Annual Meeting of Stockholders, to be held virtually on May 18, 2026 at 5:00 p.m. PT, with a record date of March 26, 2026. Stockholders are asked to elect four Class III directors (Nelson Chung, Felix S. Fernandez, Maan-Huei Hung, Richard Sun) to serve until 2029, approve executive compensation on an advisory basis, vote on holding future say-on-pay votes every year, and ratify KPMG LLP as the independent auditor for fiscal 2026. The Board recommends FOR all director nominees, FOR executive compensation, EVERY YEAR for frequency, and FOR auditor ratification; 66,972,039 shares of common stock were outstanding on the record date.

• ·Quorum requires majority of outstanding shares present in person or by proxy.
• ·Voting deadline via Internet/telephone: 11:59 p.m. ET on May 17, 2026.
• ·ESOPT shares voting instructions due by 11:59 p.m. ET on May 13, 2026.
• ·Proposals 1-3 are non-routine (broker non-votes possible); Proposal 4 is routine.
• ·Directors elected by majority of votes cast.

16-04-2026

Hooker Furnishings reported fiscal 2026 Q4 net sales of $67.0 million, down 20.5% YoY due to a shorter quarter, lower hospitality shipments, and weather disruptions, but achieved Q4 operating income of $0.6 million and net income of $0.536 million from continuing operations. Full-year net sales declined 12.4% to $278.1 million, with an operating loss of $16.5 million primarily from $15.6 million in non-cash impairments, offset by gross margin expansion of 180 basis points, SG&A reduction of $11.9 million, and fixed cost cuts of $26.3 million. The company completed divestitures of Pulaski Furniture and Samuel Lawrence Furniture, authorized a $5 million share repurchase program, and adjusted its annual dividend to $0.46 per share.

• ·Cash and equivalents at $1.1M FY26 end, down $5.2M YoY; revolver reduced by $18.5M to $3.6M.
• ·As of April 15, 2026: $12M cash, $64.1M available borrowing capacity, no credit facility balance.
• ·$17.5M of fixed cost savings related to continuing operations.
• ·Hooker Branded incoming orders flat YoY; Domestic Upholstery incoming orders down 1.9% YoY.
• ·Evaluating potential tariff duty refunds post U.S. Supreme Court ruling in February 2026.
• ·Annual dividend recalibrated to $0.46 per share.

16-04-2026

TB Alternative Assets Ltd. disclosed its quarterly 13F-HR holdings as of March 31, 2026, totaling $481,084,856 across 36 positions, filed on April 16, 2026. Key holdings include Meta Platforms Inc Cl A at $77,237,550, ProShares TR II Ultra Gold at $42,883,039, PDD Holdings Inc at $34,764,497, Figure Technology Solutio Com Cl A at $33,862,850, and Occidental Pete Corp at $33,455,630. The portfolio spans technology, energy, leveraged ETFs, and Chinese ADRs with no period-over-period changes reported in this filing.

• ·Report period end date: March 31, 2026
• ·Filing date: April 16, 2026
• ·Filer CIK: 0001483503
• ·Investment manager CRD: 162014
• ·Headquartered in Grand Cayman, with mailing address in Hong Kong
• ·Includes positions in energy (e.g., Exxon Mobil 79,653 shares, Energy Transfer LP 251,006 shares), Chinese ADRs (e.g., SO-Young International 3,067,873 shares), and semiconductors (e.g., Taiwan Semiconductor 27,000 shares)

16-04-2026

Cyber Enviro-Tech, Inc. (CETI) announced a delay in filing its 10-K annual report until at least April 28, 2026, due to auditors requiring an Independent Fairness Opinion for a discontinued former subsidiary operation disclosed in its Q3 2025 filing. The company has retained an independent expert to comply and holds a draft version of the 10-K, expressing hope for an expedited filing. This development signals potential audit complications with no financial data released.

• ·Auditors notified CETI of the Fairness Opinion requirement recently.
• ·Company has committed to supplying additional documentation if requested by auditors.
• ·CETI trades on OTCQB under symbol CETI (Class A Common Stock).

16-04-2026

Brookfield Asset Management Ltd. entered into an Underwriting Agreement on April 14, 2026, for an offering of US$550 million principal amount of 4.832% senior notes due 2031 and US$450 million re-opening of its 5.298% senior notes due 2036. The offering, registered under Form F-10, is expected to close on April 17, 2026, with RBC Capital Markets, LLC and SMBC Nikko Securities America, Inc. as representatives of the underwriters. No comparative financial metrics or performance declines are reported in this filing.

• ·Underwriting Agreement contains customary representations, covenants, and indemnification provisions
• ·Offering registered pursuant to Form F-10 (File No. 333-293350) filed February 10, 2026
• ·Base shelf prospectus dated February 10, 2026, supplemented April 14, 2026
• ·Consents from Torys LLP and Goodmans LLP dated April 14, 2026, attached as Exhibits 5.1 and 5.2

16-04-2026

News Corporation disclosed details on its ongoing $1 billion stock repurchase program for Class A (NWSA) and Class B (NWS) common stock, including daily transaction disclosures to the Australian Securities Exchange (ASX) as required. Exhibits 99.1 and 99.2 contain the specific information provided to the ASX on respective dates. The filing includes forward-looking statements on potential repurchases, subject to market conditions and other factors.

• ·Date of earliest event reported: April 15, 2026
• ·Filing date: April 16, 2026
• ·Securities: Class A Common Stock (NWSA) and Class B Common Stock (NWS) on Nasdaq Global Select Market

16-04-2026

On April 15, 2026, Navient Solutions, LLC, as administrator for SLM Student Loan Trust 2004-10, furnished a preliminary remarketing memorandum to remarketing agents for distribution to qualified institutional buyers to remarket the Class A-7A, Class A-7B, and Class A-8 Reset Rate Notes. The memorandum includes tables describing the student loan pool as of February 28, 2026, attached as Exhibit 99.1 to this Form 8-K filed on April 16, 2026. No financial performance metrics or changes were disclosed in the filing.

• ·Student loan pool tables provided as of February 28, 2026 in Exhibit 99.1

16-04-2026

Ionetix Corporation reported revenue growth of 67.7% YoY to $6.0M for FY2025 ended December 31, 2025, driven by radioisotope production, while operating expenses rose to $25.8M from $22.0M. However, net loss widened 32.0% YoY to $39.7M amid higher R&D, interest, and other expenses, with cash and equivalents dropping sharply 94.6% to $0.3M and total assets declining 11.6% to $35.0M. The company faces substantial going concern doubts due to ongoing losses and low liquidity, offset by financing inflows from SAFE and note conversions to preferred stock.

• ·Accumulated deficit reached $186.6M as of Dec 31, 2025.
• ·SAFE liability decreased to $4.1M from $45.4M following conversions to Series F preferred stock.
• ·Property and equipment, net increased to $27.2M from $22.2M.
• ·Auditor identified critical audit matter on complex capital stock and equity accounts due to multiple preferred stock series.

16-04-2026

On April 15, 2026, Navient Solutions, LLC, acting as administrator for SLM Student Loan Trust 2004-2, furnished a preliminary remarketing memorandum to remarketing agents for the purpose of remarketing the Class A-6 Reset Rate Notes. The memorandum includes tables describing the student loan pool as of February 28, 2026, attached as Exhibit 99.1 to the Form 8-K filed on April 16, 2026. No specific financial metrics, period-over-period comparisons, or performance data were disclosed in the filing text.

• ·Commission File Numbers: 333-104887/333-104887-13
• ·I.R.S. Employer Identification No.: 04-3480392
• ·Registrant’s principal executive offices: c/o Deutsche Bank Trust Company Americas, 60 Wall Street, 16th Floor, New York, New York 10005
• ·Telephone number: (703) 984-5858

16-04-2026

SLM Student Loan Trust 2004-5 filed an 8-K on April 16, 2026, reporting that on April 15, 2026, Navient Solutions, LLC, as administrator, furnished a preliminary remarketing memorandum to the remarketing agent for remarketing the Class A-6 Reset Rate Notes. The memorandum, for distribution to qualified institutional buyers, includes tables describing the student loan pool as of February 28, 2026, attached as Exhibit 99.1. No performance metrics or financial changes were disclosed in the filing.

• ·Filing pursuant to Items 8.01 (Other Events) and 9.01 (Exhibits)
• ·Address of principal executive offices: 60 Wall Street, 16th Floor, New York, New York 10005
• ·Registrant’s telephone number: (703) 984-5858

16-04-2026

On April 15, 2026, Navient Solutions, LLC, acting as administrator for SLM Student Loan Trust 2004-1, furnished a preliminary remarketing memorandum to the remarketing agent for distribution to qualified institutional buyers to remarket the Class A-6 Reset Rate Notes. The memorandum includes tables describing the SLM Student Loan Trust 2004-1 student loan pool as of February 28, 2026, attached as Exhibit 99.1. No performance metrics or period-over-period comparisons were provided in the filing.

• ·Filing Date: April 16, 2026
• ·Registrant’s principal executive offices: c/o Deutsche Bank Trust Company Americas, 60 Wall Street, 16th Floor, New York, New York 10005
• ·Registrant’s telephone number: (703) 984-5858
• ·Commission File Numbers: 333-104887 / 333-104887-07
• ·I.R.S. Employer Identification No.: 04-3480392

16-04-2026

On April 15, 2026, the Board of Trustees of abrdn National Municipal Income Fund (VFL) approved a change to its non-fundamental investment policy, raising the limit on below-investment grade municipal obligations from 20% of net assets to 100% of assets, effective June 1, 2026, with anticipated initial allocation of 30% rising to 30-50% over time. While this may allow for greater exposure to potentially higher-yielding securities, it increases credit risk, volatility, illiquidity, and substantial risk of loss from speculative high-yield 'junk' bonds. All other investment limitations remain unchanged.

• ·Press release attached as Exhibit 99.1.
• ·Fund's securities trade under symbol VFL on the New York Stock Exchange.

16-04-2026

AMC Robotics Corporation issued a press release on April 15, 2026, announcing a delay in filing its Annual Report on Form 10-K for the year ended December 31, 2025. This disclosure was furnished under Item 7.01 of Form 8-K and is not deemed 'filed' for purposes of Section 18 of the Securities Exchange Act of 1934.

• ·Common Stock: par value $0.0001 per share, trading symbol AMCI on The Nasdaq Stock Market LLC
• ·Registrant is an emerging growth company

16-04-2026

Herbalife Ltd. announced the pricing of an offering by subsidiaries HLF Financing SaRL, LLC and Herbalife International, Inc. of $800 million aggregate principal amount of 7.750% senior secured notes due 2033, priced at 100.00% of par. The net proceeds, combined with refinancing of the existing senior secured credit facility and available cash, will repay indebtedness including borrowings under the credit facility and the Issuers’ 12.250% Senior Secured Notes due 2029, plus related fees. The offering is expected to close on April 29, 2026, subject to customary conditions.

• ·Notes bear interest paid semi-annually on May 1 and November 1, commencing November 1, 2026.
• ·Notes guaranteed on a senior secured basis by Herbalife Ltd. and its existing and future subsidiaries that guarantee the senior secured credit facility.
• ·Offering conducted pursuant to Rule 144A and Regulation S; not registered under Securities Act.
• ·Press release issued April 15, 2026.

16-04-2026

Corebridge Financial, Inc. estimates preliminary variable investment income of $15 million to $25 million (pre-tax) for the quarter ended March 31, 2026, with positive alternative investment returns offset by unrealized mark-to-market losses on fair value investments. The company is exploring repurchases of its common stock (CRBG) prior to closing its pending merger with Equitable Holdings, Inc. (announced March 26, 2026), which would require a waiver from the merger agreement prohibiting such actions. Full Q1 earnings release is scheduled for May 4, 2026, followed by an earnings call on May 5, 2026.

• ·Preliminary information is unaudited and based on incomplete financial closing procedures; actual results may differ.
• ·Information under Items 2.02 and 7.01 is furnished, not filed, and not incorporated by reference.

16-04-2026

Equitable Holdings, Inc. is exploring repurchases of its common stock prior to the closing of its pending merger with Corebridge Financial, Inc., announced on March 26, 2026, potentially during the period from the SEC filing of the preliminary proxy statement/prospectus until its mailing. The company would need a waiver from Corebridge under the merger agreement to proceed, but there is no assurance that repurchases will occur or any details on volume, pricing, timing, or method. The disclosure includes extensive forward-looking statement cautions regarding risks, uncertainties, and potential failure to complete the merger.

• ·Securities registered: Common Stock (EQH, NYSE), Depositary Shares each representing 1/1,000th interest in Fixed Rate Noncumulative Perpetual Preferred Stock Series A (EQH PR A, NYSE), Series C (EQH PR C, NYSE)
• ·Merger agreement prohibits share repurchases during pendency without waiver

16-04-2026

NextNRG reported full-year 2025 revenue of $81.8 million, up 195% YoY from $27.8 million in 2024, driven by Mobile Fuel Delivery platform expansion, fleet integration, and new markets, while gross profit rose 286% to $6.9 million with margins improving to 8.4% from 6.4% and Adjusted EBITDA increasing 91% to $17.1 million. However, GAAP operating loss widened to $70.2 million from $11.7 million and net loss expanded to $88.2 million from $21.4 million, due to $42.6 million in non-cash stock-based compensation, $17.0 million interest expense, and $8.5 million impairment charge. Q4 2025 was the strongest quarter with ~$23 million revenue and 10.4% gross margin, including December revenue up 253% YoY on 2.53 million gallons fuel volume.

• ·Interest expense net: $17,983,449 in FY2025 vs $9,367,915 in FY2024.
• ·Depreciation and amortization: $2,689,293 in FY2025 vs $1,545,806 in FY2024.
• ·Company expanded operating footprint and executed first long-term energy infrastructure agreements in 2025.
• ·Active pipeline of smart microgrid opportunities across healthcare, manufacturing, amusement parks, municipalities, and logistics.

16-04-2026

On April 15, 2026, American Resources Corporation held its Annual Meeting of Stockholders, electing five directors—Mark C. Jensen (98.14% for), Mark J. LaVerghetta (77.36%), Courtenay O. Taplin (80.62%), D. Joshua Hawes (79.86%), and Dr. Gerardine G. Botte (81.77%)—and ratifying GreenGrowth CPAs as independent auditors (61,770,593 votes for). Effective the same day, Mark LaVerghetta was appointed to the Board and Nominating Committee, while Thomas Sauve stepped down as director but continues in a non-officer business strategy role with no disagreements reported.

• ·Thomas Sauve's resignation as director effective April 15, 2026, not due to any disagreement with Company operations, policies, or practices.
• ·Mark LaVerghetta, age 52, holds Bachelor of Arts in Economics from University of Virginia; no related-party transactions under Item 404(a).
• ·Directors elected to serve until 2027 Annual Meeting.

16-04-2026

Orchid Island Capital, Inc. announced preliminary estimated book value per share of $7.08 as of March 31, 2026, alongside an estimated GAAP net loss per share of $0.11 for the quarter ended March 31, 2026, which includes $0.37 per share in net realized and unrealized losses on RMBS and derivative instruments. The company also declared a monthly dividend of $0.10 per share for April 2026, payable on May 28, 2026 to holders of record on April 30, 2026.

• ·Press release attached as Exhibit 99.1 detailing RMBS portfolio as of March 31, 2026.
• ·Dividend ex-dividend date: April 30, 2026.
• ·Figures are preliminary and subject to change and review by independent auditors.

16-04-2026

PepsiCo reported first-quarter 2026 net revenue of $19,443 million, up 8.5% YoY from $17,919 million, with organic revenue growth of 2.6%, driven by net pricing and a slight volume contribution amid a 3.4-point FX tailwind and 2.5-point acquisitions/divestitures benefit. Operating profit increased 24% to $3,213 million with margin expansion of 210 bps, and diluted EPS rose 27% to $1.70, while core constant currency EPS grew 5%. However, overall organic volume declined 3%, with beverages down and declines in segments like PBNA (-2.5% volume) and some international areas, though North America showed sequential improvements and convenient foods volume grew modestly.

• ·Company affirms FY 2026 guidance: organic revenue growth 2-4%, core constant currency EPS growth 4-6%, net revenue growth 4-6%, core EPS growth 5-7%, FX tailwind ~1 pp, acq/div ~1 pp to revenue.
• ·4% increase in annualized dividend per share beginning June 2026 payment, marking 54th consecutive annual increase.
• ·Net cash provided by operating activities: $41M in Q1 2026 vs $(973M) in Q1 2025.
• ·Core annual effective tax rate guidance ~22%, capital spending <5% of net revenue, free cash flow conversion >=80%.

16-04-2026

Lincoln Educational Services Corporation (Nasdaq: LINC) entered into an amended and restated revolving credit facility, increasing the aggregate principal amount from $60 million to $125 million, with a $10 million letter of credit sublimit and a $25 million accordion feature, maturing on April 11, 2031. This provides $65 million in additional liquidity to support growth initiatives. CEO Scott M. Shaw noted 19-20% student start growth in Q1 2026, underscoring successful strategy execution amid a strong balance sheet.

• ·Credit facility term of five years.
• ·Operates campuses under three brands since inception in 1946.
• ·Amended facility with Fifth Third Bank as administrative agent, joint lead arranger, and joint bookrunner.

16-04-2026

OMNIQ Corp. reported 2025 full-year revenue of $33 million, down 6% from $34.9 million in 2024 due to fewer deliverables and delays in a significant customer project. However, gross profit increased 61% to $9 million from $5.6 million, driven by lower cost of goods sold at $23.9 million versus $29.3 million; short-term liabilities decreased 68% to $27.7 million from $86.3 million, net loss improved 98.6% to $137,000 from $10.0 million, and shareholder deficit improved 71% to $(11.8) million from $(43.9) million. In December 2025, the company raised approximately $950,000, including $150,000 from CEO Shai Lustgarten.

• ·New customer wins: AI vehicle inspection contract; Fortune 100 tech co. for Silicon Valley vehicle recognition; Houghton County Memorial Airport (MI) for PERCS™; public research university in Wisconsin for AI access control.
• ·Expansions: Ohio hospital network AI parking/access tech; Texas major medical institution additional lanes/mobile recognition; eight deployments of Mobile License Plate Inventory across airports/healthcare/business complexes.

16-04-2026

On April 13, 2026, the Compensation Committee of Aware, Inc. approved the Executive Bonus Plan for 2026, establishing target bonuses for key executives tied to Revenue (50% weight) and Adjusted EBITDA (50% weight) performance goals. Ajay Amlani (CEO and President) has a target of $200,000, Brian Krause (Chief Revenue Officer) and Lona Therrien (Chief Marketing Officer) each $120,000, and David Traverse (Chief Financial Officer) $100,000. Bonuses are payable starting at 25% for meeting thresholds, 100% at targets, with up to 100% additional for enhanced targets, but no bonuses if Adjusted EBITDA threshold is not met.

• ·Adjusted EBITDA defined as net income per GAAP excluding interest, taxes, depreciation, amortization, goodwill/intangible impairments, stock-based compensation, and bonuses under this Plan or 2026 company-wide bonus plan.
• ·No bonuses payable for a Performance Goal if below Threshold; linear interpolation between Threshold (25% payout) and Target (100% payout); up to additional 100% for enhanced target via linear interpolation, capped there.
• ·Overall Adjusted EBITDA must meet or exceed defined threshold for any bonuses to be payable under the Plan.

16-04-2026

Zhen Ding Resources Inc. achieved net income of $286,663 for the year ended December 31, 2025, reversing a $1,106,305 net loss in 2024, primarily due to operating expenses plummeting 84% YoY to $96,071 and other income of $880,647. Cash and cash equivalents rose sharply to $20,289 from $1,977, with net cash from operations turning positive at $78,284 versus a $107,228 outflow. However, the balance sheet remains critically weak, with current liabilities climbing slightly to $11,101,065 against minimal current assets of $20,289, widening the working capital deficit to $11,080,776 from $10,927,863.

• ·Comprehensive loss attributable to Zhen Ding Resources Inc. was $149,015 in 2025, improved from $881,310 loss in 2024.
• ·Accumulated deficit stood at $23,260,694 as of Dec 31, 2025, reduced from $23,419,382.
• ·Gain on extinguishment of debt: $733,465 in 2025.
• ·Foreign currency translation adjustment: $(439,576) in 2025.

16-04-2026

Domo, Inc. reported total revenue of $318,857 thousand for the year ended January 31, 2026, up 1% YoY from $317,044 thousand in 2025, with subscription revenue growing 1% to $289,352 thousand while professional services and other revenue declined 5% to $29,505 thousand. Operating expenses fell 6% to $278,219 thousand, primarily due to reductions in sales and marketing (down 6%) and R&D (down 12%), narrowing the operating loss to $39,097 thousand from $59,282 thousand and net loss to $59,342 thousand from $81,935 thousand. However, subscription cost of revenue rose 6% to $56,897 thousand and gross margin for subscription slipped to 80% from 81%.

• ·Gross profit increased 1% to $239,122 thousand in FY2026 from $236,051 thousand, with total gross margin improving to 75% from 74%.
• ·General and administrative expenses rose 6% to $59,217 thousand in FY2026.
• ·Executive officer severance costs were $3,394 thousand in FY2026, up from zero in FY2025.
• ·Other expense, net improved to $(18,486) thousand from $(21,443) thousand, aided by $1,959 thousand remeasurement gain on warrant liability.
• ·Provision for income taxes increased 45% to $1,759 thousand.

16-04-2026

JOCOM HOLDINGS CORP's total assets increased 91.5% YoY to $15,840 as of December 31, 2025, primarily due to cash rising 352% to $11,220 from $500,000 in stock issuances. However, revenue dropped 100% to $0 from $24,000, leading to a net loss of $844,160 versus a prior-year profit of $68,519, with G&A expenses surging to $937,220 and operating cash burn of $491,306. Stockholders' equity worsened to -$106,240 from -$68,561 amid impairments of $648,000 and subsidiary closure.

• ·Common shares increased to 65,680,500 from 57,680,500 via unregistered sales of 8M shares in June 2025 at $0.10/share netting $800,000 proceeds.
• ·Other payables and accruals rose to $120,700 (incl. $92,487 to related party) from $69,434 (incl. $26,464 to related party).
• ·Intangible asset fully impaired to $0 from $1.
• ·Loss from discontinued operations: $4,318 in 2025.
• ·Weighted average shares basic/diluted: 64,632,881 in 2025.

16-04-2026

Data443 Risk Mitigation, Inc. (ATDS) filed its 10-K annual report on April 16, 2026, detailing its suite of data privacy and security products such as Data Placement Manager (DATAEXPRESS®), Access Control Manager (Resilient Access), and Global Privacy Manager, with WordPress plugins used by over 30,000 active site owners. The filing raises substantial doubt about the company's ability to continue as a going concern due to a history of losses, need for additional capital, and secured debt, while highlighting intense competition, dependence on CEO Jason Remillard, and thinly-traded OTC Pink common stock with no plans for cash dividends.

• ·Common stock quoted on OTC Pink with low trading volume and subject to penny stock rules
• ·Outstanding preferred stock with special rights that could limit corporate transactions and changes of control
• ·Secured debt limiting flexibility for financing, capital expenditures, and acquisitions
• ·No intention to pay cash dividends
• ·CEO controls all stockholder matters, limiting minority influence

16-04-2026

Catalyst Crew Technologies Corp. (CCTC) reported a sharply reduced net loss of $207,485 for the year ended December 31, 2025, compared to $3,261,038 in 2024, primarily due to operating expenses dropping 95% to $171,852 from $3,297,858. However, revenue remained at $0 for both years, total liabilities increased 10% to $630,860 from $573,575, and the company continued to hold zero cash and total assets. Stockholders' deficit widened to match liabilities at $630,860.

• ·Common shares outstanding increased to 44,296,895 from 29,276,895, including 15,020,000 shares issued for cash raising $150,200.
• ·Cash and total assets remained at $0 as of December 31, 2025 and 2024.
• ·Net loss per common share improved to $(0.01) from $(0.11).
• ·Deferred income tax assets of $6,216,165 fully offset by valuation allowance as of Dec 31, 2025.

16-04-2026

For the year ended December 31, 2025, China Foods Holdings Ltd. reported revenue growth of 40.5% YoY to $327,871, driven by Healthcare segment expansion to $327,107 from $125,548, while Wine segment revenue plummeted 99.3% to $764. However, gross profit declined 44.2% YoY to $29,962, net loss narrowed to $(398,672) from $(455,571), total assets halved to $212,890 from $435,005, and total liabilities rose 16.0% to $1,490,361, with shareholders' deficit worsening to $(1,277,471). Customer concentration increased to 94% from three customers, posing risks.

• ·Net cash used in operating activities increased to $(389,251) from $(353,812).
• ·Net cash provided by financing activities rose to $388,605 from $245,524.
• ·Customer concentration: top customer Hunan Wuyouzhongle rose to 50% of revenues ($163,601) from 43% ($101,470).
• ·Prepayments, deposits and other receivables declined sharply to $108,388 from $302,997.
• ·Amount due to directors increased to $474,102 from $360,858.
• ·No accounts receivable from top customers in either year.

16-04-2026

Sentient Brands Holdings Inc. reported its first full-year sales of $701,463 in 2025, generating a gross profit of $192,437 versus no sales and a $153,155 gross loss in 2024; total assets surged to $2,594,237 from $23,297, fueled by $1,167,872 in intangible assets and $532,473 in goodwill from acquisitions. However, operating expenses increased 53% YoY to $1,210,178, resulting in a larger net loss of $1,201,577 (vs. $904,624 in 2024) and ongoing stockholders' deficit of $(2,105,519), though improved slightly from $(2,732,945). Basic and diluted EPS improved to $(0.32) from $(0.38) due to share issuance.

• ·Cash increased to $29,011 from $3,432.
• ·Accounts receivable of $423,138 emerged in 2025 (none in 2024).
• ·Convertible notes payable decreased to $715,789 from $809,047.
• ·Derivative gain of $98,653 in 2025 vs. $381,246 in 2024.
• ·Legal and professional expenses rose to $605,795 from $557,408.
• ·Management fees increased to $497,345 from $217,810.

16-04-2026

Yum China Holdings, Inc. (YUMC) filed a DEFA14A proxy statement for its Annual Meeting of Stockholders, seeking approval for the election of 12 director nominees, ratification of KPMG Huazhen LLP and KPMG as independent auditors for 2026, an advisory vote on executive compensation, authorization for the Board to issue shares up to 20% of outstanding shares, and authorization to repurchase shares up to 10% of outstanding shares. The Board recommends voting 'FOR' all proposals. Voting must be completed by 11:59 a.m. Beijing/Hong Kong time on May 27, 2026 (11:59 p.m. ET on May 26, 2026), with material requests due by May 14, 2026.

• ·Proxy materials available online at www.ProxyVote.com or by request via phone (1-800-579-1639) or email (sendmaterial@proxyvote.com) by May 14, 2026.
• ·Proxies authorized to vote at discretion on other business at the meeting or any adjournment.

16-04-2026

Global Net Lease, Inc. filed a Form 8-K on April 16, 2026, under Items 7.01 and 9.01, furnishing a press release dated April 16, 2026, as Exhibit 99.1. The filing discloses securities registered on the NYSE, including Common Stock (GNL) and various Series A, B, D, and E Preferred Stocks. The report was signed by Edward M. Weil, Jr., Chief Executive Officer and President.

16-04-2026

Katapult Holdings, Inc. entered into the Tenth Limited Waiver to its Amended and Restated Loan and Security Agreement on April 15, 2026, in response to defaults including failure to maintain Minimum Trailing Three-Month Net Originations as of March 31, 2026, and excess charge-offs in collateral leases exceeding thresholds. The waiver permanently excuses the existing default and prevents advance rate reductions. This marks the tenth such waiver since the original agreement dated June 12, 2025, signaling ongoing covenant compliance challenges.

• ·Previous waivers include: First (Sep 15, 2025), Second (Sep 29, 2025), Third (Oct 13, 2025), Fourth (Oct 20, 2025), Fifth (Oct 27, 2025), Sixth (Oct 29, 2025), First Amendment (Nov 2, 2025), Second Amendment (Dec 11, 2025), Seventh (Jan 15, 2026), Eighth (Feb 13, 2026), Ninth (Mar 9, 2026).

16-04-2026

Brand Engagement Network Inc. reported revenues of $275,120 for the year ended December 31, 2025, marking a 176% increase from $99,790 in 2024. Operating expenses fell 65% to $12,901,269 from $36,573,761, leading to a significantly reduced net loss of $8,625,435 compared to $33,715,429 in the prior year. However, the company continues to incur substantial net losses, has a limited operating history, depends on a few key customers, faces Nasdaq listing compliance risks, and highlights ongoing litigation such as the AFG Lawsuit.

• ·Impairment of deferred customer acquisition costs eliminated to $0 in 2025 from $13,475,000 in 2024.
• ·General and administrative expenses decreased to $8,872,915 in 2025 from $19,242,571 in 2024.
• ·Research and development expenses declined to $162,973 in 2025 from $1,127,779 in 2024.