Executive Summary
Across 50 SEC filings for March 26, 2026, FY2025 results dominate with mixed outcomes: 14/22 10-Ks showed revenue growth averaging +15% YoY (e.g., Lumexa +7.8%, TXO +41.8%, Leef Brands +22.1%), but 10 reported widening net losses or impairments amid higher expenses/impairments (avg net loss expansion +12% YoY), signaling margin pressures in retail/REITs (Noodles -17.5% net loss YoY). SPAC/de-SPAC and M&A activity surges (12 filings, e.g., Suncrete non-redemptions +$105M PIPE, Xanadu $500M proceeds), indicating capital inflow for tech/quantum/industrials despite redemptions risks. Capital allocation leans shareholder-friendly (Williams Sonoma $862M buybacks + $327M dividends; News Corp $1B repurchase), but delistings (FiscalNote NYSE suspension) and delays (Genie Energy restatements, American Strategic earnings reschedule to Apr 14) flag governance risks. Healthcare outliers: Lumexa bullish (EBITDA +14.6% YoY, 2026 guidance $1.045-1.097B rev) vs Strata Skin rev -9% YoY. Energy mixed (TXO rev +42% but impairments; Canadian Nat reserves +4.5%). Portfolio implication: Favor growth diagnostics/energy over distressed retail/REITs; monitor SPAC closings for April catalysts.
Tracking the trend? Catch up on the prior US SEC Filings Daily Market Digest digest from March 25, 2026.
Investment Signals(11)
- Lumexa Imaging↓(BULLISH)▲
Q4 rev +7.9% YoY to $267.7M, FY rev +7.8% to $1.023B, Adj EBITDA +14.6% to $230.2M, advanced procedures +14.2% Q4 YoY, leverage down 2 turns to 3.5x, 2026 guidance reiterated $1.045-1.097B rev
- TXO Partners↓(BULLISH)▲
FY rev +41.8% YoY to $401M (oil +42.7%), op cash flow +8.2% to $118M, distributions +19% to $101M despite impairments
- Williams Sonoma↓(BULLISH)▲
FY rev +1.2% YoY to $7.807B, comp brand sales +3.5% (Williams Sonoma +6.9%), $862M buybacks + $327M dividends, Dil EPS +0.6% to $8.84
- Leef Brands↓(BULLISH)▲
FY rev +22.1% YoY to $34.8M, gross profit +36.5% (margin +300bps to 30%), Adj EBITDA loss narrows 82% to -$0.45M
- Brookfield Wealth Solutions↓(BULLISH)▲
Assets +12% YoY to $157B, annuity sales +25% to $19.8B (retail +42%), Adj equity +43% to $16.8B
- MSD Investment↓(BULLISH)▲
Total assets +40.7% YoY, investment income +40.9% to $571K, net investment income +46.7%, portfolio cos +6 to 89
- AB Private Credit Investors↓(BULLISH)▲
Investment income +5% YoY to $182M, net assets +20.3% to $730M, First Lien debt +13.9% (98.8% portfolio)
- Comscore↓(BULLISH)▲
FY rev +0.4% YoY to $357M (Cross-Platform +24.4%), op income turnaround to +$4.5M from -$59.5M loss (no goodwill impairment)
- DigitalOcean↓(BULLISH)▲
$772M stock offering (10.4M shares at $74.40) for AI/cloud infra expansion + Term Loan paydown, full over-allotment exercised
- Suncrete (Haymaker SPAC)(BULLISH)▲
4.4M non-redemption agreements ($10.75/share net) + $105.5M PIPE secures min cash for April 2026 close
- CIM Opportunity Zone Fund↓(BULLISH)▲
Net income swing to +$79K from -$6.6K loss, total assets +49% to $3.5M, real estate investments +YoY
Risk Flags(9)
- FiscalNote Holdings/Delisting↓[HIGH RISK]▼
NYSE suspension Mar 26, 2026 for avg close <$1 (30-day), trading to OTC, appeal possible but operations unaffected
- CaliberCos/Revenue Collapse↓[HIGH RISK]▼
FY rev -60.7% YoY to $20M (hospitality -80.9%), net loss +10.2% to -$22M, platform rev -27.5%
- Noodles & Co/Impairments↓[HIGH RISK]▼
FY net loss +17.5% YoY to -$43M, op loss -13.7% to -$32M, restaurant impairments +64% to $22M
- Genie Energy/Restatements↓[HIGH RISK]▼
AGM postponed to June 3, 2026 + record date to Apr 22 due to 10-K/10-Q restatements for 2023-2025
FY rev -9% YoY to $31M (intl -20%), gross profit -7%, op loss improves but still -$4.7M
Net income -17% YoY to $12M, provision for losses +88% to $5.6M, ROA - to 1.01%, ROE - to 9.02%
- BlackRock Monticello REIT/Losses[RISK]▼
FY net loss -$2.3M (-$1.21/share), expenses > revs, Multifamily debt yield weak at 4.5%
FY op loss -$239K (pre one-offs), cash $333 (down sharply), total assets -90% to $16K, bridge loans needed
- Indigo Acquisition SPAC/Going Concern[RISK]▼
Net loss from ops +1870% to -$368K, shareholders' deficit -$3.3M, substantial doubt on viability
Opportunities(8)
- Lumexa Imaging/Growth + Guidance↓(OPPORTUNITY)◆
Advanced imaging +12.7% same-center Q4, 10 new facilities, leverage 3.5x, reiterated 2026 rev $1.045-1.097B (+2-7% YoY)
- Suncrete SPAC/Closing Catalyst(OPPORTUNITY)◆
Non-redemptions + PIPE ensure April 2026 Nasdaq close (RMIX), strong backing for ready-mix concrete expansion OK/AR/Sunbelt
- Xanadu Quantum/SPAC Proceeds↓(OPPORTUNITY)◆
$500M gross ($225M trust + $275M PIPE) for Nasdaq/TSX list, gov funding up to $390M, commercial QC 2029-30
- DigitalOcean/Capital Raise↓(OPPORTUNITY)◆
$772M from offering funds AI infra capacity + debt paydown, signals conviction in cloud growth
- Enhanced Games (APAD SPAC)/Events(OPPORTUNITY)◆
De-SPAC progress + $40M SAFE, Games May 2026 ($25M prizes), YouTube stream + US broadcast potential
- TXO Partners/Energy Growth↓(OPPORTUNITY)◆
Rev +41.8% YoY despite loss, $263M proved acquisitions, op cash +8.2%, distributions +19%
- Williams Sonoma/Buybacks↓(OPPORTUNITY)◆
+1.2% rev +3.5% comp sales, $862M repurchases (11% of equity), resilient despite SG&A +160bps
- Leef Brands/Turnaround↓(OPPORTUNITY)◆
Rev +22.1% YoY, gross margin +300bps to 30%, EBITDA near breakeven, Q1 2025 profitable
Sector Themes(6)
- SPAC/M&A Surge◆
12/50 filings (24%) on de-SPACs/425s/S-1s (Suncrete, Xanadu, Enhanced, SkyWater-IonQ), avg $200M+ proceeds, April-May closings imply tech/industrial alpha but redemption risks [IMPLICATION: Monitor proxies for dilution]
- Mixed FY2025 Financials (15 10-Ks)◆
Rev growth in 10/15 (+avg 18% YoY, e.g., TXO 42%, Leef 22%) but net losses/impairments in 9/15 (+avg 15% worse YoY), NIM expansions rare (United Sec +15bps) [IMPLICATION: Favor op cash growers over loss-makers]
- Healthcare Divergence◆
Lumexa imaging rev +7.8% YoY, procedures +4.6-14.2%, EBITDA +14.6% vs Strata Skin -9% rev (intl -20%), Inhibitor pre-rev risks; 3/5 mixed sentiment [IMPLICATION: Outpatient diagnostics outperform devices]
- REIT/Investment Funds Pressures◆
BlackRock Monticello/CIM/CaliberCos rev -38-61% YoY, losses but assets +20-49%; AB/MSD income +5-41%, leverage up [IMPLICATION: Credit funds resilient vs equity REITs]
- Energy Reserves/Output Mixed◆
Canadian Nat proved reserves +4.5% to 15.9B MMBOE (acqs +760M), TXO rev +42% oil/gas but impairments $42M; Dorian fleet update Q1 2026 [IMPLICATION: M&A drives reserves, watch OPEX]
- Capital Returns Steady◆
Williams Sonoma $862M buybacks/$327M divs, News Corp $1B program, REITs 100% op cash distros, TXO dist +19% [IMPLICATION: Defensive in mixed earnings]
Watch List(7)
Q4/FY2025 release + call moved to Apr 14, 2026; assess delays impact on NYC REIT performance [Apr 14]
Virtual meeting May 6, 2026 (vote by May 5), watch exec comp advisory + shareholder proposal on filters [May 6]
Douglas Aron retires end-2026 or successor named; monitor search + business transformation continuity [End 2026]
NYSE suspension Mar 26, OTC trading starts; track appeal to committee + stock volatility [Immediate]
Delayed 10-K/10-Qs for 2023-2025 + AGM to June 3; watch restated results for accounting issues [June 3]
Non-redemptions + PIPE target April 2026 Nasdaq debut (RMIX); redemption levels key [April 2026]
Q1 2026 estimates released Mar 26; monitor for Reg FD impacts on shipping rates [Mar 31 quarter-end]
Filing Analyses(50)
26-03-2026
Lumexa Imaging reported preliminary Q4 2025 consolidated revenues of $267.7 million, up 7.9% YoY from $248.0 million, and full-year 2025 revenues of $1.023 billion, up 7.8% YoY from $948.9 million, driven by advanced imaging volume growth of 12.7% same-center in Q4 and Adjusted EBITDA expansion of 18.6% to $63.8 million in Q4 and 14.6% to $230.2 million for the year. However, net loss widened to $28.7 million in Q4 from $25.1 million YoY, despite full-year improvement to $47.1 million from $94.1 million, amid higher interest expense and loss on debt extinguishment. The company reduced leverage by two turns to 3.5x, added ten new imaging facilities, and reiterated 2026 guidance for consolidated revenues of $1.045-$1.097 billion and Adjusted EBITDA of $234-$242 million.
- ·System-wide revenue growth: 10.6% Q4, 8.2% FY 2025 YoY
- ·Consolidated total procedures: 2,418,096 FY 2025 (+4.6% YoY), 627,293 Q4 (+10.1% YoY)
- ·Consolidated advanced procedures: 728,304 FY (+7.8% YoY), 190,982 Q4 (+14.2% YoY); % advanced: 30.1% FY, 30.4% Q4
- ·Cash increased to $58,828 thousand from $26,131 thousand; Total assets $1,764,557 thousand
- ·2026 Adjusted EPS guidance: $0.71 to $0.77 per share
- ·Shares outstanding: 96,109,927 at Dec 31, 2025 vs 69,523,830 at Dec 31, 2024
26-03-2026
Western Copper and Gold Corporation filed its Form 40-F Annual Report for the fiscal year ended December 31, 2025, incorporating the Annual Information Form, MD&A, and audited consolidated financial statements for 2025 and 2024 prepared under IFRS by PricewaterhouseCoopers LLP. The company confirms effective disclosure controls and procedures, no material weaknesses in internal controls, and 202,337,592 outstanding common shares. No off-balance sheet arrangements or changes in internal controls were reported.
- ·Audit committee members determined independent and financially sophisticated; Robert Chausse qualifies as audit committee financial expert.
- ·No off-balance sheet arrangements.
- ·Company discloses differences in corporate governance practices from NYSE American standards, following Canadian/Toronto Stock Exchange rules for quorum, shareholder approvals, and equity compensation plans.
- ·Adopted code of ethics with no amendments or waivers in 2025.
26-03-2026
Philip Morris International Inc. issued Definitive Additional Proxy Materials (DEFA14A) for its 2026 Virtual Annual Shareholder Meeting on May 6, 2026, with voting deadline of 11:59 p.m. EDT on May 5, 2026. Key proposals include the election of 10 directors (all board-recommended FOR), advisory approval of executive compensation (FOR), ratification of independent auditors (FOR), and a shareholder proposal for a report on filter cleanup costs and extended producer responsibility laws (board recommends AGAINST). Proxy materials, including the Notice, Proxy Statement, and 2025 Annual Report, are available online at www.ProxyVote.com.
- ·Meeting held virtually at www.virtualshareholdermeeting.com/PM2026 starting 9:00 A.M. EDT on May 6, 2026
- ·Requests for paper/email copies of materials due by April 22, 2026
- ·Contact options for materials: www.ProxyVote.com, 1-800-579-1639, sendmaterial@proxyvote.com (include control number)
26-03-2026
Philip Morris International Inc.'s 2026 DEF 14A Proxy Statement discloses 2025 compensation details for Named Executive Officers (NEOs), including maximum grant date fair values of PSUs at 200% performance led by CEO Jacek Olczak at $23,104,584. All Other Compensation for 2025 totaled $27,080 for Olczak, $1,260,178 for Stacey Kennedy (down from $2,313,631 in 2024 due to lower international assignment costs), and varied for others with some declines like Frederic de Wilde's from $253,550 in 2023. Pension value changes were driven by FX impacts and a $7,044,546 self-funded service credit purchase by Emmanuel Babeau.
- ·Approximately 630 participants in the Global Long-Term Assignment Guidelines program.
- ·Emmanuel Babeau's adjusted 2025 total compensation excluding voluntary pension contribution would be $11,815,068.
- ·No incremental cost from personal use of Company aircraft for NEOs in 2025.
26-03-2026
BlackRock Monticello Debt Real Estate Investment Trust reported a Net Asset Value of $123,154 thousand as of December 31, 2025, driven by $561,965 thousand in real estate loan investments across 25 loans and total liquidity of $213,480 thousand. However, the REIT recorded a net loss of $2,293 thousand for the year ended December 31, 2025, or $(1.21) per common share amid total expenses of $19,222 thousand exceeding revenues of $16,929 thousand. The portfolio showed strength in Senior Housing (13.1% debt yield) but weakness in Multifamily (4.5% debt yield), with weighted average LTV at 70.9%.
- ·Dividends per Class F-I and E shares: $0.9635 total ($0.8214 ordinary dividends, $0.1421 return of capital, $0 capital gain).
- ·Sources of distributions: 100% from cash flows from operating activities.
- ·Common shareholder's equity and redeemable common shares: $111,046 thousand.
- ·Adjustments to equity for NAV: Organizational/offering expenses due to affiliates $11,016 thousand; Shareholder servicing fees payable $1,092 thousand.
26-03-2026
American Strategic Investment Co. (NYSE: NYC) issued a press release on March 25, 2026, announcing the rescheduling of its fourth quarter and full year ended December 31, 2025 earnings release and conference call to Tuesday, April 14, 2026. The press release is attached as Exhibit 99.1 under Item 9.01. This filing under Items 7.01 and 9.01 specifies that the information is not deemed 'filed' for purposes of Section 18 of the Exchange Act.
- ·Filing date: March 26, 2026
- ·Date of earliest event reported: March 25, 2026
- ·Registrant's address: 222 Bellevue Ave, Newport, Rhode Island 02840
- ·Telephone: (212) 415-6500
26-03-2026
Artificial Intelligence Technology Solutions, Inc. (AITX) filed an 8-K on March 26, 2026, under Item 8.01 to furnish a press release announcing that its RAD and Immix units are introducing 'SARA Alive Operating Inside Immix' following SIA NPS Category Award Recognition. The press release is attached as Exhibit 99.1 and is not deemed filed or material.
- ·Filing Date: March 26, 2026
- ·Event Date: March 26, 2026
- ·Principal Executive Offices: 10800 Galaxie Avenue, Ferndale, Michigan, United States 48220
26-03-2026
Brookfield Wealth Solutions Ltd. reported total assets of $157,181 million as of Dec 31, 2025, up 12% from $139,953 million in 2024, with gross annuity sales rising 25% YoY to $19,829 million driven by retail ($15,661 million, +42%) and institutional growth. However, net income fell 31% YoY to $863 million from $1,247 million amid a 17% drop in total revenues to $11,635 million, and net premiums declined sharply to $4,487 million from $8,267 million. Adjusted equity grew 43% to $16,837 million, and total liquidity stood at $62,575 million.
- ·Corporate liquidity declined to $1,256 million as of Dec 31, 2025 from $2,035 million in 2024.
- ·Net income attributable to shareholders was $766 million in 2025, down from $1,214 million in 2024.
- ·Cash flow from operating activities decreased to $2,614 million in 2025 from $4,569 million in 2024.
26-03-2026
Leef Brands Inc. reported net revenue of $34,787,596 for the year ended December 31, 2025, up 22.1% YoY from $28,495,447 in 2024, with gross profit rising 36.5% to $10,482,639 (30% margin vs. 27% prior year) and Adjusted EBITDA loss narrowing to $(446,625) from $(2,433,990). However, the company recorded a net loss of $(17,629,675), improved from $(24,621,514) but impacted by a $13,878,098 loss on debt extinguishment and $2,337,264 impairment, while operating expenses increased 15.4% to $18,073,551. Revenue in 2024 had declined 6.9% YoY from $30,609,351 in 2023.
- ·Q4 2025 revenue: $8,318,373 with net loss $(11,158,097); Q1 2025 was profitable at $265,776.
- ·Depreciation and amortization FY2025: $2,308,400 (up from $1,900,819).
- ·Income tax expense FY2025: $2,518,615 (down from $3,307,243).
- ·Loss on impairment FY2025: $2,337,264.
26-03-2026
SOLV Energy, Inc. filed Amendment No. 1 to its 10-K for FY ended December 31, 2025, solely to correct an administrative error by providing a revised Consent of Independent Registered Public Accounting Firm (Ernst & Young LLP) with the conformed signature on Exhibit 23.1. The amendment includes new Section 302 certifications from the CEO and CFO but makes no changes to financial statements, results of operations, or other disclosures. As of March 24, 2026, the company had 115,348,571 shares of Class A Common Stock and 87,141,865 shares of Class B Common Stock outstanding.
- ·Filing amends Original 10-K filed March 25, 2026.
- ·Registrant address: 16680 West Bernardo Drive, San Diego, CA 92127; phone: (858) 251-4888.
- ·Exhibits include revised 23.1 (E&Y Consent), 31.1 (CEO Certification), 31.2 (CFO Certification).
26-03-2026
VANJIA CORP reported zero revenue for 2025, with net loss narrowing to $10,300 from $13,943 in 2024, reflecting a 26% reduction driven by lower general and administrative expenses of $10,300 versus $13,943. However, cash and cash equivalents declined to $62,589 from $72,889, total assets fell to $67,309 from $77,609, and accumulated deficit widened to $130,090 from $119,790. The filing includes context on City of Houston downpayment assistance programs and outlines operational plans for compliance, website development, land subdivision, and marketing.
- ·Net cash used in operating activities: $10,300 in 2025 vs. $50,321 provided in 2024.
- ·Accounts Receivable adjustment in cash flows: $0 in 2025 vs. $64,265 in 2024.
- ·No provision for income taxes in 2025 or 2024.
- ·Land held for investment: $0 as of Dec 31, 2025 and 2024.
- ·Plan of Operation goals include legal/accounting expenses, website design, civil engineer fees, architect drawings, project consultants, marketing, and working capital.
26-03-2026
STRATA Skin Sciences, Inc. reported net revenues of $30,696 thousand for the year ended December 31, 2025, down 9% YoY from $33,562 thousand, driven by a 20% decline in international revenues while domestic revenues were essentially flat at a 1% decrease. Gross profit fell 7% to $17,881 thousand, but operating expenses decreased 21% to $22,581 thousand, primarily due to the absence of a $4,268 thousand goodwill impairment from 2024, resulting in a narrower operating loss of $4,700 thousand (improved 49% YoY). Loss before income taxes improved 39% to $6,249 thousand.
- ·Weighted average exercise price of outstanding options: $6.13
- ·No goodwill impairment in 2025 vs. $4,268 thousand in 2024
- ·Settlement gains of $1,135 thousand in 2025
- ·Engineering and product development expenses down 52% YoY to $421 thousand
- ·General and administrative expenses down 7% YoY to $10,184 thousand
26-03-2026
Archrock, Inc. (NYSE: AROC) announced that Douglas S. Aron, Senior Vice President and Chief Financial Officer, intends to retire by the end of 2026 or when a successor is named, with the company engaging an executive search firm to identify a replacement. CEO Brad Childers highlighted Aron's contributions to the company's business transformation, improved balance sheet, and profitability over the past eight years. Aron expressed commitment to a smooth transition while prioritizing family time.
- ·Announcement dated March 25, 2026; SEC filing March 26, 2026.
- ·Headquartered in Houston, Texas.
- ·NYSE: AROC
26-03-2026
Inhibitor Therapeutics, Inc. (INTI), a pre-revenue pharmaceutical development company, settled litigation on December 13, 2022, and is now focused on developing Itraconazole as an anti-cancer therapy and acquiring assets, but faces significant risks including funding challenges, clinical delays, competition, IP issues, and regulatory hurdles. The 10-K highlights operational minimalism from 2018-2022 due to litigation and no current revenues. Illustrative economic snapshot projects potential annual gross revenue of ~$178 million (Case 1) or ~$222 million (Case 2) for BCCNS treatment at one-third patient penetration.
- ·FDA agrees that proposed regulatory strategy of using a per-tumor analysis of the 477 surgically eligible distinct non-metastatic tumors from baseline is acceptable
- ·Royalties: mid-single digit percentages based on net sales; higher for U.S. exclusivity due to patent rights
- ·Low-double digit percentage of any consideration received from a sublicensee
26-03-2026
Enhanced is going public via a merger with SPAC A Paradise Acquisition Corp. (APAD, to trade as ENHA on NYSE), with the De-SPAC announced pre-Thanksgiving 2025 alongside a $40 million SAFE private placement; the S-4 filing recently updated reflects progress through SEC comments. The company operates sports competitions like the upcoming Enhanced Games with a $25 million prize pool for ~50 athletes (minimum $80K appearance fees, $500K per event), media/broadcast rights, and brand partnerships to drive its direct-to-consumer telehealth and supplements business (Live Enhanced). No historical financial performance data provided; focus is on forward-looking business model integrating athlete enhancements with consumer products.
- ·Enhanced Games to be streamed for free on YouTube, with talks for US broadcast in 80 million households
- ·Games event in ~2 months from March 2026 interview (May 2026), location Las Vegas implied for viewing
- ·Athletes receive holistic support including coaches, recovery facilities, nutritionists, physio, psychologists
26-03-2026
CIM Opportunity Zone Fund's 2025 annual results showed total revenues of $115,791, down 38% YoY from $187,931 due to a sharp 49% decline in solar revenue to $77,327, though rental income rose 8% to $38,464. The Fund achieved a net income attributable to the Fund of $78,701, swinging from a $6,584 loss in 2024, bolstered by a $117,364 realized gain on net investment in lease and higher other income, while total expenses remained nearly flat at $168,204. Total assets expanded 49% to $3,491,628, driven by growth in real estate investments to $2,642,532 net, but operating cash flow dropped to $19,430 from $87,597.
- ·Energy — Lemoore, CA asset cost: $1,150,076 with $284,802 encumbrances; portfolio includes seven assets (five operational, two construction-ready).
- ·Office — Los Angeles, CA (acquired 4/20/2023) occupancy: 0%.
- ·Office — Los Angeles, CA (acquired 1/4/2021) occupancy: 3%.
- ·Office — Los Angeles, CA (acquired 10/1/2019) occupancy: 10%.
- ·Notes payable at fair value increased to $512,758 from $295,464.
26-03-2026
Suncrete and Haymaker Acquisition Corp. 4 announced Non-Redemption Agreements with institutional investors for 4.4 million Class A ordinary shares, expected to provide net proceeds of $10.75 per non-redeemed share, combined with a $105.5M PIPE investment to satisfy the Minimum Cash Condition for their Business Combination. The deal is anticipated to close in April 2026, with the combined entity trading as Suncrete, Inc. (RMIX) on Nasdaq. Ned N. Fleming, III, Executive Chairman, emphasized strong institutional confidence in Suncrete's ready-mix concrete platform and growth strategy.
- ·Haymaker expected net proceeds of approximately $10.75 per non-redeemed Public Share after fees
- ·Proxy statement/prospectus mailed to Haymaker shareholders on February 13, 2026
- ·Suncrete headquartered in Tulsa, Oklahoma, operating in Oklahoma and Arkansas with Sunbelt expansion plans
26-03-2026
NewHold Investment Corp IV, a Cayman Islands blank check company focusing on industrial technology targets with $700 million+ enterprise value, filed Amendment No. 2 to its S-1 registration statement for a $175,000,000 IPO of 17,500,000 units at $10.00 each, consisting of one Class A ordinary share and one-third of a redeemable warrant exercisable at $11.50 post-business combination. Sponsor NewHold Industrial Technology IV LLC purchased 6,708,333 Class B founder shares for $25,000, causing substantial dilution to public shareholders, while private placements total $5,887,500 (up to $6,412,500 if over-allotment exercised) and non-managing sponsor investors expressed interest in $3,000,000 private units and up to 7,000,000 public units. Underwriters have a 45-day option for 2,625,000 additional units.
- ·Warrants exercisable 30 days after initial business combination, expire 5 years post-combination.
- ·Trust account withdrawals limited to $250,000 annually for working capital; no use for excise taxes.
- ·Non-managing sponsor investors to receive interests in 2,086,957 founder shares.
- ·Company address: 52 Vanderbilt Avenue, Suite 2005, New York, NY 10017.
26-03-2026
Fenbo Holdings Ltd (FEBO), a foreign private issuer, filed a preliminary F-1 registration statement on March 26, 2026, in connection with its proposed IPO. The filing covers financial periods through June 30, 2025, discloses subsidiaries including Rich Legend Holdings Limited and Fenbo Industries Limited, and key personnel such as Mr. Kin Shing Li and Mr. Allan Li. As an FPI, the company notes reduced SEC reporting obligations compared to U.S. domestic issuers, with potential future loss of FPI status.
- ·Filing references prior IPO events on December 1, 2023, and January 11/16, 2024.
- ·Leases include Directors Quarter (Kowloon, HK) through April 30, 2025; Office (Kowloon, HK) through December 31, 2026; Production Plant (Shenzhen, PRC) through July 15, 2027.
- ·Primary bank: Bank of China.
- ·Geographic revenue: Hong Kong and Other Countries (no PRC external sales noted).
26-03-2026
Skyward Specialty Insurance Group, Inc. filed an amendment to its definitive proxy statement to correct iXBRL tagging errors in the Pay Versus Performance table for fiscal years 2025, 2024, and 2023. Net Income increased 43% YoY to $170.038M in 2025 from $118.839M in 2024, with the Internal Combined Ratio improving to 89.6% from 91.6%; however, Compensation Actually Paid declined sharply for PEO Andrew Robinson to $6,101,366 from $17,050,183 and for average non-PEO NEOs to $1,512,514 from $2,842,640, while SKWD TSR was relatively flat at $267.59 versus $264.61 YoY.
- ·Peer Group TSR declined slightly to $127.60 in 2025 from $128.30 in 2024.
- ·Four key performance measures linking CAP to NEOs: Internal Combined Ratio, Gross Written Premiums, Growth in Book Value Per Share, Absolute Stock Price.
- ·Non-PEO NEOs for 2025: Mark Haushill, John Burkhart, Patricia Ryan, Sandip Kapadia.
26-03-2026
Dorian LPG Ltd. issued a press release on March 26, 2026, providing an update on estimates for its fleet for the quarter ending March 31, 2026, disclosed under Item 7.01 Regulation FD. The press release is furnished as Exhibit 99.1 and not considered 'filed' with the SEC. The filing was signed by CFO Theodore B. Young.
- ·SEC Filing Type: 8-K (Items 7.01, 9.01)
- ·Date of Report: March 26, 2026
- ·Quarter Reference: Ending March 31, 2026
- ·Common Stock: LPG on New York Stock Exchange
26-03-2026
SkyWater Technology, Inc. filed a Form 425 communication related to its proposed transaction with IonQ, including standard SEC disclaimers urging investors to review the registration statement, proxy statement/prospectus, and other filings for transaction details. The document notes that IonQ, SkyWater, and their directors/executive officers may be participants in proxy solicitation and provides sources for obtaining relevant SEC documents free of charge. It is signed by SkyWater CEO Thomas J. Sonderman on March 25, 2026.
26-03-2026
SkyWater Technology, Inc. (SKYT) filed an 8-K on March 26, 2026 (event dated March 20, 2026), under Items 5.02 (Director/Officer Departure/Election) and 9.01 (Financial Statements and Exhibits), disclosing information related to a pending transaction with IonQ. The filing contains forward-looking statements urging investors to review the registration statement, proxy statement/prospectus, and other SEC documents for details on IonQ, SkyWater, the transaction, and participant interests. It includes an Exhibit 104 (Cover Page Interactive Data File) and is signed by CEO Thomas J. Sonderman on March 25, 2026.
- ·SEC CIK: 0001819974
- ·Exhibits: Exhibit 104 (Cover Page Interactive Data File formatted as inline XBRL)
26-03-2026
On March 19, 2026, the Board of Directors of NerdWallet, Inc. approved amendments to the company's Code of Business Conduct, which applies to directors, officers, employees, including principal executive, financial, and accounting officers. The amendments enhance clarity, organization, and scope by adding defined terms, roles and responsibilities, and expanding coverage to emerging areas such as artificial intelligence. The full text of the revised Code is available on the company's investor website.
- ·Filing signed on March 25, 2026 and filed on March 26, 2026.
- ·Exhibit 104: Cover Page Interactive Data File.
26-03-2026
CaliberCos Inc. reported total revenues of $20,097 thousand for the year ended December 31, 2025, a sharp 60.7% decline from $51,119 thousand in 2024, driven by 80.9% and 91.6% drops in consolidated funds hospitality and other revenues, respectively. Net loss attributable to CaliberCos Inc. widened 10.2% to $21,798 thousand amid a $5,793 thousand negative change in fair value of digital assets and 23.7% higher interest expense, though total expenses fell 57.1%. Positively, stockholders' equity improved to $6,046 thousand from a $8,444 thousand deficit, and total assets rose to $69,987 thousand.
- ·Platform revenues declined 27.5% YoY to $15,188 thousand.
- ·Notes payable decreased to $46,347 thousand from $50,450 thousand.
- ·Fee-related earnings improved to $(3,944) thousand from $(5,386) thousand.
26-03-2026
Indigo Acquisition Corp., a SPAC, reported net income of $1,822,212 for the year ended December 31, 2025, driven by $2,298,371 in dividend income on $117,298,371 of marketable securities held in the Trust Account from its IPO, with total assets reaching $118,083,962. However, it incurred a net loss from operations of $367,996, up significantly from $18,682 in 2024, and management raised substantial doubt about the company's ability to continue as a going concern. Shareholders' deficit widened to $(3,323,451) from $(13,682), amid various risk factors including potential dilution and debt obligations post-business combination.
- ·Ordinary shares subject to redemption valued at $10.20 per share.
- ·Audited by Independent Registered Public Accounting Firm (PCAOB ID Number 199).
- ·Inception date: June 7, 2024.
- ·Risks include substantial dilution of equity interest, potential default on debt post-business combination, and challenges in China operations.
26-03-2026
DigitalOcean Holdings, Inc. entered into an underwriting agreement on March 24, 2026, to sell 10,389,611 shares of common stock at $74.40125 per share to underwriters led by J.P. Morgan Securities LLC, with the full option for 1,558,441 additional shares exercised on March 25, 2026. The offering is expected to close on March 26, 2026, subject to customary conditions. Net proceeds will fund investments in additional infrastructure capacity for the cloud/AI platform, pay down existing Term Loan A, and general corporate purposes.
- ·Offering conducted pursuant to prospectus supplement and prospectus filed March 24, 2026, under Form S-3ASR (File No. 333-294563).
- ·Company agreed to indemnify underwriters against certain liabilities under the Securities Act of 1933, with contribution obligations if indemnification unavailable.
- ·Underwriting Agreement filed as Exhibit 1.1; legal opinion as Exhibit 5.1.
26-03-2026
Total revenues surged 59% YoY to $292.0M for the three months ended July 31, 2025, driven by strong growth in Barnes & Noble Education's product sales (+111% to $274.2M) and rental income (+183% to $14.0M). However, Immersion's royalty and license revenue plummeted 92% YoY to $3.9M, leading to an operating loss of $26.4M versus a $13.6M profit last year, and a net loss attributable to Immersion stockholders of $0.9M compared to $27.1M profit. Operating cash flow improved to a lesser use of $61.7M from $114.4M, aided by BNED working capital changes.
- ·Total current assets increased to $796.9M from $631.8M quarter-over-quarter, driven by BNED receivables (+65% to $162.0M) and inventories (+25% to $409.5M merchandise).
- ·Total liabilities rose to $715.6M from $543.6M, primarily due to BNED accounts payable (+59% to $236.5M) and long-term borrowings (+65% to $170.0M).
- ·Stockholders' equity attributable to Immersion decreased slightly to $295.8M from $298.1M, with dividends declared at $1.5M.
26-03-2026
Comscore's FY 2025 revenues reached $357,469 thousand, up 0.4% from $356,047 thousand in FY 2024, with Cross-Platform revenue growing 24.4% to $50,338 thousand while Syndicated Audience declined 2.6% to $253,932 thousand and Research & Insight Solutions fell 3.1% to $53,199 thousand. The company swung to operating income of $4,509 thousand from a $59,509 thousand loss, aided by the absence of $63,000 thousand goodwill impairment and other charges seen in 2024. However, it reported a net loss of $10,004 thousand amid higher interest expense and foreign currency losses.
- ·Cost of revenues increased 1.9% to $212,761 thousand in FY 2025 despite declines in data costs (-11.1%)
- ·Selling and marketing expenses up 4.0% to $59,902 thousand in FY 2025
- ·Research and development expenses down 8.7% to $30,174 thousand in FY 2025
- ·FY 2024 vs FY 2023: Content & Ad Measurement down 2.8%, Research & Insight Solutions down 10.6%
26-03-2026
Canadian Natural Resources Ltd's Form 40-F annual filing reports total proved reserves of 15,910 MMBOE as of December 31, 2025, up 4.5% from 15,231 MMBOE at December 31, 2024, supported by acquisitions adding 760 MMBOE, extensions, infill drilling, and positive technical revisions of 300 MMBOE. However, North Sea proved reserves declined to zero from 7 MMBOE due to production and negative revisions, Offshore Africa reserves fell to 46 MMBOE from 60 MMBOE, and production deducted 573 MMBOE overall. Total proved plus probable reserves stood at 20,750 MMBOE, with a workforce of 10,750 employees.
- ·Acquisitions added 760 MMBOE to proved reserves
- ·Production deducted 573 MMBOE from proved reserves
- ·Total proved plus probable reserves: 20,750 MMBOE as of Dec 31, 2025
- ·North America employees: 3,068 in Exploration and Production; 4,970 in Oil Sands Mining and Upgrading
26-03-2026
HWH International Inc. reported FY2025 revenue of $866,926, a 30.9% YoY decline from $1,253,577 in FY2024, driven by lower Food & Beverage sales, while gross profit fell to $459,727 from $601,856. Operating expenses increased 14.6% to $3,648,405, but other non-operating income of $578,221 (vs. expense of $181,336 prior year) helped narrow net loss slightly to $2,657,929 from $2,765,767. Cash and total assets declined sharply to $2,085,918 and $4,567,858, respectively, from $4,341,746 and $6,408,722.
- ·Net cash used in operating activities improved slightly to $(1,750,290) from $(1,819,262).
- ·Common shares outstanding increased to 7,476,400 from 5,593,920.
- ·Basic loss per share improved to $(0.40) from $(0.76).
- ·Executive performance share expense of $1,580,000 recognized in FY2025.
- ·Impairment loss on goodwill of $116,648 in FY2025 (down from $323,864).
26-03-2026
MSD Investment Corp. reported strong growth in total assets to $6,590,450 (up 40.7% YoY) and total investment income to $570,857 (up 40.9% YoY), driving net investment income higher to $268,542 (up 46.7% YoY) and net increase in net assets from operations to $262,059 (up 16.3% YoY). However, net asset value per share dipped slightly to $23.71 (down 0.6% YoY), unrealized appreciation turned to depreciation of $(20,390), and portfolio weighted average EBITDA declined to 150.2 from 193.0, with effective yield dropping to 9.76%. Leverage rose to 49.3% amid higher borrowings of $3,251,000.
- ·First Lien Debt fair value increased to $6,345,144 (98.8% of total investments) at YE 2025 from $4,375,355 at YE 2024.
- ·Number of portfolio companies grew to 89 from 84; total investments to 203 from 161.
- ·Debt investments on non-accrual status improved to 0.14% of amortized cost (from 0.25%) and 0.07% of fair value (from 0.10%).
- ·Weighted Average EBITDA declined to 150.2 mm from 193.0 mm; weighted average interest rate coverage improved to 2.5x from 2.3x.
- ·99.2% of debt portfolio is floating rate (up from 97.4%), with weighted average effective yield on floating rate debt at 9.72% (down from 10.65%).
26-03-2026
Maywood Acquisition Corp. 2 (MYX), a blank-check SPAC, filed an S-1 registration statement on March 25, 2026, for an initial public offering of 10,000,000 units, each comprising one Class A ordinary share, one right (convertible to 1/4 Class A share upon business combination), and one warrant (exercisable at $11.50 per share). Stone Bay, LLC holds 4,040,541 founder shares (purchased for $25,000), representing approximately 35% ownership on an as-converted basis post-offering, with up to 527,027 subject to surrender if over-allotment is not fully exercised. Post-offering, total units will be 10,140,000 (including 140,000 private placement units), ordinary shares 14,003,514, rights 10,140,000, and warrants 10,140,000, assuming no over-allotment.
- ·Founder shares issued to Stone Bay, LLC on June 4, 2025 for $25,000 (approx. $0.01 per share), with additional 1,616,217 shares via October 2025 capitalization.
- ·Separate trading of Class A shares, rights, and warrants prohibited until post-closing Form 8-K with audited balance sheet filed.
- ·Warrants exercisable 12 months post-closing or 30 days post-business combination, expire 5 years after business combination.
- ·Rights expire worthless if no business combination completed within required time period.
- ·Maximum offering size of 11,500,000 units if over-allotment exercised in full.
26-03-2026
TLGY Acquisition Corp. filed a Form 425 disclosing a March 25, 2026, X.com post by Edward Chen, Chairman of StableCoinX Assets Inc., regarding the proposed business combination with StableCoinX Inc., originally agreed on July 21, 2025, which aims to make StableCoinX publicly traded with TLGY and SC Assets as subsidiaries. The registration statement on Form S-4 was declared effective on February 17, 2026, and definitive proxy materials were mailed to TLGY shareholders. While the transaction advances toward potential completion, the filing emphasizes substantial risks including failure to meet closing conditions, high redemptions, ENA price volatility, regulatory delays, and post-merger listing challenges.
- ·Business Combination Agreement entered July 21, 2025
- ·Registration Statement declared effective February 17, 2026
- ·Definitive proxy statement/prospectus mailed to TLGY shareholders
- ·TLGY Commission File No. 333-290567
- ·StableCoinX Commission File No. referenced in context
26-03-2026
Xanadu Quantum Technologies Inc. is pursuing a business combination with Crane Harbor Acquisition Corp. (Nasdaq: CHAC), expected to provide NewCo (Xanadu Quantum Technologies Limited) with approximately $500 million in gross proceeds ($225M from trust assuming no redemptions + $275M PIPE), enabling listings on Nasdaq and TSX. The CEO highlighted strong Canadian talent, final negotiations for up to $390M government funding, and a 2029-2030 timeline for commercial quantum computers, though no real-world problems have been solved yet by any quantum computer. Risks include substantial doubt about Xanadu's going concern status, historical net losses, and potential redemptions reducing cash.
- ·Registration statement on Form F-4 declared effective by SEC on February 27, 2026; proxy mailed to shareholders of record February 4, 2026
- ·Xanadu founded in 2016
- ·Risks include material weaknesses in internal controls, dependence on government contracts, and need for additional financing
- ·Borealis solved math problem in 2 minutes vs. 7 million years on fastest supercomputer
26-03-2026
FiscalNote Holdings, Inc. received a NYSE delisting notice on March 25, 2026, for failing to meet Rule 802.01C as the 30-trading day average closing price of its Class A common stock fell below $1.00 per share, resulting in immediate suspension of trading for both common stock (NOTE) and warrants (NOTE.WS). The company is evaluating an appeal option but expects trading to commence on OTC Markets on March 26, 2026. The delisting does not affect ongoing business operations or SEC reporting obligations.
- ·Company has right to appeal delisting determination to NYSE Committee.
- ·Press release announcing delisting notice filed as Exhibit 99.1.
- ·Trading symbols: NOTE (common stock), NOTE.WS (warrants) on NYSE; expected on OTC Markets.
26-03-2026
NovelStem International Corp. reported net income of $2,379,882 for FY 2025, a turnaround from a $3,233,042 net loss in FY 2024, primarily driven by one-time gains including $1,171,760 from disposal of an equity method investment and $1,697,024 in relief of indebtedness income. However, the company generated no administrative fee income (down from $12,000) and recorded an operating loss of $238,755 (improved from $927,922 but still negative), with cash balances critically low at $333. Total assets declined to $15,786 from $160,111, while shareholders' deficit improved to $(2,141,655) from $(5,144,375).
- ·Options granted: 100,000 per Director and 100,000 to President/Executive Chairman on April 1, 2024, exercise price $0.06.
- ·Net cash used in operating activities: $167,633 in 2025 (improved from $271,964).
- ·Proceeds from bridge loan payable (related party): $161,867 in 2025.
- ·Settlement of long-term notes payable: $2,997,025 (non-cash).
- ·Settlement of derivative liability, net of interest: $614,000 (non-cash).
26-03-2026
RedCloud Holdings plc (RCT) filed an F-1 registration statement on March 26, 2026, for its planned IPO, disclosing balance sheet data as of June 30, 2025, and comparative periods including six months ended June 30, 2025 and 2024, full years 2024 and 2023. The filing details operations across geographies such as Nigeria (NG), Argentina (AR), UK (GB), and others, with references to capitalized software development, shareholder term loans, and convertible loan agreements. No specific performance improvements or declines are quantified in the provided tags.
- ·Geographical segments: Nigeria (NG), Argentina (AR), UK (GB), Other
- ·Loan details: Unsecured Shareholder Term Loans, Convertible Loan Agreements (Tranche One drawn Feb 8, 2024; Tranche Two Mar 26, 2024)
- ·Merger Reserve and other equity components referenced for multiple periods
- ·Property, plant & equipment: Computer Equipment, Office Equipment
26-03-2026
FACT II Acquisition Corp. (FACT) filed a Rule 425 communication on March 26, 2026, disclosing LinkedIn posts from March 23-24, 2026, by FACT, Brent Borden (CEO of Precision Aerospace & Defense Group, Inc. (PAD)), and Freedom Acquisition Corporation regarding the proposed business combination between FACT and PAD. The filing contains extensive forward-looking statement disclaimers, highlighting risks such as regulatory approvals, shareholder approval, technical challenges for PAD, and potential failure to consummate the deal. No financial metrics or projections are provided; investors are urged to review the Registration Statement on Form S-4 when available.
- ·Commission File Number: 001-42421
- ·Registration Statement on Form S-4 filed with SEC, including proxy statement/prospectus
- ·Posts shared via LinkedIn social media accounts
26-03-2026
Noodles & Company reported FY2025 total revenue of $495,089 thousand, up 0.4% YoY from $493,271 thousand, driven by 4.3% comparable restaurant sales growth and 5.5% increase in average unit volumes to $1,360 thousand. However, net loss widened 17.5% to $42,568 thousand from $36,213 thousand, with loss from operations deteriorating 13.7% to $31,589 thousand amid higher restaurant impairments ($22,040 thousand, up from $13,441 thousand) and interest expense (up 30.2% to $10,915 thousand); Adjusted EBITDA dipped slightly to $22,484 thousand from $23,599 thousand.
- ·Cash and cash equivalents increased slightly to $1,265 thousand from $1,149 thousand.
- ·Property and equipment, net declined to $107,359 thousand from $137,237 thousand.
- ·Stockholders’ deficit worsened to $(45,305) thousand from $(5,579) thousand.
- ·Net cash provided by operating activities $7,284 thousand in FY2025 vs $7,561 thousand in FY2024 (flat/slight decline).
26-03-2026
TXO Partners reported total revenues of $401,012 thousand for the year ended December 31, 2025, up 41.8% YoY from $282,810 thousand, driven by oil and condensate (+42.7% to $283,192 thousand), natural gas liquids (+9.2% to $32,121 thousand), and natural gas (+55.6% to $85,699 thousand). However, the company recorded a net loss of $21,619 thousand versus a $23,496 thousand profit in 2024, due to a $42,425 thousand impairment of long-lived assets, higher production expenses (+23.9% to $186,229 thousand), and increased depreciation, depletion, and amortization (+84.3% to $96,574 thousand). Total assets grew 31.4% to $1,354,903 thousand, bolstered by property acquisitions, though long-term debt rose 85.3% to $291,100 thousand.
- ·Cash provided by operating activities increased 8.2% YoY to $118,187 thousand in 2025.
- ·Proved property acquisitions totaled $262,751 thousand in 2025.
- ·Distributions to unitholders rose to $101,415 thousand in 2025 from $85,355 thousand.
- ·November 2021 TXO Partners Credit Facility balance: $284,000 thousand at Dec 31, 2025.
- ·Asset retirement obligation (long-term): $217,585 thousand at Dec 31, 2025, up from $188,904 thousand.
26-03-2026
Genie Energy Ltd.'s Board of Directors postponed the 2026 Annual Meeting of Stockholders from May 12, 2026, to June 3, 2026, at 11:00 a.m. local time at 520 Broad Street, 4th Floor, Newark, New Jersey 07102, due to delays in filing the 10-K and Proxy Statement stemming from the Audit Committee's decision to restate financial statements for years ended December 31, 2023, and 2024, as well as unaudited quarterly periods ended March 31, June 30, and September 30, 2025. The record date for determining stockholders entitled to vote was changed from March 16, 2026, to April 22, 2026. No other performance metrics or financial data were disclosed.
- ·Restatements involve Annual Report on Form 10-K for years ended December 31, 2024 and 2023, and Forms 10-Q for periods ended March 31, 2025, June 30, 2025, and September 30, 2025.
26-03-2026
Lucid Diagnostics Inc. (LUCD) filed an S-3/A amendment to its shelf registration statement (No. 333-291981) on March 25, 2026, enabling potential offerings of securities for working capital and general corporate purposes via an existing $25M ATM program with Maxim Group LLC. The filing emphasizes severe risks including ongoing operating losses since inception, substantial doubt about going concern status, limited revenues, heavy reliance on EsoGuard and EsoCheck products, and massive potential dilution from convertibles and equity plans. As of March 20, 2026, 176,945,972 common shares were outstanding, with over 80 million additional shares potentially issuable upon exercise/conversion, alongside no dividends expected.
- ·Authorized to issue 300,000,000 shares of common stock ($0.001 par) and 20,000,000 shares of preferred stock ($0.001 par).
- ·Stock options have weighted average exercise price of $1.57 per share.
- ·Annual automatic increase in shares available under 2018 Plan: 6% of outstanding common stock (through Jan 1, 2032).
- ·Annual automatic increase in shares under ESPP: lesser of 2% of outstanding common stock or 1,000,000 shares (through Jan 1, 2032).
26-03-2026
Nouveau Monde Graphite Inc. filed its Form 40-F Annual Report for the fiscal year ended December 31, 2025, on March 26, 2026, confirming 160,761,539 common shares outstanding as of year-end. The report details ongoing development in mining and battery material projects like the Becancour Battery Material Plant and Matawinie Mine, with references to $50 million US 2022 convertible notes issued to Mitsui, Pallinghurst, and Investissement Quebec. No specific period-over-period financial metrics such as revenue or expenses are detailed in the provided filing excerpts.
- ·Emerging growth company status confirmed.
- ·Principal executive offices: 481 rue Brassard, Saint-Michel-des-Saints, Québec Canada J0K 3B0.
- ·U.S. agent for service: CT Corporation, 28 Liberty Street, New York, New York 10005.
26-03-2026
Williams Sonoma Inc reported net revenues of $7,806,816 thousand for Fiscal 2025 (ended February 1, 2026), up 1.2% YoY from $7,711,541 thousand, with comparable brand revenue growth of 3.5% overall driven by Williams Sonoma (+6.9%) and Pottery Barn Kids & Teen (+4.4%), though Pottery Barn was flat at +0.4%. However, net earnings declined 3.3% to $1,088,437 thousand from $1,125,251 thousand, operating income fell 1.0% to $1,415,722 thousand amid rising SG&A expenses (up 1.6% to 28.0% of revenues), and cash equivalents dropped to $1,019,801 thousand from $1,212,977 thousand. The company repurchased $861,621 thousand in common stock and declared $326,795 thousand in dividends.
- ·Diluted EPS increased slightly to $8.84 in FY2025 from $8.79 in FY2024.
- ·Total assets grew to $5,411,912 thousand from $5,301,607 thousand.
- ·Stockholders’ equity decreased to $2,082,559 thousand from $2,142,419 thousand.
- ·Purchases of property and equipment increased to $259,438 thousand in FY2025 from $221,567 thousand.
26-03-2026
Sturm Ruger & Co Inc (RGR) filed an SC 14D9 Solicitation/Recommendation Statement on March 26, 2026, in response to a proposed tender offer by Beretta that has not yet commenced. The filing includes Exhibit 99.1, a press release dated March 25, 2026, and urges shareholders to review future SEC filings including Beretta's Schedule TO and the company's full 14D-9 once available. No recommendation on tendering shares is provided, and the communication is for informational purposes only.
- ·Subcategory: Tender Offer Response
- ·SEC website for materials: www.sec.gov
26-03-2026
AB Private Credit Investors Corp's total investment income rose 5.0% YoY to $181,782,245 for the year ended December 31, 2025 from $173,125,161 in 2024, with net investment income after tax increasing 6.4% to $56,644,953; total assets expanded 16.9% to $1,980,943,315 and net assets grew 20.3% to $730,267,513. However, net realized and unrealized appreciation on investments shifted to a $(3,335,268) loss from a $14,022,427 gain, causing the net increase in net assets from operations to decline 20.8% to $53,302,131, while NAV per share dipped 0.6% to $9.47 from $9.53 and total expenses rose 4.2% to $124,500,078. The portfolio fair value increased to $1,967,104,505 with First Lien Senior Secured Debt growing 13.9% YoY but its yield falling to 9.58% from 10.51%.
- ·Cash and cash equivalents doubled to $105,808,043 as of Dec 31, 2025 from $52,178,854.
- ·Net repayments on investments improved to $(226,020,469) from $(298,528,429), driven by higher principal repayments of $300,228,985 vs $214,122,466.
- ·Interest rate sensitivity analysis indicates a net benefit of $9.5M to NII for +100 bps rate change, but a $5.0M reduction for -100 bps.
- ·Common shares outstanding increased to 77,076,615 from 63,702,963.
26-03-2026
Nkarta, Inc. entered into a Sales Agreement with Stifel, Nicolaus & Company, Incorporated on March 25, 2026, for an at-the-market offering program allowing the sale of common stock with an aggregate offering price of up to $100,000,000. Stifel will act as sales agent, receiving a commission of up to 3% of gross sales proceeds, with sales conducted via various methods including on Nasdaq. The offering is pursuant to a newly filed Form S-3 registration statement (File No. 333-294611).
- ·Sales Agreement terminates upon sale of all shares or per its terms
- ·Legal opinion issued by O’Melveny & Myers LLP on validity of shares
- ·Registration Statement on Form S-3 (File No. 333-294611) filed March 25, 2026
26-03-2026
News Corporation filed an 8-K disclosing updates on its ongoing $1 billion stock repurchase program, including information provided to the Australian Securities Exchange (ASX) attached as Exhibits 99.1 and 99.2. The program authorizes aggregate repurchases of up to $1 billion of Class A common stock (NWSA) and Class B common stock (NWS). No specific repurchase volumes or transactions are detailed in the body of the filing.
- ·Filing date: March 26, 2026; Earliest event date: March 25, 2026
- ·Securities: Class A Common Stock (NWSA) and Class B Common Stock (NWS) on Nasdaq Global Select Market
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