S&P 500 Technology Sector SEC Filings — April 14, 2026

14-04-2026

Arcadia Investment Advisors LLC filed a 13F-HR report disclosing 81 equity positions totaling $211813007 as of March 31, 2026, all held under sole investment discretion with no reported changes, shared holdings, or other voting authority. The portfolio is diversified across individual stocks and ETFs, with top holdings including Schwab Strategic TR US Lrg Cap ETF at $12933355, SPDR Index Shs Fds State Street Spd (78463X848) at $11380155, and American Cnty ETF Tr Avantis US LARG at $11032341. No period-over-period comparisons are provided in the filing.

• ·All positions held with sole voting authority.
• ·No put/call options or other manager discretion reported.
• ·Filed on April 14, 2026 for period ending March 31, 2026.

14-04-2026

ImmuCell Corporation (Nasdaq: ICCC) appointed Dr. Gilles Guillemette and Dr. Anthony DiMarco to its Board of Directors effective April 15, 2026, to bolster its innovation strategy in animal health biologics, particularly for the First Defense® product line. The company is transitioning to a 7-person Board with six independent directors and the CEO, establishing a new Strategy and Technology Committee chaired by Dr. Guillemette. Retiring board members Bryan Gathagan, Michael Brigham, and Bobbi Brockmann step down effective April 15, 2026, while Timothy Fiori retires after the June 11, 2026 Annual Meeting.

• ·Annual Meeting of Stockholders scheduled for June 11, 2026 at 9:30 AM ET via live audio webcast and telephone.
• ·Ms. Brockmann and Mr. Fiori will continue in their executive roles post-retirement from the Board.
• ·Updated Investor Presentation available at http://www.immucell.com/investors.

14-04-2026

Saga Communications Inc. reported net operating revenue of $107,112 thousand for the year ended December 31, 2025, down 5.1% from $112,919 thousand in 2024, with market contributions showing slight declines in Milwaukee (11% vs 12%) and Columbus (7% vs 8%) while others remained flat. Significant impairments of goodwill ($19,229 thousand) and intangible assets ($1,168 thousand) drove an operating loss of $11,044 thousand and net loss of $7,899 thousand (EPS -$1.22), compared to operating income of $2,355 thousand and net income of $3,460 thousand (EPS $0.55) in 2024. However, station operating expenses were nearly flat at $91,781 thousand (-0.1%), cash and equivalents rose to $22,506 thousand from $18,860 thousand, and dividends were reduced to $1.00 per share from $1.60.

• ·Milwaukee market contributed 11% of consolidated net operating revenue in 2025 (down from 12% in 2024)
• ·Goodwill fully impaired to $0 from $19,229 thousand as of Dec 31 2025
• ·Long-term debt steady at $5,000 thousand
• ·Dividends declared per share $1.00 in 2025 (down from $1.60 in 2024)

14-04-2026

Palmer Square Capital BDC Inc. (PSBD) filed an 8-K on April 14, 2026, under Item 8.01 Other Events, reporting management's unaudited estimate of the net asset value per share of its common stock as of March 31, 2026, at $13.30. The company confirmed its status as an emerging growth company with common stock listed on the New York Stock Exchange under ticker PSBD.

• ·Principal executive offices: 1900 Shawnee Mission Parkway, Suite 315, Mission Woods, Kansas 66205
• ·Telephone number: 816 994-3200

14-04-2026

Murphy Pohlad Asset Management LLC filed its 13F-HR report on April 14, 2026, disclosing holdings as of March 31, 2026, with a total portfolio value of $278,977,471,000 across 134 positions, all held with sole voting authority. Top holdings by value include SLB Limited ($6,518,770,000), Medtronic PLC ($5,737,703,000), Intel Corp ($5,698,374,000), Chevron Corporation ($5,344,433,000), and VF Corp ($4,708,693,000). The diversified portfolio spans energy, healthcare, technology, financials, and ETFs with no reported options or shared voting authority.

• ·All 134 positions reported with sole voting authority and no put/call options.
• ·Significant ETF holdings include Dimensional ETF Trust US Core Equity 2 (22,504 shares, $874,505,000) and various Vanguard funds.
• ·Firm based in Eden Prairie, MN, with SEC file number 028-15160.

14-04-2026

GameSquare Holdings, Inc. filed an 8-K announcing Amendment No. 1 to its Bylaws, effective April 10, 2026, which restates Section 1.5 to lower the quorum requirement for stockholder meetings to one-third (1/3) of the votes that could be cast by holders of outstanding shares entitled to vote. The amendment was duly adopted by the Board of Directors on April 10, 2026, and certified by the Company's Secretary. This procedural change aims to facilitate meeting convening but does not impact financial metrics.

• ·Filing date: April 14, 2026
• ·8-K Items reported: 5.03, 5.08, 7.01, 8.01, 9.01
• ·Corporation incorporated in Delaware

14-04-2026

Aditxt, Inc. entered into a Senior Unsecured Promissory Note on April 10, 2026, issued with Original Issue Discount (OID) and an unspecified Original Principal Amount (U.S. $[-]). The note accrues interest on a 360-day basis, payable in cash on Interest Dates, increasing to 18% per annum upon an Event of Default. Multiple Events of Default are defined, including acceleration of indebtedness or judgments exceeding $500,000, bankruptcy proceedings, or material adverse effects.

• ·Contact for OID information: Amro Albanna at (650) 870-1200.
• ·Note may not be prepaid except as specifically permitted.
• ·Holder has redemption rights upon Event of Default at Redemption Premium.
• ·Mandatory redemption upon Bankruptcy Event of Default at full outstanding amount times Redemption Premium.

14-04-2026

Bravo Multinational Inc. reported a reduced net loss of $253,478 for the year ended December 31, 2025, compared to $393,506 in 2024, reflecting lower total expenses of $253,478 (down 41% YoY) driven by sharp declines in general and administrative expenses (down 77%) and professional fees (down 67%), while board fees remained flat at $175,000. However, cash and cash equivalents fell to $111 from $288 (down 61% YoY), total liabilities increased to $1,055,698 from $802,397 (up 32% YoY), and the stockholders' deficit widened to $1,055,587 from $802,109.

• ·Common Stock: $0.0001 par value, 1,000,000,000 shares authorized, 47,641,010 issued and outstanding
• ·Preferred A shares: $0.0001 par, 10,000,000 authorized, 0 outstanding
• ·Auditor: MICHAEL GILLESPIE & ASSOCIATES, PLLC (Firm ID 6108, Vancouver, Washington)
• ·Entity is a small business, non-accelerated filer, with entity file number 000-53505 and CIK 0001444839

14-04-2026

The SEC declared effective the Form S-4 registration statement on April 13, 2026, for the proposed business combination between A Paradise Acquisition Corp. and Enhanced Ltd, which values Enhanced at an enterprise value of $1.2 billion; the combined entity, Enhanced Group Inc., is expected to list on NYSE under 'ENHA' following shareholder approval at a May 1, 2026 general meeting. The announcement coincides with upcoming inaugural Enhanced Games on May 24, 2026, at Resorts World Las Vegas. However, the filing extensively outlines risks including Enhanced's unproven business model, limited operating history, minimal revenue to date, regulatory scrutiny, and dependence on key events for success.

• ·A Paradise shareholders urged to read proxy statement/prospectus and other SEC filings before voting.
• ·Contact for documents: The Sun’s Group Center, 29th Floor, 200 Gloucester Road, Wan Chai, Hong Kong, +852 9583 3199.

14-04-2026

The Federal Home Loan Bank of San Francisco reported under Item 2.03 the creation of direct financial obligations via consolidated obligation bonds traded on April 10, 2026, for which it is the primary obligor, totaling $70 million in par value. The issuances include a $60 million Bermudan callable fixed-rate bond at 3.835% maturing May 28, 2027, and a $10 million European callable fixed-rate bond at 4.000% maturing April 15, 2030. These are joint and several obligations of the eleven Federal Home Loan Banks, backed solely by their resources and not guaranteed by the U.S. government; the filing notes that such issuances are routine and excludes short-term discount notes.

• ·First bond (CUSIP 3130BACT): Settlement April 14, 2026; Next pay October 14, 2026; Next call July 14, 2026; Optional Principal Redemption (Bermudan style).
• ·Second bond (CUSIP 3130BACK): Settlement April 15, 2026; Next pay October 15, 2026; Next call October 15, 2027; Optional Principal Redemption (European style).
• ·Schedule A excludes discount notes with maturity ≤1 year and does not reflect derivatives, maturities, or GAAP adjustments.

14-04-2026

Snow Phipps Group, LLC filed a 13F-HR report disclosing total holdings of $317601438 as of March 31, 2026, consisting of two positions: Velocity Financial Inc (13,353,103 shares valued at $241557633) and Laureate Education Inc (2,182,658 shares valued at $76043805). The filing was submitted on April 14, 2026, by Chief Financial Officer Jonathan Dworkin. No period-over-period changes are provided in the filing.

• ·CUSIP for Laureate Education Inc: 518613203
• ·CUSIP for Velocity Financial Inc: 92262D101
• ·Filer CIK: 0001698661
• ·Report period end: 2026-03-31

14-04-2026

USA Financial Formulas filed its Form 13F-HR on April 14, 2026, disclosing 437 equity and ETF positions held solely as of March 31, 2026, with no voting authority shared or other derivatives noted. The portfolio is heavily weighted toward ETFs, with top holdings including iShares S&P Small-Cap 600 Value ETF at $109900279, iShares Russell 2000 ETF at $108117088, and iShares S&P Mid-Cap 400 Growth ETF at $104844933. Individual stock positions such as SPDR Bloomberg Barclays 1-3 Month T-Bill ETF ($23236513) and various blue-chip names like Cisco Systems ($1491978 value) round out the diversified holdings.

• ·Filer CIK: 0001633716
• ·State of incorporation: MI
• ·Fiscal year end: 12/31
• ·Business address: 6020 EAST FULTON STREET, ADA, MI 49301

14-04-2026

Immunic, Inc. held a Special Meeting of Stockholders on April 14, 2026, with 70,622,667 shares (54.1% of 130,464,825 outstanding) present or represented by proxy; shareholders approved Proposal 1 to authorize a reverse stock split at a ratio of 1-for-10 to 1-for-30 with 57,404,749 votes for, 12,594,555 against, and 623,363 abstentions. The Board approved a 1-for-10 reverse stock split, effective at 12:01 a.m. ET on April 27, 2026, with new common stock trading on Nasdaq under 'IMUX' and new CUSIP 4525EP200.

• ·Definitive Proxy Statement filed with SEC on March 2, 2026.
• ·Reverse stock split ratio approved by Board: 1-for-10.
• ·New CUSIP identifier for post-split common stock: 4525EP200.