Dow Jones 30 Stocks SEC Filings — April 17, 2026

17-04-2026

First Financial Bankshares, Inc. (FFIN) reported Q1 2026 net income of $71.54 million, up 16.6% YoY from $61.35 million but down slightly QoQ from $73.31 million, with net interest income rising to $134.79 million (13.5% YoY growth) driven by higher average interest-earning assets of $14.54 billion and an improved net interest margin of 3.86%. However, noninterest expenses increased 9.2% YoY to $76.77 million due to higher salary costs and other expenses, total assets declined QoQ to $15.39 billion, and deposits plus repurchase agreements fell slightly QoQ to $13.31 billion amid public fund declines. Credit quality remained strong with nonperforming assets at 0.66% of loans and foreclosed assets, down from 0.78% YoY.

• ·Trust fees increased to $13.36M in Q1 2026 from $12.65M YoY.
• ·Service charges on deposits decreased to $6.08M from $6.18M YoY due to lower overdraft fees.
• ·Mortgage income rose to $4.28M from $2.83M YoY.
• ·Net charge-offs were $0.36M in Q1 2026, up from $0.24M YoY.
• ·Salary and employee benefit costs up to $45.98M from $42.14M YoY.

17-04-2026

Viking Acquisition Corp. I, a blank check company (SPAC), entered into a Business Combination Agreement on April 16, 2026, with NorthStar Earth and Space Inc. (valued at $300 million), involving a SPAC Continuation to Canada, Company Reorganization, and Amalgamation under the CBCA, resulting in the issuance of approximately 30,000,000 Closing Shares and up to 10,000,000 Earnout Shares tied to 2027-2028 Revenue Run Rate targets or Change of Control. The transaction includes standard representations, warranties, covenants, and conditions precedent such as shareholder approvals and regulatory clearances, with no financial performance data or period-over-period comparisons disclosed. Post-closing, Viking will rename to NorthStar and adopt a new equity incentive plan reserving 10% of fully diluted shares.

• ·Securities registered: Units (VACI.U), Class A ordinary shares (VACI), Redeemable warrants (VACI.WT) on NYSE.
• ·Emerging growth company status confirmed.
• ·Closing conditions include Company Securityholders Meeting approval, Viking General Meeting approval, CBCA orders, antitrust clearances, and NYSE listing.
• ·New Viking to file Form F-4 Registration Statement and Canadian Prospectus.

17-04-2026

Varonis Systems, Inc. (VRNS) filed a DEFA14A Definitive Additional Proxy Materials with the SEC on April 17, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing indicates no fee was required and is marked as filed by the registrant. No specific proposals, financial data, or substantive details are provided in the available content.

17-04-2026

Theriva Biologics, Inc. announced an upcoming poster presentation at the AACR Annual Meeting on April 20, 2026, featuring new data and subgroup analyses from the VIRAGE Phase 2b clinical trial evaluating VCN-01 (zabilugene almadenorepvec) plus gemcitabine/nab-paclitaxel versus chemotherapy alone in newly-diagnosed metastatic pancreatic cancer patients. Key findings indicate improved overall survival (OS) and progression-free survival (PFS) with the VCN-01 combination, later-emerging higher magnitude and more durable responses, maintained OS benefit across subgroups including liver metastases, and greater benefits observed in patients receiving a second VCN-01 dose.

• ·Poster Title: Analysis of tumor and biomarker responses in the VIRAGE Trial, a randomized Phase IIb, open-label, study of nab-paclitaxel and gemcitabine with/without intravenous VCN-01 in patients with metastatic pancreatic cancer (mPDAC)
• ·Poster #: CT162
• ·Presentation Date and Time: Monday April 20, 2026, 2:00-5:00 PM US PDT
• ·Session: PO.CT01.05 - Phase II and Phase III Clinical Trials
• ·Location: San Diego Convention Center, Hall B, Section 52, Board 26
• ·AACR Annual Meeting: April 17-22, 2026, San Diego, CA

17-04-2026

DeFi Development Corp. (DFDVW) filed an S-3 shelf registration statement on April 17, 2026, to enable future offerings of securities, with net proceeds earmarked for working capital, acquiring SOL as part of its treasury strategy, and strategic initiatives amid heavy emphasis on risks like SOL price volatility, regulatory changes, and custodian credit risks. As of March 31, 2026, the company had 29,497,394 shares of common stock outstanding held by 2,495 record holders and 10,000 shares of Series A preferred stock outstanding, all held by executives. The filing cautions that historical performance is not indicative of future results and highlights potential adverse impacts from weak crypto conditions, competition, and network risks specific to Solana.

• ·Authorized to issue up to 100,000 shares of Series A Preferred Stock with stated value of $0.00001 per share; each share entitled to 10,000 votes.
• ·Common and preferred stock have par value of $0.00001 per share.
• ·Subject to Section 203 of Delaware General Corporation Law anti-takeover provisions.
• ·Series A Certificate of Designation filed January 3, 2022.

17-04-2026

Certified Advisory Corp filed Form 13F-HR on April 17, 2026, disclosing its U.S. equity portfolio holdings as of March 31, 2026. The portfolio features a diversified mix of individual stocks and exchange-traded funds (ETFs), with no reported shared voting power across all positions. Notable holdings include Invesco QQQ Trust ($35.6M), Fidelity Total Bond ETF ($23.2M), and iShares Core S&P 500 ETF ($22.2M), reflecting a focus on broad market and fixed income exposure.

• ·Portfolio period end date: March 31, 2026
• ·All holdings reported with sole voting power (SH SOLE)
• ·Filer CIK: 0001731732
• ·SEC file number: 028-18660

17-04-2026

On April 14, 2026, The Bank of New York Mellon Corporation (BNY) held its Annual Meeting of Stockholders, where all 11 director nominees, including Charles F. Lowrey, were elected by majority votes cast, advisory approval of 2025 named executive officer compensation passed narrowly at 55.56% For versus 44.44% Against, and ratification of KPMG LLP as auditors for 2026 passed overwhelmingly at 98.11% For. The Board appointed Charles F. Lowrey to its Risk Committee and Corporate Governance, Nominating and Social Responsibility Committee effective immediately, amending prior disclosure of his election on December 9, 2025 (effective February 15, 2026).

• ·Annual Meeting held April 14, 2026; proxy statement dated March 5, 2026.
• ·Charles F. Lowrey elected to Board December 9, 2025, effective February 15, 2026.
• ·Director election votes (For/Against/Abstain/Broker Non-Votes): Linda Z. Cook (557,476,289 / 14,040,474 / 1,029,945 / 50,748,197); Joseph J. Echevarria (517,158,037 / 54,616,170 / 772,501 / 50,748,197); M. Amy Gilliland (550,786,227 / 21,016,295 / 744,186 / 50,748,197); Jeffrey A. Goldstein (543,701,685 / 28,115,071 / 729,952 / 50,748,197); K. Guru Gowrappan (550,466,083 / 21,226,082 / 854,543 / 50,748,197); Charles F. Lowrey (569,765,552 / 2,037,150 / 744,006 / 50,748,197); Sandra E. O’Connor (568,067,727 / 3,771,362 / 707,619 / 50,748,197); Elizabeth E. Robinson (530,536,402 / 40,955,989 / 1,054,317 / 50,748,197); Rakefet Russak-Aminoach (567,593,596 / 4,054,694 / 898,418 / 50,748,197); Robin Vince (542,214,387 / 29,502,854 / 829,467 / 50,748,197); Alfred W. Zollar (567,676,532 / 4,060,517 / 809,659 / 50,748,197).
• ·Compensation vote raw: For 317,099,734; Against 253,650,298; Abstain 1,796,676.
• ·KPMG ratification raw: For 610,876,407; Against 11,747,746; Abstain 670,752.

17-04-2026

Algorhythm Holdings, Inc. (RIME) filed an S-1 registration statement on April 17, 2026, to register up to 10,000,000 shares of common stock for potential resale by Selling Stockholder Streeterville Capital, LLC, arising from Pre-Paid Purchases with an aggregate principal of $19,500,000 and total obligations of $21,285,000. The company has repaid $9,845,000 via issuance of 11,303,264 shares, leaving approximately $1,085,000 and $10,355,000 outstanding under the First and Fourth Pre-Paid Purchases, respectively, but highlights substantial risks of dilution from shares issued at up to 90% of VWAP (floored at $0.10 or 20% of Nasdaq Minimum Price) and potential cash repayment obligations that could strain liquidity. Streeterville currently beneficially owns no shares but is capped at 9.99% ownership.

• ·Shares issuable to Streeterville at 90% of lowest VWAP over 10 trading days prior to purchase, floored at greater of 20% of Nasdaq Minimum Price or $0.10.
• ·Company receives no proceeds from sale of registered shares.
• ·Streeterville has no material relationship with the company in past three years other than disclosed Pre-Paid Purchases.

17-04-2026

Soluna Digital Inc. (Purchaser), a Nevada corporation and manager of Soluna DVSL JVCo, LLC, agreed on April 15, 2026, to purchase 39,719,988 Class B Membership Interests (85.4% of Class B) from Soluna SLC Fund I Projects Holdco LLC (Seller) for a total Purchase Price of $16,500,000, consisting of $6,000,000 at closing and $10,500,000 due by July 1, 2026. Upon closing, the Purchaser will own 100% of both Class A (previously 100%) and Class B Membership Interests in the Company. The transaction includes termination of certain agreements and was consummated remotely on the Closing Date.

• ·LLC Agreement dated September 12, 2025.
• ·Purchaser approves the transfer and waives LLC Agreement transfer conditions.
• ·Closing occurred remotely via electronic exchange of signatures on April 15, 2026.
• ·Includes execution of Termination Agreement for agreements listed on Schedule I.

17-04-2026

Spring Valley Acquisition Corp. III (SVAC) filed a Rule 425 disclosure on April 17, 2026, sharing General Fusion's April 16, 2026 LinkedIn and X post promoting a CBC Ideas podcast episode featuring CEO Greg Twinney and SVP Mike Donaldson discussing advancements in magnetized target fusion (MTF) technology and the LM26 program. The post highlights positive sentiments on technology development for clean energy but is part of communications related to the proposed Business Combination Agreement dated January 21, 2026, involving SVAC's continuance to British Columbia, amalgamation with General Fusion via NewCo, and renaming to General Fusion Group Ltd. Extensive risk disclosures note potential delays, regulatory hurdles, failure to complete the deal, business disruptions, and commercialization challenges, with no assurance of benefits or timelines.

• ·SVAC Final Prospectus dated September 3, 2025, filed September 4, 2025.
• ·Joint Registration Statement on Form F-4 filed with SEC, including preliminary proxy statement/prospectus.
• ·SVAC address: 2100 McKinney Avenue, Suite 1675, Dallas, Texas 75201.
• ·Risks include failure of PIPE Financing, Nasdaq listing issues, and SVAC business combination deadline.

17-04-2026

Atour Lifestyle Holdings Ltd reported total revenues of RMB 9,790,159 thousand (USD 1,399,974 thousand) for the year ended December 31, 2025, up 35.1% YoY from RMB 7,247,932 thousand in 2024 and 109.8% from RMB 4,665,967 thousand in 2023, driven by robust growth in retail (67.0% YoY to 37.5% of total) and manachised hotels (28.0% YoY to 54.2% of total). However, leased hotels revenues declined 15.9% YoY to RMB 590,372 thousand (6.0% of total), following a 16.4% drop in 2024, while others grew modestly 10.5% YoY.

• ·Newly-leased or rebranded leased hotels incur substantial upfront capital expenditures and generate low revenues during ramp-up stages, negatively impacting results.
• ·Company relies on dividends and distributions from PRC subsidiaries for funding, with limitations posing material adverse effects.
• ·Closures of manachised hotels due to franchisee non-compliance with brand standards had negligible revenue impact in 2023-2025.
• ·Increasing costs from third-party online payment providers could raise costs of revenues.
• ·Filing date: April 17, 2026 for year ended December 31, 2025.

17-04-2026

QVC Group, Inc. and its debtor affiliates have filed a disclosure statement for a joint prepackaged Chapter 11 plan of reorganization in the U.S. Bankruptcy Court for the Southern District of Texas, Houston Division, soliciting votes from holders of RCF Claims (Class B3, >75% support), QVC Notes Claims (Class B4, >55% support), and LINTA Notes Claims (Class C3, >45% support). The debtors view the plan as the best option for restructuring, maximizing estate value amid financial distress, with no specific financial metrics provided but inherent risks of bankruptcy proceedings highlighted. Confirmation is not assured and subject to court approval and conditions.

• ·Case filed in U.S. Bankruptcy Court, Southern District of Texas, Houston Division (Case No. 26-[____]).
• ·Debtors' headquarters: 1200 Wilson Drive, West Chester, Pennsylvania 19380.
• ·Solicitation agent website: https://restructuring.ra.kroll.com/QVC.
• ·Solicitation contact: qvcBALLOTS@RA.KROLL.com or (888) 575-5337.

17-04-2026

5E Advanced Materials, Inc. announced on April 16, 2026, its intention to voluntarily delist its CHESS Depositary Interests (CDIs) from the Australian Securities Exchange (ASX) effective from the close of trading on May 28, 2026, with suspension from quotation on May 26, 2026. The delisting is not expected to have any material impact on the company's financial position or operating results, except for savings in compliance and ancillary costs, while its common stock will continue trading on the Nasdaq Global Select Market under the symbol FEAM. The company plans to provide CDI holders with additional information regarding their rights post-delisting.

• ·CDIs currently trade on ASX under code 5EA
• ·Common stock: $0.01 par value per share, symbol FEAM
• ·Registrant is an emerging growth company and has elected not to use the extended transition period for new accounting standards
• ·Principal executive offices: 9329 Mariposa Road, Suite 210, Hesperia, California 92344

17-04-2026

Silver Bull Resources, Inc. held its annual shareholder meeting on April 16, 2026, with low turnout of 12,021,655 shares present, representing 24.4% of the 49,292,882 outstanding shares. Shareholders approved the election of four directors (Brian D. Edgar, Timothy T. Barry, David T. Underwood, and William F. Matlack) with strong support (over 98% 'For' votes among votes cast) and ratified Manning Elliott LLP as the independent auditor, with 11,856,726 'For' votes against 45,067 'Against'. There were 5,584,143 broker non-votes, indicating limited participation from some holders.

• ·Director election votes: Brian D. Edgar (For: 6,326,616; Withheld: 110,896); Timothy T. Barry (For: 6,326,620; Withheld: 110,892); David T. Underwood (For: 6,337,859; Withheld: 99,653); William F. Matlack (For: 6,326,501; Withheld: 111,011).
• ·Auditor ratification: For 11,856,726; Against 45,067; Abstain not specified.
• ·Record date: February 19, 2026; Proxy statement filed: February 24, 2026.

17-04-2026

Madison Technologies Inc. (MDEX) reported no revenues for the year ended December 31, 2025, matching the prior year, while net loss widened 6.4% YoY to $2,980,623 from $2,800,549 amid higher operating expenses (+65.3% to $499,658). Total liabilities increased 14.2% to $23,441,236, driven by rises in accounts payable (+40.6% to $3,898,315) and interest payable on senior secured notes (+22.9% to $7,866,912), with stockholders’ deficiency deepening to $(23,310,668) from $(20,386,295). Total assets remained flat at $130,568, consisting solely of prepaid insurance.

• ·No cash on hand at end of both periods.
• ·Net cash used in operating activities improved slightly to $(330,965) from $(394,617), fully offset by loan from principal shareholder.
• ·Issuance of common stock to pay interest: $56,250 in 2025.
• ·Loss per share worsened to $(0.0019) from $(0.0017).
• ·Senior secured notes face value: $16,500,000 with ongoing debt discount.

17-04-2026

InvenTrust Properties Corp. signed a definitive note purchase agreement for a private placement of $250 million senior unsecured notes, comprising $50 million 5.09% Series A due June 29, 2029, $100 million 5.32% Series B due June 29, 2031, and $100 million 5.60% Series C due June 29, 2033. The notes feature a weighted average tenor of 5.4 years and fixed interest rate of 5.44%, with issuance expected on June 29, 2026, subject to customary conditions. Proceeds will fund general corporate purposes, including repayment of indebtedness.

• ·Notes to be absolutely and unconditionally guaranteed by certain subsidiaries that guarantee primary credit facilities (none currently expected)
• ·Notes sold in reliance on Section 4(a)(2) exemption under Securities Act; not registered
• ·Filing date: April 17, 2026

17-04-2026

DouYu International Holdings Ltd reported FY2025 consolidated net revenues of RMB 3,818,852 thousand, down 10.6% YoY from RMB 4,270,825 thousand in FY2024 and 31% from RMB 5,530,405 thousand in FY2023, reflecting continued top-line contraction. The company swung to a modest operating income of RMB 4,756 thousand in FY2025 from an operating loss of RMB 573,587 thousand in FY2024; however, it still incurred a net loss of RMB 29,082 thousand, an improvement from FY2024's RMB 306,810 thousand loss but amid risks of ongoing losses since inception. Total assets declined sharply to RMB 3,119,951 thousand as of December 31, 2025 from RMB 5,446,333 thousand a year earlier, though cash and equivalents rose to RMB 1,759,127 thousand.

• ·Cash flow from operating activities improved to negative RMB 52,255 thousand in FY2025 from negative RMB 238,852 thousand in FY2024.
• ·Net cash from investing activities swung to positive RMB 2,971,800 thousand in FY2025 from negative RMB 1,074,493 thousand in FY2024.
• ·Share repurchase of RMB 105,509 thousand in FY2024.
• ·Risks highlighted regarding net losses incurred since inception and potential continued losses.

17-04-2026

For the three months ended February 28, 2026, Technology & Telecommunication Acquisition Corp reported a net loss of $148,317, compared to net income of $67,961 in the prior-year period, driven by sharply lower interest income of $1,268 versus $251,054. Formation and operating costs declined 18% to $149,585 from $183,093, resulting in reduced net cash used in operating activities of $70,602 versus $90,676. Shareholders' deficit widened to $10,640,252 from $9,542,248 year-over-year, with cash at period-end dropping to $85 from $16,672.

• ·Weighted average Class A ordinary shares decreased to 3,418,412 from 5,111,805 YoY, reflecting prior redemptions.
• ·Cash withdrawn from trust in connection to redemption: $1,381 in 2026 vs. $24,739,496 in 2025.

17-04-2026

Autoliv Inc reported Q1 2026 net sales of $2,753 million, up 6.8% YoY (0.8% organic growth), outperforming global LVP decline of 3.4% driven by strong Asia performance including 11.1% organic growth ex-China and 4.9% in China. However, operating income declined 6.7% to $237 million (8.6% margin) and adjusted operating income fell 3.9% to $245 million (8.9% margin), while diluted EPS dropped 12% to $1.88 and operating cash flow turned negative at -$76 million due to working capital buildup. Full-year 2026 guidance reiterated at ~0% organic sales growth, 10.5-11% adjusted operating margin, and ~$1.2 billion operating cash flow.

• ·Leverage ratio unchanged at 1.3x, below 1.5x target.
• ·Full year 2026 share repurchases planned at $300-500 million.
• ·Gross profit increased 10% to $526 million, gross margin 19.1%.
• ·Q1 2026 organic sales outperformed LVP by 15pp in China and 6.8pp in Asia ex-China, but underperformed by 4.5pp in Americas.
• ·India organic sales growth 38%.
• ·Capex net guidance <5% of sales for FY 2026.

17-04-2026

Fifth Third Bancorp reported Q1 2026 net income available to common shareholders of $128 million ($0.15 diluted EPS), down 82% sequentially and 73% YoY due to $567 million after-tax impact from merger-related charges and other items following the February 1, 2026 closure of the $12.7 billion Comerica acquisition. Despite the earnings hit, core momentum showed strength with NII up 26% sequentially to $1.939 billion and 34% YoY, NIM expanding 17 bps to 3.30%, average loans up 28% to $157.632 billion, and average deposits up 24% to $209.352 billion; however, noninterest expense surged 83% sequentially to $2.395 billion largely from merger costs.

• ·Demand deposits increased from 25% to 28% of total deposits.
• ·Tangible Common Equity increased 11 bps to 7.3%.
• ·Newline deposits up $2.7B and fee revenues up 30% YoY.
• ·LOIs for 81 Texas branch locations executed or in process.
• ·Net charge-offs of 37 bps, lowest since 4Q23.
• ·Purchase accounting accretion contributed $38M to NII.

17-04-2026

QVC Inc and affiliates, including QVC Group, commenced Chapter 11 bankruptcy cases on April 16, 2026 (Petition Date), to implement restructuring transactions under a Restructuring Support Agreement and Plan, expecting to emerge within approximately 90 days while operating as debtors-in-possession and paying general unsecured claims in full in the ordinary course. The filing triggered events of default accelerating approximately $2.9 billion in credit agreement borrowings, $2.15 billion in senior secured notes, and $1.5 billion in Liberty LLC debentures. Equity interests in QVC Group are expected to be cancelled with no distributions to shareholders, and trading in securities is highly speculative with substantial risks.

• ·Cases administered jointly under caption 'In re QVC Group, Inc. et al.' in Bankruptcy Court.
• ·Debts stayed by Automatic Stay; enforcement subject to Bankruptcy Code.
• ·Expected delisting of 2067 Notes and 2068 Notes from New York Stock Exchange.
• ·Claims agent website: https://restructuring.ra.kroll.com/QVC; contact: +1 (888) 575-5337 or ProjectQuartzBallot@ra.kroll.com.

17-04-2026

On April 16, 2026, Global Interactive Technologies, Inc. received a Nasdaq Notification Letter for failing to timely file its Annual Report on Form 10-K for the year ended December 31, 2025, violating Nasdaq Listing Rule 5250(c)(1). The company has 60 calendar days from the notification date to submit a compliance plan and expects to file the overdue 10-K promptly to regain compliance. During this grace period, the company's common stock (GITS) will continue to trade on Nasdaq, subject to other listing requirements.

• ·Commission File Number: 001-41763
• ·I.R.S. Employer Identification No.: 88-1368281
• ·Principal executive offices: 160 Yeouiseo-ro, Yeongdeungpo-gu, Seoul, Republic of Korea 07231
• ·Registrant is an emerging growth company

17-04-2026

PMGC Holdings Inc. (Nasdaq: ELAB) announced entry into a $40 million equity purchase facility agreement with an institutional investor, providing approximately $10 million at initial closing and flexible draws over a 24-month period to fund its M&A strategy in aerospace, defense, and industrial manufacturing. The company has completed four acquisitions in the past twelve months, building a portfolio of ITAR-registered, AS9100D-certified precision CNC machining businesses and a specialty IT hardware packaging company. This facility supports scaling a vertically integrated precision manufacturing platform amid strong demand tailwinds.

• ·Closing anticipated on April 17, 2026
• ·Target end markets include data center and AI infrastructure
• ·Opportunistic pursuits outside aerospace and defense for cash flow positive businesses
• ·Full definitive agreements to be filed on Form 8-K

17-04-2026

Vermillion Wealth Management, Inc. disclosed 1,563 equity positions totaling $254,759,243 in its 13F-HR filing as of March 31, 2026. All reported holdings are under sole voting authority with no shared or other voting power indicated. Top positions include Berkshire Hathaway Inc. CL B ($7,524,878), Apple Inc. ($2,752,690), Caterpillar Inc. ($2,069,440), and Amazon.com Inc. ($1,287,525).

• ·Filing date: April 17, 2026
• ·Report period end: March 31, 2026
• ·Signed by James F Poepl on April 15, 2026
• ·Business address: 15040 Canada Ave, Rosemount, MN 55068

17-04-2026

Global Tech Industries Group, Inc. (GTII) reported the immediate resignation of Barton CPA PLLC as its independent registered public accounting firm on April 15, 2026, with no audit reports issued, no disagreements on accounting principles, financial disclosures, or auditing procedures, and no reportable events during their engagement. The resignation occurs amid a court-appointed receivership due to delinquent OTC filings, with the court ordering Barton to testify on the audit status on May 6, 2026. GTII has not yet engaged a successor auditor but is evaluating options.

• ·Barton notified GTII of resignation effective immediately; GTII provided Barton with Form 8-K and received agreeing letter dated April 16, 2026 (Exhibit 16.1).
• ·Common Stock registered: par value $0.001, trading symbol GTII on OTC Pink.
• ·No new independent registered public accounting firm engaged as of filing date.

17-04-2026

TruGolf Holdings, Inc. filed Amendment No. 1 to its Form 10-K for the fiscal year ended December 31, 2025, solely to correct an error on the cover page stating the number of Class A common stock shares outstanding as of April 15, 2026, from 1,394,771 to 914,267 shares. The aggregate market value of common stock held by non-affiliates as of June 30, 2025, was $3.2 million, computed at $57.20 per share. No other changes were made to the original 10-K filed on April 15, 2026, including financial statements or disclosures.

• ·Original 10-K filed with SEC on April 15, 2026.
• ·Amendment includes updated cover page, explanatory note, exhibit index, signature page, and new Exhibit 31.1 (certification by principal executive and financial officer).
• ·Company classified as non-accelerated filer, smaller reporting company, and emerging growth company.

17-04-2026

Sherborne Investors Management LP filed a 13F-HR report disclosing its holdings as of March 31, 2026. The firm reports ownership of 240,900,975 shares of Navient Corp common stock (CUSIP: 63938C108), with a market value of $29,449,997. The holdings are also attributed to affiliated entities including Sherborne Investors Management GP, LLC, Edward J. Bramson, and Stephen Welker.

• ·Filing submitted on April 17, 2026, for the quarter ended March 31, 2026.
• ·CUSIP for holdings: 63938C108

17-04-2026

Stellar Bancorp, Inc. reported net income of $102.87 million for 2025, down 10.6% from $115.00 million in 2024, with pre-tax pre-provision income declining 2.9% to $137.94 million and return on average tangible equity falling to 11.48% from 13.89%. However, tangible book value per share improved 13.4% to $21.62. The filing highlights robust executive compensation governance, including variable pay tied to diverse metrics, stock ownership guidelines, and a clawback policy, alongside disclosure of a merger agreement with Prosperity Bancshares, Inc. dated January 27, 2026.

• ·Total shareholder return for value of $100 investment reached $133.67 in 2025, underperforming peer group at $147.34.
• ·CEO summary compensation table total $2,928,686 in 2025, up from $2,678,922 in 2024; compensation actually paid $4,536,205.
• ·Highest executive perquisites total $92,898 for Robert R. Franklin, Jr. in 2025, including $60,069 dividends on restricted stock.

17-04-2026

Energy Vault Holdings, Inc. (NRGV) filed a DEF 14A proxy statement dated April 17, 2026, seeking stockholder approval for the re-election of three Class II directors—Stephanie Unwin, Theresa Fariello, and Thomas Ertel—for three-year terms expiring at the 2029 annual meeting, with the Board unanimously recommending a FOR vote. The company maintains a classified board structure with Class I directors (Larry Paulson, Mary Beth Mandanas) serving until 2028 and Class III directors (Robert Piconi, Dylan Hixon) until 2027. All directors and nominees possess extensive backgrounds in energy, renewables, finance, accounting, government affairs, and executive leadership across public companies.

• ·Directors may be removed for cause only by affirmative vote of holders of at least 66 2/3% in voting power.
• ·Proxy materials available online or by request until May 16, 2026; ongoing electronic requests via www.proxyvote.com.
• ·Annual Report on Form 10-K for fiscal year ended December 31, 2025, included with proxy materials.
• ·No family relationships among executive officers, directors, or nominees.
• ·No arrangements or understandings for director nominee selections.

17-04-2026

On April 15, 2026, the Compensation Committee of Lixte Biotechnology Holdings, Inc. cancelled stock options previously granted to key officers and directors and replaced them with an equivalent number of restricted share units (RSUs) under the 2020 Stock Incentive Plan, which vested immediately. This included 350,000 RSUs to CEO Geordan Pursglove, 50,000 to CFO Peter Stazzone, and 25,000 each to five directors. The Committee stated this change enhances retention and incentives for the Company and stockholders.

• ·RSUs represent the right to receive one share of common stock upon vesting and are subject to the Plan and award agreements.
• ·Exhibits filed: 10.1 Form of Restricted Share Unit Agreement; 10.2 Form of Stock Option Cancellation Agreement.

17-04-2026

On April 13, 2026, the Compensation Committee of Hooker Furnishings Corporation approved 2026 base salaries of $680,000 for CEO Jeremy R. Hoff and $375,000 for CFO C. Earl Armstrong III. The committee also established FY2027 annual cash incentive targets weighted 30% on revenue and 70% on operating income, with maximum payouts of $1,360,000 for Hoff and $450,000 for Armstrong, alongside time-based RSUs of 35,656 for Hoff and 10,149 for Armstrong vesting through April 13, 2029. Performance-based PSUs for both executives are tied to EPS CAGR (threshold 5%, target 10%, max 25%) and relative TSR (threshold 25th percentile, target 50th, max 75th percentile) over the period from February 2, 2026, to January 28, 2029.

• ·Time-based RSUs vest ratably one-third each on April 13, 2027, 2028, and 2029; accelerate fully on change of control.
• ·PSUs require minimum 5% EPS CAGR for payout; TSR payout capped at target if negative.
• ·Cash incentives for FY2027 (ending January 31, 2027) use full interpolation between threshold, target, and maximum levels.
• ·Dividends on unvested RSUs and PSUs accumulate in cash and pay out upon vesting.

17-04-2026

Evommune, Inc. filed an S-1 registration statement on April 17, 2026, to enable Selling Stockholders to resell shares, with the company receiving no proceeds from these sales and bearing the registration costs. The prospectus highlights a seasoned management team and board with extensive biopharma experience from companies like Dermira (acquired by Eli Lilly for $1.1B) and Kadmon (acquired by Sanofi for $1.9B). The company has never paid dividends and does not anticipate doing so, intending to retain earnings for business development.

• ·Ages of executives and directors as of March 31, 2026: Luis Peña (63), Kyle Carver (38), Eugene A. Bauer (83), Gregory S. Moss (42), Jeegar Patel (48), Janice Drew (63), Benjamin F. McGraw III (76), David E. Cohen (60), Derek DiRocco (45), Rob Hopfner (52), Felice Verduyn-van Weegen (38), Arthur Kirsch (73)
• ·Board committees: Audit (1), Compensation (2), Nominating and Corporate Governance (3), Science and Technology (4)
• ·Company inception: April 2020

17-04-2026

Acushnet Holdings Corp. (GOLF) filed a DEFA14A definitive additional proxy material (Schedule 14A) on April 17, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing is marked as 'Definitive Additional Materials' with no fee required. No substantive financial or operational details are provided in the header content.

17-04-2026

Volato Group, Inc. dismissed Elliott Davis, PLLC as its independent registered public accounting firm and engaged TAAD, LLP on April 13, 2026, with approval from the Audit Committee and no disagreements or reportable events beyond the prior going concern issue. The Elliott Davis audit report for the year ended December 31, 2025, included an explanatory paragraph expressing substantial doubt about the Company's ability to continue as a going concern and referenced material weaknesses disclosed in the Form 10-K filed March 12, 2026. Elliott Davis provided a concurring letter to the SEC as Exhibit 16.1.

• ·No 'disagreements' or 'reportable events' with Elliott Davis during the two most recent fiscal years and subsequent interim period, except for the going concern matter and material weaknesses in the 10-K.
• ·No prior consultations with TAAD regarding accounting principles, audit opinions, or reportable matters.
• ·Elliott Davis letter to SEC dated April 17, 2026, filed as Exhibit 16.1.

17-04-2026

Madison Air Solutions Corp priced its initial public offering of 82,692,308 shares of Class A common stock at $27.00 per share, with shares expected to begin trading on the NYSE under ticker 'MAIR' on April 16, 2026, and closing on April 17, 2026. Underwriters, led by Goldman Sachs & Co. LLC, Barclays, Jefferies, and Wells Fargo Securities, have a 30-day option to purchase up to an additional 12,403,846 shares. Concurrently, the company agreed to sell $100.0 million of Class B common stock in a private placement to an entity controlled by founder Larry Gies.

• ·A registration statement for the IPO securities has been declared effective by the SEC.
• ·The private placement of Class B shares is unregistered under the Securities Act of 1933.
• ·Madison Air provides air quality solutions for commercial and residential markets.

17-04-2026

FrontView REIT, Inc. issued a definitive proxy statement for its 2026 Annual Meeting of Stockholders, to be held virtually on May 27, 2026, at 10:00 a.m. CDT. Stockholders of record as of April 2, 2026, will vote on electing seven director nominees (Stephen Preston, Charles Fitzgerald, Elizabeth Frank, Robert Green, Noelle LeVeaux, Ernesto Perez, and Daniel Swanstrom) and ratifying KPMG LLP as independent registered public accounting firm for the fiscal year ending December 31, 2026. The proxy materials and Annual Report for the fiscal year ended December 31, 2025, are available online.

• ·Record Date: close of business on April 2, 2026
• ·Annual Meeting access: www.virtualshareholdermeeting.com/FVR2026 (online check-in from 9:30 a.m. CDT)
• ·Voting for directors: plurality of votes cast (no cumulative voting)
• ·Voting for auditor ratification: majority of votes cast
• ·Company address: 3131 McKinney Avenue, Suite L10, Dallas, Texas 75204
• ·Proxy materials first available: April 17, 2026

17-04-2026

PetVivo Holdings, Inc. received $600,000 as the final installment on April 15, 2026, under a Subscription Agreement dated March 13, 2026, completing a $1,000,000 equity financing for 1,250,000 units at $0.80 per unit, with 750,000 units issued for the final payment. Each unit consists of one share of restricted common stock and one warrant exercisable at $1.10 per share, immediately upon issuance, expiring in three years. The investor holds an option for an additional $1,500,000 investment (1,875,000 units) on similar terms by June 15, 2026.

• ·Securities issued in reliance on Section 4(a)(2) of the Securities Act and Regulation D; investor is an accredited investor.
• ·Shares, Warrants, and underlying shares are restricted securities under Rule 144.
• ·Subscription Agreement filed as Exhibit 10.1.

17-04-2026

AGNC Investment Corp. held its 2026 Annual Meeting of Stockholders on April 16, 2026, with 752,065,624 shares present out of 1,123,239,319 entitled to vote on the record date of February 20, 2026. All ten director nominees were elected with strong support ranging from 95.7% to 97.1% 'for' votes. Stockholders approved the advisory say-on-pay resolution with 92.4% in favor and ratified Ernst & Young LLP as independent auditor for the year ending December 31, 2026, with 97.7% approval.

• ·Broker non-votes: 376,450,856 shares for director elections and say-on-pay
• ·No exhibits filed
• ·Meeting certified by Kenneth L. Pollack

17-04-2026

Innovative Solutions and Support, Inc. held its annual shareholder meeting on April 16, 2026, with holders of 14,239,180 shares present, representing 80% quorum. All seven director nominees were elected, though Roger A. Carolin and Garry Dean received significant withheld votes (1,526,771 and 2,307,566 respectively). Shareholders overwhelmingly ratified Grant Thornton LLP as auditors, approved annual frequency for say-on-pay votes (7,023,647 votes), and approved say-on-pay (9,224,341 for).

• ·Director election votes - Shahram Askarpour: For 9,330,735, Withheld 43,290
• ·Director election votes - Stephen L. Belland: For 9,228,338, Withheld 85,687
• ·Director election votes - Glen R. Bressner: For 9,208,506, Withheld 165,519
• ·Director election votes - Roger A. Carolin: For 7,847,254, Withheld 1,526,771
• ·Director election votes - Garry Dean: For 7,066,459, Withheld 2,307,566
• ·Director election votes - Denise L. Devine: For 7,847,484, Withheld 1,526,541
• ·Director election votes - Richard A. Silfen: For 9,328,083, Withheld 45,942
• ·Proposal 2 Auditor ratification: For 14,186,528, Against 49,219, Abstain 3,433
• ·Proposal 3 Say-on-Frequency: 3 Years 2,234,972, 2 Years 44,335, 1 Year 7,023,647, Abstain 71,071
• ·Proposal 4 Say-on-Pay: For 9,224,341, Against 63,909, Abstain 85,775
• ·Record date: January 26, 2026

17-04-2026

Calavo Growers, Inc. filed supplemental disclosures to its Joint Proxy Statement/Prospectus amid two shareholder lawsuits and demand letters alleging disclosure deficiencies related to its pending merger with Mission Produce, Inc., announced January 14, 2026, under which Calavo shareholders will receive $27.00 per share. Shareholder meetings for both companies are set for April 28, 2026, with the companies denying merit in the claims but supplementing disclosures to avoid delays. The supplements include details on fairness opinion analyses, such as selected public company multiples ranging from 5.5x to 9.0x FY2025E EV/Adjusted EBITDA.

• ·Lawsuits filed March 26, 2026: Ryan Carroll v. Calavo Growers, Inc. et al. (No. 651854/2026) and Keith Jones v. Calavo Growers, Inc. et al. (No. 651855/2026), seeking injunctive relief, rescission, damages.
• ·Registration Statement on Form S-4 declared effective March 20, 2026; definitive proxy statements filed same day; mailing commenced on or about March 25, 2026.
• ·Selected Public Companies EV/FY2025E Adjusted EBITDA multiples: Dole plc 5.5x, Fresh Del Monte 7.4x, Mission Produce 9.0x (low 5.5x-high 9.0x); implied per share equity value $17.80-$24.55.
• ·Selected Public Companies EV/FY2026E Adjusted EBITDA multiples: Dole plc 5.2x, Fresh Del Monte 6.9x, Limoneira 33.7x (low 5.2x-high 33.7x); implied per share equity value $20.10-$28.50.

17-04-2026

Vitesse Energy, Inc. will hold its 2026 Annual Meeting of Stockholders virtually on June 5, 2026 at 9:00 a.m. Mountain Time to elect Board-nominated directors for the term until the 2027 annual meeting and to ratify Deloitte & Touche LLP as independent auditors for the fiscal year ending December 31, 2026. The record date is April 10, 2026, with 41,712,424 shares of common stock outstanding entitled to vote. The company, spun off from Jefferies Financial Group Inc. on August 5, 2022, focuses on non-operated oil and natural gas assets primarily in the Williston Basin and completed the all-stock acquisition of Lucero Energy Corp. on March 7, 2025.

• ·Annual Meeting held virtually at www.virtualshareholdermeeting.com/VTS2026.
• ·Company address: 5619 DTC Parkway, Suite 700, Greenwood Village, CO 80111.
• ·Proxy materials available at www.virtualshareholdermeeting.com/VTS2026, including Annual Report on Form 10-K for year ended December 31, 2025.

17-04-2026

Permianville Royalty Trust announced a monthly cash distribution of $0.010000 per unit, payable on May 15, 2026, to holders of record on April 30, 2026, based on January 2026 oil and December 2025 natural gas production. Oil cash receipts rose $0.3 million to $2.0 million on higher volumes of 38,192 Bbls, but natural gas cash receipts fell $0.6 million to $2.8 million due to sharply lower volumes of 766,861 Mcf despite higher prices. Operating expenses decreased $0.1 million to $2.9 million, while capital expenditures increased $0.2 million to $0.9 million, and the Sponsor withheld an additional $0.3 million for a development expense reserve now totaling $1.2 million.

• ·Net profits interest calculation includes accrued costs incurred in February 2026.
• ·Sponsor reserve intended to fund expected increase in development expenses; unspent amounts may be released later.
• ·Trust owns 80% net profits interest from predominantly non-operated properties in Texas, Louisiana, and New Mexico.

17-04-2026

Dauch Corporation filed this Form 8-K/A on April 17, 2026, to amend Item 9.01 of its original 8-K by including the audited consolidated financial statements of acquired Dowlais Group Limited (formerly Dowlais Group plc) as of and for the years ended December 31, 2025 and 2024, along with unaudited pro forma condensed combined financial information giving effect to the business combination completed on February 3, 2026. The pro forma data presents the balance sheet as of December 31, 2025, and income statement for the year then ended, for informational purposes only and not as actual or projected results. No other changes were made to the original filing.

• ·Audited financial statements of Dowlais cover fiscal years ended December 31, 2025 and 2024 (Exhibit 99.1).
• ·Pro forma combined balance sheet as of December 31, 2025; pro forma income statement for year ended December 31, 2025 (Exhibit 99.2).
• ·Consent of Deloitte LLP as independent auditors of Dowlais (Exhibit 23.1).

17-04-2026

Banzai International, Inc. is seeking stockholder approval for a proposed reverse stock split of its Class A and Class B Common Stock at a ratio of up to 1-for-20 to increase the per-share trading price and maintain Nasdaq Capital Market listing compliance. As of the Record Date, there are 17,393,826 shares of Class A Common Stock and 677,118 shares of Class B Common Stock outstanding, which would be reduced to approximately 869,692 and 33,856 shares post-split, respectively. While aimed at improving liquidity and investor interest, the proposal carries risks including no guarantee of sustained price increase, potential odd-lot ownership, reduced trading volume, and possible market capitalization decline.

• ·Reverse stock split ratio: up to 1-for-20; Board discretion to implement or abandon prior to April 28, 2027.
• ·Principal offices: 435 Ericksen Ave NE, Suite 250, Bainbridge Island, WA 98110; Phone: 206-414-1777.
• ·No appraisal rights for stockholders under Delaware law.
• ·Fractional shares rounded up to nearest whole share; may result in odd-lots under 100 shares.

17-04-2026

Cottonwood Capital Advisors, LLC disclosed its quarterly 13F-HR holdings as of March 31, 2026, totaling $141,799,404 across 86 positions, all held with sole voting authority. Top holdings include iShares TR U.S. Tech ETF at $11,587,986, Trust for Professional Managers Convergence LNG at $9,758,087, FlexShares TR Discp Dur MBS at $7,832,378, and iShares TR High Yld Systm B at $6,238,522, with additional exposure to stocks like Apple Inc. ($1,604,294) and Microsoft Corp. ($398,257). No changes or performance metrics relative to prior periods are detailed in the filing.

• ·Portfolio includes heavy concentration in First Trust and iShares ETFs representing technology, fixed income, high yield, and international equities.
• ·No put or call options reported (all values 0).
• ·SEC file number: 028-21525; CIK: 0001903321.

17-04-2026

On April 15, 2026, Avalon GloboCare Corp. (ALBT) received a notification from Nasdaq indicating non-compliance with Listing Rule 5550(a)(2), as the closing bid price of its common stock fell below the $1.00 per share minimum for 30 consecutive business days from March 1 to April 14, 2026. The Company has 180 calendar days until October 12, 2026, to regain compliance by maintaining a $1.00 closing bid price for at least 10 consecutive business days, with trading continuing uninterrupted on Nasdaq Capital Market under 'ALBT'. Failure to comply could lead to a potential second 180-day period or delisting, and the Company may pursue a reverse stock split.

• ·Nasdaq Listing Rule 5810(c)(3)(A) defines the 30 consecutive business day deficiency period.
• ·Potential second 180-day compliance period available if market value of publicly-held shares and other initial listing standards are met.
• ·Company will have appeal opportunity to a Hearings Panel if delisting determination is issued.