US SEC Filings Daily Market Digest — March 20, 2026

20-03-2026

Einride AB held a Capital Markets Day on March 19, 2026, outlining its platform technology for transitioning logistics to electric and autonomous operations via the Saga AI platform, with $92M ARR in signed contracts ($40-50M deployed) and over $800M in potential ARR from joint business plans. The company reported strong recent momentum, including over 50% ARR growth in contracts over the past six months, addition of four autonomous customers, and nearly doubled driverless hours. Operations span seven countries with 30 customers, addressing a $4T transport market plagued by 11% US asset utilization.

• ·Founded in 2016, first customer live in 2020
• ·Generation 2 autonomous trucks live since 2023; Generation 3 expected early 2027
• ·Addresses three key industry cost buckets: asset (via higher utilization), labor (via autonomy), energy (via long-term contracts and optimization)

20-03-2026

Einride AB filed a Rule 425 under the Securities Act, making available an investor presentation on March 19, 2026, regarding the proposed business combination with Legato Merger Corp. III (Commission File No. 001-41945). The document consists primarily of extensive legal disclaimers, forward-looking statement cautions, and risk factors related to the transaction, with no financial metrics, performance data, or period comparisons disclosed.

• ·Filed pursuant to Rule 425 and deemed filed under Rule 14a-12
• ·Legato prospectus dated February 5, 2024, filed with SEC on February 6, 2024

20-03-2026

Appendix B of the 10-K provides servicing criteria compliance disclosures under Regulation AB for asset-backed securities, detailing how criteria are handled by Unknown Company, PBLS1, CoreLogic, and Midland—mostly performed directly or by responsible vendors/subservicers. Several criteria are marked as inapplicable or not performed, such as maintaining back-up servicers (1122(d)(1)(iii)), certain investor reporting reconciliations (e.g., 1122(d)(3)(i)(B)-(D)), and external enhancements (1122(d)(4)(xv)). No quantitative performance metrics, deficiencies, or exceptions are reported.

• ·Filing date: March 20, 2026
• ·Standard timeframes referenced include deposits/postings within 2 business days, reconciliations within 30 calendar days, and resolution of reconciling items within 90 calendar days

20-03-2026

Janus Henderson filed a definitive proxy statement with the SEC on March 11, 2026, regarding a proposed transaction, which was first mailed to shareholders on or about March 12, 2026; the Funds filed their definitive proxy statements on March 2, 2026. A joint Schedule 13E-3 transaction statement was also filed on March 11, 2026. Investors and security holders are urged to review these documents and other SEC filings for complete details on the transaction and participants in the proxy solicitation.

• ·Janus Henderson Annual Meeting Proxy Statement filed March 21, 2025
• ·SEC website: https://www.sec.gov
• ·Janus Henderson investor relations: https://ir.janushenderson.com

20-03-2026

Janus Henderson issued a DEFA14A filing on March 20, 2026, providing additional information on proxy solicitations for a proposed transaction, including definitive proxy statements filed on March 11, 2026 (Janus Henderson) and March 2, 2026 (Funds), and a joint Schedule 13E-3 on March 11, 2026. The filing urges investors to review these documents and other SEC filings for details on the transaction, participants, and interests of directors/executive officers. No financial metrics or performance data are disclosed in this supplemental proxy communication.

• ·Janus Henderson Annual Meeting Proxy Statement filed March 21, 2025.
• ·Janus Henderson proxy first mailed to shareholders on or about March 12, 2026.
• ·SEC resources: https://www.sec.gov and https://ir.janushenderson.com.

20-03-2026

Consilio Wealth Advisors, LLC reported a portfolio of $341.9M across 98 positions as of December 31, 2025, with no indicated changes in holdings structure. Top holdings include iShares Core S&P 500 ETF at $71.5M (104,361 shares), Microsoft Corp at $29.4M (60,779 shares), and Amazon.com Inc at $26.4M (114,211 shares), reflecting a diversified mix of equities and ETFs. The report shows no derivatives positions (puts/calls at 0).

• ·Filing submitted March 20, 2026 for period ending December 31, 2025
• ·All positions held as sole voting authority with no shared/other discretionary shares
• ·No put or call options reported (all values 0)

20-03-2026

Janus Henderson filed a DEFA14A additional proxy statement on March 20, 2026, providing supplemental information on a proposed transaction, following its definitive proxy statement filed on March 11, 2026 (mailed March 12), and a joint Schedule 13E-3 on the same date; the Funds filed their definitive proxies on March 2, 2026. The filing discloses participants in the proxy solicitation, including directors, executives, and employees of Janus Henderson and the Funds, with ownership details referenced in prior SEC filings. Investors are urged to review full proxy statements, Schedule 13E-3, and other documents on the SEC website or Janus Henderson's IR site for complete information.

• ·Janus Henderson Annual Meeting Proxy Statement filed with SEC on March 21, 2025, contains director and executive ownership information.
• ·Funds' current statement of additional information details trustees and executive officers' ownership.
• ·Updates to participant holdings reflected in Forms 3 and 4 filed with SEC.

20-03-2026

Janus Henderson filed a DEFA14A additional proxy statement on March 20, 2026, providing supplemental disclosures for a proposed transaction, including references to definitive proxy statements filed on March 11, 2026 (mailed March 12) and Schedule 13E-3, as well as Funds' proxies filed March 2, 2026. The filing urges shareholders to review these documents for details on the transaction and identifies Janus Henderson directors, executives, and Fund managers as potential solicitation participants, with ownership details in prior SEC filings like the 2025 Annual Meeting Proxy Statement filed March 21, 2025. No financial metrics or performance data are disclosed in this procedural filing.

• ·Janus Henderson definitive proxy filed March 11, 2026; Funds proxies filed March 2, 2026; Schedule 13E-3 filed March 11, 2026
• ·Annual Meeting Proxy Statement filed March 21, 2025
• ·SEC website: https://www.sec.gov; Janus Henderson IR: https://ir.janushenderson.com

20-03-2026

This 10-K filing dated March 20, 2026, includes servicing compliance assertions under Regulation AB 1122(d) for asset-backed securities pool assets by multiple servicers including Midland, Berkadia, PBLS1, Special Servicer, and Asserting Party. Most applicable servicing criteria across general servicing, cash collection, investor reporting, and pool asset administration are marked as performed directly or by responsible vendors/subservicers, with several criteria designated N/A or not performed where inapplicable to the parties' roles. No material non-compliance or exceptions are reported.

20-03-2026

The 10-K filing includes servicing compliance assessments under Regulation AB Rule 1122(d) for servicers Midland and K-Star related to asset-backed securities. Midland performs most criteria directly or via responsible vendors, with several marked N/A, while K-Star has numerous criteria not performed by it or its subservicers. No material noncompliance is noted across the tables, though certain investor reporting and pool asset administration criteria are inapplicable or handled by non-responsible parties.

• ·Filing date: March 20, 2026
• ·Multiple criteria marked N/A or inapplicable, including back-up servicer maintenance (1122(d)(1)(iii)) and certain investor remittance criteria (1122(d)(3)(ii)-(iv))
• ·K-Star has several criteria not performed by it or retained subservicers, such as investor reports (1122(d)(3)(i)) and pool asset safeguarding (1122(d)(4)(ii))

20-03-2026

The 10-K filing includes Appendix B detailing compliance with Regulation AB servicing criteria (1122(d)) for asset-backed securities by multiple servicers, including the Company, Torchlight Loan Services, PBLS, and CoreLogic. While the primary Company and Torchlight directly perform or oversee most criteria related to cash collection, pool asset administration, and general servicing, several key areas such as investor remittances/reporting (e.g., 1122(d)(3)(i)(B)-(D)), pool asset safeguarding (1122(d)(4)(ii)), and external enhancements (1122(d)(4)(xv)) are marked as not performed or inapplicable across servicers. Appendix A lists legacy MBS deals primarily from 2006-2007 involving trusts like AAMES, American Home Mortgage, and Accredited.

• ·Filing date: March 20, 2026
• ·Common timeframes referenced: deposits/postings within 2 business days; reconciliations within 30 calendar days; escrow analysis annually; resolutions within 90 calendar days
• ·Multiple criteria marked 'NOT performed' including back-up servicer maintenance (1122(d)(1)(iii)), certain investor reporting/filing (1122(d)(3)(i)(C/D)), and pool asset record agreements (1122(d)(4)(v))

20-03-2026

Unknown Company's 10-K annual report filed on March 20, 2026, includes multiple assessments of servicing criteria compliance under Regulation AB Item 1122 for asset-backed securities servicers such as Midland and CoreLogic. The tables confirm that most applicable criteria are performed directly by the servicers or by vendors for which they are responsible, with no noted deficiencies or exceptions. Several criteria are designated as not applicable (N/A) or inapplicable based on transaction agreements, indicating routine compliance without any highlighted issues.

20-03-2026

Pelican Acquisition Corporation held an extraordinary general meeting on March 19, 2026, where shareholders overwhelmingly approved all six proposals related to the business combination with Greenland Energy Company, including the Business Combination, Conversion, and Governing Documents Proposals. However, in connection with the meeting, holders redeemed 7,562,343 ordinary shares (63% of outstanding shares) for $77.7M at $10.28 per share, significantly reducing trust account funds. The merger is expected to close on or around March 24, 2026, with Greenland's stock trading under 'GLND' on Nasdaq starting March 25, 2026.

• ·Record date: February 19, 2026
• ·Merger Agreement dated: September 9, 2025
• ·Proposal 1 (Business Combination): For 6,509,645; Against 400,135; Abstain 125,098
• ·Proposal 2 (Conversion): For 6,507,603; Against 402,162; Abstain 125,113
• ·Proposal 3 (Governing Documents): For 6,509,645; Against 400,135; Abstain 125,098
• ·Proposal 4 (Governing Documents Advisory): For 6,508,445; Against 401,335; Abstain 125,098
• ·Proposal 5 (Stock Issuance): For 6,506,635; Against 403,145; Abstain 125,098
• ·Proposal 6 (Incentive Plan): For 6,505,085; Against 403,345; Abstain 126,448

20-03-2026

Appendix B of the 10-K filing details the Unknown Company's compliance assertions under Regulation AB servicing criteria for asset-backed securities, with most general servicing considerations, cash collection, and certain pool asset administration criteria marked as performed directly (X) or by responsible vendors. However, numerous investor remittances and reporting criteria (e.g., 1122(d)(3)(i)(B)-(D), (ii)-(iv)) and some pool asset administration items are marked as not performed by the company or its subservicers. CoreLogic's separate table shows compliance with select criteria like fidelity bonds and reconciliations but marks many others as not performed.

• ·Filing Date: March 20, 2026
• ·Standard timeframes referenced: 2 business days for deposits/postings, 30 calendar days for reconciliations/escrow returns, 90 calendar days for reconciling items

20-03-2026

Pelican Acquisition Corp, a SPAC, reported net income of $1.25M for the year ended January 31, 2026, compared to a $42.6k loss in the prior inception-to-January 31, 2025 period, primarily driven by $2.35M in interest income from its newly funded $88.6M Trust Account holding 8,625,000 redeemable shares at $10.27 per share post-IPO. However, general and administrative expenses surged to $1.1M from $43k, leading to a $1.1M operational loss, while shareholders' deficit widened to $(405k) from $(13k). Total assets grew to $88.8M from $208k, reflecting IPO proceeds, but cash remained minimal at $77.

• ·Promissory note – related party: $0 at Jan 31, 2026 (down from $200k at Jan 31, 2025)
• ·Due to target company (Greenland): $100k as of Jan 31, 2026
• ·IPO-related: Private Placement Units issuance raised $2.99M; Public Rights net $1.34M
• ·Remeasurement of carrying value to redemption value: $(4.5M) and $(888k); Accretion $(792k)

20-03-2026

Unknown Company's 10-K annual report includes Appendix B, detailing compliance assessments for Regulation AB servicing criteria related to asset-backed securities servicing. The company and related servicers (e.g., CoreLogic, KeyBank) report performing most criteria directly or via responsible vendors in areas like general servicing, cash collection, and pool asset administration; however, numerous investor remittances and reporting criteria (e.g., 1122(d)(3)(i)(B)-(D), (ii)-(iv)) are marked as not performed by the company/subservicers or inapplicable, particularly for Platform B.

• ·Servicing criteria timeframes include deposits/postings within 2 business days, reconciliations within 30 calendar days, and resolution of reconciling items within 90 calendar days.
• ·Multiple criteria (e.g., 1122(d)(1)(iii), 1122(d)(3)(ii)-(iv), 1122(d)(4)(ii),(xv)) marked as 'NOT performed by the Company or subservicers' or 'Inapplicable'.
• ·Fidelity bond and errors/omissions policy confirmed in effect per transaction agreements.

20-03-2026

For the year ended December 31, 2025, Unknown Company reported total investment income of $42.1M, up 87% YoY from $22.5M in 2024, with net investment income increasing 91% to $20.3M and net increase in member's capital rising 93% to $17.6M. Total assets expanded 72% to $572M, driven by investments growing to $546M at fair value. However, weighted average yield on debt investments declined to 9.1% from 10.0%, net asset value per unit fell 1.2% to $1,788, and unrealized depreciation reached $3.1M versus $0.9M appreciation in 2024.

• ·Debt increased 92% to $332.6M from $173.6M.
• ·Common units outstanding grew 52% to 129,757 from 85,248.
• ·Percentage of first lien secured debt rose slightly to 99.7% from 98.8%.
• ·Weighted average EBITDA increased to $228 from $209.

20-03-2026

For the year ended December 31, 2025, Unknown Company reported total investment income of $110.5M, up 110% YoY from $52.6M in 2024, with net investment income increasing 78% to $52.1M and net assets expanding to $677M from $356M. However, weighted average yield on debt investments declined to 9.1% from 10.0% (at amortized cost), net unrealized depreciation reached $6.7M versus $2.1M appreciation in 2024, and NAV per share slipped to $14.43 from $14.60. The portfolio grew to $1.57B in fair value investments, nearly all first-lien (99.7%) and floating-rate (99.9%), while debt leverage rose to $919M.

• ·Interest income $105.5M in 2025 (up from $50.5M in 2024); payment-in-kind $2.1M (up from $0.8M).
• ·Net expenses $58.4M in 2025 (up from $23.4M); interest expense $44.8M (up from $22.4M).
• ·Net realized gain $0.9M in 2025 vs loss $5.5M in 2024.
• ·Weighted average EBITDA $226 (2025) vs $208 (2024).
• ·Interest rate sensitivity: +200 bps net income impact +$13.2M; -200 bps -$13.2M.
• ·Inception date: December 4, 2023.

20-03-2026

Unknown Company's 10-K for the year ended December 31, 2025, shows total assets surging to $329,803 from $1,015 at year-end 2024, driven by net certificate issuances of approximately $327k (related parties $231k issued net of surrenders, third parties $100k net) boosting cash and equivalents to $329,526. However, net loss widened significantly to $3,070 from $574 YoY due to elevated expenses ($3,077 vs $574) and new $1,270 provision for certificate reserves, while stockholder’s equity edged up only slightly to $584 from $521. Interest income commenced at $1,277, but overall performance reflects early-stage growth amid deepening losses.

• ·Company inception date: April 13, 2023
• ·Filing date: March 20, 2026
• ·Capital contributions from Parent: $3,133 in 2025 (total additional paid-in-capital $4,259)
• ·No income tax provision recorded in any period
• ·Net cash provided by operating activities: $1,285 in 2025 vs $0 in 2024
• ·Certificate surrenders: related parties $3,439, third parties $14,514 in 2025
• ·Accumulated deficit: $(3,675) as of Dec 31 2025

20-03-2026

Unknown Company's 10-K filing includes Appendix B, a Regulation AB servicing criteria compliance assessment for asset-backed securities servicers. Multiple entities, including the Company, KeyBank, CoreLogic, and Midland, report that most applicable criteria (e.g., cash collection, pool asset administration) are performed directly or via responsible vendors, while several investor reporting and remittance criteria are marked as inapplicable or not performed. No material deficiencies or exceptions are disclosed, indicating standard compliance where required.

• ·Several criteria under 1122(d)(3) (Investor Remittances and Reporting) marked as inapplicable (N/A) or not performed (X) by the Company and KeyBank.
• ·Back-up servicer maintenance (1122(d)(1)(iii)) not performed by the Company.
• ·Pool asset documents safeguarding (1122(d)(4)(ii)) not performed by the Company.

20-03-2026

Appendix B of Unknown Company's 10-K filing details compliance assessments for Regulation AB Rule 1122(d) servicing criteria related to asset-backed securities and mortgage loans. Multiple servicers, including the Company, CWCAM, PBLS1, CoreLogic, and KeyBank, indicate that most general servicing, cash collection, and certain pool asset administration criteria are performed directly or via responsible vendors. However, numerous criteria under Investor Remittances and Reporting (e.g., 1122(d)(3)(i)(B)-(D), (ii)-(iv)) and Pool Asset Administration (e.g., 1122(d)(4)(v), (ix)-(xv)) are marked as not applicable, not performed, or handled by non-responsible parties.

• ·Several criteria require actions within 2 business days (e.g., deposits, posting disbursements), 30 calendar days (e.g., reconciliations, escrow returns), or 90 calendar days (reconciling items).
• ·Back-up servicer maintenance (1122(d)(1)(iii)) is not performed by the Company or certain subservicers.

20-03-2026

The 10-K annual report filed on March 20, 2026, includes detailed assessments of compliance with Regulation AB Servicing Criteria (Item 1122(d)) for asset-backed securities servicers such as Midland and Berkadia. Most criteria across general servicing, cash collection, investor reporting, and pool asset administration are marked as performed directly by the servicer or by vendors/subservicers for which they are responsible, while others are designated N/A or not performed due to inapplicability. No material non-compliance or exceptions are noted in the tables.

20-03-2026

For the year ended December 31, 2025, the company expanded its portfolio to 86 companies (up 26% from 68) and grew total assets to $1.46B (78% increase) and net assets to $708M (83% increase), with total investment income nearly doubling to $98.3M. However, weighted average yields on debt investments compressed to 8.8-8.9% from 9.8%, net investment activity declined 27% to $546k, and unrealized appreciation shifted to a $3.2M depreciation from a $8.1M gain, contributing to a slight 0.4% decline in NAV per share to $1,031.53.

• ·Credit facilities increased to $726M from $419M.
• ·Net operating expenses rose to $35.9M from $20.0M, with full management fees waived ($6.6M).
• ·Interest rate sensitivity: Down 250 bps would reduce net interest income by 18.4%; up 250 bps would increase it by 18.4%.

20-03-2026

This 10-K filing includes servicing compliance assertions under Regulation AB Item 1122 for asset-backed securities, with Midland and KeyBank confirming adherence to most applicable servicing criteria through direct performance or responsible vendor oversight. Several criteria, particularly in investor remittances and reporting, are marked as N/A or not applicable, while others like back-up servicer maintenance are also N/A. No material deficiencies or exceptions are noted in the disclosures.

• ·Multiple footnotes reference specific transaction agreements (e.g., N/A1 for back-up servicer, X2 for advances and reporting)
• ·Servicing criteria reconciliations prepared monthly within 30 days and resolved within 90 days where applicable
• ·Funds held in escrow analyzed annually and returned within 30 days of repayment

20-03-2026

Innovator ETFs Trust filed a DEFA14A on March 20, 2026, as definitive additional proxy materials to solicit shareholder votes for an unspecified proposal affecting the fund. The notice urges unvoted shareholders to act immediately via online QR code scan, phone (1-866-217-8062), or link to materials, with Sodali & Co. handling solicitation during specified hours. No financial metrics or performance data are disclosed.

• ·Solicitation hours: Monday–Friday 10:00 a.m. to 11:00 p.m. ET; Saturday 12:00 p.m. to 5:00 p.m. ET
• ·Phone for voting: 1-866-217-8062
• ·Reference number example: INETF IA3
• ·Proxy materials link: https://proxyvotinginfo.com/p/innovatoretfs2026

20-03-2026

This 10-K Appendix B details compliance with Regulation AB servicing criteria (1122(d)) for asset-backed securities, primarily mortgage-backed trusts, where the Company, Midland, and CoreLogic assert that most applicable criteria are performed directly or by responsible vendors. Several criteria are marked as not performed or inapplicable (e.g., back-up servicer maintenance, certain investor reporting), reflecting standard limitations for their servicing roles rather than deficiencies. Appendix A lists specific MBS deals such as AAMES MORTGAGE INVESTMENT TRUST 2006-1 and American Home Mortgage Investment Trust 2006-1 through 2006-3.

• ·Filing Date: March 20, 2026
• ·Multiple criteria marked N/A or not performed (e.g., 1122(d)(1)(iii) back-up servicer, 1122(d)(3)(ii)-(iv) investor remittances)

20-03-2026

Unknown Company's 10-K filing dated March 20, 2026, includes Appendix B assessing compliance with Regulation AB servicing criteria (1122(d)) for asset-backed securities transactions. The company or asserting party directly performs or oversees via responsible vendors most criteria in general servicing, cash collection/administration, and pool asset administration, such as monitoring defaults, payment deposits within two business days, and loss mitigation. However, numerous investor remittances/reporting criteria (e.g., 1122(d)(3)(i)(B)-(D), (ii)-(iv)) and others like back-up servicer maintenance and pool asset safeguarding are marked as not performed or inapplicable.

• ·CoreLogic table marks most criteria as not performed by CoreLogic or its subservicers.
• ·Multiple tables show variations: some criteria applicable only to specific platforms (e.g., 1122(d)(3)(i)(C/D) applicable for Platform A, not B).