S&P 500 Consumer Discretionary Sector SEC Filings — April 14, 2026

14-04-2026

Profound Medical Corp. filed an 8-K on April 14, 2026, under Items 7.01 and 9.01, announcing via press release (Exhibit 99.1) a business update presentation at the 2026 Bloom Burton & Co. Healthcare Investor Conference. The presentation is scheduled for April 22, 2026, at 10:00 a.m. Eastern Time at the Metro Toronto Convention Centre and via live broadcast. No financial or operational metrics were disclosed in the filing.

• ·Filing includes Exhibit 99.1: Press Release dated April 14, 2026
• ·Information under Item 7.01 not deemed 'filed' or incorporated by reference

14-04-2026

Davies Financial Advisors, Inc. disclosed total holdings of $10,917,105 across 11 positions as of March 31, 2026, in its quarterly 13F-HR filing submitted on April 14, 2026. The portfolio is heavily weighted toward ETFs including Invesco QQQ Trust ($4,632,699, top holding) and SPDR S&P 500 ETF Trust ($1,581,692), with additional exposure to tech stocks like Apple ($430,936) and Microsoft ($531,934). No changes or prior period comparisons were reported.

• ·All holdings reported with sole voting power and no shared power, puts, or calls.
• ·Filing covers period ending March 31, 2026.

14-04-2026

Brookfield Asset Management Ltd. filed an 8-K on April 14, 2026, under Items 8.01 (Other Events) and 9.01 (Financial Statements and Exhibits), announcing the issuance of a press release dated April 14, 2026, attached as Exhibit 99.1. The filing contains no financial data, performance metrics, or specific details from the press release. It was signed by Kathy Sarpash, Managing Director, Legal & Regulatory and Corporate Secretary.

14-04-2026

New Fortress Energy Inc.'s indirect subsidiary, NFE Brazil Holdings Limited, entered into the Brazil Bridge Credit Agreement providing a $50,000,000 senior secured multiple draw term loan facility maturing on the earliest of certain restructuring events or September 15, 2026 (potentially extended to December 2026). The facility bears 10% paid-in-kind interest per annum and is secured by substantially all assets of NFE Brazil, including equity interests in Hygo Energy Transition Ltd., with proceeds for general corporate purposes and operational expenditures, including repaying LNG payables at CoreCo. Amendments to the Restructuring Support Agreement and Letter of Credit Facility Forbearance Agreement obtained necessary consents for the transaction.

• ·Loan matures on earliest of: closing of refinancing of NFE Brazil Financing Limited’s 15% senior secured notes due 2029, RSA termination re PW/PWP AHG members, Restructuring Effective Date, or September 15, 2026 (extendable to December 14 or 31, 2026 per RSA)
• ·Obligations secured by pledge of equity interests held by NFE Brazil in Hygo Energy Transition Ltd.
• ·Standard covenants include limitations on indebtedness, liens, restricted payments, asset sales, affiliates transactions, and prepayments of other debt

14-04-2026

Brighthouse Financial's 2026 Proxy Statement outlines director governance practices, including stock ownership guidelines met by all long-serving directors with unvested RSUs held at 4,556 for Chairman Chaplin and 2,837 each for the other seven directors as of December 31, 2025; it notes that a pending merger could trigger immediate vesting of pre-November 6, 2025 RSUs. Proposal 2 seeks stockholder ratification of Deloitte & Touche LLP as independent auditor for 2026, with audit fees nearly flat at $13.694M in 2025 versus $13.666M in 2024 (up 0.2%), while audit-related fees rose sharply 82% to $0.902M and total fees increased 3.4% to $14.78M. The proxy also covers sustainability initiatives overseen by board committees and human capital management rooted in core values.

• ·Independent Directors expected to hold shares equal to at least 4x equity portion of annual retainer, achievable within 5 years of guidelines effective date (Jan 1, 2018) or service start.
• ·Directors required to retain 50% of net shares from vesting until guidelines met; no Director sold vested equity as of Record Date.
• ·Current Deloitte lead partner engaged since 2022 audit, eligible through 2026; new partner in 2027 per rotation rules.

14-04-2026

Odyssey Marine Exploration, Inc. (OMEX) announced a merger with American Ocean Minerals Corporation (AOM) via an all-stock transaction described as a billion-dollar deal, creating the largest U.S.-controlled deep-sea critical minerals platform focused on polymetallic nodules covering over 500,000 square kilometers. The deal is backed by $230 million in equity capital, including a $156 million oversubscribed PIPE and $76 million equity bridge financing, with a joint conference call held on April 13, 2026, to discuss details. While supported by strong institutional investors and regulatory tailwinds, the merger faces risks such as failure to obtain stockholder approval, regulatory hurdles, and potential delays, with closing expected in late Q2 or early Q3 2026 following a 25-to-1 reverse stock split.

• ·Merger structured as all-stock transaction with new SEC guidance for PIPE shares in S-4.
• ·Combined company to trade on NASDAQ under ticker AOMC post-close.
• ·Agreement and Plan of Merger dated April 8, 2026.
• ·Shares issuable under CIC Ltd Option Agreement, CIC LLC Option Agreement, and CIC Equity Exchange Agreement exempt under Section 4(a)(2) of Securities Act.

14-04-2026

Bank of Finland filed a 13F-HR report on April 14, 2026, disclosing its holdings as of March 31, 2026, in four ETFs with a total market value of $1,366,372,990. The largest holding is DBX ETF TR XTRACKERS MSCI valued at $422,341,035 (10,822,209 shares), followed by ISHARES TR CORE S&P500 ETF at $342,000,506 (523,569 shares). No changes in holdings or performance metrics were reported in this quarterly snapshot.

• ·CUSIP for ISHARES TR CORE MSCI INTL: 46435G326
• ·CUSIP for ISHARES TR CORE S&P500 ETF: 464287200
• ·CUSIP for ISHARES TR PARIS ALIGNED CL: 46436E411
• ·CUSIP for DBX ETF TR XTRACKERS MSCI: 23306X605
• ·All holdings reported as sole ownership with full voting authority

14-04-2026

Full Truck Alliance Co. Ltd. reported FY2025 net revenues of 12,489,859 thousand RMB ($1,786,026 thousand US$), up 11.1% YoY from 11,238,638 thousand RMB, with strong growth in transaction services (+38.1% to 5,317,220 thousand RMB) and value-added services (+11.8% to 1,993,088 thousand RMB); however, freight brokerage services declined 11.2% YoY to 4,199,393 thousand RMB. Net income attributable to ordinary shareholders increased 43.6% YoY to 4,408,169 thousand RMB ($630,361 thousand US$) from 3,069,849 thousand RMB, driven by higher operating income of 4,146,198 thousand RMB (up 67.6% YoY). Total assets stood at 44,322,028 thousand RMB ($6,337,965 thousand US$) as of December 31, 2025.

• ·Net cash used in investing activities FY2025: (2,717,363) thousand RMB ($388,578 thousand US$).
• ·Net cash used in financing activities FY2025: (1,655,948) thousand RMB ($236,797 thousand US$).
• ·Provision for credit solutions FY2025: 445,351 thousand RMB ($63,684 thousand US$), up from 296,528 thousand RMB in FY2024.
• ·Cash and cash equivalents as of Dec 31 2025: 6,066,137 thousand RMB ($867,446 thousand US$).
• ·Short-term investments as of Dec 31 2025: 11,048,309 thousand RMB ($1,579,887 thousand US$).

14-04-2026

Mayfair Gold Corp. filed its Form 40-F annual report for the fiscal year ended December 31, 2025, incorporating the Annual Information Form, MD&A, and audited financial statements under IFRS for 2025 and 2024. The company has 67,080,496 common shares outstanding and trade payables of $1,167,556 as at December 31, 2025. Management concluded that disclosure controls and procedures were effective with no changes to internal controls over financial reporting.

• ·Emerging growth company status confirmed.
• ·Code of business conduct adopted effective January 2026.
• ·No off-balance sheet arrangements.
• ·Audit Committee pre-approval policy for external auditor services in place.

14-04-2026

XCF Global, Inc. (SAFX) entered into a definitive Business Combination Agreement on April 13, 2026, with DevvStream Corp. and Southern Energy Renewables Inc., structured as mergers where both targets will become wholly-owned subsidiaries in exchange for Company Common Shares, following a prior term sheet from January 26, 2026. The deal advances strategic growth in renewables but remains subject to extensive closing conditions including shareholder approvals, regulatory clearances, fairness opinions, $400M Louisiana bond issuance approval, $10M minimum cash, $1B annualized revenue target by June 30, 2026, and execution of key offtake agreements. Termination fees range from $510,000 to $1.19M apply in certain scenarios, with an Outside Date approximately 10 months from signing.

• ·Fairness opinions required within 20 Business Days of BCA signing, with termination rights if not received.
• ·Outside Date is 10 months from April 13, 2026, with possible 30-day extension.
• ·Southern shareholder approval already obtained prior to BCA execution.
• ·DevvStream equity awards (warrants, options, RSUs, convertible notes) to convert into Company Common Shares.

14-04-2026

Kezar Life Sciences, Inc. filed SC 14D9 on April 14, 2026, recommending shareholders tender shares in response to Aurinia's tender offer commenced April 13, 2026, for $6.955 per share in cash plus one non-transferable CVR, assuming $50M Signing Net Cash. The Board received a fairness opinion from TD Securities (USA) LLC dated March 29, 2026, deeming the consideration fair from a financial point of view. Key related documents include the Merger Agreement dated March 30, 2026, separation agreements for executives effective April 1, 2026, and a lease termination agreement.

• ·Tender Offer documents filed by Aurinia on April 13, 2026.
• ·Merger Agreement dated March 30, 2026, among Kezar, Aurinia Pharma U.S., Inc., and Aurinia Merger Sub, Inc.
• ·Fairness Opinion dated March 29, 2026, from TD Securities (USA) LLC.
• ·Separation Agreements dated April 1, 2026, for Christopher Kirk, Ph.D., Marc Belsky, and Mark Schiller.
• ·Lease Termination Agreement dated April 1, 2026, with GNS South Tower, LP.
• ·CVR entitles holders to 90% of Net Proceeds from Legacy Asset Transaction during specified period.

14-04-2026

Value Investment Professionals, LLC filed its 13F-HR on April 14, 2026, disclosing 81 equity positions with a total market value of $88,750,853 as of March 31, 2026. No new holdings were added during the quarter, and all positions are held with sole voting and sole dispositive power. Holdings are diversified across individual stocks such as Apple Inc. (11,717 shares), Amazon.com Inc. (6,211 shares), and Microsoft Corp. (3,686 shares), as well as various ETFs including Schwab Strategic TR US REIT ETF (66,112 shares) and WisdomTree TR US High Dividend (266,622 shares).

• ·Filing as of date: April 14, 2026
• ·Report period end: March 31, 2026
• ·Largest share positions by volume: Tandy Leather Factory Inc (183,939 shares), WisdomTree TR US High Dividend (266,622 shares)

14-04-2026

Artificial Intelligence Technology Solutions, Inc. (AITX) filed an 8-K on April 14, 2026, under Items 7.01 (Regulation FD Disclosure) and 9.01 (Exhibits), announcing the issuance of a press release titled 'AITX Takes Next Step in Market Structure Evolution with OTCQB Application.' The press release is furnished as Exhibit 99.1. The filing was signed by CEO Steven Reinharz.

• ·Filing Date: April 14, 2026
• ·Date of Earliest Event Reported: April 14, 2026
• ·Principal Executive Offices: 10800 Galaxie Avenue, Ferndale, Michigan, United States 48220
• ·Telephone: (877) 787-6268
• ·State of Incorporation: Nevada
• ·Commission File Number: 000-55079
• ·IRS Employer Identification No.: 27-2343603

14-04-2026

CGC Financial Services, LLC filed its 13F-HR on April 14, 2026, disclosing total equity holdings of $346,057,622 across 331 positions as of March 31, 2026. The portfolio is heavily weighted toward ETFs, with top holdings including JPMorgan Hedged Equity Laddered Overlay ETF ($69,665,102), Schwab US Dividend Equity ETF ($49,587,952), and JPMorgan Small & Mid Cap Enhanced Equity ETF ($22,671,153). All positions are held solely with full discretionary voting authority and no reported changes from prior periods in this filing.

• ·Filing CIK: 0001992785
• ·SEC File Number: 028-23386
• ·Business Address: 5 Centerpointe Dr, Suite 550, Lake Oswego, OR 97035
• ·All holdings reported as sole discretionary with zero shared or other voting authority

14-04-2026

This S-4/A filing details the proposed mergers of Fundrise Merger Entities (Development eREIT, West Coast, East Coast, Growth eREIT II, and others) into Fundrise eREIT, LLC, with holding periods for redemptions carried over post-merger. Distribution policies intend quarterly payouts primarily from operations, but historically, the entities funded portions from non-cash sources such as equity method returns ($176,000 for Development eREIT in FY2025 vs. $380,000 in FY2024, a 54% decline), borrowings ($1.4 million for West Coast in FY2025 vs. $1.3 million in FY2024, a 8% increase), asset sales, and working capital. Fundrise eREIT aims to maintain Investment Company Act exemptions through real estate-focused investments, with no material litigation reported.

• ·Fundrise eREIT intends to invest at least 80% of net assets in private real estate and publicly traded real estate-related investments.
• ·No pre-emptive, exchange, or conversion rights offered.
• ·Policies may be amended without shareholder vote; aims to qualify as REIT with 90% taxable income distribution requirement.
• ·No active material litigation as of filing.

14-04-2026

On April 13, 2026, the Audit Committee of Bridgford Foods Corporation dismissed Baker Tilly US, LLP as its independent registered public accounting firm and appointed Withum Smith+Brown, PC as the new firm for the fiscal year from November 1, 2025, to October 30, 2026. Baker Tilly's reports for the fiscal years ended October 31, 2025, and November 1, 2024, were unqualified, with no disagreements on accounting principles, financial disclosures, auditing scope, or reportable events through the interim period ended April 13, 2026. No prior consultations occurred with the new firm regarding specified regulatory matters.

• ·A letter from Baker Tilly to the SEC agreeing with the statements is attached as Exhibit 16.1.
• ·Company's principal executive offices: 1707 S. Good-Latimer Expressway, Dallas, TX 75226.
• ·Securities: Common Stock (BRID) on Nasdaq Global Market.

14-04-2026

Willow Lane Acquisition Corp. filed a Rule 425 disclosure on April 14, 2026, regarding social media posts published on April 13, 2026, by Boost Run, Willow Lane, and CEO B Luke Weil about the previously announced Business Combination Agreement dated September 15, 2025, with Boost Run Holdings, LLC and affiliates. The filing urges shareholders to review the upcoming Form S-4 Registration Statement, proxy statement/prospectus, and other SEC documents for details on the transaction. No financial metrics or performance data were disclosed.

• ·Business Combination Agreement entered into on September 15, 2025
• ·Social media posts published on X and LinkedIn on April 13, 2026
• ·Proxy solicitation for extraordinary general meeting to approve Business Combination

14-04-2026

California Bancorp filed Definitive Additional Proxy Materials (DEFA14A) on April 14, 2026, pursuant to Section 14(a) of the Securities Exchange Act of 1934. The filing was made by the registrant with no fee required. This supplements their proxy statement but contains no financial metrics, performance data, or material disclosures.

• ·Filing checkbox: Filed by the Registrant
• ·Payment of Filing Fee: No fee required

14-04-2026

Stonebridge Capital Management Inc, based in Los Angeles, CA, filed its quarterly 13F-HR on April 14, 2026, disclosing equity holdings as of March 31, 2026, with a total portfolio value of $219,915,188 across 80 positions, all held with sole discretionary voting authority. Top holdings include Apple Inc. ($17,952,618 for 70,738 shares), Microsoft Corp. ($16,089,454 for 43,465 shares), and Cisco Systems Inc. ($5,667,329 for 73,042 shares). No period-over-period changes are available in this filing.

• ·Business address: 1801 Century Park East Suite 1800, Los Angeles, CA 90067
• ·All positions reported as SH SOLE with 0 shared or other voting authority
• ·Includes mutual funds such as PRIMECAP ODYSSEY FUND (260,414 shares, $9,119,700) and Schwab funds

14-04-2026

Hydrofarm Holdings Group, Inc. entered into a Forbearance Agreement on April 8, 2026, with lenders and FEAC Agent, LLC following a Specified Event of Default for failing to pay interest due January 31, 2026, on its $125,000,000 senior secured Term Loan. The forbearance period runs until April 30, 2026 (extendable), during which the company must maintain at least $1,000,000 in average daily cash, provide budgets and asset sale term sheets, and adhere to strict covenants amid liquidity concerns. An accompanying Amendment No. 2 replaced JPMorgan with FEAC as administrative and collateral agent and imposed additional reporting requirements.

• ·Event of Default notice issued February 11, 2026
• ·Forbearance termination possible upon new Events of Default, non-compliance with requirements, or breaches of representations
• ·Company must present at least two asset valuation bids and a cash flow projection approved by Financial Advisor

14-04-2026

Wells Fargo reported first quarter 2026 net income of $5,253 million, up 7% YoY from $4,894 million, with diluted EPS of $1.60, up 15% YoY, driven by total revenue of $21,446 million (+6% YoY), average loans of $996.0 billion (+10% YoY), and average deposits of $1,415.0 billion (+6% YoY). However, provision for credit losses surged to $11,135 million from $932 million YoY due to higher allowances on certain loan types, net income declined 2% QoQ to $5,253 million from $5,361 million, CET1 ratio fell to 10.3% from 11.1% YoY, and segments showed mixed results including Home Lending revenue down 9% YoY and Commercial Real Estate down 21% YoY.

• ·Net loan charge-offs of $1,106 million, stable at 45 basis points annualized YoY.
• ·Nonperforming assets at 0.86% of total loans, stable QoQ.
• ·Repurchased 46.3 million shares for $4.0 billion.
• ·Client assets grew 11% YoY to $2,483 billion.

14-04-2026

New Horizon Aircraft Ltd. (NASDAQ: HOVR) reported Q3 FY2026 results ended February 28, 2026, with $20 million in cash providing sufficient liquidity through planned milestones in fiscal 2027. The company is advancing its Cavorite X7 hybrid-electric VTOL aircraft toward full-scale assembly later in 2026 and flight testing in early 2027, supported by manufacturing partnerships with RAMPF Composite Solutions, North Aircraft Industries, and MHIRJ. A third-party evaluation validated projected operating costs at $0.97 per available seat mile, with improved operational efficiency shown by lower administrative costs relative to increased engineering expenses.

• ·Conference call scheduled for April 14, 2026, at 8:30 a.m. ET (dial-in: 888-506-0062 NA / 973-528-0011 international, code 835351; webcast at https://ir.horizonaircraft.com/events-presentations)
• ·Q3 FY2026 period ended February 28, 2026

14-04-2026

Lockerman Financial Group, Inc., based in Newport Beach, CA, filed its Form 13F-HR on April 14, 2026, disclosing equity holdings as of March 31, 2026. The portfolio features diversified positions in large-cap stocks such as Apple Inc. ($319,015), Microsoft Corp. ($505,023 total across accounts), and Nvidia Corporation ($491,111), alongside substantial ETF holdings including JPMorgan Betabuilders US ETF ($3,484,058) and SPDR S&P 500 ETF ($3,265,358). No prior quarter share disclosures (all reported as 0) suggest this may be the firm's inaugural 13F filing with no indicated changes.

• ·All positions reported as DFND or SOLE with 0 shares previously disclosed and no put/call options.
• ·Business address: 4695 MacArthur Court, Suite 490, Newport Beach, CA 92660.
• ·Phone: 949-554-3500.
• ·Fiscal year end: December 31.
• ·State of incorporation: CA.

14-04-2026

BayBridge Capital Group, LLC filed its 13F-HR on April 14, 2026, disclosing $161398213000 in total equity holdings across 95 positions as of March 31, 2026, all with sole voting and disposition power. Top holdings include iShares Core U.S. Aggregate Bond ETF ($26053065000), Vanguard Total Stock Market ETF ($9226008000), SPDR S&P 500 ETF Trust ($7150029000), iShares Core S&P Mid-Cap ETF ($6311025000), and NVIDIA Corporation ($3853600000). The portfolio shows heavy allocation to bond and broad market ETFs alongside technology stocks, with no quarter-over-quarter changes reported in this snapshot.

• ·All holdings reported with sole voting power (SH SOLE) and no shared power
• ·Filer CIK: 0001898297, based in Livermore, CA
• ·No put/call options or other investment discretion reported

14-04-2026

The Federal Home Loan Bank of Chicago filed an 8-K disclosing consolidated obligation bonds and discount notes committed to be issued on trade dates April 8-10, 2026, for which it is the primary obligor, with total par value of $230 million and maturities ranging from October 2026 to April 2046. Instruments include fixed constant rate bonds at coupons of 4.000% to 5.500% and a variable single index floater, primarily with optional principal redemption features. This is routine disclosure of debt securities backed jointly by the eleven Federal Home Loan Banks, regulated by the FHFA.

• ·All listed consolidated obligations exclude discount notes with maturity of one year or less issued in ordinary course.
• ·Schedule A reports principal at par, which may differ from GAAP financial statement amounts due to discounts, premiums, or concessions.
• ·Consolidated obligations are joint and several obligations of the eleven Federal Home Loan Banks, not guaranteed by U.S. government.

14-04-2026

BestGofer Inc. filed an 8-K/A on April 14, 2026, amending its prior 8-K to reverse a recent auditor change: it terminated the engagement with Sadler, Gibb & Associates, LLC (appointed April 8, 2026) effective April 14, 2026, and reappointed Barton CPA PLLC as its independent registered public accounting firm effective the same date. The company stated this was in the best interest of shareholders due to Barton's familiarity with operations since 2023. No disagreements on accounting principles, disclosures, auditing scope, or reportable events occurred during Sadler Gibb's brief six-day engagement.

• ·Barton CPA PLLC (PCAOB Firm ID 6968) audited financial statements for fiscal years ended November 30, 2025 and November 30, 2024.
• ·BestGofer Inc. is an emerging growth company with fiscal year end November 30.

14-04-2026

First Busey Corporation declared a quarterly cash dividend of $0.26 per share on its outstanding shares of common stock on April 14, 2026. The dividend is payable on May 1, 2026, to stockholders of record as of April 24, 2026. No changes or comparisons to prior dividends were disclosed in the filing.

• ·Principal executive offices: 11440 Tomahawk Creek Parkway, Leawood, Kansas 66211
• ·Registrant’s telephone number: (217) 365-4544
• ·I.R.S. Employer Identification No.: 37-1078406

14-04-2026

The Compensation Committee of First Business Financial Services, Inc. approved the vesting of Performance Restricted Stock Units (PRSUs) granted in 2023 to Named Executive Officers under the Long-Term Incentive Plan, based on superior Company performance in Total Shareholder Return (TSR) and Return on Average Tangible Common Equity (ROATCE) for the 2023-2025 measurement period. This resulted in payouts of Company common stock to the NEOs, with no negative performance noted. The determination was effective April 9, 2026, following the Proxy Statement filed March 5, 2026.

• ·Performance measurement period: beginning in 2023 and ending in 2025
• ·Vesting determined at 'Superior' level for both TSR and ROATCE goals
• ·Proxy Statement filed with SEC on March 5, 2026

14-04-2026

XFLH Capital Corp, a SPAC, completed its IPO raising net proceeds of $99.5M from public units and $1.55M from private placement shares, with $100.1M held in the Trust Account as of February 28, 2026. Interest income of $112,500 nearly offset formation and operating costs of $112,675, resulting in a minimal net loss of $175 for the six months ended February 28, 2026, compared to a $33,511 net loss in the prior stub period; however, operating losses persisted and shareholders attributable per share loss was $0.02. Total assets grew to $100.7M from $0.1M, and shareholders' equity turned positive at $379K from a $8.5K deficit.

• ·Accrued expenses increased to $68,334 from $15,000.
• ·Over-allotment option liability of $127,200 recorded.
• ·Promissory note to related party repaid in full ($278,496).
• ·Deferred offering costs of $100,000 reversed to $0.
• ·For the three months ended February 28, 2026, net income was $42,199 with loss per share attributable to ordinary shares of $(0.01).

14-04-2026

Prudential Financial reported Q4 and full-year 2025 financial results with year-to-date adjusted operating income before taxes up 12% to $6,637 million versus 2024, driven by U.S. Businesses (+10%) and International Businesses (+5%), while PGIM remained flat at $878 million. However, total revenues declined 15% year-to-date to $57,677 million, reflecting lower premiums (-30%), and Corporate and Other losses narrowed but remained negative at $(1,574) million. The company also announced segment reporting changes effective January 1, 2026, creating new 'U.S. Legacy Products' and 'Retirement' segments to isolate run-off businesses.

• ·Effective January 1, 2026, segment changes isolate discontinued U.S. Legacy Products (run-off blocks no longer sold) from active Retirement and Individual Life segments.
• ·Total assets under management and administration end Q4 2025: $1,804.2 billion.
• ·Adjusted book value per share diluted end Q4 2025: $100.17.
• ·Senior long-term debt end Q4 2025: $11,261 million.

14-04-2026

Horizon Technology Finance Corporation (HRZN) closed its merger with Monroe Capital Corporation (MRCC) on April 14, 2026, issuing 20,370,693 shares of common stock (0.9402 per MRCC share), resulting in pro forma net assets of $471.7 million including $141.1 million in cash and ownership split of 70.14% legacy Horizon and 29.86% former MRCC stockholders. The combined company, backed by Monroe Capital's $24 billion AUM, plans to use cash for debt repayment and investments, supplemental distributions from $27.6 million undistributed earnings, up to $4 million fee waivers over four quarters, and a $10 million stock repurchase program. Board changes include resignations of James Bottiglieri, Edward Mahoney, Robert Pomeroy, Elaine Sarsynski, and Joseph Savage, with Thomas Allison joining as an independent director.

• ·MRCC final cash distribution record date: April 10, 2026; payable on or around April 17, 2026.
• ·Horizon special meeting of stockholders: March 13, 2026.
• ·Horizon Supplemental Distributions to commence with July 2026 monthly distribution.
• ·Fee Waiver at up to $1 million per quarter starting quarter ending September 30, 2026.
• ·Stock repurchase program expires June 30, 2026; limited to 2% of shares outstanding when trading below 90% of NAV.
• ·Transaction advisors: Oppenheimer & Co. Inc. and Blank Rome LLP (Horizon Special Committee); Houlihan Lokey Capital, Inc. and Nelson Mullins Riley & Scarborough LLP (MRCC Special Committee); Dechert LLP (Monroe Capital BDC Advisors, LLC and HTFM).

14-04-2026

Gulf Resources, Inc. disclosed on April 14, 2026, that it remains unable to file its Annual Report on Form 10-K for the year ended December 31, 2025, due to accounting adjustments required by the company and its auditors in response to SEC comments on the prior year's Form 10-K for the period ended December 31, 2024. This update follows a Form 12b-25 notification of delay filed on March 30, 2026. The company affirmed it will make best efforts to file the overdue 10-K as soon as practicable.

• ·Previously reported delay via Form 12b-25 filed March 30, 2026
• ·SEC comments pertain to Annual Report on Form 10-K for year ended December 31, 2024

14-04-2026

SafeSpace Global Corporation (SSGC) filed an 8-K on April 14, 2026, disclosing under Regulation FD that it plans to present an Investor Presentation at the Centri Capital Conference at NASDAQ in New York City, NY, beginning April 14, 2026. The Investor Presentation is available on the company's website (https://safespaceglobal.ai) under the 'Invest' tab and attached as Exhibit 99.1. The filing clarifies that the information is not deemed 'filed' under the Exchange Act and is intended to be considered alongside other SEC filings.

• ·Trading symbol: SSGC on OTCID Bulletin Board
• ·Principal executive offices: 311 S. Weisgarber Road, Knoxville, TN 37919
• ·Telephone: (865) 237-4448

14-04-2026

Antalpha Platform Holding Co's 20-F for year ended December 31, 2025 reports net cash used in operating activities improving significantly to $(3,838) thousand from $(11,694) thousand in 2024, while net cash used in investing activities also decreased sharply to $(6,856) thousand from $(76,171) thousand. However, net cash from financing activities dropped 86% YoY to $12,630 thousand from $93,353 thousand, leading to a lower net increase in cash of $1,924 thousand versus $5,488 thousand prior year. Crypto assets received as revenue grew modestly 3% YoY to $48,207,213 thousand, amid substantial related-party loans, collateral movements, and diversification into XAUt.

• ·Post-Reorganization, dedicated clearing account established for margin loan transactions as agent.
• ·Pre-Reorganization shared accounts led to unrelated fund flows between customers and related parties.
• ·Temporary crypto fund support from related party during Antalpha Prime initial setup, settled in ordinary course.
• ·Options exercise price: Nominal for all listed grants.
• ·Total Class A Ordinary Shares options for other employees/consultants exceed 1.7M across multiple grants.

14-04-2026

For the three months ended February 28, 2026, revenues increased 40.1% YoY to $38,672 from $27,604, while operating expenses declined to $154,891 from $219,233, narrowing the operating loss to $(116,219) from $(191,629). However, for the six months ended February 28, 2026, despite revenues surging 51.5% YoY to $85,689 from $56,577 (primarily from outside the US at $67,689), the net loss widened to $(550,206) from $(170,510) due to higher interest expenses of $265,109 and total liabilities rising to $8,971,969. Cash balance improved to $63,335 from $23,108 at period start, driven by $344,901 in financing inflows, though net cash used in operations increased to $(304,674).

• ·Cost of revenues for three months ended Feb 28, 2026: $21,974 (down from $24,854 YoY)
• ·Sales, general and administrative expenses for six months ended Feb 28, 2026: $299,571 (down from $329,859 YoY)
• ·Interest expense for six months ended Feb 28, 2026: $265,109 (down from $317,982 YoY)
• ·Stockholders’ deficit as of Feb 28, 2026: $(8,890,213) (worsened from $(8,381,511) at Aug 31, 2025)
• ·Accumulated deficit as of Feb 28, 2026: $(19,791,962)

14-04-2026

Emmaus Life Sciences, Inc. announced on April 13, 2026, the resignation of Jon Kuwahara as a director, effective April 15, 2026. No additional details regarding the reasons for the resignation, successor appointment, or any compensatory arrangements were disclosed in the filing.

• ·Filing submitted on April 14, 2026, under Items 5.02 (Departure of Directors or Certain Officers) and 9.01 (Financial Statements and Exhibits).
• ·No securities registered pursuant to Section 12(b) of the Act.
• ·Principal executive offices: 21250 Hawthorne Boulevard, Suite 800, Torrance, CA 90503.

14-04-2026

Infinity Natural Resources, Inc. (NYSE: INR) announced the appointment of Scott McNeill to its Board of Directors, effective April 13, 2026. Mr. McNeill brings more than two decades of experience in energy investment banking, capital markets, and operating leadership, including leading RSP Permian's $449 million IPO and $9.5 billion merger with Concho Resources. Infinity's President and CEO Zack Arnold highlighted McNeill's track record in building and scaling energy businesses as key to executing the company's strategy in the Appalachian Basin.

• ·Scott McNeill spent 15 years at Raymond James as Managing Director in Energy Investment Banking.
• ·McNeill currently serves as CEO of Peak Rentals, LLC and Managing Member of Headwall Capital.
• ·Infinity focuses on hydrocarbons in the Utica Shale (eastern Ohio) and Marcellus/Utica Shales (southwestern Pennsylvania).

14-04-2026

FinTrade Sherpa, Inc. entered into an Interim Promissory Note dated April 8, 2026, with Lode Star Gold, Inc., acknowledging indebtedness of $74,811.50 plus additional amounts, accruing interest at 15.0015% per annum retroactive to April 1, 2026, with minimum monthly payments of $8,000 commencing June 1, 2026, and full repayment by May 31, 2028. The note is secured by a pledge of the company's intellectual property from the February 12, 2025 Asset Purchase Agreement with Tarka L'Herpiniere, with a UCC-1 filing already made in Texas on April 1, 2026. This follows a termination of financial support letter dated April 1, 2026, amid lack of funding from Alpha-Optimus project affiliates.

• ·Interest applies retroactively from April 1, 2026; all payments applied first to accrued interest.
• ·Prepayment allowed without penalty, applied first to interest then principal.
• ·Default triggers if payments >45 days late, insolvency, bankruptcy, or breach; accelerates full balance.
• ·Lender option to convert debt to shares at discount to market price if unpaid.
• ·Governing law: State of Nevada.

14-04-2026

Portfolio Resources Advisor Group, Inc. disclosed total holdings valued at $100,655,443 across 148 positions in its 13F-HR filing as of March 31, 2026. The portfolio consists predominantly of ETFs such as iShares Core S&P 500 ETF ($8,178,189), iShares S&P 500 Growth ETF ($7,577,352), and iShares S&P 500 Value ETF ($7,287,842), alongside individual stocks including Microsoft Corp ($104,018) and Johnson & Johnson ($84,821). No period-over-period changes are provided in the filing.

• ·Filing submitted on April 14, 2026
• ·All positions held with sole voting power (SH SOLE)
• ·Business address: 4000 Ponce de Leon Blvd Ste 670, Coral Gables, FL 33146

14-04-2026

On April 8, 2026, Hock E. Tan and Tracey T. Travis notified Meta Platforms, Inc. of their decision not to stand for re-election to the Board of Directors at the 2026 Annual Meeting of Shareholders. Both directors will continue to serve until the Annual Meeting. The filing was made on April 14, 2026.

• ·Filing Type: 8-K, Item 5.02

14-04-2026

WaterBridge Infrastructure LLC (NYSE: WBI) appointed Valerie Chase as an independent director on April 13, 2026, with her term expiring at the 2026 annual meeting of shareholders; she replaces Kara Goodloe Harling as Chair of the Audit Committee while Harling remains on the Board. Ms. Chase brings over 20 years of experience in finance, accounting, and corporate governance, including roles at Apache Corporation (now APA Corporation) and as Vice President, Chief Accounting Officer, and Controller at Magnolia Oil & Gas Corporation. Compensation includes a grant of 2,830 RSUs vesting on September 18, 2026, a $100,000 annual Board retainer, plus $10,000 each for Audit Committee service and Chair role.

• ·Ms. Chase holds a Bachelor of Economics and Master of Accounting from the University of Michigan and is a Certified Public Accountant in Texas.
• ·No arrangements or understandings pursuant to which Ms. Chase was selected as director, and no disclosable relationships or transactions under Item 404(a) of Regulation S-K.
• ·Company entered into an indemnification agreement with Ms. Chase dated April 13, 2026.

14-04-2026

On April 10, 2026, York Space Systems Inc. (YSS) appointed Janine A. Davidson as a Class II director, effective immediately, and as a member of the Audit Committee, with the Board size increased to eight directors. Dr. Davidson, aged 59, brings extensive experience from roles including president of Metropolitan State University of Denver, Undersecretary of the U.S. Navy, and various defense policy positions. She will receive prorated compensation under the director program: $70,000 annual cash retainer, $20,000 Audit Committee retainer, and $180,000 in RSUs with one-year cliff vesting; she is a nominee of AE Industrial Partners, LP.

• ·Dr. Davidson will serve until the 2028 Annual Meeting of Stockholders or until her successor is elected.
• ·Dr. Davidson's prior roles include Senior Fellow at Council on Foreign Relations (2014-2016), Undersecretary of the U.S. Navy (2016-2017), and Air Force Officer.
• ·No other material transactions with Dr. Davidson pursuant to Item 404(a) of Regulation S-K.

14-04-2026

TeraWulf reported preliminary Q1 2026 revenue of $30-35 million and adjusted EBITDA of $0-3 million, reflecting a transition to HPC hosting revenues (>50% of total) amid operational progress with full delivery of CB-2. The company had $3.1 billion in cash and equivalents but $5.8 billion in total debt as of March 31, 2026. It also received allocations for a revolving credit facility of up to $250 million to enhance liquidity and fund Kentucky data center development.

• ·Revolving credit facility expected to mature in April 2030 and secured by substantially all assets of TeraWulf and certain subsidiaries.
• ·Preliminary results are unaudited and subject to change; full Q1 results expected in May 2026.
• ·More compute capacity expected online in Q2 2026 and throughout the year.

14-04-2026

F.N.B. Corporation announced an 8% increase in its quarterly common stock cash dividend to $0.13 per share, payable on June 15, 2026, to shareholders of record on June 1, 2026, and authorized a new $250 million share repurchase program in addition to $50 million remaining from the prior program. The actions reflect sustained strong financial performance, including returning $2.3 billion to shareholders, 477% balance sheet growth, and total shareholder return outperforming the KBW Regional Banking Index by more than 200%. No declines or flat metrics were reported.

• ·Share repurchase program authorized in addition to remaining $50M from April 2022 program.
• ·Dividend payable June 15, 2026, to shareholders of record June 1, 2026.
• ·Efficiency ratio maintained in low-to-mid 50% range.
• ·Dividend payout ratio reduced from nearly 80% to 31%.

14-04-2026

The 21Shares Hyperliquid ETF filed Amendment No. 2 to its S-1 registration statement on April 14, 2026, detailing its staking model for HYPE tokens, targeting 30-70% staking utilization to balance yields and liquidity risks while partnering with Figment Inc. as the staking services provider. The ETF intends to distribute staking rewards quarterly as cash dividends after selling equivalent HYPE. Initial seed capital was $100 from 2 shares at $50 each, with anticipated $500,000 proceeds from 20,000 initial seed shares at $25 each to fund HYPE purchases ahead of listing under ticker THYP.

• ·Former company name: Jura Pentium Trust (name change October 3, 2025)
• ·Seed Creation Baskets redeemed for cash on March 23, 2026
• ·Staking rewards accrue every minute and are distributed daily
• ·Sponsor, Staking Services Provider, and HYPE Custodians expected to receive aggregate [●]% of staking rewards